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`Rudolph A. Telscher, Jr.* (MO Bar No. 41072)
`rudy.telscher@huschblackwell.com
`Daisy Manning* (MO Bar No. 62134)
`
`daisy.manning@huschblackwell.com
`Jennifer E. Hoekel* (MO Bar No. 45880)
`
`Jennifer.hoekel@huschblackwell.com
`HUSCH BLACKWELL LLP
`190 Carondelet Plaza, Suite 600
`St. Louis, MO 63105
`314-480-1500 Telephone
`
`
`Nathan Sportel* (IL Bar No. 6304061)
`nathan.sportel@huschblackwell.com
`HUSCH BLACKWELL LLP
`120 South Riverside Plaza Suite 2200
`Chicago, IL 60606
`312-655-1500 Telephone
`
`Dustin Taylor* (CO Bar No. 54463)
`dustin.taylor@huschblackwell.com
`HUSCH BLACKWELL LLP
`1801 Wewatta St., Suite 1000
`Denver, CO 80205
`*admitted pro hac vice
`
`
`J. Christopher Jaczko (Bar No. 149317)
`chris.jaczko@procopio.com
`PROCOPIO, CORY, HARGREAVES
`& SAVITCH LLP
`12544 High Bluff Drive, Suite 400
`San Diego, CA 92130
`619-238-1900 Telephone
`
`Attorneys for Defendant
`Sotera Wireless, Inc.
`
`UNITED STATES DISTRICT COURT
`
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Case No.: 3:19-cv-01100-BAS-NLS
`
`DEFENDANTS’ STIPULATION OF
`INVALIDITY CONTENTIONS
`
`MASIMO CORPORATION, a
`California corporation,
`
`Plaintiff,
`
`v.
`
`SOTERA WIRELESS, INC., a
`California corporation,
`
`HON HAI PRECISION INDUSTRY
`CO., LTD., a Taiwan corporation,
`
`Defendants.
`
`EX1038
`Petitioner Sotera
`IPR2020-01019
`
`

`

`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17031 Page 2 of 10
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`Defendants Sotera Wireless, Inc. (“Sotera”) and Hon Hai Precision Industry
`
`Co., Ltd. (“Hon Hai”) (collectively, “Defendants”) submit this stipulation of
`
`invalidity contentions.
`
`On May 7, 2020, Sotera filed petition number IPR2020-00912 with the
`
`Patent Trial and Appeal Board requesting inter parties review of U.S. Patent No.
`
`10,213,108 (the “’108 Patent”); on May 18, 2020, Sotera filed with the Patent Trial
`
`and Appeal Board petition number IPR2020-00954 requesting inter parties review
`
`of U.S. Patent No. 9,788,735 (the “’735 Patent”); on May 21, 2020, Sotera filed
`
`with the Patent Trial and Appeal Board petition number IPR2020-00967 requesting
`
`inter parties review of U.S. Patent No. RE47,244 (the “RE244 Patent”); on May
`
`29, 2020, Sotera filed with the Patent Trial and Appeal Board petition number
`
`IPR2020-01015 requesting inter parties review of U.S. Patent No. 9,795,300 (the
`
`“’300 Patent”) and petition number IPR2020-01019 requesting inter parties review
`
`of U.S. Reissue Patent No. RE47,353 (the “RE353 Patent”); on June 3, 2020,
`
`Sotera filed with the Patent Trial and Appeal Board petition number IPR2020-
`
`01033 requesting inter parties review of U.S. Reissue Patent No. RE,47,249 (the
`
`“RE249 Patent”); on June 5, 2020, Sotera filed with the Patent Trial and Appeal
`
`Board petition number IPR2020-01054 requesting inter parties review of U.S.
`
`Patent No. 9,872,623 (the “’623 Patent”); and on June 11, 2020, Sotera filed with
`
`the Patent Trial and Appeal Board petition number IPR2020-01078 requesting
`
`inter parties review of U.S. Reissue Patent No. RE47,218 (the “RE218 Patent”)
`
`and petition number IPR 2020-01082 requesting inter parties review of U.S. Patent
`
`No. 10,255,944 (the “’994 Patent”). In each petition, Sotera identified Defendant
`
`Hon Hai as a real party in interest subject to 37 C.F.R. § 42.8(b)(1).
`
`The Petitions assert the following grounds of invalidity:
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`Case No. 3:19-CV-01100-BAS-NLS
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`

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`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17032 Page 3 of 10
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`
`IPR
`Petition
`No.
`
`Patent No.
`
`IPR2020
`-00912
`
`10,213,108
`
`IPR2020
`-00954
`
`9,788,735
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`IPR
`Ground Claims Grounds of Unpatentability
`Obvious under 35 U.S.C. § 103 over U.S.
`Patent No. 6,840,904 to Goldberg
`(“Goldberg”) and PCT Publication No.
`WO 00/42911 to Kiani (“Kiani”)
`Obvious under 35 U.S.C. § 103 over
`European Publication No. EP0880936A2
`to Akai (“Akai”) and Kiani
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and U.S. Patent No.
`4,425,921 to Fujisaki (“Fujisaki”)
`Obvious under 35 U.S.C. § 103 over Akai,
`Kiani, and Fujisaki
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and U.S. Patent No.
`5,919,141 to Money (“Money”)
`Obvious under 35 U.S.C. § 103 over Akai,
`Kiani, and Money
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and Money
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money and Fujisaki
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money, and PCT
`Publication No. WO 99/13698 to Estep
`(“Estep”)
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money, Fujisaki, and
`Estep
`Obvious under 35 U.S.C. § 103 over
`Money, Akai, and Kiani
`Obvious under 35 U.S.C. § 103 over
`Money, Akai, Kiani, and Fujisaki
`Obvious under 35 U.S.C. § 103 over
`Money, Akai, Kiani, and Estep
`Obvious under 35 U.S.C. § 103 over
`Money, Akai, Kiani, Fujisaki, and Estep
`
`1-5,
`9-18
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`1-5,
`9-18
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`6-8
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`6-8
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`19-22
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`19-22
`1, 2, 7-
`9
`3-6,
`13-19
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`10-12
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`20
`1, 2, 7-
`9
`3-6,
`13-19
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`10-12
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`20
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`Case No. 3:19-CV-01100-BAS-NLS
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`

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`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17033 Page 4 of 10
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`
`IPR
`Petition
`No.
`
`Patent No.
`
`IPR2020
`-00967
`
`RE47,244
`
`IPR2020
`-01015
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`9,795,300
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`Obvious under 35 U.S.C. § 103 over U.S.
`Patent No. 5,865,736 to Baker, Jr.
`(“Baker-1”)
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1 and U.S. Publication No.
`2009/0247851 to Batchelder
`(“Batchelder”)
`
`1
`
`2
`
`IPR
`Ground Claims Grounds of Unpatentability
`1,6-8,
`13,14,
`18,19,
`23-26
`1,2,
`6-
`9,13-
`15,18-
`26
`1,2,
`6-
`9,13-
`15,18-
`26
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, and U.S. Patent No.
`8,792,949 to Baker, Jr. (“Baker-2”)
`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, Baker-2, and U.S.
`Publication No. 2003/0135087 to Hickle
`(“Hickle”)
`Obvious under 35 U.S.C. § 103 over U.S.
`Publication No. 2005/0038332 to Saidara
`(“Saidara”) and Malangi, S., “Simulation
`and mathematical notation of alarms unit
`for computer assisted resuscitation
`algorithm” (“Malangi”)
`
`Obvious under 35 U.S.C. § 103 over
`Saidaira, Malangi, and Hickle
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and Money
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, and Akai
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money, and PCT
`Publication No. WO96/15594 to Taylor
`(“Taylor”)
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, Akai, and Taylor
`
`3
`
`3-5,
`10-12,
`16,17
`
`1,2,
`6-
`9,13-
`15,18-
`26
`3-
`5,10-
`12,16,
`17,26
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`1-20
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`1-20
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`1-5,
`10-20
`1-5,
`10-20
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`4
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`5
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`6
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`1
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`2
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`3
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`4
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`3
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`Case No. 3:19-CV-01100-BAS-NLS
`
`

`

`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17034 Page 5 of 10
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`
`IPR
`Petition
`No.
`
`Patent No.
`
`5
`
`6
`
`IPR
`Ground Claims Grounds of Unpatentability
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money, Taylor, and U.S.
`Patent No. 5,793,413 to Hylton (“Hylton”)
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, Akai, Taylor, and Hylton
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`6-9
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`6-9
`1, 6-8,
`13,14,
`18,19,
`23-25
`1,2,
`6-
`9,13-
`15,18-
`25
`1,2,
`6-
`9,13-
`15,18-
`25
`3-5,
`10-12,
`16, 17
`1,2,
`6-
`9,13-
`15,18-
`25
`3-
`5,10-
`12,16,
`17,24
`1,6-8,
`13,14,
`18,19,
`23,24
`1,2,
`6-
`9,13-
`15,18-
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1 and Batchelder
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, and Baker-2
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, Baker-2, and Hickle
`
`Obvious under 35 U.S.C. § 103 over
`Saidara and Malangi
`
`Obvious under 35 U.S.C. § 103 over
`Saidara, Malangi, and Hickle
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1 and Batchelder
`
`4
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`Case No. 3:19-CV-01100-BAS-NLS
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`1
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`1
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`2
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`IPR2020
`-01019
`
`RE47,353
`
`IPR2020
`-01033
`
`RE47,249
`
`
`
`
`
`

`

`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17035 Page 6 of 10
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`IPR
`Petition
`No.
`
`Patent No.
`
`IPR
`Ground Claims Grounds of Unpatentability
`24
`
`1,2,
`6-
`9,13-
`15,18-
`24
`3-5,
`10-12,
`16,17
`1,2,
`6-
`9,13-
`15,18-
`24
`3-
`5,10-
`12,14,
`16,17,
`23,24
`1,2,4,5
`,12,14-
`17
`
`3
`6-11,
`13,18,
`19
`
`20
`1,2,
`4-19
`
`3
`
`20
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`5
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`3
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`4
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`5
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`6
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`1
`
`2
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`3
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`4
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`5
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`6
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`7
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`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, and Baker-2
`
`Obvious under 35 U.S.C. § 103 over
`Baker-1, Batchelder, Baker-2, and Hickle
`
`Obvious under 35 U.S.C. § 103 over
`Saidara and Malangi
`
`Obvious under 35 U.S.C. § 103 over
`Saidara, Malangi, and Hickle
`
`Obvious under 35 U.S.C. § 103 over
`Goldberg and Kiani
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and Fujisaki
`
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, and Money
`Obvious under 35 U.S.C. § 103 over
`Goldberg, Kiani, Money, Fujisaki, Estep,
`Taylor, and Hylton
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, and Akai
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, Akai, and Fujisaki
`Obvious under 35 U.S.C. § 103 over
`Money, Kiani, Akai, Fujisaki, Estep,
`Taylor, and Hylton
`
`Case No. 3:19-CV-01100-BAS-NLS
`
`IPR2020
`-01054
`
`9,872,623
`
`
`
`
`
`

`

`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17036 Page 7 of 10
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`IPR
`Petition
`No.
`
`Patent No.
`
`IPR2020
`-01078
`
`RE47,218
`
`IPR2020
`-01082
`
`10,255,994
`
`1
`
`2
`
`1
`
`2
`
`5,6,
`8-10,
`16-18
`
`1-3,
`5-7
`
`3, 4,
`7, 8
`
`IPR
`Ground Claims Grounds of Unpatentability
`1-4,7,
`U.S. Patent No. 7,079,035 to Bock and
`12-15
`U.S. Patent No. 6,597,933 to Kiani
`U.S. Patent No. 7,079,035 to Bock, PCT
`Publication No. WO2009/093159 to
`Woehrle, and U.S. Patent No. 6,597,933 to
`Kiani
`U.S. Patent Publication No. 2008/0287756
`to Lynn and Influence of Pulse Oximeter
`Lower Alarm Limit on the Incidence of
`Hypoxaemia in the Recovery Room,
`British Journal of Anaesthesia, 1997
`(Kalkman)
`U.S. Patent Publication No. 2008/0287756
`to Lynn, Influence of Pulse Oximeter
`Lower Alarm Limit on the Incidence of
`Hypoxaemia in the Recovery Room,
`British Journal of Anaesthesia, 1997
`(Kalkman), and U.S. Patent Publication
`No. 2009/0326340 to Wang
`U.S. Patent Publication No. 2009/0326340
`to Wang, U.S. Patent Publication No.
`2009/0247851 to Batchelder, and
`Influence of Pulse Oximeter Lower Alarm
`Limit on the Incidence of Hypoxaemia in
`the Recovery Room, British Journal of
`Anaesthesia, 1997 (Kalkman)
`
`3
`
`1-8
`
`Defendants hereby stipulate that if the Patent Trial and Appeal Board
`
`institutes IPR on IPR2020-00912, IPR2020-00954, IPR2020-00967, IPR2020-
`
`01015, IPR2020-01019, IPR2020-01033, IPR2020-01054, IPR2020-01078, and/or
`
`IPR 2020-01082, then Defendants will not pursue in this case the specific grounds
`
`identified above in connection with the referenced patent(s) and claim(s) as
`
`originally issued on the instituted inter parties review petition, or on any other
`
`ground for a given patent for which the Board institutes, that was raised or could
`
`have been reasonably raised in an IPR (i.e., any ground that could be raised under
`
`
`
`
`
`6
`
`Case No. 3:19-CV-01100-BAS-NLS
`
`

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`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17037 Page 8 of 10
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`§§ 102 or 103 on the basis of prior art patents or printed publications).
`
`This stipulation is not intended, and should be construed, to limit
`
`Defendants’ ability to assert invalidity of the asserted claims of the ’108 Patent,
`
`’735 Patent, RE244 Patent, ’300 Patent, RE353 Patent, RE249 Patent, ’623 Patent,
`
`RE218 Patent, and ’994 Patent in this case on any other ground (i.e., invalidity
`
`under 35 §§ 101, 112), regardless of whether inter parties review is instituted.
`
`
`
`//
`
`//
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`Case No. 3:19-CV-01100-BAS-NLS
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`

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`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17038 Page 9 of 10
`
`
`
`
`By: /s/Hua Chen (with permission)
`Hua Chen
`huachen@scienbizippc.com
`Calvin Chai
`calvinchai@scienbizippc.com
`Ying Lu
`winglu@scienbizippc.com
`SCIENBIZIP, P.C.
`550 South Hope Street, Ste. 2825,
`Los Angeles, CA 90071
`213-426-1771 Telephone
`
`Attorneys for Defendant
`Hon Hai Precision Industry Co. Ltd.
`
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`Dated: October 15, 2020
`
`By: /s/ Rudolph A. Telscher, Jr.
`Rudolph A. Telscher, Jr.*
`rudy.telscher@huschblackwell.com
`Daisy Manning*
`daisy.manning@huschblackwell.com
`Jennifer E. Hoekel*
`jennifer.hoekel@huschblackwell.com
`HUSCH BLACKWELL LLP
`190 Carondelet Plaza, Suite 600
`St. Louis, MO 63105
`314-480-1500 Telephone
`
`Nathan Sportel*
`nathan.sportel@huschblackwell.com
`HUSCH BLACKWELL LLP
`120 South Riverside Plaza Suite 2200
`Chicago, IL 60606
`312-655-1500 Telephone
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`Dustin Taylor*
`dustin.taylor@huschblackwell.com
`HUSCH BLACKWELL LLP
`1801 Wewatta Street, Suite 1000
`Denver, CO 80202
`303-749-7247 Telephone
`*admitted pro hac vice
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`J. Christopher Jaczko (Bar No.
`149317)
`PROCOPIO, CORY,
`HARGREAVES & SAVITCH LLP
`12544 High Bluff Drive, Suite 400
`San Diego, CA 92130
`chris.jaczko@procopio.com
`619-238-1900 Telephone
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`Attorneys for Defendant
`Sotera Wireless, Inc.
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`Case No. 3:19-CV-01100-BAS-NLS
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`Case 3:19-cv-01100-BAS-NLS Document 86 Filed 10/15/20 PageID.17039 Page 10 of 10
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`CERTIFICATE OF SERVICE
`I hereby certify that on this 15th day of October 2020, I caused the
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`foregoing to be filed electronically with the Clerk of Court and to be served via the
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`Court’s Electronic Filing System upon all counsel of record.
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`/s/
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`Rudolph A. Telscher, Jr.
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`Rudolph A. Telscher, Jr
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`Case No. 3:19-CV-01100-BAS-NLS
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