throbber
(12) United States Patent
`Varshneya et al.
`
`USOO6816266 B2
`US 6,816,266 B2
`*Nov. 9, 2004
`
`(10) Patent No.:
`(45) Date of Patent:
`
`(54) FIBER OPTIC INTERFEROMETRIC VITAL
`SIGN MONITOR FOR USE IN MAGNETIC
`RESONANCE IMAGING, CONFINED CARE
`FACILITIES AND IN-HOSPITAL
`
`(75) Inventors: Deepak Varshneya, 3057 Caminito
`Sagunto, Del Mar, CA (US)
`92104-3934; John L. Maida, Jr.,
`Houston, TX (US); Larry A. Jeffers,
`Minerva, OH (US)
`(73) Assignee: Deepak Varshneya, Del Mar, CA (US)
`(*) Notice:
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 23 days.
`This patent is Subject to a terminal dis
`claimer.
`(21) Appl. No.: 10/299,414
`(22) Filed:
`Nov. 19, 2002
`(65)
`Prior Publication Data
`US 2003/0095263 A1 May 22, 2003
`Related U.S. Application Data
`(63) Continuation-in-part of application No. 09/499,889, filed on
`Feb. 8, 2000, now Pat. No. 6,498,652.
`(51) Int. Cl." .................................................. G01B 9/02
`(52) U.S. Cl. ....................................................... 356/477
`(58) Field of Search ................................. 356/477, 478,
`356/479, 481, 483; 250/227.19, 227.27
`References Cited
`U.S. PATENT DOCUMENTS
`
`(56)
`
`5,212,379 A 5/1993 Nafarrate et al.
`(List continued on next page.)
`OTHER PUBLICATIONS
`Invivo Research, Inc., Questions & Answers from the
`JCAHO, Conscious Sedations (Questions about the Anes
`thesia Continuun by Ann Kobs, www.invivoresearch.com/
`topicS/vital Signs/caho.html.
`(List continued on next page.)
`
`Primary Examiner Samuel A. Turner
`Assistant Examiner Patrick Connolly
`(74) Attorney, Agent, or Firm-Pearne & Gordon LLP
`(57)
`ABSTRACT
`A fiber optic monitor that utilizes optical phase interferom
`etry to monitor a patient's Vital Signs. Such as respiration,
`cardiac activity, blood pressure and body's physical move
`ment. The monitor, which is non-invasive, comprises an
`optical fiber interferometer that includes an optical fiber
`proximately situated to the patient So that time varying
`acousto-mechanical Signals from the patient are coupled into
`the optical fiber. Responsive thereto, the interferometer
`generates a time-varying optical intensity resulting from the
`interference of optical Signals, which are detected at a
`photo-detector. A signal processor coupled to the optical
`detector provides one or more processed output signals
`indicative of the vital functions. The monitor system has
`broad applicability, from routine monitoring of infants at
`home to detection of apnea, arrhythmia, blood pressure and
`trauma. The System can be implemented in embodiments
`ranging from a low cost in-home monitor for infants to a
`high end product for in hospital use. The monitor can be
`integrated with other Sensors Such as an EKG, a Video or Still
`camera, an oxygen Sensor, a carbon dioxide Sensor, tem
`perature Sensor or a microphone to get additional required
`information depending on the application. When integrated
`and combined with EKG information, the monitor provides
`ballisto-mechanical information of the heart for early diag
`nosis of cardiac conditions or prediction of events or for
`correcting corrupted EKG signals due to time varying mag
`netic and electric fields. In Some embodiments of the
`monitor, the System can be made portable So that the patient
`can walk around while Still being continuously monitored
`for Vital Signs. Another Suitable design measures blood
`preSSure continuously and non-invasively by containing the
`fiber optic Sensor in a cuff that wraps around an arterial wall
`of the patient. The fiber optic monitor may be designed for
`use in a variety of Settings including an operating room, a
`recovery room, an intensive care unit, a magnetic resonance
`imaging laboratory, a computerized tomography Scan labo
`ratory and an elderly care facility.
`
`45 Claims, 14 Drawing Sheets
`
`
`
`
`
`61 O
`
`650
`
`114.
`
`DETECTOR
`
`Page 1 of 41
`
`
` EX1027
` Petitioner Sotera (RE353)
`
`

`

`US 6,816,266 B2
`Page 2
`
`U.S. PATENT DOCUMENTS
`
`5,241,300 A 8/1993 Buschmann
`5,291,013 A 3/1994 Nafarrate et al.
`6,498,652 B1 * 12/2002 Varshneya et al. .......... 356/477
`OTHER PUBLICATIONS
`Invivo Researach, Inc., Pulse Oximeter's Reliability in
`detecting Hypoxemia and Bradycardia: Comparision
`between Nellcor N-200, N-3000 and Masimo SET(E), www.
`invivoresearch.com/topicS/vital Signs/reliability.html.
`Useful Life of Pulse Oximeter Sensors in a NICU, T.A.
`Holmes et al., www.invivoresearch.com/topicS/vital signs/
`Sensor life.html.
`Invivo Research, Inc., Advances in ECG Filtering Process
`for Patient Monitoring and Cardic Gating in MRI F.G.
`Shellock, www. invivoresearch.com/topicS/vital signs/
`moon.html.
`Several States Now Mandate Stringent Criteria for Physi
`olocigal Monitoring of Anesthetized Patents, M. Schiebler,
`etal.
`www.invivoresearch.com/topics/vital Signs/Sur
`vey.html.
`Monitoring Patients During MR Procedures: A Review, F.G.
`Shellock et al., www.invivoresearch.com/topics/vital
`Signs/review.html.
`Nornal Sinus Rhythm(NSR), www.rchcrush.edu/rmaweb
`files/abnl%20rhythm%20for%20parents%20body.htm.
`Anesthesia in the MRI Suite, hhtp://www.gasnet.org/mri/
`introduction br.php.
`Anesthesia Equipment in the MRI Suite, Charlotte Bell, MD
`and Rebecca Dubowy, MD, Department of Anesthesiology,
`Yale University School of Medicine, New Haven, CT, USA.
`www.gasnet.org/mri/about/about-mri1 br.php.
`Anesthesia Equipment in the MRI Suite, The Process of
`Magnetic Resonance Imaging, Charlotte Bell, MD et al.
`www.gasnet.org/mri/about/about-mri2 br.php.
`Anesthesia Equipment in the MRI Suite, Monitoring in the
`MRI Suite, Charlotte Bell, MD et al., www.gasnet.org/mri/
`about/about-mri3 br.php.
`MRI Patient Vital Signs Monitoring System, Product
`Description,
`www.gasnet.org/mri/equipment/invivo
`br.php.
`OptoventTM RR 9700, Respiratory rate and Apnea Monitor,
`Product Description, www.gasnet.org/mri/equipment/op
`tovent br.php.
`Datex-Ohmeda Aestive"M/5 MRIAnesthesia System, www.
`gasnet/org/mri/equipment/datex-ohmeda br.php.
`Drager, Narcomed MRI, Titus, PM 8050 MRI, www.gasne
`t.org/mri/equipment/draeger1 br.php.
`Drager, Titus, Narkomed MRI, PM 8050MI, Basic Unit,
`www.gasnet.org/mri/equipment/draeger2 br.php.
`Drager, Narkomed MRI Titus, PM8050 MRI, Ambient con
`ditions, www.gasnet.org/mri/equipment/draeger3 br.php.
`Anesthesia in the MRI Suite, biblipgraphy of suitable moni
`tors and equipment, www.gasnet.org/mri/biblipgraphy/bib
`liography 1 br.php.
`Anesthesia in the MRI Suite, bibliography of sedation/
`anesthesia techniques www.gasnet.org/mri/bibliography/
`bibliography2 br.php.
`Using Anesthesia Information Systems to Optimize After
`noon and Evening Anesthesia Staffing, F. Dexter, M.D.,
`PhD. Introduction, www.gasnet.org/mri/aims/dexter1
`br.php.
`
`Using Anesthesia Information Systems to Optimize After
`noon and Evening Anesthesia Staffing, F. Dexter, M.D.,
`PhD.
`References,
`www.gasnet.org/mri/aims/dexteriS
`br.php.
`Using Anesthesia Information Systems to Optimize After
`noon and Evening Anesthesia Staffing, F. Dexter, M.D.,
`PhD. Second-shift Staffing algorithm, www.gasnet.org/
`aims/dexter2 br.php.
`Using Anesthesia Information Systems to Optimize After
`noon and Evening Anesthesia Staffing, F. Dexter, M.D.,
`PhD. Experience in using the algorithm, www.gasnet.org/
`aims/dexter3 br.php.
`Using Anesthesia Information Systems to Optimize After
`noon and Evening Anesthesia Staffing, F. Dexter, M.D.,
`PhD. ConclusionsS, www.gasnet.org/aims/dexter4 br.php.
`Advantages and Pitfalls of Perioperative Electronic Records,
`G.L. Gibby MD, Introduction... www.gasnet.org/aims/
`gibby 1 br.php.
`Advantages and Pitfalls of Perioperative Electronic Records,
`G.L. Gibby MD, Moving Patients through the system,
`www.gasnet.org/aims/gibby 2 br.php.
`Advantages and Pitfalls of Perioperative Electronic Records,
`G.L. gibby MD, They work in our experience, www.gasnet.
`org/aims/gibby3 br.php.
`Advantages and Pitfalls of Perioperative Perioperative Elec
`tronic Records, G.L. Gibby MD, Multiple input mechanisms
`a must, www.gasnet.org/aims/gibby4 br.php.
`Advantages and Pitfalls of Perioperative Electronic Records,
`G.L. Gibby MD, Conclusion, www.gasnet.org/aims/
`gibby5 br.php.
`Advantages and Pitfalls of Perioperative Electronic Records,
`G.L. Gibby MD, References, www.gasnet.org/aims/
`gibby 6 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., Introduction www.gasnet.org/
`aims/oreilly 1 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., What is an Anesthesia Infor
`mation System?, www.gasnet.org/aims/oreilly2 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., Moving patients through the
`System, www.gasnet.org/aims/oreilly3 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., Does the patient need to be
`Seen in advance of Surgery, www.gasnet.org/aims/or
`eilly4 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., Is the patient medically ready
`to go to the OR2, www.gasnet.org/aims/oreilly5 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., Is there a practice guideline
`for this procedure? www.gasnet.org/aims/oreilly 6 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., We are the co-morbidity and
`phenotype doctors' Conclusions, www.gasnet.org/aims/or
`eilly 7 br.php.
`Anesthesia Information Systems and Perioperative Work
`Flow, Michael O'Reilly, MD., References, www.gasnet.org/
`aims/oreilly8 br.php.
`Deio specializes in clinical Information Systems (CIS),
`www.gasnet.org/aims/dateX br.php.
`DucuSys Anesthesia Information System, Product Descrip
`tion, www.gasnet.org/aims/docsys br.php.
`
`Page 2 of 41
`
`

`

`US 6,816,266 B2
`Page 3
`
`Drager Medical Saturn Information System, Product
`Description, www.gasnet.org/aim/draeger br.php.
`GE Medical Systems, Centricity TM Perioperative Anesthe
`sia, Product DeScription, www.gasnet.org/aims/gemidical
`br.php.
`GASNet Video Library, www.gasnet.org/videos/index
`br.php.
`Anesthesiologist's Manual of Surgical Procedures, Richard
`A. Jaffe et al., Raven Press, 1994 Reviewed by AB. Hilton,
`MD, www.gasnet.org/review/articleS/Surgical-procedures
`br.php.
`Clinical Transesophageal Echocardiography: A Problem
`Oriented Approach, Yasu Oka et al., 1996, www.gasnet.org/
`reviewS/article/tee br.php.
`Review: Death on Request, M. Nedorhorst, www.gasnet.
`org/reviewS/articles/death br.php.
`Book Review: Drug Infusions in Anesthesiology, 2nd Edi
`tion, R.J. Fragen, ed., Lippincott-Raven, 1996, Reviewed by
`A.M. De Wolfe, MD, www.gasnet.org/reviews/articles/
`drug-infusions br.php.
`Genetics in Anesthesiology-Syndromes and Science, Guy
`L. Weinberg, Butterworth-Heinemann, Reviewed by G.B.
`Russell, MD., mwww.gasnet.org/reviewS/article/Weinberg
`br.php.
`Book Review: Handbook of Pharmacology and Physiology
`in Anesthetic Practice, Robert K. Stoelting, Lippincott
`Raven Press, 1995, www.gasnet.org/reviews/articles/stoelt
`ing br.php.
`Book Review: The Art of Serial Communication, RWD
`Nickalls et al., www.gasnet.org/reviewS/articles/Sercom
`br.php.
`
`Book Review: With Numb toes and Arching soles: Coping
`with Peripheal Neuropathy, Reviewed by Shu-Ming Wang
`www.gasnet.org/reviews/article/numbtoes br.php.
`Book Review: Practical Anaesthesia and Analgesia for Day
`Surgery, J.M. Millar et al., Reviewed by Kathryn King MD.,
`www.gasnet.org/reviews/articles/pracanesanalg br.php.
`The Anesthesia Gas Machine, Vaporizers, Compressed
`Gases, Safety: Avoiding the Pitfalls, Michael P. Dosch,
`www.gasnet.org/machine/part1.htm.
`Invivo Research, The Agent Revolutions, Articles & Clinical
`Information
`www.inivoresearch.com/topicS/vital signs/
`agent.html.
`“Phonocardiography: Measurement of Heart Sounds',
`www.seas.Smu.edu/cd/EE5340/lect20/tsld011.htm.
`“Normal Sinus Rhythm", www.rchc.rush.edu/rmawebfiles/
`abnl%20rhythm%20for%20parents%20body.htm
`and
`www.rchc.rush.edu/rmawebfiles/
`EKG%20for%20parents%20body.htm.
`EE5340 Introduction to Biomedical Engineering-Lexture
`Slives: 368-386, http://engr.Smu.edu/~cd/EE5340/lect20/
`sld001.htm through http://engr.Smu.edu/~cd/EE5340/lect20/
`SldO201.htm.
`Catheters and Guide Wires. In Interventional MRI: Problems
`and Solutions, M.K. Konings et al. Medica Mundi, 45/1
`Mar. 2001.
`Ameerican College of Radiology White Paper on MR
`Safety, Charlotte
`Bell, MD et
`al., AJR 2002;
`178:1335-1347.
`
`* cited by examiner
`
`Page 3 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 1 of 14
`
`US 6,816,266 B2
`
`100
`
`INTERFEROMETER
`
`112
`
`10
`
`
`
`
`
`Fig.1
`
`
`
`OPTICAL
`SOURCE
`
`OPTICAL FIBER
`
`PHOTODETECTOR
`
`
`
`
`
`
`
`
`
`120
`
`122
`
`SENSOR
`PAD
`
`ACOUSTICSIGNALS
`GENERATED BY
`PHYSICAL
`FUNCTIONS
`
`
`
`PATIENT
`
`12
`4.
`
`150
`
`ADDITIONAL SENSOR(S)
`
`DISPLAY
`
`WARNING
`INDICATOR
`
`
`
`
`
`
`
`
`
`
`
`pressor
`
`SEPARATED
`OUTPUT
`SIGNALS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`DATALOG
`
`AUDIBLE
`MONITOR
`
`Page 4 of 41
`
`

`

`U.S. Patent
`U.S. Patent
`
`Nov. 9, 2004
`Nov. 9, 2004
`
`US 6,816,266 B2
`
`Sheet 2 of 14
`Sheet 2 of 14
`
`US 6,816,266 B2
`
`
`
`Page 5 of 41
`
`Page 5 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 3 of 14
`
`Page 6 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 4 of 14
`
`US 6,816,266 B2
`
`HGHLY COHERENT
`LASER SOURCE
`
`
`
`
`
`PHOTO DETECTOR
`
`Page 7 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 5 of 14
`
`US 6,816,266 B2
`
`Coupler
`
`Fiber Bragg Grating, .
`Fray Rotator
`A.
`rot
`YA
`<=D-H -O
`L
`
`
`
`Fig. 5A
`
`Page 8 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 6 of 14
`
`US 6,816,266 B2
`
`
`
`DETECTOR
`
`845-/-
`TO SENSOR PAD
`Figs --cr
`
`Page 9 of 41
`
`

`

`U.S. Patent
`
`Nov.9, 2004
`
`Sheet 7 of 14
`
`US 6,816,266 B2
`
`S16
`
`026
`
`BIG
`
`SNONGSHINAS
`
`
`
`YOLVINGOWSC
`
`oS6
`
`96
`
`ADVSYSLNI
`
` LINDAII
`aOLOSLAIDLodOosvii|
`
`
`walaidhvsounds
`
`
`ONISSSINAdIWNOISAadSICYaLSINOWYNSHL
`YaATIONLNODOYDIW7am—suosnas|O86
`
`INdNIAwasn
`SHUW“woo|&36
`
`
`aasvaWWOIHdvu5|096‘SJNOHdOYSIN
`4a286V6"!4MALLINSNVALOr
`
`103AWTatasenes
`
`usagi
`
`
`
`GVdYOSNASOeT
`
`yOLYTWISO
`
`yAATaa
`
`AIVITIXNY
`
`YaAIaI3y
`
`4a96
`
`E16
`
`waArad|706
`
`Page 10 of 41
`
`Page 10 of 41
`
`
`
`
`
`
`
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 8 of 14
`
`US 6,816,266 B2
`
`g6-61-I
`
`
`
`
`
`
`
`
`
`SJINDJèj 103TTE
`
`
`
`Page 11 of 41
`
`

`

`U.S. Patent
`U.S. Patent
`
`Nov.9, 2004
`
`Sheet 9 of 14
`
`US 6,816,266 B2
`US 6,816,266 B2
`
`OF“oid
`
`asIOuLNOSOYSIN
`
`CdS>
`
`“WLIDSIG
`
`TWNOIS
`
`woOSssaao0dd
`
`ASd0cESWL
`
`dS@607S
`
`OTSSILL
`
`Li1d&-8
`
`O0¢6
`
`a/v
`
`d4aLYSANO9
`YALAdvwows
`
`Page 12 of 41
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 12 of 41
`
`
`
`
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 10 of 14
`
`US 6,816,266 B2
`
`- 1110-h
`
`--
`
`s–1120
`
`
`
`TIME (s)
`
`-1220
`
`TIME (s)
`
`Page 13 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 11 of 14
`
`US 6,816,266 B2
`
`
`
`TOTAL UNPROCESSED SIGNAL
`
`2
`
`NMMN
`|| "NINANET ""
`O1 O
`III TH
`
`TIME (seconds)
`
`-
`
`(f)
`
`2
`-5
`2 O 5 f
`
`4 5 6 7 8 9 1 O 11 12 13 14 15
`TIME (seconds)
`
`4 5 6 7 8 9 1 O 11 12 13 14 15
`TIME (seconds)
`
`Page 14 of 41
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 12 of 14
`
`US 6,816,266 B2
`
`
`
`Fiber
`Leods
`EKG Leod
`
`EKG Electrode
`
`Fig.14b
`
`Page 15 of 41
`
`

`

`U.S. Patent
`
`Nov.9, 2004
`
`Sheet 13 of 14
`
`US 6,816,266 B2
`
`
`
`SNISOLINOWWHINSS
`
`NOILVIS
`
`
`
`AWIdSIGWOIHdVs89
`
`LYVHODYOYALNiYd
`
`aOVYHOLSVIVO
`
`
`
`WASIAOIYSWAN
`
`AV1dSI0
`
`SNYVIV
`
`YOSSAIONdONOIN
`
`/dWNdOAS
`
`AYNSSIYd
`
`49vV9
`
`/dvdA3y
`
`'SYaMOd
`
`ga
`
`ZblSNTTWHOSZZPlINTSy
`
`
`
`GNVONIGYOOSY‘SLYVHO
`
`
`
`‘SAW1dSIGDINSWNN
`
`‘SYSAAOSY
`
`Wood038
`
`WOOYHLVE
`
`SAVMTIVH
`
`SlPrL
`
`ONIMOLINOWTWYLN3O
`
`
`‘MALUINSNVALTWOlLdO
`
`NOILVLS
`
`
`
`YOSS3A90Nd“YSAIZ03y
`
`clyl
`
`
`
`WNODISSildOdss
`
`-ONINOILIGNOOD
`OUdOYAal4
`
`
`SWYVIVMIYOJHS.LNIILWd
`
`JlldOYAGIs
`
`WOOYOSNAS
`
`4JAND
`
`Page 16 of 41
`
`Page 16 of 41
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`U.S. Patent
`
`Nov. 9, 2004
`
`Sheet 14 of 14
`
`US 6,816,266 B2
`
`Pressure
`mm Hg
`30
`
`A
`
`A
`
`it
`...
`. .
`.
`.
`... .
`'WAYY Away viri
`
`BO
`
`2
`
`13
`
`4.
`
`5
`
`Seconds
`
`Fig. 17
`
`Page 17 of 41
`
`

`

`US 6,816,266 B2
`
`1
`FIBER OPTIC INTERFEROMETRIC VITAL
`SIGN MONITOR FOR USE IN MAGNETIC
`RESONANCE IMAGING, CONFINED CARE
`FACILITIES AND IN-HOSPITAL
`
`CROSS-REFERENCE TO RELATED
`APPLICATION
`This is a continuation-in-part of patent application Ser.
`No. 09/499,889 entitled, “Fiber Optic Monitor Using Inter
`ferometry for Detecting Vital Signs of a Patient,” filed on
`Feb. 8, 2000 now U.S. Pat. No. 6,498,652, which is incor
`porated herein by reference in its entirety.
`
`FIELD OF THE INVENTION
`The present invention generally relates to Vital sign moni
`tors for detecting physiological parameterS Such as
`heartbeat, respiration, physical movement, blood pressure
`and other bodily activities of a patient for use in a magnetic
`resonance imaging (MRI) environment, confined care facili
`ties (e.g., geriatrics) and in-hospital during Surgery, postop
`erative recovery and intensive care units.
`
`15
`
`2
`ously. Monitoring of different Vital parameters depends on
`the patient condition Such as heart patient, pediatric or
`claustrophobic and the type of anesthesia administered. In
`the past, the attending anesthesiologist made the decision.
`More recently, the American Society for Anesthesia has
`published guidelines describing both the physiological
`monitoring equipment and parameters that must be mea
`sured for different patient types (“Both sedated and critically
`III require Monitoring during MRI, Mark Schiebler, MD, et
`al. www.invivoresearch.com/topics/vital signs/Survey.html)
`and White Paper on “MRI Safety”, Charlotte Bell, MD, et
`al., American College of Radiology, AJR 2002;
`178:1335–1347). According to these guidelines, the key
`parameters that must be continuously monitored include:
`EKG, Pulse Oximetry, Blood pressure, and Respiration by
`end tidal CO/Capnograph or other methods.
`Generally the three broad categories of problems are
`experienced when monitoring the Vital Signs of Sedated
`patients in the MRI: 1) MRI environment induced interfer
`ence in the vital sign monitoring equipment; 2) inadequate
`monitoring of respiration due to long Separation between the
`patient and equipment producing latencies, and blockages in
`capnograph equipment lines; and 3) use of conventional
`ferrous-based EKG electrodes and lines cause burns to
`patients. Therefore the real time control is compromised.
`Each of the above problems has been addressed in light of
`the monitoring equipment. Because the key-monitoring
`equipment used in detecting the Vital Signs in the MRI
`environment is the EKG, a brief interpretation of the EKG
`waveforms and problems associated with them during the
`Scanning is provided below.
`The electrocardiogram (EKG) measures changes in skin
`electrical Voltage/potential caused by electrical currents gen
`erated by the myocardium. This electrical activity is typi
`cally represented by PQRST waveforms. The Pwave reflects
`atrial depolarisation, while the QRS complex represents
`Ventricular depolarisation, and the T wave Ventricular repo
`larisation. Repolarisation is a process that occurs in many
`cells where the electrical potential acroSS the cell membrane
`returns from the value during the action potential to that of
`the resting State (the resting membrane potential). Although
`the EKG shows heart rate and rhythm and can indicate
`myocardial damage, it does not directly give information on
`the adequacy of contraction. Normal electrical complexes
`can exist in the absence of cardiac output, a State known as
`pulseless electrical activity or electromechanical dissocia
`tion (EMD). The pulseless behavior is a special case of the
`myocardium but generally there is a direct correlation
`between the electrical activity as measured by the EKG with
`the mechanical activity as measured by phonocardiography.
`The foregoing is known to those skilled in the art and
`described in, “Phonocardiography: Measurement of Heart
`Sounds', www.seas. Smu.edu/~cd/EE5340/lect 20/
`tsld011.htm, which is incorporated herein by reference in its
`entirety.
`The EKG is generated using the 3, 5 or 12 lead configu
`ration depending on the circumstances. For example in the
`MRI, usually 3 or 5 lead EKG is used because the patient is
`imaged while Sedated but does not undergo Surgery. At the
`end of each lead is an electrode that measures the Small
`potential difference produced as a result of heart's electrical
`activity. By measuring for example the Rate, Rhythm,
`Impulse Axis, Hypertrophy and Infarction, information
`about the heart condition can be determined. These charac
`teristic parameters are determined from the data manifested
`in V1 through V6 leads placed on Specific locations on the
`chest and 1, 2, 3, AVR, AVL and AVF leads placed on the
`
`25
`
`DESCRIPTION OF RELATED ART
`1. Background of Vital Sign Monitoring in Magnetic Reso
`nance Imaging Labs
`Use of Magnetic Resonance Imaging (MRI) is rapidly
`growing in the U.S. and other parts of the world for
`investigations and diagnosis of many diseases. Statistical
`data published by In-vivo Research shows that over 18
`million Scans are performed per year in the U.S. alone. To
`better understand the problems of monitoring patients under
`going MRI scanning, a Summary of the key Steps required in
`generating a patient's image is provided:
`1. A Strong magnetic field, on the order of 1.5 to 2 Teslas
`(1 Tesla=10,000 Gauss, earth's magnetic field is 1 Gauss), is
`required to align all randomly oriented nuclei cells of the
`patient;
`2. Radio frequency (RF) pulses, directed at the patient, are
`used in the presence of the external magnetic field, to cause
`the cell nuclei to absorb more energy producing magnetic
`resonance. This is generally referred to as Super charging of
`the nuclei, which further changes their alignment from the
`original State;
`3. The RF Supercharged cell nuclei recover their original
`State of alignment within the magnetic field by re-emitting
`the absorbed RF energy. The RF signal re-emitted by each
`tissue is proportional to the difference between the energized
`magnetic resonance States and the original alignment States.
`TiSSue imaging contrast develops as a result of the different
`rates of realignment;
`4. Time varied magnetic field (TVMF) gradients are
`applied briefly to Spatially encode the RF signals emitted
`from the patient tissues,
`5. The RF coils in the MRI pick up these spatially encoded
`RF signals emitted from the tissues and are transformed by
`a computer into 2 or 3 dimensional images.
`The strong magnetic field, RF pulses and/or TVMF gra
`dients are referred to in this disclosure as “the MRI envi
`ronment.
`Of the 18 million MRI scans done per year, approximately
`10% of the patients are Sedated during Scanning for a variety
`of reasons. These patients are Sedated using general, con
`Scious intravenous (IV, Spinal and epidural), orally admin
`istered (chewing tablets) or local anesthesia. If anesthesia is
`65
`administered during MRI scanning, the law generally man
`dates that the patient's Vital Signs be monitored continu
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`Page 18 of 41
`
`

`

`3
`limbs, etc. Normal and abnormal rate and rhythm EKG
`waveforms that could be used to monitor Vital signs as well
`as to determine other heart conditions are known to those
`skilled in the art and described in the article “Normal Sinus
`Rhythm”, w w w.rch c. rush.edu/rm a web files/
`abnl%20rhythm%20for%20parent %20body.htm and
`www.rch c. rush. edu/rm a web files/
`EKG%20for%20parents%20body.htm, which are incorpo
`rated herein by reference in their entireties.
`Using the empirically correlated data not only provides
`clinical information about the five aspects of the heart's
`electrical activity but also provides variations that reflect
`other heart conditions associated within each of the five
`categories. It is well documented in the literature that the P
`wave Signifies the generation of electrical impulses from the
`SA node, which travels down the AV node into the myocar
`dial cells. The QRS complex represents the electrical
`impulse when it travels from the AV node into the Purkinje
`fibers into the myocardial cells and produces Ventricular
`contractions. This signal can therefore provide information
`about the mechanical contraction of the heart's Ventricles,
`which is followed by its relaxation (process of
`repolarization). This characteristic signal when used by
`itself or in conjunction with other waveforms reveals many
`heart conditions Such as arrhythmias, abnormal rates and
`infarctions; provided the EKG waveforms are not corrupted.
`A number of manufacturers Such as HP, Colin Medical
`etc. make Vital Sign monitoring Systems that are frequently
`used in operating rooms and outpatient Surgical environ
`ments. These Systems provide continuous monitoring capa
`bility of the EKG, pulse Oximetry, blood pressure, respira
`tion rates via end-tidal CO, etc. However, it has been
`observed that these monitors do not work well in the MRI
`environment. It is found that the EKG waveform is cor
`rupted due to Strong Static magnetic fields, RF pulses, and
`the TVMF. For patients oriented in the Supine position in the
`MRI scanner (Anesthesia Equipment in the MRI Suite”,
`Charlotte Bell, MD and Rebecca Dubowy, MD, Department
`of Anesthesiology, Yale University School of Medicine,
`New Haven, Conn., USA. www.gasnet.org/mri/about/about
`mri3 brphb), the following effects are observed in the
`output EKG waveforms and the associated hardware:
`1. The Static magnetic field induces maximum Voltage
`charges in the conducting blood column within the trans
`verse aorta since it is 90 degrees to the field (Peden, et.al.
`1992 cited in “Anesthesia Equipment in the MRI Suite,
`Charlotte Bell, MD and Rebecca Dubowy, MD, Departnent
`of Anesthesiology, Yale University School of Medicine,
`New Haven, Conn. USA"). These charges are superimposed
`on the EKG waveform and are observed to be greatest in the
`ST segments and T waves in leads I, II, V1,V2 elevating the
`waveforms. The elevation of the waveforms increases with
`increasing magnetic field strength and can mimic EKG
`changes of myocardial injury.
`2. Spike artifacts that mimic R waves of the EKG are
`produced when the magnetic field gradients are applied for
`imaging the tissue along with the RF pulses. These artifacts
`can Simulate arrhythmias and produce an error in heart rate.
`3. The pulsed RF field produces heating of the leads and
`electrodes (Catheters and Guide wires in interventional
`MRI: Problems and Solutions, M. K. Konings, et. al, Medica
`Mundi, 45/1 March 2001).
`The first two effects corrupt the true EKG waveform and
`make it difficult to interpret the patient condition while the
`third effect causes skin bums. As a result, several MRI
`compatible EKG monitoring Systems have been developed
`utilizing EKG electrodes and leads made of carbon graphite
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`US 6,816,266 B2
`
`15
`
`25
`
`4
`VS. the typical Ag/AgCl. The carbon graphite material is
`used to lower resistance at these RF frequencies and elimi
`nate ferromagnetism So that the interference induced heating
`is minimized. Additionally, filters are used in the Signal
`processing to minimize artifacts. Although using graphite
`electrodes, Special filters, ensuring cable Straightness, and
`placing towels on the patient's chest minimizes the skin
`bums, the false R spikes, elevated ST segment and T
`waveforms are still manifested in the EKG when the mag
`netic field gradients and RF field are applied.
`Other techniques such as Pulse Oximetry Plethysmogra
`phy have been used as a heart tachometer (mechanical
`motion Sensor), but they are not useful for ischemia or
`arrhythmia detection. They provide delayed response and
`are unable to discern all four heart Sounds. Telemetry units
`have been used with low magnetic fields (0.6T), but gener
`ally interfere with the RF needed for imaging (Barnett, et. al.
`1988, McArdle, et. al. 1986 cited in “Anesthesia Equipment
`in the MRI Suite”, Charlotte Bell, MD and Rebecca
`Dubowy, MD). Therefore, the presence of false R spikes,
`elevated ST Segment and T waves give incorrect rates and
`rhythms, which leads to misinterpretations and misdiagnosis
`and makes it impossible to reliably detect ischemia or
`arrhythmias (ventricular or atrial flutter/fibrillation); the
`Worst two life threatening conditions. Because presently
`there are no alternatives, for patients that are highly Suscep
`tible to ischemia and arrhythmias, a 12-lead EKG pre and
`post MRI scanning is recommended. If an unstable condi
`tion arises, the patient is removed from the magnetic field for
`proper EKG analysis and treatment, which is the common
`procedure as Suggested by the MRI panel.
`For respiration monitoring, the airway adapter based
`capnograph requires long tubes between the patient and the
`monitoring equipment. These not only get plugged due to
`patient mucous but also introduce unacceptable data latency
`and therefore cannot be used in reliably measuring respira
`tion. To eliminate data latency, long tubes were replaced
`with fiber optic Sensors that were mounted in the airway
`adapter and could replace the electrical Sensors at the end of
`the tubes to directly measure the airflow. Optovent RR 9700
`builds a fiber optic based device, which detects the respira
`tion rate by measuring the flow of air via an airway adapter
`VS. chest wall movement using inductance plethysmography.
`Although this technology is immune to the MRI
`environment, it is insufficient to eliminate the adapter block
`age. Additionally, adapter based Sensors are invasive and are
`uncomfortable, producing logistical and control problems
`during the procedure.
`Clearly EKG and airway adapter based technologies that
`are electrical in nature are insufficient and unreliable for
`detecting the Vital signs (rate, rhythm and respiration) during
`MRI scans because of the presence of artifact Spikes,
`elevated ST Segments that corrupt the interpretation and
`delayed response with insufficient resolution. This greatly
`impedes the reliability of monitoring the Vital Signs espe
`cially in patients that are Sedated or have heart conditions.
`Therefore, different technologies are required in the MRI
`environment that are neither electrical in nature nor are
`airway adapter based for the measurement of heart rate,
`rhythm, and respiration. Reliable data must be continuously
`processed from the uncorrupted R-R' intervals and the QRS
`characteristics for the myocardial information while a dif
`ferent method to measure respiration is required.
`2. Background of Monitoring in Confined Care Facilities
`A class of patients (usually but not exclusively elderly)
`are mostly confined to their beds or rooms for periods of
`time during their treatment or monitoring Such as at elderly
`
`Page 19 of 41
`
`

`

`S
`care facilities, nursing homes, hospice and convalescent
`homes, Sanatoriums or insane asylums, centers for recovery
`from drug and alcohol abuse and related facilities (referred
`to herein as “confined care facilities’). These patients
`require Substantial or constant oversight to monitor their
`well-being and whereabouts within the facilities usually
`over the long term. Ideally, a nurse or other caregiver would
`attend the patient’s bedside at all times. However, it is
`generally impractical and uneconomical to provide this level
`of care at these facilities. Typically, a few Staff perSonnel
`Serve many patients periodically checking on the Status of
`individual patients. Because the caregiverS/staff are not
`constantly aware of the condition of each patient, Serious
`problems can develop. A patient may leave their bed, either
`intentionally or accidentally. Even if intentional, the patient
`may take a fall or become disoriented without being able to
`timely press the emergency button to Seek help. Dementia
`patients wander off from their rooms or the facility alto
`gether making it difficult for the staff to determine their
`whereabouts. With only periodic visual checks by the staff
`and no capability to determine their whereabouts, the patient
`may be exposed to extended periods of physical and/or
`mental distress before being located and rendered help to
`prevent untimely deaths.
`3. Background of Vital Sign Monitoring in Hospitals
`Continuous and real-time measurement of human physi
`ological parameters, Such as respiration, heart rate, blood
`preSSure and oxygenation, can be essential to the preserva
`tion of life in numerous clinical Settings, including the
`operating rooms (OR) during procedural Sedation, in inten
`Sive care units (ICU) and recovery rooms. Indeed, in most
`industria

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket