`571-272-7822
`
`
`
`
`
`
`Paper 39
`Entered: September 23, 2021
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________
`
`
`
`SOTERA WIRELESS, INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`___________
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`___________
`
`Record of Oral Hearing
`Held: September 8, 2021
`_____________
`
`
`
`
`Before JOSIAH C. COCKS, JENNIFER MEYER CHAGNON, and
`AMANDA F. WIEKER, Administrative Patent Judges.
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`RUDOLPH TELSCHER, ESQUIRE
`DAISY MANNING, ESQUIRE
`Husch Blackwell, LLP
`190 Carondelet Plaza
`Suite 600
`St. Louis, MO 63105
`
`ON BEHALF OF PATENT OWNER:
`
`STEPHEN W. LARSON, ESQUIRE
`JACOB PETERSON, ESQUIRE
`Knobbe Martens
`
`2040 Main Street # 14
`Irvine, CA 92614
`
`The above-entitled matter came on for hearing on Wednesday,
`September 8, 2021, commencing at 1:00 p.m., EDT, at the U.S. Patent and
`Trademark Office, by video/by telephone, before Julie Souza, Notary Public.
`
`
`
`2
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`
`
`
`
`
`
`P R O C E E D I N G S
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
` - - - - -
`
`
`
`JUDGE CHAGNON: This is the final hearing in three IPRs
`
`between Petitioner Sotera Wireless, Inc., and Patent Owner
`
`Masimo Corporation. For the record the IPR numbers are
`
`IPR2020-00967 for U.S. patent No. RE47,244, and IPR 2020 -
`
`01019 for U.S. patent No. RE47,353 and IPR 2020 -01033 for
`
`U.S. patent No. RE 47,249. Coun sel, let's go ahead and make
`
`our appearances for the record and let us know who'll be
`
`10
`
`presenting today and we'll start with Petitioner.
`
`11
`
`
`
`MR. TELSCHER: Rudy Telscher, Your Honor, with the
`
`12
`
`law firm of Husch Blackwell on behalf of Petitioner Sotera.
`
`13
`
`Also with me who I don't anticipate speaking is Daisy Manning
`
`14
`
`but if something unique would arise I might ask her to speak but
`
`15
`
`I think that's unlikely, but she is with me in the room.
`
`16
`
`
`
`JUDGE CHAGNON: Great. Thank you. And for Patent
`
`17
`
`Owner.
`
`18
`
`
`
`MR. LARSON: Good morning, Your Honor. This is Steve
`
`19
`
`Larson of Knobbe Martens for Patent Owner Masimo. With me
`
`20
`
`is Jacob Peterson but I'll be presenting arguments on behalf of
`
`21
`
`Masimo today.
`
`22
`
`
`
`JUDGE CHAGNON: Thank you so much. We'd just like to
`
`23
`
`thank everybody for your flexibility in joining us remotely
`
`24
`
`today. I just want to go over a few reminders before we get
`
`
`
`
`
` 3
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`started. Our primary concern of course is your right to be heard
`
`so if at any time during the proceeding you encounter any
`
`technical or other difficulties that fundamentally undermine your
`
`ability to adequately represent your client please let us know
`
`immediately and adjustments will be made. Please also be sure
`
`to keep yourself muted when you are not speaking so that we can
`
`avoid as much background noise as po ssible. Please also
`
`identify who is speaking for the benefit of the court reporter and
`
`keep in mind that there may be a bit of an audio lag so try to
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`observe a pause prior to speaking to avoid speaking over others.
`
`11
`
`So everyone is aware I believe we do ha ve members of the public
`
`12
`
`that are listening today. If there's any concerns about
`
`13
`
`confidential information please let us know right away.
`
`14
`
`
`
`Per our order of July 28th, each party was going to have 60
`
`15
`
`minutes of total time to present arguments today. We wil l have a
`
`16
`
`single transcript for the hearing and it will be entered into the
`
`17
`
`record in each proceeding. As a reminder however, any
`
`18
`
`argument or evidence presented will only be considered in
`
`19
`
`proceedings for which that argument or evidence has a proper
`
`20
`
`foundation in the record. If you are presenting arguments today
`
`21
`
`applicable to only one of the proceedings it would be helpful to
`
`22
`
`us if you would identify that during your presentations.
`
`23
`
`Petitioner will argue first today and may reserve up to 30
`
`24
`
`minutes of time for rebuttal. Patent Owner will the have the
`
`
`
`
`
` 4
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`opportunity to respond to Petitioner's arguments and may also
`
`reserve up to 30 minutes for surrebuttal time. Petitioner may
`
`then use any reserved time to respond to arguments made during
`
`Patent Owner's present ation and finally Patent Owner may use
`
`any reserved time for responding to arguments made during
`
`Petitioner's rebuttal time. We do have copies of your
`
`demonstratives available to us so during your presentations
`
`please remember to identify the demonstrative exhibit being
`
`referenced clearly and specifically, for example by slide or
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`screen number. This will help us follow along and ensure clarity
`
`11
`
`and accuracy of the transcript . At the end of the hearing I do ask
`
`12
`
`that counsel for both parties stay on th e line in case the court
`
`13
`
`reporter has any questions for you all. Then, last reminder
`
`14
`
`please refrain from interrupting the opposing party during their
`
`15
`
`presentation. If you do have any objections you can address
`
`16
`
`those during your own time for presentation. So Petitioner,
`
`17
`
`would you like to reserve time for rebuttal today?
`
`18
`
`19
`
`
`
`
`
`MR. TELSCHER: Yes, Your Honor, 15 minutes.
`
`JUDGE CHAGNON: Fifteen minutes. Patent Owner, do
`
`20
`
`you know right now how much time you would like to reserve?
`
`21
`
`
`
`MR. LARSON: Yes. I expect to reserve 15 minutes as
`
`22
`
`well.
`
`23
`
`
`
`JUDGE CHAGNON: All right. Great. And I will be
`
`24
`
`keeping time here. Mr. Telscher, would you like a five minute
`
`
`
`
`
` 5
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`warning when you're coming up to your rebuttal time?
`
`
`
`
`
`MR. TELSCHER: Please, Your Honor.
`
`JUDGE CHAGNON: All rig ht. Great. So with that, Mr.
`
`Telscher, you can get started whenever you are ready.
`
`
`
`MR. TELSCHER: I'm ready, Your Honor. I'm hitting my
`
`clock. So the IPRs in question here have to do with medical
`
`diagnostic equipment that measures patient vital signs. The
`
`concepts that are in play are an alarm or, excuse me, a vital sign
`
`goes out of limits and we have either a delay or suspension.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`There's no dispute between the parties that a delay relates to a
`
`11
`
`parameter going out of limits but it's not clinically si gnificant
`
`12
`
`and so we don’t want to bother doctors with alarms that don't
`
`13
`
`matter yet so we delay those clinically insignificant alarms.
`
`14
`
`In the context of the suspension, what a suspension is is
`
`15
`
`that an alarm, an active alarm has gone off and it's a clinicall y
`
`16
`
`relevant event a doctor has to issue treatment and the treatments
`
`17
`
`vary. So say, for example, I deliver a treatment that's three
`
`18
`
`minutes. I need a suspension time of three minutes and after
`
`19
`
`three minutes my alarm goes off and I see if my treatment works .
`
`20
`
`So those are the concepts of delays and suspensions that are in
`
`21
`
`play. As is probably clear from the briefing, Sotera contends
`
`22
`
`that delays are not properly part of the construction of the claims
`
`23
`
`that are at issue. We contend --
`
`24
`
`JUDGE CHAGNON: Counsel, can I -- counsel, this is
`
`
`
`
`
` 6
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`Judge Chagnon.
`
`MR. TELSCHER: Yes, Your Honor.
`
`JUDGE CHAGNON: So some of the claims in the '244
`
`patent explicitly recite delay or suspension. Is the construction
`
`you're arguing right now related to those claims also?
`
`MR. TELSCHER: It is, Your Honor. The patents
`
`themselves, and we'll get into this in quite a bit of detail in our
`
`slide deck, only talked about for the first eight years -- the
`
`patents themselves have never changed. They only talk about
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`activation of alarm, then a user hitting a silence button to silence
`
`11
`
`the alarm and then the activation of alarm once that period is run
`
`12
`
`and the specific purposes discussed in the patents solely relate to
`
`13
`
`the ability to give treatment. So we hit the silence request. The
`
`14
`
`doctor gives treatment and then the alarm doesn't activate until
`
`15
`
`the time goes away.
`
`16
`
`As we've also cited in the Institution decision you asked us
`
`17
`
`to develop the record on this issue and one of the things that we
`
`18
`
`cited is that in a sister reissue, the exa miner has now issued an
`
`19
`
`original Patent Office rejection under § 251. The examiner has
`
`20
`
`found that there's no support in the claims for delays that relate
`
`21
`
`to two different delay times for two different parameters. If you
`
`22
`
`look at footnote 2 of Masimo's surreply, in footnote 2 they come
`
`23
`
`back and say well, the same examiner who issued the original
`
`24
`
`Patent Office rejection is the same examiner who allowed the
`
`
`
`
`
` 7
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`'244, '249 and '353. What Masimo didn't tell you in footnote 2,
`
`and this is in the record, if you g o look at Exhibits 1002 for each
`
`of these patents that if you go look at page 157 of Exhibit 2 for
`
`'244, if you go look at page 132 of Exhibit 2 for '353 and you go
`
`look at page 157 for '249 of Exhibit 202, 1002, excuse me, you
`
`will see the declaration for these reissues and as this panel well
`
`knows when you have a reissue you have to tell the Patent Office
`
`what you're changing and if you look at those exhibit numbers,
`
`the declarations that were filed by Masimo said that they were
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`only changing the broadeni ng of the claims to deal with going
`
`11
`
`from a specific non-invasive sensor to an invasive sensor. So the
`
`12
`
`error they claimed when they filed these was related to changing
`
`13
`
`from a narrow non -invasive sensor to a broader non -invasive
`
`14
`
`sensor. They never said in their declaration that they were
`
`15
`
`changing from a suspension based claims to claims that now
`
`16
`
`would more broadly cover delays and as we pointed out in our
`
`17
`
`briefing, this was in our briefing throughout, the examiner who
`
`18
`
`wasn't apprised of what they were chang ing rejected the claims
`
`19
`
`under the original patent rule under Section 251 saying there is
`
`20
`
`no support. So as a matter of claim construction in view of the
`
`21
`
`declarations they've cited and in view of the patent's disclosure,
`
`22
`
`these patents are properly construe d as not covering delays.
`
`23
`
`That is our view and if you agree with our view on that,
`
`24
`
`then the grounds 1 through 4 are out. You would not have to
`
`
`
`
`
` 8
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`decide grounds 1 through 4 if you decide our way. Now if you
`
`don't decide our way and you say we think that del ays, and by
`
`the way I mean there's Federal Circuit law -- I know this panel is
`
`so skilled at law -- but there is law that says where a patent, I'm
`
`not talking about limiting this to a preferred embodiment, the
`
`entire thrust of these patents is dire cted to activating an alarm,
`
`silencing an alarm for a treatment period and when that treatment
`
`period ends activating the alarm so a doctor can see or the care
`
`giver can see whether or not the treatment worked. That is the
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`sum total of it. The examiner and the s ister reissue agrees with
`
`11
`
`this and there is no reading of these patents that would allow for
`
`12
`
`a construction that allowed them to cover delays for two
`
`13
`
`different parameters that have different delay times. There is
`
`14
`
`only one reference in these patents to del ays and we have the cite
`
`15
`
`in our briefing but it's two lines and it says in another feature,
`
`16
`
`not the silence feature, you can have a de lay of the same duration
`
`17
`
`for all parameters that are being measured. There's no disclosure
`
`18
`
`in these patents of any delay time that's one delay time for one
`
`19
`
`parameter and one delay time for another. So we do believe the
`
`20
`
`proper construction does not allow them to go after delays,
`
`21
`
`especially where their own declarations didn't even tell the
`
`22
`
`Patent Office that's what they were doing and then what
`
`23
`
`ultimately happened --
`
`24
`
`JUDGE WIEKER: I just want to --
`
`
`
`
`
` 9
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`
`MR. TELSCHER: Yes, Your Honor.
`
`JUDGE WIEKER: I have one question for you. This is
`
`Judge Wieker. I understand your position regarding the period
`
`of time term to be construed. D o we also need to resolve the
`
`construction of alarm activation threshold and alarm condition?
`
`You discuss those as being related to the period of time
`
`construction.
`
`MR. TELSCHER: So, yes. If you notice what they've done
`
`-- and again we've got slides we' ve covered in our briefing --
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`they've removed the activation of an alarm. They tried to
`
`11
`
`remove the activation of alarm in the fitting of a silence button
`
`12
`
`or silencing the alarm. So that's what they've tried to remove
`
`13
`
`and this is slides 23 to 24 if you wa nt to turn there. It's helpful
`
`14
`
`on this very point, and so the answer is yes. So we believe the
`
`15
`
`claims, and this is what the claim said originally and this is what
`
`16
`
`the spec. shows, so an alarm activation threshold if you look at
`
`17
`
`the patents it is only def ined as once that threshold is met and
`
`18
`
`actually the slide I really want to turn to is -- turn to slides 6 and
`
`19
`
`7 and I'll give you a moment, I know you've got to turn to them,
`
`20
`
`6 and 7. So if you turn to slides 6 and 7 , the patents
`
`21
`
`unequivocally state that when this threshold is met an alarm
`
`22
`
`automatically triggers and then if you turn to slide 7 it talks
`
`23
`
`about the case of suspension that the active alarm has to be
`
`24
`
`suspended. So in our view alarm activation threshold, the word
`
`
`
`
`
` 10
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`is activation, not just thresho ld, activation as taught in the
`
`patents is an alarm threshold that when met leads to automatic
`
`triggering of an alarm and that a delay or suspension as further
`
`in the claims is a delay or suspension in response to an active
`
`alarm as silencing that alarm. Does that make sense?
`
`JUDGE WIEKER: Yes. I understand your position. I
`
`guess I'm just trying to discern whether we can construe alarm
`
`delay or suspension period of time without getting into the
`
`activation threshold term itself. It seems like you import that
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`alarm activation threshold construction into the construction of
`
`11
`
`the period of time but I understand how they tie together .
`
`12
`
`MR. TELSCHER: Right. They tie together so the alarm
`
`13
`
`activation threshold as dictated, and by the way the words alarm
`
`14
`
`activation threshold are not used in the patents, but the only
`
`15
`
`thresholds taught are thresholds that once they're met
`
`16
`
`automatically trigger an alarm as I just showed you on slide 6
`
`17
`
`and then if you look at figure 4 of their patent which is a
`
`18
`
`diagram of how the sy stem works, at the top of figure 4 it shows
`
`19
`
`you that the alarm is off. When a parameter goes out of limits in
`
`20
`
`figure 4 the alarm goes on automatically and the only disclosure
`
`21
`
`is you can silence an active alarm.
`
`22
`
`So you are correct to say that an alarm activation threshold
`
`23
`
`once met leads to the automatic triggering of an alarm and that is
`
`24
`
`related to the concept of delay or suspension. Suspension is the
`
`
`
`
`
` 11
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`act of delaying an active alarm and there can't be any dispute.
`
`The patents are 100 percent clear. If you look at slide 7 of our
`
`deck it shows you chapter and verse how these patents talk about
`
`hitting a silence button, hitting a silence initiator to deactivate
`
`an active alarm.
`
`JUDGE WIEKER: In Patent Owner's briefing they discuss
`
`some disclosure in colu mn 4 of at least the '249 patent that talks
`
`about pressing a silence button or other suspend initiator. What
`
`do you make of the other suspend initiator concept?
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`MR. TELSCHER: To me I think that is used quite simpl y.
`
`11
`
`So when your patent -- everything that we're talking about in this
`
`12
`
`patent is an active alarm and silencing that alarm. So they talk
`
`13
`
`about you can do it with a silence button or other silence
`
`14
`
`initiator. So the button initiates silence or other silence initiator.
`
`15
`
`So, for example, you can to uch your screen and click something.
`
`16
`
`It's not a button. Or I type into my system silence, that's not a
`
`17
`
`button. So you can take the words other silence initiator, it's
`
`18
`
`clearly something else other than a button that does the same
`
`19
`
`thing as a silence butto n. If there's an active alarm and you hit
`
`20
`
`the silence initiator, the alarm's going off, that's why you have
`
`21
`
`the word silence and so it's a silence initiator. The alarm's going
`
`22
`
`off and I hit either a silence button or other silence initiators. So
`
`23
`
`they mean the same thing in that you're deactivating an active
`
`24
`
`alarm it's just is it a button or is it touching a screen. It could
`
`
`
`
`
` 12
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`even be voice activation. I could say silence and it deactivates
`
`an active alarm. But all the teachings, and that's precisely wha t
`
`the examiner found in the sister reissue. There's no teaching of
`
`anything other than silencing an active alarm except for, I guess
`
`I should qualify it by saying the only delay language in that
`
`patent relates to the concept of one delay time for all meas ured
`
`parameters. There's no disclosure of having one delay time for
`
`one parameter and one delay time for another parameter.
`
`JUDGE WIEKER: Thank you.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`MR. TELSCHER: So we disagree also that the word
`
`11
`
`predetermine can be read into these patents. You know, I would
`
`12
`
`submit to the panel that if our client had an algorithm, you know,
`
`13
`
`and the Baker algorithm there's no dispute on this record. The
`
`14
`
`Baker algorithm is going to produce two different times for two
`
`15
`
`different parameters. So the reason Masimo's trying to read in
`
`16
`
`predetermine is their contention is that distinguishes an
`
`17
`
`algorithm.
`
`18
`
`But I want to be clear when we're focusing the issues for
`
`19
`
`the panel. We're talking about two different ways of doing
`
`20
`
`something if the Court construed the claim the way M asimo
`
`21
`
`wants. We disagree that if you did. It's trying to distinguish a
`
`22
`
`look-up table. So in Masimo let's talk about the claims. In
`
`23
`
`claims 1, 13 and 18. In the most basic form claims 13 and 18
`
`24
`
`require one delay or suspension time for one parameter and one
`
`
`
`
`
` 13
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`delay or suspension time for another parameter.
`
`So let's talk about the example of SPO2 and blood pressure.
`
`So let's say that if SP O2 drops below 90 percent, let's say it
`
`drops to 80 percent. I have a delay time of three minutes. It's
`
`not clinically significant enough, it's below 90 percent, it's not a
`
`big enough deal that we want to alert a doctor. So I have a three
`
`minute delay time and let's say blood pressure I have a delay
`
`time of one minute. So my system's working and I spot my
`
`system's text that SPO2 has dropped to 88. It goes oh, SPO2. It
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`goes and looks it up and then it says that the delay time is three
`
`11
`
`minutes. That's a look -up table.
`
`12
`
`Let's talk about the more complicated, you know, other
`
`13
`
`embodiments of what these claims cover . Claim 1 specifically
`
`14
`
`requires a plurality of times per a parameter. So what does that
`
`15
`
`mean? In the context of SPO2 I have a 90 percent threshold. I
`
`16
`
`drop to 88. I got three minutes. Oh, my system dropped to 86.
`
`17
`
`It's now two minutes. My system dropped to 84 percent
`
`18
`
`saturation, it's one minute. My system dropped to 82 percent,
`
`19
`
`it's now 30 seconds. My system drops to 80 percent which
`
`20
`
`everybody would agree is a very dangerous category for oxygen
`
`21
`
`saturation, zero delay. You got to trigger an ala rm.
`
`22
`
`You know, one of the things we keep talking about in the
`
`23
`
`context of predetermined is that the doctor knows. Well, first of
`
`24
`
`all delays mean the doctor doesn't even know of an alarm. But
`
`
`
`
`
` 14
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`let's talk about what their claims cover. Claims 1, 13 and 18 al l
`
`cover situations where one parameter has multiple delay times
`
`and by the way if you look to column 5, lines 60 to 61 of this
`
`patent it specifically says the duration is a function of the out -of-
`
`limits parameter. So what the claims cover 1, 13, and 18, 1 3 and
`
`18 say a time a delay or suspension time for one parameter, a
`
`delay or suspension time for another parameter. A means one or
`
`more. Claim 1 says a plurality which means more than one. But
`
`in all of these situations their claims cover a situation wh ere you
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`have multiple times available to you as a delay time for one
`
`11
`
`parameter. So SPO2, we have three minutes, two minutes, one
`
`12
`
`minute, 30 seconds, zero. That's a look -up table. As soon as we
`
`13
`
`cross, as soon as that system monitors that the threshol d is below
`
`14
`
`or the parameter is below 90 percent saturation, so now the
`
`15
`
`SPO2's below 90. How much is the delay going to be? We don't
`
`16
`
`know in their claimed invention. You have to go look at what
`
`17
`
`the saturation level is. You have to measure it. Th ey keep
`
`18
`
`claiming that Baker -1 requires measurements. Their own system
`
`19
`
`requires measurements. You couldn't possibly know what the
`
`20
`
`saturation level or what the delay time's going to be until you
`
`21
`
`know the saturation level.
`
`22
`
`So what we're really talking about in this case is the
`
`23
`
`difference between an algorithm and a loo k-up table and
`
`24
`
`according to Masimo what they're asking this panel to do is in
`
`
`
`
`
` 15
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`the medical area where you're administering delays or
`
`suspensions, what they want to say that they own the concept f or
`
`two parameters having a look -up table against different times.
`
`You can do it with an algorithm, you can do it with a look -up
`
`table. I'm not aware of any other ways of doing it. There's two
`
`and if you go look at ground 3 of our petition when we bring in
`
`Baker-2 that's specifically what we say. If you look at pages 55
`
`to 58 of our petition we specifically say even if they're right
`
`about predetermined, somehow it doesn't read on an algorithm.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`Baker-2 specifically shows the use of predetermined times in a
`
`11
`
`look-up table. What we're talking about are two of the most
`
`12
`
`fundamental ways to monitor variables, look -up tables or
`
`13
`
`algorithms and they claim that they own algorithms.
`
`14
`
`So, you know, with that I would like to turn to the state -of-
`
`15
`
`the art. So when we'r e looking at this obviously under an
`
`16
`
`obviousness analysis we want to know what the state -of-the art
`
`17
`
`is. So go look at slide 36. So on slide 36 we cover
`
`18
`
`(indiscernible) --
`
`19
`
`20
`
`21
`
`JUDGE CHAGNON: Counsel, sorry to interrupt you.
`
`MR. TELSCHER: Yes.
`
`JUDGE CHAGNON: Before we get away from that claim
`
`22
`
`construction I do have one question for you there. The Patent
`
`23
`
`Owner argues in their briefing, I'll quote what they say. They
`
`24
`
`say,
`
`
`
`
`
` 16
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`"The specification includes no description or embodiment
`
`with a duration of a delay or suspension determined after
`
`initiation of the delay or suspension. "
`
`Would you agree with that characterization of the
`
`specification of the challenged patents? Maybe --
`
`MR. TELSCHER: I'm not understanding.
`
`JUDGE CHAGNON: -- so my understanding of what
`
`they're arguing there is that once the delay – with the delay when
`
`the suspension starts you know how long it will be , in that you
`
`10
`
`may not know until right when it starts but in Baker I understand
`
`11
`
`the algorithm there to work so you may not know how long the
`
`12
`
`delay will be until you get to the end of the delay, whereas
`
`13
`
`Patent Owner's argument at least is that the specification of the
`
`14
`
`challenged patents does not describe embodiments with a delay
`
`15
`
`that is unknown at the start of the delay.
`
`16
`
`MR. TELSCHER: So we di sagree with that contention,
`
`17
`
`Your Honor, and it really goes right back to the example I just
`
`18
`
`gave you. Their claims, and this is kind of a little bit of the
`
`19
`
`mischief of their position. They're basing their claims off of the
`
`20
`
`most basic embodiment covered which is claims 13 and 18.
`
`21
`
`Technically they cover one delay period for one parameter and
`
`22
`
`one delay period for another parameter. But claim 1 specifically
`
`23
`
`says a plurality of delay times. Claims 13 and 18 say a delay or
`
`24
`
`suspension period for one paramete r and a delay or suspension
`
`
`
`
`
` 17
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`period for another. By definition of claim constructions, claim
`
`construction 101, that covers more than one delay time and so
`
`the embodiments covered, and this is where they kept tricking up
`
`Yanulis with talking about the most basic embodiment. The
`
`embodiments, the more practical embodiments, are ones where
`
`you're going to have, like my SPO2 drops to 88 and I've got three
`
`minutes. My SPO2 drops to 86 percent saturation I got two. My
`
`SPO2 drops to 84 and I've got one minute, and at 82 percent
`
`saturation I've got 30 seconds.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`So no, you don't know until you take them measurement
`
`11
`
`what the delay time's going to be and it's even more complicated
`
`12
`
`than that. It's undisputed that if the parameter, to start off let's
`
`13
`
`say that the SPO2 drops to 88 and we know we've got a three
`
`14
`
`minute delay period. If it goes back within limits the alarm's
`
`15
`
`clear, there's no delay period. We also know that if the SPO2
`
`16
`
`drops to 88 and we have a delay period of three minutes and al l
`
`17
`
`of a sudden in the next 30 seconds -- so we're going to wait three
`
`18
`
`minutes, but 30 seconds later it drops to 80 percent, a critical
`
`19
`
`event, it's going to override that and go to zero. So no, you don't
`
`20
`
`know the delay period.
`
`21
`
`Is there a difference, a sligh t difference between how an
`
`22
`
`algorithm works and how a look -up table works? Sure there is a
`
`23
`
`difference but let's talk about that. First of all, Baker -1. Let's
`
`24
`
`look at the abstract and Daisy, what slide is that? 70, I think 69
`
`
`
`
`
` 18
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`is the one I want to look a t. Let's turn to 69, please. So if we
`
`turn to 69 and you look to the right hand side this is the abstract
`
`of Baker-1 and it says right in there in the highlighted portion to
`
`the bottom right,
`
`"The alarm is inhibited based upon the combination of the
`
`amount of time and how much past the threshold measured value
`
`is."
`
`That is what Baker-1 teaches. If you go look at column 5,
`
`lines 60 to 61 of the '244 it says the duration is a function of the
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`out-of-limit parameter. Both Masimo's patents and Baker are
`
`11
`
`premised on the identical concept of how far out of the parameter
`
`12
`
`are we? How below the threshold are we and how much time has
`
`13
`
`elapsed? And that's going to dictate the severity. If you look at
`
`14
`
`slide 69 Baker-1 goes on to say preferably that's based on a
`
`15
`
`combination of the integral or some function of an integral. So
`
`16
`
`Baker says yes, preferably if you're going to operate off of an
`
`17
`
`algorithm. But if you look at Baker -2, Baker-2 expressly says
`
`18
`
`that it can be predetermined times, it doesn't have to be
`
`19
`
`algorithmic and those again are the only two options. Under
`
`20
`
`ground 3 we specifically say one skilled in the art has two
`
`21
`
`options in implementing these delays. One, you can figure out
`
`22
`
`the delay time using algorithm or two, you can use a look -up
`
`23
`
`table. We disagree with the notion that these claims are limited
`
`24
`
`to embodiments that require you to know exactly what the delay
`
`
`
`
`
` 19
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`time is the minute SPO2 goes out of the parameter. Does that
`
`answer the question?
`
`JUDGE CHAGNON: Yes. Thank you.
`
`MR. TELSCHER: So if we turn back to the state-of-the art
`
`on slide 36 because that's obviously critical to the inquiry. What
`
`was known to those skilled in the art at the time of this
`
`invention? Slide 36 relates to delays. This is 1968. By 1968 it
`
`was already known that you sh ould delay times by specific times,
`
`predetermined times and on this slide it shows, and we cite a
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`number of patents on this but I'm just giving you an example and
`
`11
`
`this is all in our briefing. This particular reference at page 36
`
`12
`
`says that you should have a large delay before one condition,
`
`13
`
`that's the top highlighting, and if you go down to the bottom and
`
`14
`
`you look at the highlight the first line says, "On the other hand
`
`15
`
`you should have a relatively short delay time," and if you go all
`
`16
`
`the way down, "thus in dicative of a dangerous condition." So as
`
`17
`
`of 1968 the art was already aware of we’re going to have one
`
`18
`
`predetermined specific delay time a less severe condition and
`
`19
`
`we're going to have a shorter delay time for something more
`
`20
`
`severe which of course is basi c medical knowledge. If my
`
`21
`
`patient is nearing a life and death situation and we're going to
`
`22
`
`have a delay it better be short and if it's a less critical condition
`
`23
`
`our delay can be longer. That's what the art already knew and
`
`24
`
`the concept of delays is well known in the art.
`
`
`
`
`
` 20
`
`
`
`IPR2020-00967 (Patent RE47,244 E)
`IPR2020-01019 (Patent RE47,353 E)
`IPR2020-01033 (Patent RE47,249 E)
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`If you flip over to slide 37 we also show that the concept of
`
`delay, specific times for delays, predetermined times for delays
`
`is well known in the art and we cite many patents that talk about
`
`delays and delay times. That was all well kn own in the art.
`
`So how they got the patent allowed in the first place was
`
`that the examiner was persuaded that he couldn't find a reference
`
`that showed in the context of suspensions, because remember the
`
`original paten