Case 2:19-cv-00372-JRG Document 4 Filed 11/14/19 Page 1of1PagelD#: 223
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`_] Trademarks or
`[7 Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:19-cv-372
`PLAINTIFF
`
`SpaceTimesD, Inc.
`
`DATEFILED
`11/14/2019
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`Samsung Electronics Co., Ltd. and Samsung Electronics
`
`America, Inc.
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 1
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 1
`
`

`

`PTO/SB/66
`A31
`OMB065 1-00XX
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`
`PETITION TO ACCEPT UNINTENTIONALLY DELAYED PAYMENTOF MAINTENANCE FEE IN AN EXPIRED
`PATENT(37 CFR 1.378(b})
`
`Patent Number
`Issue Date
`Application
`Filing Date
`Docket Number(if applicable)
`Number
`
`8881048
`04-Nov-2014
`12751879
`31-Mar-2010
`
`CAUTIGN: Maintenance fee {and surcharge,if any) payment must correctly identify: (1) the patent numberand {2} the application numberof the
`actual U.S. application leading to issuance of that patent to ensure the fee(s) is/are associated with the correct patent. 37 CFR 1.366(c) and (d).
`
`Applicants claims the following fee status:
`
`(#) Small Entity
`
`| certify, in accordance with 37 CFR 1.4{d){4) that | am
`
`C) Micro Entity
`
`C) Regular Undiscounted
`
`Applicants selects the following :
`
`
`@ 31/2
`PETITION FEE
`
`The petition fee required by 37 CFR 1.17{m) (Fee Code 1558/2558) must be paid as a condition of accepting unintentionally delayed paymentof
`the maintenancefee.
`
`MAINTENANCEFEE (37 CFR 1.20(e)-(g))
`The appropriate maintenance fee must be submitted withthis petition.
`
`
`STATEMENT
`THE UNDERSIGNED CERTIFIES THAT THE DELAY IN PAYMENT OF THE MAINTENANCE FEE TO THIS PATENT WAS
`UNINTENTIONAL
`
`PETITIGNER{S) REQUEST THAT THE DELAYED PAYMENT OF THE MAINTENANCEFEE BE ACCEPTED AND THE PATENT REINSTATED
`
`THIS PORTION MUST BE COMPLETED BY THE SIGNATORYOR SIGNATORIES
`
`37 CFR 1.378{c) states: “Any petition underthis section must be signed in compliance with 37 CFR 1.33{b}."
`
`OO000©
`
`An attorney or agent registered to practice before the Patent and Trademark Office who has been given powerof attorneyin
`this application.
`
`An attorneyor agent registered to practice before the Patent and TrademarkOffice
`
`A sole patentee
`
`A joint patentee;| certify that | am authorized to sign this submission on behalf of all the other patentees as evidenced by the powerof
`attorney in the application
`
`A joint patentee;all of whom are signing this e-petition
`
`The assignee of record of the entire interest that qualifies as an authorized party under 37 CFR 1.33(b)
`
`
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 2
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 2
`
`

`

`
`
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37 CFR 1.4(d) for the form of the
`
`signature
`
`
`
`Signature /todd fitzsimmons/
`
`Attorney
`
`PTO/SB/66
`A31
`OMB065 1-00XX
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`
`
`Name
`
`todd fitzsimmons
`
`Registration Number
`
`44683
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 3
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 3
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12751879
`
`31-Mar-2010
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`E. EDDIE BAKHASH
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD(S)
`
`Basic Filing:
`
`PET. DELAY PYMT MAINTAIN PATENT IN FORCE
`
`2558
`
`1
`
`1000
`
`1000
`
`SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL
`USER INTERFACE
`
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 4
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 4
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S)
`
`Post-Allowance-and-Post-Issuance:
`
`1800
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD (S$)
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 5
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 5
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`In re Patent No, 8881048
`Issue Date:
`November4,2014
`Application
`No. 12751879
`sn
`Filed:
`
`March 31,2010
`
`Attorney Docket No. 815395-14
`
`:DECISION GRANTING PETITION
`:UNDER 37 CFR 1.378(b)
`
`under 37 CFR 1.378(b)
` November6,2018
`This is a decision on the electronic petition, filed
`to accept the unintentionally delayed payment of the
`3.5
`year maintenance fee for the above-identified patent.
`
`The petition is GRANTED.
`
`November6,2018
`The maintenancefee is accepted, and the above-identified patent reinstated as of
`This decision also constitutes notice that the fee has been accepted. An electronic copy of the petition and
`this decision has been created as an entry in the Image File Wrapper. Nevertheless, petitioner should print
`and retain an independent copy.
`
`Telephone inquiries related to this electronic decision should be directed to the Electronic Business Center at 1-866-217-9197.
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 6
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 6
`
`

`

`Electronic AcknowledgementReceipt
`
`a
`
`
`
`eet
`a
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL
`USER INTERFACE
`
`Paymentinformation:
`
`Payment Type
`
`CARD
`
`RAM confirmation Number
`
`110718INTEFSW21471700
`
`
`
`Authorized User
`
`MEAD
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpaymentasfollows:
`EXHIBIT 2004 - PAGE 7
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 7
`
`

`

`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`1
`
`Petition automatically granted by EFS
`
`petition-request.pdf
`
`§83162672c029b26ea2e215fb8a5ae28d434]
`2ac0
`
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`d3c42f306da39c7273110a4403f0ebe653a8)
`02d2
`
`2
`
`2
`
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 8
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 8
`
`

`

`PATENT ASSIGNMENT COVER SHEET
`
`EPAS ID: PAT3098162
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
`
`CONVEYING PARTY DATA
`
`MR E. EDDIE BAKHASH
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`11/05/2014
`
`source=Assignment_Filed#page1 .tif
`
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`213-500-1178
`Email:
`todd@fitziplaw.com
`Correspondent Name:
`TODD FITZSIMMONS
`AddressLine 1:
`14739 S. VERMONTAVE.
`
`PROPERTY NUMBERS Total: 1
`
`Property Type
`
`Patent Number:
`
`8881048
`
`CORRESPONDENCE DATA
`
`AddressLine 4:
`
`GARDENA, CALIFORNIA 90247
`
`Po This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 1
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 9
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 9
`
`

`

`PATENT ASSIGNMENT
`
`747121-1
`
`WHEREAS, E. EDDIE BAKHASH, an individual (“Assignor’), residing at 2335
`Waverley Street, Palo Alto, CA 94301, has made certain new and useful inventions in
`SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL
`USER INTERFACE, and hasdisclosed the samein an application for Letters Patent of
`the United States, said application having been issued by the U.S. Patent and
`Trademark Office on November 4, 2014 as U.S. Patent No. 8,881,048 (“the ‘048
`Patent”); and
`
`WHEREAS, SPACETIMESD, INC. (“Assignee”), a corporation having a place of
`business at 576 Fifth Avenue, Suite 1102, New York, NY 10036, wishes to acquire all of
`the rights in said inventions from Assignor;
`
`for good and valuable
`NOW, THEREFORE, Assignor, by these presents,
`consideration doessell, assign and transfer unto Assignee any right, title, and interest in
`and to the 048 Patent and any continuation or divisionals thereof, throughout the world,
`that Assignor has, including all priority rights arising from the ‘048 Patent; the same to
`be held and enjoyed by Assignee for its own use and behalf, and for its legal
`representatives and assigns, as fully and entirely as the same would have been held by
`Assignor has this assignment and same not been made, including, without limitations,
`the right
`to bring suit and recover damages for any infringement thereof that has
`occurred prior to the date hereof.
`
`sale,
`that no assignment,
`FURTHERMORE, Assignor hereby covenants
`agreement or encumbrance has been or will be made or entered into which would
`conflict with this assignment.
`
`to
`Assignor further agrees, upon request of and at the expense of Assignee,
`promptly execute without further consideration such further lawful documents as may
`reasonably be required for the rights conveyed herein to vest to Assignee.
`
`Assignor
`
`Date:RO EbALLEL Ua..
`
`E. Eddie Bakhash
`
`Date:___
`
`11/5/2014
`
`Assignee
`Ebderl WA.
`E. Eddie Bakhash, President of Spacetime3D, Inc.
`
`OMM_US:71976700.1
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 10
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 10
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`12/751,879
`
`ISSUE DATE
`
`11/04/2014
`
`125600
`
`7590
`
`10/15/2014
`
`Fitzsimmons IP Law
`14739 S. Vermont Ave.
`Gardena, CA 90247
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8881048
`
`815395-14
`
`1423
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 472 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`E. EDDIE BAKHASH,New York, NY;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`SPACETIME3D
`EXHIBIT 2004 - PAGE 11
`
`IR103 (Rev. 10/09)
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 11
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`,
`
`2 and sendthis form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`
`
`through 5 should be completed where
`SRUCTIONS: This form should be used for transmittmg the ISSUE FEE and PUBLICATION FEE(if required). Blocks |
`ropriatc. All further correspondence including the Patent, advance orders and notification of maintcnance fees will be mailed to the current correspondence address as
`cated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a scparate "FEE ADDRESS"for
`
`aintenance fee notifications.
`
`
`Note: A certificate of mailing
`can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block } for any change of address)
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate ofmailing or transmission.
`Certificate of Mailing or Transmission
`certify that this Feo(s Transmittal is being deposited with the United
`L hereby
`Postal
`Service with sufficient postagefor first class mail in an envelope
`States
`addressed to the Mail Stop
`ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (371) 273-2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`7590
`__ 125600
`Fitzsimmons IP Law
`14739 S. Vermont Ave
`Gardena, CA 90247
`
`07/31/2014
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO,
`
`815395-14
`E. EDDIE BAKHASH
`03/31/2010
`12/751,879
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL USER INTERFACE
`
`1423
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE{PREV. PAID ISSUE FEE|TOTAL FEE(S) DUEENTITY STATUS ISSUE FEE DUE DATE DUE
`
`
`
`nonprovisional
`
`SMALL
`
`LEE, TING ZHOU
`
`$480
`
`2173
`
`$0
`
`$0
`
`$480
`
`10/3 1/2014
`
`715-782000
`
`
`
`
`
`1. Change of correspondence address orindication of "Fee Address" (37
`(1) The namesofup to 3 registered patcnt attorncys _/ “if2S! mMons LC Pp Law
`CFR 1.363).
`(2 Change ofcorrespondence address (or Change of Correspondence
`or agents OR,altcrnatively,
`Address form PTO/SB/122)attached.
`(2) The name of a single firm (having as a membera 2
`[) "Fee Address"indication (or "Fce Address" Indication form
`registered attorney or agent) and the namesof up to
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`4
`2 registered patent attorneys or agents. Ifnonameis
`listed, no namewill be printed.
`Numberis required.
`
`a . ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(print or type)
`PLEASE NOTE:Unless an assignee is identificd below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation asset forth in 37 CFR
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2. For printing on the patentfront page,list
`
`4
`*
`
`
`
`
`
`
`
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent): ] Individual! Corporationor other private groupentity (} Government
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`4a. The following fee(s) are submitted:
`C1 A cheekis enclosed.
`Issue Fee
`CL) Paymentby credit card. Form PTO-2038 is attached.
`Publication Fee (No small entity discount permitted)
`LJ Advance Order - # ofCopies
`The Director is hereby authorized to charge the regyipegets. any deficiency,or credits any
`
`‘overpayment, to Deposit Account Number
`enclose an extra copy of this form).
`5. Changein Entity Status (from status indicated above)
`Lj Applicantcertifying micro entity status. See 37 CFR 1.29
`
`QO Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Absenta valid certification of Micro Entity Status (sec forms PTO/SB/15A and 158), issue
`fee paymentin the micro entity amountwill not be acccpted atthe risk of application abandonment.
`NOTE: If the application was previously under microentity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`Q Applicant changing to regular undiscounted fce status.
`
`entity status, as applicable.
`ed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 forsi
`ature requirements and certifications.
`NOTE:This form mustbesi
`
`
`
`
`Authorized Signature
`Date
`7 SsoO
`Typedorprintedname
`RegistrationNo.
`
`
`
`
`
`Toe E;.£Z57amaA >
`
`4 f 6 f3
`
`DTN Of Dawe DIN 12N Anwnensind Fae van thenUNITTIINAT
`
`“Page 2 of 3
`AKAD NESE ANNI
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 12
`VEO Datant and Tendamoel Offian TE O NUDADTARATNIT AL COANANACDCT
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 12
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`E. EDDIE BAKHASH
`
`Attorney Docket Number:
`
`815395-14
`
`Utility under 35 USC 111(a) Filing Fees
`
`SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL
`USER INTERFACE
`
`Quantity 0
`
`Description
`
`Fee Code
`
`Sub-Total in
`USD(S$)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Publ. Fee- Early, Voluntary, or Normal
`
`1504
`
`1
`
`0
`
`XAB
`
`SPACETIME3D
`004 -P
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 13
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Total in USD ($)
`
`Sub-Total in
`USD(S)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 14
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 14
`
`

`

`
`
`a i
`
`Electronic AcknowledgementReceipt
`
`tn
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL
`USER INTERFACE
`
`re
`i
`
`Paymentinformation:
`
`Submitted with Payment
`
`yes
`
`TheDirector of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows: Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Deposit Account
`
`506455
`
`
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processm7qcfeFAME3D
`XHIBIT
`2004 - PA
`
`
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 15
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`Issue_Fee_Filed.pdf
`
`7£7d8297¢157591276aa4b574add1 309898
`214f5
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`66eac8e61361507f9d1d1051 16a45cd35fb
`096ba
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 16
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 16
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`125600
`
`7590
`
`07/31/2014
`
`Fitzsimmons IP Law
`14739 S. Vermont Ave.
`Gardena, CA 90247
`
`LEE, TING ZHOU
`
`2173
`
`DATE MAILED: 07/31/2014
`
`815395-14
`E. EDDIE BAKHASH
`03/31/2010
`12/751,879
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL USER INTERFACE
`
`1423
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10/31/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page1 of 3
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 17
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 17
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`7590
`. 125600
`Fitzsimmons IP Law
`14739 S. Vermont Ave.
`Gardena, CA 90247
`
`O73 1/2014
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Fostal Service with sutficient postagefor first class mailin an envelope
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(ate)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`815395-14
`E. EDDIE BAKHASH
`03/31/2010
`12/751,879
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING THREE-DIMENSIONAL GRAPHICAL USER INTERFACE
`
`1423
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`LEE, TING ZHOU
`
`$480
`
`2173
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`
`
`
`
`$0
`
`$0
`
`$480
`
`10/31/2014
`
`715-782000
`
`2. For printing on the patent front page,list
`(1) The namesofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`
`
`43
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`LI Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`5. Change in Entity Status (from status indicated above)
`| Applicantcertifying micro entity status. See 37 CFR 1.29
`
`Lj Applicant asserting small entity status. See 37 CFR 1.27
`
`Lj Applicant changing to regular undiscounted fee status.
`
`
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[_J The Directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification ofloss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form mustbe signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`Page 2 of 3
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 18
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 18
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`FIRST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`12/751,879
`
`03/31/2010
`
`E. EDDIE BAKHASH
`
`815395-14
`
`1423
`
`125600
`
`7590
`
`07/31/2014
`
`Fitzsimmons IP Law
`14739 S. Vermont Ave.
`Gardena, CA 90247
`
`LEE, TING ZHOU
`
`2173
`
`DATE MAILED: 07/31/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applicationsfiled on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 19
`
`SPACETIME3D
`EXHIBIT 2004 - PAGE 19
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OM