1
`
`Patent Owner Masimo Corporation’s
`Demonstratives For Trial Hearing
`
`January 19, 2022
`
`Apple Inc. v. Masimo Corporation
`IPR2020-01521 (Patent 10,292,628)
`
`IPR2020-01714 (Patent 10,631,765)
`
`IPR2020-01715 (Patent 10,631,765)
`
`
`
`Patent Owner Masimo Corporation’s
`Demonstratives For Trial Hearing
`
`January 19, 2022
`
`Apple Inc. v. Masimo Corporation
`IPR2020-01521 (Patent 10,292,628)
`
`IPR2020-01714 (Patent 10,631,765)
`
`IPR2020-01715 (Patent 10,631,765)
`
`
`
`Patents-At-Issue
`
`U.S. Patent 10,292,628
` IPR2020-01521
`
`U.S. Patent 10,631,765
` IPR2020-01714, IPR2020-01715
`
`-1521, -1714, -1715 Ex. 1001
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`2
`
`
`
`’765 Patent Claim 1
`
`-1714, -1715 Ex. 1001
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`3
`
`
`
`’765 Patent Claims 12, 18, 29
`
`-1714, -1715 Ex. 1001
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`4
`
`
`
`’628 Patent Claim 1
`
`-1521 Ex. 1001
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`5
`
`
`
`Petitioner’s Asserted Level Of Ordinary Skill In The Art
`
`Petitioner asserts a POSITA:
`
`“would have been a person with a working knowledge of physiological
`monitoring technologies. The person would have had a Bachelor of
`Science degree in an academic discipline emphasizing the design of
`electrical, computer, or software technologies, in combination with
`training or at least one to two years of related work experience with
`capture and processing of data or information, including but not
`limited to physiological monitoring technologies.”
`
`-1714 Pet. 9; -1715 Pet. 8-9; -1521 Pet. 3-4
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`6
`
`
`
`Petitioner’s Art
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`7
`
`
`
`Aizawa
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`8
`
`
`
`Aizawa’s Sensor
`
`Ex. 1006 Fig. 2; -1715 POR 29-30, -1521 POR 43-45; -1714 POR 46
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`9
`
`
`
`Aizawa’s Sensor
`
`Ex. 1006 Figs. 1A, 1B; -1715 POR 33; -1521 POR 1, 12-13
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`10
`
`
`
`Palm-Side Of Forearm/Wrist Showing Arteries
`
`Ex. 2010 at 44 (Plate 429); -1715 POR 30-31; -1714 POR 34-35;
`-1521 POR 44-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`11
`
`
`
`Back-Side Of Forearm/Wrist
`
`Ex. 2010 at 42 (Plate 427); -1715 POR 31-32; -1714 POR 35-36;
`-1521 POR 44-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`12
`
`
`
`Aizawa’s Positioning
`
`“[E]ven when the attachment position of the pulse rate detector 1 is dislocated,
`one of the photodetectors 22 is located near the artery 11….” — Ex. 1006 ¶[0027]
`
`Ex. 1006 Fig. 2, ¶[0027], Ex. 2010 at 44;
`-1715 POR 29-35; -1521 POR 43-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`13
`
`
`
`Mendelson ’799 and Mendelson-1988
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`14
`
`
`
`Mendelson-1988’s Sensor
`
`Mendelson-1988: an oximeter with photodetectors surrounding LEDs that emit at
`red (660 nm) and infrared (930 nm) wavelengths.
`
`— Ex. 1015 at 168, Abstract
`
`-1521 Ex. 1015 Fig. 2, POR 46, 51, Ex. 2004 ¶¶99, 112
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`15
`
`
`
`Mendelson ’799’s Sensor
`
`Fig. 3
`
`Fig. 7
`
`-1714 Ex. 1012 Figs. 3, 7, POR 1, 13-14, 50, Sur-Reply 25-26
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`16
`
`
`
`Mendelson ’799/Mendelson-1988 Sensors
`
`Mendelson ’799
`
`Mendelson-1988
`
`Oxygen sensors (oximeters) with peripheral detectors and central emitters
`
`-1714 Ex. 1012 Fig. 7, POR 1, 13-14;
`-1521 Ex. 1015 Fig. 2, POR 46, 51
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`17
`
`
`
`Mendelson-2006
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`18
`
`
`
`Mendelson-2006’s Forehead Sensor
`
`Fig. 1: Attachment of Sensor Module To The Skin
`
`“The unit is small enough so the entire module can be integrated into a
`headband or a helmet.”
`
`“[A] pulse oximeter developed based on a small forehead mounted sensor.”
`
`-1714 Ex. 1010 at 1, 2, Fig. 1, POR 21-22, 33, 37, 53-54
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`19
`
`
`
`Ohsaki
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`20
`
`
`
`Ohsaki’s Pulse Detector
`
`-1714 Ex. 1009 Fig. 2, ¶[0019], POR 12-13; -1715 POR 35-36;
`-1521 POR 43-44, Ex. 2004 ¶93, Sur-Reply 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`21
`
`
`
`Ohsaki’s Pulse Detector
`
`-1714 Ex. 1009 Figs. 1-2, ¶[0019], POR 12-13; -1715 POR 35-36;
`-1521 POR 43-44, Ex. 2004 ¶93, Sur-Reply 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`22
`
`
`
`Ohsaki and Anatomy
`
`“[T]he user feels uncomfortable if the pressure applied to the user’s wrist…is too
`high.” — Ex. 1009 ¶[0018]
`
`If detecting element 2’s “longitudinal direction…agrees with the circumferential
`direction of the user's wrist 4, it has a tendency to slip off.” — Ex. 1009 ¶[0019]
`
`-1714 Ex. 1009, POR 17-19; -1715 POR 21-22;
`-1521 POR 43-44, Sur-Reply 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`23
`
`
`
`Ohsaki’s Front/Back Wrist Comparison
`
`Ex. 2008 158:15-159:11; -1715 Ex. 1009 Figs. 3A-B, ¶¶[0023]-[0024],
`POR 36-37; -1714 POR 27-28; 37; -1521 POR 43-44
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`24
`
`
`
`Petitioner’s Annotation Of Ohsaki
`
`-1714 POR 43-45, Pet. 18;
`-1715 POR 27-28
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`25
`
`
`
`Actual Ohsaki Illustration
`
`-1714 Ex. 1009 Fig. 1; POR 43-45;
`-1715 POR 27-28
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`26
`
`
`
`Aizawa v. Ohsaki
`
`Front (Palm) Side
`
`Flat acrylic plate improves adhesion
`
`Ex. 1006 (Aizawa) ¶[0013]; see also
`¶¶[0026], [0030], [0034], Fig. 1B
`
`(Aizawa’s sensor)
`
`Tends to slip
`
`Ex. 1009 (Ohsaki) ¶[0023],
`Figs. 3A-3B
`
`Flat
`
`Convex
`
`Back Side
`
`Tends to slip
`
`Ex. 1009 (Ohsaki) ¶[0025],
`Figs. 4A-4B
`
`Rectangular convex board
`prevents slipping
`
`Ex. 1009 (Ohsaki) ¶¶[0024]-[0025],
`Figs. 4A-4B
`
`(Ohsaki’s sensor)
`
`Ex. 1006 ¶[0013]; -1715 POR 39-41, Ex. 1009 ¶[0023]-[0025], Figs. 3, 4;
`-1714 POR 3, 13, 24-26, 46; -1521 POR 43-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`27
`
`
`
`Schulz
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`28
`
`
`
`Schulz’s Pulse Oximetry Ear Sensor
`
`Fig. 19B
`(partial view, color added)
`
`-1714 Ex. 1013 Figs. 1, 5B, 19B, POR 49-50, Sur-Reply 22-24
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`29
`
`
`
`Schulz’s Ambient Light Solution
`
`“[T]he cover 700 is constructed of an absorbent material so as to block ambient
`light for noise reduction at the detector.”
`
`— Ex. 1013 ¶[0041]
`
`-1714 Ex. 1013 Fig. 7, ¶[0041], POR 50, Sur-Reply 22-24
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`30
`
`
`
`Inokawa
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`31
`
`
`
`Inokawa’s Pulse Detector
`
`Ex. 1008 ¶[0058], Fig. 2; -1521 POR 14; -1715 POR 47-48
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`32
`
`
`
`Inokawa
`
`“Another advantage is that, because the surface of the covers 123, 131 is flat, the
`surface is less prone to scratches than when the lens protrudes.”
`
`Ex. 1008 ¶[0106], Fig. 17; -1714 POR 46-47; -1715 POR 49-50
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`33
`
`
`
`Inokawa’s “Base Device” LED Data Transfer
`
`Ex. 1008 Fig. 3; -1521 Pet. 21, POR 38; -1715 Pet. 25, POR 52-53
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`34
`
`
`
`Petitioner’s Expert
`
`“I think one of ordinary skill in the art would understand that in
`Inokawa the objective is to concentrate light at the detector,
`which is in the center axis of the drawing and that the lens is
`capable of providing that benefit.
`
`If we’re going to move the lenses and the LEDs and detectors around
`and ask different questions, it’s -- it isn’t so obvious that Inokawa is
`specifically considering those scenarios. It’s a little more
`hypothetical.”
`
`— Ex. 2006 86:19-87:6
`
`-1521 POR 3, 20, 31; -1715 POR 61
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`35
`
`
`
`Petitioner’s Expert
`
`“more light in the center than at the outer edge in this example.”
`
`— Ex. 2006 204:1-13
`
`Dr. Kenny agreed “that’s because light’s being directed towards the
`center and away from the edge….”
`
`— Ex. 2006 204:14-20
`
`-1521 POR 17; -1714 POR 39; -1715 POR 42-43
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`36
`
`
`
`Convex Surface Condenses Light Toward The Center
`
`Petitioner’s expert Dr. Kenny explained that, when using a convex surface:
`
`“the incoming light is ‘condensed’ toward the center.”
`
`— Ex. 2020 ¶119
`
`Ex. 2019 at 45, Ex. 2020 ¶¶119, 200;
`-1521 POR 16-17; -1714 POR 38-39; -1715 POR 42-43
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`37
`
`
`
`Petitioner’s Textbook
`
`-1521 Ex. 1052 at 51, Sur-Reply 8;
`-1715 Ex. 1051 at 51, Sur-Reply 17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`38
`
`
`
`Petitioner’s Randomly Diffused Light
`
`-1521 Reply 9, 20 (modifying Ex. 1008 Fig. 2, Ex. 1006 Fig. 1B);
`-1715 Reply 31; -1714 Reply 16-17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`39
`
`
`
`Petitioner’s Combinations
`
`IPR
`
`1st Ref.
`
`2nd Ref.
`
`3rd Ref.
`
`4th Ref.
`
`10,292,628
`
`IPR2020-01521 (G1)
`
`Aizawa
`
`Inokawa
`
`IPR2020-01521 (G2) Mendelson-1988
`
`Inokawa
`
`10,631,765
`
`IPR2020-01714
`
`Mendelson ’799
`
`Ohsaki
`
`Schulz
`
`Mendelson-2006
`
`10,631,765
`
`IPR2020-01715
`
`Aizawa
`
`Inokawa
`
`Ohsaki
`
`Mendelson-2006
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`40
`
`
`
`Petitioner’s Alleged Motivations to Combine
`
`IPR2020-01714, -1715:
`
`IPR2020-01521:
`
`“improve adhesion between the
`sensor and the user’s tissue”
`
`“improve detection efficiency”
`
`“protect the elements within [the]
`sensor housing”
`
`“improved signal strength”
`
`“increase light collection efficiency,
`thereby leading to an improved
`signal-to-noise ratio”
`
`“The lens of Inokawa provides
`precisely such a benefit to Aizawa’s
`device by refracting/concentrating
`incoming light signals reflected by
`the blood.”
`
`-1521 Pet. 15;
`-1714 Pet. 27-29; -1715 Pet. 31, 33-34
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`41
`
`
`
`Petitioner’s Aizawa + Inokawa Combination
`
`Petitioner’s combination
`
`Aizawa (top) / Inokawa (bottom)
`
`Ex. 1006 Fig. 1B, Ex. 1008 Fig. 2; -1521 POR 1-2, Pet. 28
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`42
`
`
`
`Petitioner’s Aizawa + Ohsaki + Inokawa Combination
`
`-1715 Pet. 34
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`43
`
`
`
`Aizawa + Ohsaki + Inokawa
`
`Aizawa:
`Palm-side sensor
`
`Ohsaki:
`Back-side sensor
`
`Inokawa:
`Base device data transfer
`
`Ex. 1006 Fig. 2, Ex. 1008 Fig. 3;
`-1715 Ex. 1009 Fig. 1, POR 15-16, 18, 29-30; -1521 POR 41-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`44
`
`
`
`Petitioner’s Mendelson ’799 + Ohsaki Combination
`
`-1714 Ex. 1012 Fig. 7, Ex. 1009 Fig. 2, POR 12-15
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`45
`
`Translucent Board
`
`
`
`Ohsaki’s “Board” on Mendelson ’799’s Circular Sensor
`
`-1714 Ex. 1012 Fig. 7, POR 29-30
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`46
`
`
`
`Petitioner’s Illustrated Combination:
`Mendelson ’799 + Ohsaki
`
`-1715 Pet. 29
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`47
`
`
`
`Circular Sensor On Anatomy
`
`— See Ex. 1009 ¶¶[0006], [0024]; -1536 Ex. 2004 ¶¶54-56
`
`Aizawa
`
`Ex. 1006 Fig. 2, ¶[0009]; -1714 Ex. 1009 ¶¶[0006], [0019], [0023]-[0024], Figs.
`1-2, Ex. 1012 Fig. 7, POR 14, 26-28; -1715 POR 23-24; -1521 POR 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`48
`
`
`
`Outer Housing Of Mendelson Sensors
`
`Mendelson ’799 Fig. 3
`
`-1714 Ex. 1012 Fig. 3, Ex. 1017 Fig. 2, POR 50, Sur-Reply 25-26
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`49
`
`Mendelson-1988 Fig. 2
`
`
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