throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.,
`Petitioner
`
`v.
`
`MASIMO CORPORATION,
`Patent Owners
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2020-01521
`Patent 10,292,628
`
`
`
`
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`

`

`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`
`
`LIST OF EXHIBITS
`
`Description
`Exhibit No.
`APPLE-1001 U.S. Patent No. 10,292,628 to Poeze, et al. (“the ’628 patent”)
`APPLE-1002 Excerpts from the Prosecution History of the ’628 Patent (“the
`Prosecution History”)
`APPLE-1003 Declaration of Dr. Thomas W. Kenny
`APPLE-1004 Curriculum Vitae of Dr. Thomas W. Kenny
`APPLE-1005 Masimo Corporation, et al. v. Apple Inc., Complaint, Civil Action
`No. 8:20-cv-00048 (C.D. Cal.)
`APPLE-1006 U.S. Pub. No. 2002/0188210 (“Aizawa”)
`APPLE-1007
`JP 2006-296564 (“Inokawa”)
`APPLE-1008 Certified English Translation of Inokawa and Translator’s
`Declaration
`APPLE-1009 U.S. Pat. No. 7,088,040 (“Ducharme”)
`APPLE-1010 U.S. Pat. No. 8,177,720 (“Nanba”)
`APPLE-1011 U.S. Pat. No. 6,669,632 (“Nanba-632”)
`APPLE-1012 RESERVED
`APPLE-1013 RESERVED
`APPLE-1014 U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`APPLE-1015 Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings of
`the 28th IEEE EMBS Annual International Conference, 2006; pp.
`
`APPLE-1016
`
`
`
`

`

`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`
`912-915 (“Mendelson-2006”)
`APPLE-1017 RESERVED
`APPLE-1018
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
`APPLE-1019 U.S. Pat. No. 7,031,728 (“Beyer”)
`APPLE-1020 U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
`APPLE-1021 U.S. Pat. No. 6,415,166 (“Van Hoy”)
`APPLE-1022 QuickSpecs; HP iPAQ Pocket PC h4150 Series
`APPLE-1023 U.S. Pat. App. Pub. No. 2007/0145255 (“Nishikawa”)
`APPLE-1024
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance Pulse
`Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th IEEE
`EMBS Annual International Conference, 2003; pp. 3016-3019
`(“Mendelson-2003”)
`APPLE-1025 U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
`APPLE-1026 Declaration of Jacob Munford
`APPLE-1027 U.S. Pub. No. 2007/0093786 (“Goldsmith”)
`APPLE-1028 U.S. Pub. No. 2004/0138568 (“Lo”)
`APPLE-1029 Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver-
`transmitter, last accessed 08/27/2020
`APPLE-1030 RESERVED
`APPLE-1031
`Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
`Stipulation by Apple
`
`APPLE-1032
`
`
`
`

`

`APPLE-1034
`
`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`APPLE-1033 Telephonic Status Conference, Masimo v. Apple et al., Case 8:20-
`cv-00048, Paper 78 (July 13, 2020)
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`APPLE-1036 Order Granting Motion to Stay in Masimo Corporation et al. v.
`Apple Inc., Civil Action No. 8:20-cv-00048-JVS-JDE, October
`13, 2020
`APPLE-1037 RESERVED
`APPLE-1038
`Second Declaration of Jacob Robert Munford
`APPLE-1039 Declaration of Gordon MacPherson: Mendelson-2006
`APPLE-1040 Declaration of Gordon MacPherson: Mendelson-2003
`APPLE-1041 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01520,
`IPR2020-01537, IPR2020-01539, Day 1 (August 1, 2021)
`APPLE-1042 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01520,
`IPR2020-01537, IPR2020-01539, Day 2 (August 2, 2021)
`APPLE-1043 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01536,
`IPR2020-01538 (August 3, 2021)
`“Refractive Indices of Human Skin Tissues at Eight Wavelengths
`and Estimated Dispersion Relations between 300 and 1600 nm,”
`H. Ding, et al.; Phys. Med. Biol. 51 (2006); pp. 1479-1489
`“Analysis of the Dispersion of Optical Plastic Materials,” S.
`Kasarova, et al.; Optical Materials 29 (2007); pp. 1481-1490
`“Noninvasive Pulse Oximetry Utilizing Skin Reflectance
`Photoplethysmography,” Y. Mendelson, et al.; IEEE Trans-
`actions on Biomedical Engineering, Vol. 35, No. 10, October
`
`APPLE-1035
`
`APPLE-1044
`
`APPLE-1045
`
`APPLE-1046
`
`
`
`

`

`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`1988; pp. 798-805 (“Mendelson-IEEE-1988”)
`Second Declaration of Dr. Thomas W. Kenny
`APPLE-1047
`APPLE-1048 Declaration of Dr. Thomas W. Kenny from IPR2020-01539
`APPLE-1049 Eugene Hecht, Optics (4th Ed. 2002)
`APPLE-1050 Excerpt from Merriam-Webster Dictionary
`APPLE-1051 Third Declaration of Jacob Robert Munford
`APPLE-1052 Eugene Hecht, Optics (2nd Ed. 1990)
`APPLE-1053
`Petitioner’s Demonstratives
`
`
`
`

`

`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`
`
`Respectfully submitted,
`
`/Hyun Jin In/
`Hyun Jin In, Reg. No. 70,014
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Date:January 14, 2022
`
`
`
`
`
`
`
`Customer Number 26171
`Fish & Richardson P.C.
`Telephone: (202) 783-5070
`Facsimile: (877) 769-7945
`
`
`
`
`
`

`

`Case No. IPR2020-01521
`Attorney Docket: 50095-0008IP1
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR § 42.6(e), the undersigned certifies that on January 14,
`
`2022, a complete and entire copy of this Petitioner’s Updated Exhibit List and
`
`Exhibit 1053 were provided via email to the Patent Owner by serving the email
`
`correspondence address of record as follows:
`
`Joseph R. Re
`Stephen W. Larson
`Jarom D. Kesler
`Jacob L. Peterson
`
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
`
`Email: AppleIPR2020-1521-628@knobbe.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`(617) 956-5938
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket