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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
`
`v.
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`MASIMO CORPORATION,
`Patent Owner.
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`Case IPR2020-01521
`Patent 10,292,628
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`PETITIONER’S EXHIBIT LIST
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`APPLE-1001
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`APPLE-1002
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`APPLE-1003
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`APPLE-1004
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`APPLE-1005
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`
`APPLE-1006
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`APPLE-1007
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`APPLE-1008
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`APPLE-1009
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`APPLE-1010
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`APPLE-1011
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`APPLE-1012
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`APPLE-1013
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`APPLE-1014
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`APPLE-1015
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`
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`Case IPR2020-01521
`Attorney Docket No: 50095-0008IP1
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`EXHIBITS
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`U.S. Patent No. 10,292,628 to Poeze, et al. (“the ’628 patent”)
`
`Excerpts from the Prosecution History of the ’628 Patent (“the
`Prosecution History”)
`
`Declaration of Dr. Thomas W. Kenny
`
`Curriculum Vitae of Dr. Thomas W. Kenny
`
`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
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` U.S. Pub. No. 2002/0188210 (“Aizawa”)
`
`
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`JP 2006-296564 (“Inokawa”)
`
` Certified English Translation of Inokawa and Translator’s
`Declaration
`
` U.S. Pat. No. 7,088,040 (“Ducharme”)
`
` U.S. Pat. No. 8,177,720 (“Nanba”)
`
` RESERVED
`
` RESERVED
`
` RESERVED
`
` U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`
`
`
`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`
`1
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`
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`APPLE-1016
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`
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`Case IPR2020-01521
`Attorney Docket No: 50095-0008IP1
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
`
`
`APPLE-1017
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`APPLE-1018
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`APPLE-1019
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`APPLE-1020
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`APPLE-1021
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`APPLE-1022
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`APPLE-1023
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`APPLE-1024
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`APPLE-1025
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`APPLE-1026
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`APPLE-1027
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`APPLE-1028
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`APPLE-1029
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` RESERVED
`
`
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`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
`
` U.S. Pat. No. 7,031,728 (“Beyer”)
`
` U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
`
` U.S. Pat. No. 6,415,166 (“Van Hoy”)
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` QuickSpecs; HP iPAQ Pocket PC h4150 Series
`
` U.S. Pub. No. 2007/0145255 (“Nishikawa”)
`
`
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`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance
`Pulse Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th
`IEEE EMBS Annual International Conference, 2003; pp. 3016-
`3019 (“Mendelson-2003”)
`
` U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
`
` Declaration of Jacob Munford
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` U.S. Pub. No. 2007/0093786 (“Goldsmith”)
`
` U.S. Pub. No. 2004/0138568 (“Lo”)
`
` Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver
`-transmitter, last accessed 08/27/2020
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`2
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`Case IPR2020-01521
`Attorney Docket No: 50095-0008IP1
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` RESERVED
`
` Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
`
` Stipulation by Apple
`
`
`
` Telephonic Status Conference, Masimo v. Apple et al., Case
`8:20-cv-00048, Paper 78 (July 13, 2020)
`
`
`
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-
`cases-tracking-outbreak/los-angeles-county/
`
`Reserved
`
`Order Regarding Motion to Stay (Redacted) in Masimo
`Corporation et al. v. Apple Inc., Case 8:20-cv-00048, October
`13, 2020
`
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`APPLE-1030
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`APPLE-1031
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`APPLE-1032
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`APPLE-1033
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`APPLE-1034
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`APPLE-1035
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`
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`APPLE-1036
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`APPLE-1037
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`3
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`Case IPR2020-01521
`Attorney Docket No: 50095-0008IP1
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`
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR § 42.6(e), the undersigned certifies that on January 8,
`
`2021, a complete and entire copy of this Petitioner’s Exhibit List and Exhibit 1037
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`were provided via email, to the Patent Owner by serving the correspondence
`
`address of record as follows:
`
`Joseph R. Re
`Stephen W. Larson
`Jarom D. Kesler
`Jacob L. Peterson
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
`
`Email: AppleIPR2020-1521-628@knobbe.com
`
`
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`
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`
`
`/Edward G. Faeth/
`Edward G. Faeth
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(202) 626-6420
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