throbber
4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 1
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________
` APPLE INC.,
`
`))
`
` IPR NO. 2020-1520
`Petitioner, ) US PATENT NO: 10,258,265
`)
`) IPR NO. 2020-1537
`) US PATENT NO: 10,588,553
`)
`) IPR NO. 2020-1539
`Patent Owner. ) US PATENT NO: 10,588,554
`______________________________)
`
`-against-
`
` MASIMO CORPORATION,
`
`VIDEO-RECORDED DEPOSITION OF
`THOMAS WILLIAM KENNY, JR. PH.D.
`VOLUME 1
`Zoom Recorded Videoconference
`04/22/2021
`9:02 a.m. (Pacific Daylight Time)
`
`REPORTED BY: AMANDA GORRONO, CLR
`CLR NO. 052005-01
`
`______________________________________________________
`DIGITAL EVIDENCE GROUP
`1730 M Street, NW, Suite 812
`Washington, D.C. 20036
`(202) 232-0646
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`Masimo Ex. 2006
`Apple v. Masimo, IPR2021-00208
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
` 04/22/2021
` 9:02 a.m. (PDT)
`
`Page 2
`
` VIDEO-RECORDED DEPOSITION OF THOMAS WILLIAM
`KENNY, JR. Ph.D., held virtually via Zoom
`Videoconferencing, before Amanda Gorrono, Certified
`Live Note Reporter, and Notary Public of the State of
`New York.
`
`1
`2
`
`3 4
`
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 3
`
`A P P E A R A N C E S
`(Via Zoom Videoconferencing):
`ON BEHALF OF PETITIONER APPLE:
` Dan Smith, Esquire
` Fish & Richardson
` 1717 Main Street
` Suite 5000
` Dallas, Texas 75201
` PHONE: 214-292-4071
` E-MAIL: Dsmith@fr.com
` -AND-
` Andrew B. Patrick, Esquire
` Fish & Richardson
` 1000 Maine Avenue SW
` Washington, D.C. 20024
` PHONE: 202-626-7735
` E-MAIL: Patrick@fr.com
` -AND-
` Hyun Jin In, Ph.D., Esquire
` Fish & Richardson
` 1000 Maine Avenue SW
` Washington, D.C. 20024
` PHONE: 202-626-7765
` E-MAIL: In@fr.com
`
`1
`2
`3
`
`4
`
`5
`
`6
`
`7
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 4
`
`A P P E A R A N C E S (CONT.D)
`(Via Zoom Videoconferencing):
`ON BEHALF OF RESPONDENT MASIMO:
` Stephen W. Larson, Esquire
` Knobbe Martens
` 2040 Main Street
` Irvine, CA 92614
` PHONE: 949-721-5301
` E-MAIL: Stephen.larson@knobbe.com
` -AND-
` Jeremiah S. Helm, Ph.D., Esquire
` Knobbe Martens
` 1717 Pennsylvania Avenue N.W.
` Washington, DC 20006
` PHONE: 202-640-6400
` E-MAIL: Jeremiah.helm@knobbe.com
` -AND-
` Jacob Peterson, Esquire
` Knobbe Martens
` 925 4th Ave #2500
` Seattle, WA 98104
` PHONE: 206-405-2000
` E-MAIL: Jacob.peterson@knobbe.com
`
`ALSO PRESENT:
`Billy Fahnert, Legal Video Specialist/Trial Tech,
`Digital Evidence Group
`
`1
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 5
`
` I N D E X
`
` EXPERT WITNESS EXAMINATION
` THOMAS WILLIAM
` KENNY, JR. Ph.D.
` BY MR. LARSON 7
`
` PREVIOUSLY MARKED EXHIBITS IDENTIFIED
` EXHIBIT DESCRIPTION PAGE
` Exhibit 1003 Declaration of Dr. Thomas ... 10
` W. Kenny - IPR2020-1520,
` Exhibit 1006 US Patent Application ....... 31
` Publication No: US
` 2002/0188210 A1
` Exhibit 1003 Declaration of .............. 253
` Dr. Thomas W. Kenny -
` IPR2020-01537
` Exhibit 1003 Declaration of .............. 263
` Dr. Thomas W. Kenny -
` IPR2020-01539
`
`1
`
`2 3
`
`4
`5
`6
`
`7 8
`
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 6
`
` THE TECH: We are on the record.
`This is the remote video deposition of
`Dr. Thomas W. Kenny in the matter of Apple, Inc.
`versus Masimo Corporation in the United States Patent
`and Trademark Office IPR Nos. 2020-1520, 2020-1537
`and 2020-1539.
` My name is Billy Fahnert. I am the
`video technician today. The court reporter is
`Amanda Gorrono. We are here on behalf of Digital
`Evidence Group. Today's date is April 22, 2021. The
`time is 9:02 a.m., Pacific Daylight Time.
` All parties have stipulated to the
`witness being sworn in remotely.
` Counsel, please identify yourselves
`for the record and then the witness will be sworn in.
` MR. LARSON: My name is Steve Larson,
`Knobbe Martens. I represent Masimo. With me are my
`partners Jeremiah Helm and Jacob Peterson.
` MR. SMITH: My name is Dan Smith from
`Fish & Richardson. I represent Petitioner, Apple and
`with me are my partners Andrew Patrick and HJ In.
`THOMAS WILLIAM KENNY, JR. Ph.D., called as a witness,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 7
`having been first duly sworn by a Notary Public of
`the State of New York, was examined and testified as
`follows:
`EXAMINATION BY MR. LARSON:
` Q. Good morning, Dr. Kenny.
` A. Good morning.
` Q. Please state your full name for the
`record.
` A. Thomas William Kenny, Jr.
` Q. Have you been deposed before?
` A. Yes.
` Q. How many times have you been deposed,
`would you say?
` A. I'd say between 10 and 15 times.
` Q. Okay. I'm going to remind you of a
`few of the basic rules.
` You understand that you're under oath
`as though you were in a courtroom, correct?
` A. Correct, yes.
` Q. Is there any reason why you would be
`unable to give truthful and accurate testimony today?
` A. No.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 8
` Q. Are you taking any medications that
`might affect your testimony today?
` A. No.
` Q. Okay. As I'm sure you know, the
`court reporter is here to take down questions.
`Please give verbal responses. Please wait until I
`complete a question before answering and please let
`me know if you don't understand a question.
` Okay?
` A. Okay.
` Q. You understand? Okay.
` You may ask for a break, at any time.
`However, if there is a pending question, please
`answer before taking the break. Okay?
` A. Okay.
` Q. I want to start by sort of organizing
`the questioning here, in terms of the documents you
`received.
` Did you receive the hard copy
`exhibits that we sent you?
` A. I have five boxes from your firm. I
`haven't opened them yet.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 9
` Q. Okay. Go ahead and take a moment to
`open the boxes.
` A. All five?
` Q. Well, if you -- yeah, I think open
`all five just so they're all available.
` A. Okay.
` Okay. I opened all five boxes.
`There are, looks like envelopes numbered 1
`through 178.
` Q. Yes. Please take the box that begins
`with the No. 1 and have it near you.
` A. Sure.
` Okay.
` Q. All right. And if you could please
`go to Tab 5 and take out the document there and see
`if our numbering worked.
` A. Okay. Tab 5.
` Q. Can you please open that up and can
`you confirm it's the same document you see on the
`screen, which you would your Declaration in IPR1520,
`previously marked Exhibit 1003 in IPR1520.
` A. Let's see, so it's related to
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 10
`
`Patent No. 265, Docket No. 50095-00006 IP1
`Declaration. Lower right corner is stamped
`Apple 1003. I think that's the right document.
` Q. That's it.
` A. I don't -- the numbers you referred
`to, I don't see them on the document, but I think
`we're referring to the same document.
` Q. Right. Okay. So I'm going to start
`by asking you questions about previously marked
`Exhibit 1003 from IPR1520, which we have on the
`screen for your reference. But also, you have a hard
`copy there you can refer to as well, if that's
`easier.
` A. Thank you.
` Q. Okay. Do you recognize the document
`previously marked as Exhibit 1003 that's in front of
`you?
` A. I do.
` (Whereupon, Exhibit 1003, Declaration
`of Dr. Thomas W. Kenny - IPR2020-1520, was
`identified.)
` Q. You submitted this declaration on
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 11
`
`behalf of Apple, correct?
` A. That is correct.
` Q. Now, in this Declaration, you offer
`opinions about certain references, correct?
` A. Correct.
` Q. And if you could turn to page --
`sorry -- to Paragraph 14 of your Declaration.
` A. Okay.
` Q. Do you see a table there entitled
`"Prior Art Reference"?
` A. I do.
` Q. In Paragraph 14, you state you
`reviewed the references in the table entitled "Prior
`Art References," correct?
` A. I reviewed these references, that's
`correct.
` Q. Okay. And the first listed reference
`that you analyzed is US Patent Publication No.
`2002/0188210, correct?
` A. That is correct.
` Q. And in your table here, you call this
`Reference Aizawa, correct?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 12
`
` A. Correct.
` Q. Is it okay with you if I refer to
`this -- to that reference as Aizawa throughout the
`deposition?
` A. I think that would be convenience for
`all of us, so yes.
` Q. Okay. And the second prior art
`reference you listed is JP 2006-296564, correct?
` A. Correct.
` Q. And you refer to this one in short
`form as Inokawa, correct?
` A. I do, correct.
` Q. Is it okay if I refer to this
`reference as Inokawa throughout the depositions?
` A. Yes.
` Q. Okay. The third prior art reference
`you analyzed is US Patent Publication No.
`2001/0056243, correct?
` A. Correct.
` Q. And you called this publication
`Ohsaki, correct?
` A. I do.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 13
` Q. Can I refer to that publication as
`Ohsaki throughout the depositions?
` A. Yes.
` Q. Okay. The fourth prior art reference
`listed is entitled "Design and Evaluation of a New
`Reflectance Pulse Oximeter Sensor," correct?
` A. Yes.
` Q. And you refer to that as
`Mendelson-1988, correct?
` A. Mendelson-1988, yes, correct.
` Q. Okay. Do you mind if I refer to that
`reference as Mendelson-1988 throughout the
`depositions?
` A. That would be fine.
` Q. Okay. And there's some additional
`references listed in your table here.
` Do you see that?
` A. Yes.
` Q. And you also have some shorthand
`names for those references, correct?
` A. Correct.
` Q. Do you mind if I refer to those
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 14
`references by their shorthand names during the
`depositions?
` A. So this would be Mendelson-2006,
`Beyer, Goldsmith and Lo?
` Q. Correct?
` A. That would be fine.
` Q. Beyer or Beyer, Jr., either one?
` A. Either.
` Q. Okay. Did you give your best
`understanding of these references in your
`Declaration?
` A. I did.
` Q. You did your best to provide a true
`and accurate characterization of these references,
`correct?
` A. I did.
` Q. Tell me how you prepared for your
`deposition today.
` A. You want the full history or the
`recent history?
` Q. I guess whatever you consider to be
`preparation for this deposition?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 15
` A. I'd say the preparation has been
`since the beginning of my engagement. So it began
`with discussions with the attorneys, review of the
`asserted patents, and then examination of the prior
`art references.
` We eventually began preparing
`declarations in response to the individual asserted
`patents, reflecting my view of certain combinations
`of prior art relative to those patents. Those were
`drafted in a collaborative process over many, many
`weeks altogether. Submitted, I believe several
`months ago.
` And then in the last two months, as
`we approached the dates for today's event, I reviewed
`all of those materials again and continued doing so,
`along with some discussions with the attorneys, up
`until last night and here I am.
` Q. And what attorneys did you meet with
`to prepare for your deposition today?
` MR. SMITH: Objection; form.
` A. So I don't know all of the names, but
`it includes the three that are here today.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 16
` Q. And would you mind naming them for
`the record.
` A. Sure. So that included Dan Smith,
`Andrew Patrick and Hyun Jin In.
` Q. Okay. Anyone else that you can
`remember?
` A. I don't want to mispronounce or
`misspell their names, so I'd prefer not to be on the
`record with, with those, if you will.
` Q. But there were some additional
`attorneys you met with?
` A. Yes.
` Q. How long did you prepare -- how long
`did you spend preparing for your deposition?
` MR. SMITH: Objection; form.
` Q. Let's, let's separate, after you
`filed your Declarations, when you were then looking
`towards your deposition, how much time did you spend
`preparing?
` MR. SMITH: Same objection.
` A. So were you curious about the number
`of hours or?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 17
`
` Q. Sure.
` A. I don't have a -- I haven't added
`that up exactly. It's in the neighborhood of 100 to
`200 hours.
` Q. Okay. And approximately how many
`hours did you spend preparing your Declarations?
` MR. SMITH: Objection; form.
` A. That's probably in the same
`neighborhood.
` Q. Let's start with the, the three
`declarations that are the subject of -- primary
`subject of this deposition. But if it's too
`difficult to answer that way, you can just answer for
`all of the Declarations that you submitted in the
`IPRs.
` But you submitted a Declaration in
`IPR1520, 1537 and 1539 for the '265 patent,
`'533 patent and '554 patent, correct?
` A. That's correct.
` Q. And can you tell me approximately how
`long you spent preparing those Declarations?
` MR. SMITH: Objection to form.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 18
` A. I can give you an, an estimate of the
`full set. It's hard for me, off the fly, without
`going back to the invoices, to break out the
`individuals. But it's, it's an order of 100 to
`200 hours.
` Q. And that would be for the
`declarations I just mentioned and also, the
`declarations in IPR1536 and 1538; is that correct?
` A. And there were several others.
` Q. Okay. So your estimate of all the
`declarations that you submitted on behalf of those
`Apple -- in IPRs that, that challenge Masimo's
`patents is 100 to 200 hours?
` MR. SMITH: Objection; form.
` Q. Correct?
` A. That is correct.
` Q. Okay. Do you have any notes with you
`today?
` A. No. Just what you've -- just what's
`in your boxes.
` Q. Anything on the walls, anything like
`that?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 19
`
` A. No, no.
` Q. All right. Now, as you were
`preparing for your deposition, did you discover any
`errors in your Declarations?
` A. None that come to mind.
` Q. Okay. So if you discuss a reference
`in your declarations, I can assume that that analysis
`is an accurate characterization of your understanding
`of the reference; is that fair?
` A. So the materials in the expert
`report --
` Q. Yeah.
` A. -- are an accurate characterization
`of my understanding of those references.
` Q. And just for clarity, we'll refer to
`them as Expert Declarations today; is that okay?
` A. Okay.
` Q. So the materials -- so your
`discussion of prior art references in your Expert
`Declarations are an accurate characterization of your
`understanding of those references; is that correct?
` A. Yes.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 20
` Q. Okay. Exhibit 1003, you have in
`front of you, addresses US Patent 10,258,265,
`correct?
` A. Correct.
` Q. Mind if I call that the '265 patent?
` A. Sure.
` Q. Okay. Can you please turn to
`Paragraph 73?
` A. Okay.
` Q. I want to ask you a few questions
`about Ground 1A. Do you see that you start
`discussing Ground 1A in Paragraph 73?
` A. Yes.
` Q. All right. And one thing I want to
`just orient you to the questioning, I want to really
`understand precisely your understanding of the
`combination of Aizawa and Inokawa for Ground 1A; is
`that fair?
` A. That's fair.
` Q. So in Ground 1A, you combine Aizawa
`and Inokawa, correct?
` A. Correct. That's, that's what's
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 21
`described in this section of this -- I was going to
`call it the report, sorry, Declaration.
` Q. Is if fair to say if you refer to an
`expert report during this deposition, you mean the
`Expert Declaration, correct?
` A. That would be -- yes, thank you.
` Q. All right. Can you please turn to
`Paragraph 92?
` A. Okay.
` Q. And you see there you're, you're
`discussing -- and it's at the bottom of Page 52, but
`you're discussing the claim limitation you've labeled
`as Claim Limitation 1d, "a light permeable cover
`arranged above at least a portion of the housing, the
`light permeable cover comprising a protrusion
`arranged to cover the at least four detectors."
` Did I read that correctly?
` A. Yes, you did.
` Q. So the '265 patent requires, among
`other things, a light-permeable cover with a
`protrusion arranged to cover four detectors, correct?
` MR. SMITH: Objection; form.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 22
` A. So I could just reread what the claim
`language says. It requires "a light-permeable cover
`arranged above at least a portion of the housing, the
`light-permeable cover comprising a protrusion
`arranged to cover the at least four detectors."
` Q. Let me break it down. So it requires
`a light-permeable cover, correct?
` MR. LARSON: Let me restate that.
` Q. The '265 patent requires a
`light-permeable cover, correct?
` MR. SMITH: Objection; form.
` A. Correct.
` Q. Claim 1 of the '265 patent requires a
`light-permeable cover, correct?
` A. Correct.
` Q. All right. And Claim 1 of the '265
`patent also requires that the permeable cover have a
`protrusion, correct?
` MR. SMITH: Objection; form.
` A. It says comprising -- they're a
`"light-permeable cover comprising a protrusion."
` Q. Is, is it your understanding that
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 23
`Claim 1d requires a light-permeable cover with a
`protrusion?
` A. That's my understanding.
` Q. And Claim 1d -- sorry.
` Claim 1 of the '265 patent requires
`that the light-permeable cover with the protrusion
`cover at least four detectors; is that fair?
` MR. SMITH: Objection; form.
` A. It's a range to cover the at least
`four detectors.
` Q. Okay. Now, if you look at
`Paragraph 93 -- give you a chance to go there -- you
`say, "However, the acrylic plate of Aizawa is flat
`and is not described as including a protrusion,"
`correct?
` A. That is correct.
` Q. So Aizawa uses a flat cover, correct?
` MR. SMITH: Objection; form.
` A. The acrylic plate of Aizawa is flat.
` Q. Right. And if you looked at
`Paragraph 94, you opined that if a person of ordinary
`skill in the art would've been motivated to modify
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 24
`Aizawa's plate, based on Aizawa's objective of
`improving detection efficiency; is that correct?
` A. Yes. I state that a person of
`ordinary skill in the art "would have been motivated
`and known how to modify the flat shape of Aizawa's
`acrylic plate to achieve a particular, desired
`objective."
` Q. And you go on to say that that
`particular desired objective is improving detection
`efficiency; is that fair?
` A. So for example --
` MR. SMITH: Objection; form.
` A. For example, Aizawa teaches that the
`light-permeable cover helps improve detection
`efficiency.
` Q. Well, you say "a" particular desired
`objective. Let me just ask you:
` When you said "a particular desired
`objective" in the first sentence of Paragraph 94,
`what did you have in mind?
` MR. SMITH: Objection; form.
` A. So it's my opinion that a person of
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 25
`ordinary skill in the art in view of Aizawa and
`Inokawa would appreciate that there are several
`improvements possible and that they would be
`motivated to, to achieve those particular
`improvements.
` So, for example, one such improvement
`would be to use -- to modify the light-permeable
`cover in order to achieve an improvement in detection
`efficiency.
` Q. Okay. And you said several, "several
`improvements possible."
` What several improvements are you
`referring to?
` MR. SMITH: Objection; form.
` A. So Inokawa, in Paragraph 96, Inokawa
`teaches that the lens makes it possible to increase
`the light-gathering ability of the LED and continue
`describing that benefit in Paragraph 97, discussing
`how the modified cover would allow more light to be
`gathered and refracted towards the light receiving
`cavities of Aizawa.
` Q. Anything else?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 26
`
` A. So in paragraphs 98, I describe
`the -- let's see, I'll start in the right place, "by
`choosing the material of the protrusion to be
`scratch-resistant, such as glass, it would be obvious
`for a person of ordinary skill in the art to obtain
`both an improvement in the light-gathering efficiency
`and in scratch-resistance."
` And that in further light of the
`reference in Inokawa, one would be motivated and be
`guided towards a method for creating shapes as
`needed, which provide the benefits as described and,
`and referenced by Aizawa and Inokawa.
` Q. Okay. Anything else?
` A. Nothing I can think of right now.
` Q. So you mentioned detection efficiency
`allowing more light to be gathered and refracted
`towards the light-receiving cavities of Aizawa and
`improving scratch resistance; is that fair?
` A. So Paragraph 96 teaches that the lens
`makes it possible to increase the light-gathering
`ability of the LED.
` Q. No. My question was simply what you
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 27
`had already mentioned. If you want to look for
`more --
` A. No. I'm just wanting to --
` Q. That's fine.
` So far, at least at the time of my
`question, you had mentioned three things: detection
`efficiency, allowing more light to be gathered and
`refracted towards the light-receiving cavities of
`Aizawa and scratch resistance, correct?
` MR. SMITH: Objection; form.
` A. (Nods.)
` Q. Is that -- I think you need to say
`yes.
` A. Yes. I'm okay, yes.
` Q. Do you want to supplement that? Do
`you want to look further and supplement that?
` A. I'm satisfied with that.
` Q. Okay. Now, in Paragraph 94, the
`first sentence, you say "a person of skill in the art
`would have been motivated to achieve a particular, a
`particular desired objective"; is that correct?
` MR. SMITH: Objection; form.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 28
` A. So that particular Paragraph 94 says
`they would be motivated and known how to modify the
`flat shape to achieve a particular objective. For
`example, to improve detection efficiency.
` Q. And I'm just wondering, when you say
`"a particular desired objective" when you wrote
`Paragraph 94, what did you have in mind?
` MR. SMITH: Objection; form.
` A. In Paragraph 94, the motivation is to
`modify the flat shape of Aizawa to achieve a
`improvement in detection efficiency.
` Q. Okay. And can you explain what you
`mean by "detection efficiency"?
` MR. SMITH: Objection; form.
` Q. And I'll just note that you're paging
`through your Declaration, which is entirely fair.
` But can you give me an idea of sort
`of where you're looking as you're -- to answer the
`question?
` A. I'm looking in the sections that
`describe these references and give the high-level
`descriptions of what's in the references.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 29
` Q. To be clear, my question for now is,
`is simply what you had in mind when you used the
`phrase "detection efficiency."
` MR. SMITH: Objection; form.
` A. All right. I think I -- so I'm
`sorry. I'm, I'm not understanding where we are now.
` Q. I can --
` A. So Aizawa teaches that the
`light-permeable cover helps improve detection
`efficiency, but does not otherwise provide more
`detail about how, for instance, based on shape or
`material properties.
` Q. But what is detection effic- -- oh,
`sorry.
` Did you finish your answer?
` A. And then by this in Aizawa, it's,
`it's -- well, actually, I want to be sure I describe
`this in a consistent manner.
` Q. Well, let's just make sure there's a
`clear question on the record that you're responding
`to.
` My question right now is: In
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 30
`
`Paragraph 94 of your Declaration, you refer to
`"detection efficiency," and my question is simply
`what you had in mind when you used the phrase
`"detection efficiency" in Paragraph 94?
` MR. SMITH: Objection; form.
` A. So my understanding of Aizawa is that
`Aizawa describes the use of the light-permeable cover
`to promote adhesion between the detector and the
`wrist and to further improve the detection efficiency
`of the pulse wave.
` In Aizawa, that is described as a
`method for reducing light loss due to reflection at
`the interfaces between the structures.
` Q. And is that what you had in mind when
`you used the phrase "detection efficiency" in
`Paragraph 94?
` A. So this paragraph is referring to
`Aizawa, so my understanding of that phrase, that term
`"detection efficiency" in the context of Aizawa is,
`is as I just described it.
` Q. And so do you see at the end of --
`the cites at the end of Paragraph 94 in your
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2021
`
`202-232-0646
`
`

`

`4/22/2021
`
`Apple, Inc. v. Masimo Corp.
`
`Thomas Kenny Jr., Ph.D.
`
`Page 31
`
`Declaration?
` A. Yes.
` Q. All right. Let's just start,
`actually, with the first cite you have towards the
`middle of your paragraph. It's after the second
`sentence APPLE-1006, this is Paragraph 30.
` So can you, can you -- did I -- is
`that correct, did I read that correctly?
` A. You read that correctly.
` Q. Okay. Can you turn to -- if you go
`to Tab 7 of your binder -- actually, I'm sorry,
`that's Tab 8.
` A. Correct. This is the Aizawa
`reference.
` Q. Yes, yes.
` And so refer now to previously marked
`APPLE-1006, this is the exhibit in IPR2020, which you
`have a hard copy of and it will also be on the
`screen.
` A. Uh-huh.
` (Whereupon, Exhibit 1006, US Patent
`Application Publication No: US 2002/0188210 A1, was
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDig

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket