Doc Code: FALREG
`Decument Description: Request First Action Interview
`SONS are requir
`
`Under ihe Paperwork Reduction Act of 1995, no p
`
`
`
`PTO/SB/413C (05-11)
`Approved for use through 01/31/2013. OMB 0651-0031
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`dio respond to a collection of information u
`3 il displays a valid OMB control number.
`
`forms are submitted.
`
`REQUEST FOR FIRST ACTION INTERVIEW (FULL PILOT PROGRAM)
`
`[ Attomey Docket
`| Number:
`
`Application Number
`563800USCON14 Gf known):
`
`Unassigned Filing date: Herewith
`
`vere" |awrence Kates) tt: Relaying Communications in a Wireless Sensor System |
`
`APPLICANT HEREBY REQUESTS A FIRST ACTION INTERVIEW IN THE ABOVE-IDENTIFIED
`| APPLICATION. See instruction Sheet on page2.
`
`The application must contain three (3) or fewer independent claims and twenty (20) or fewer total claims.
`
`The application must not contain any multiple dependent claims.
`
`By filing this request:
`
`Applicant is agreeing to make an election without traverse ifthe Office determines thal the claims are not
`obviously directed to a single invention; and
`
`Applicant is agreeing not to request for a refund of ine search fee and any excess claims fee paid in the
`application after the mailing or notification of the pre-interview communication prepared by the examiner.
`
`Other attachments:
`
`| Signature
`ce, Matthew Johnson
`| Name
`f (Print/Typed
`E Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d)} for signature requirements and certifications.
`F sudmit multiple forms if more than one signature is required, see below”.
`
`| Date May 22, 2017
`72,299
`
`Registration Number
`
`[ *Total of
`
`The information is required to obtain or retain a benefit bythe public which is to file (and by the USPTO to process) an application. Confidentiality is governed by
`
`
`36 US.C. 122 and $7 CFR 1.41 and 1.14. This collection is estimated to take 12 hours
`nplete, including gathering. preparing,
`and submitiing the compieted
`
`application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or
`suggestions for reducing this burden, should be sent to the Chiei information Officer, US. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THISADBDRESS.
`SEND TO: Commissioner for Patents, P.O.
`Box 1450, Alexandria, VA 22313-1480.
`ffyou need assistance in cornpleting the form, call 1-800-PTO-9199 and sefect option 2.
`
`Sonos Ex. 1011, p. 1
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 1
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/SB/413C (05-11)
`Approved for use through 07/31/2012. OMB 0651-0031
`
`ULS. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1998, no persons are required to respond to a collection of information uniess it dispiays a vatid OMB contro! number.
`
`instruction Sheet for Request for First Action Interview (Full Pilot Program)
`(Not to be Submitted to the USPTO)
`
`A grantable request must meet the following conditions:
`
`1. The application musi be a new non-reissue utility application filed under 35 U.S.C. 111{@) or an
`international application that has entered the national! stage in compliance with 35 U.S.C. 377(c}.
`
`. The application must contain three (3) or fewer independent claims and twenty (20) or fewer total claims.
`The application may not contain any multiple dependent claims.
`
`. The requesi must be filed electronically using the Office’s electronic filing system, EFS-Web.
`
`USPTO web site at itip/www.usplo.yow/patenisimtevensfringfilisp
`
`if the Office determines that the claims are directed to
`. The claims must be directed to a single invention.
`multiple inventions (e.g., in a restriction requirement), the applicant must make an election without traverse.
`
`. The request must be filed at least one day before a first Office action on the merits of ihe application
`appears in the Patent Application information Retrieval (PAIR) system (¢., at least one day prior to the
`date when a first Office action on the merits, notice of allowability or allowance, or action under Ex parte
`Quayle, 1935 Dec. Comm’r Pat. 11 (1935) appears in the PAIR system). Applicant may check the status of
`ihe application using ihe PAIR system.
`
`. The request for a first action interview must include a statement that applicant agrees not to file a request
`for a refund ofthe search fee and any excess claims fees paid in the application after the mailing or
`notification of the Pre-interview Communication. Any petition for express abandonment under 37 CFR
`1.138(d), and request for a refund of the search fee and any excess claimsfees, filed after the mailing or
`notification of the Pre-inierview Communication will not be granted.
`
`For more information, see notice “Full First Action interview Pilot Program”available on the
`
`Page 2
`
`Sonos Ex. 1011, p. 2
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 2
` Sonos v. Google
` IPR2021-00964
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1874 (P.L, 93-579} requires that you be given certain information in connection
`with your submission cf ihe attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1} the general authority for the
`collection of ihis information is 35 U.S.C. 2(6)(2); (2) furnishing of the information solicited is
`voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or
`patent. If you do noi furnish ine requested information, the U.S. Patent and Trademark Office may
`noi be able ic process and/or examine your submission, which may resull in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the exient allowed underthe
`Freedom of information Aci (6 U.S.C. 552) and the Privacy Aci (6 U.S.C 552a). Records
`from this system of records may be disclosed to the Department of Justice to determine
`whether disclosure of thease records is required by the Freedom of information Act.
`
`A record from this system of records may be disclosed, as 4 routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures
`to opposing counsel in ihe course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when
`the individual has requested assistance from the Member with respect to the subject matier
`of the record.
`
`A record in this system of records may be disclosed, as a routine use, io a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Aci of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an Internationa! Application filed under the Patent Cooperation Treatyin
`this system of records may be disclosed, as a routine use, to the international Bureau of the
`World intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, io anotherfederal
`agency for purposes of National Security review (35 U_S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, a5 a routine use, fo the
`Administrator, General Services, or his/her designee, during an inspection of records
`conducted by GSA as part of ihat agency’s responsibility to recommend improvements in
`records management practices and programs, under authorily of 44 U.S.C. 2904 and 2906.
`Such disclosure shall be made in accordance wilh the GSA regulations governing
`inspection of records for this purpose, and any other relevant (1e., GSA or Commerce)
`directive. Such disciosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to ihe limitations of
`37 CFR 1.14, as a routine use, to ihe public if the record wasfiled in an application which
`became abandoned or in which ihe proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal,
`State, or local law enforcement agency, if the USPTO becomes aware of a violation or
`potential violation of law or regulation.
`
`Page 3
`
`Sonos Ex. 1011, p. 3
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 3
` Sonos v. Google
` IPR2021-00964
`
`

`

`Doc Code: FALREG
`Decument Description: Request First Action Interview
`SONS are requir
`
`Under ihe Paperwork Reduction Act of 1995, no p
`
`
`
`PTO/SB/413C (05-11)
`Approved for use through 01/31/2013. OMB 0651-0031
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`dio respond to a collection of information u
`3 il displays a valid OMB control number.
`
`forms are submitted.
`
`REQUEST FOR FIRST ACTION INTERVIEW (FULL PILOT PROGRAM)
`
`[ Attomey Docket
`| Number:
`
`Application Number
`563800USCON14 Gf known):
`
`Unassigned Filing date: Herewith
`
`vere" |awrence Kates) tt: Relaying Communications in a Wireless Sensor System |
`
`APPLICANT HEREBY REQUESTS A FIRST ACTION INTERVIEW IN THE ABOVE-IDENTIFIED
`| APPLICATION. See instruction Sheet on page2.
`
`The application must contain three (3) or fewer independent claims and twenty (20) or fewer total claims.
`
`The application must not contain any multiple dependent claims.
`
`By filing this request:
`
`Applicant is agreeing to make an election without traverse ifthe Office determines thal the claims are not
`obviously directed to a single invention; and
`
`Applicant is agreeing not to request for a refund of ine search fee and any excess claims fee paid in the
`application after the mailing or notification of the pre-interview communication prepared by the examiner.
`
`Other attachments:
`
`| Signature
`ce, Matthew Johnson
`| Name
`f (Print/Typed
`E Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d)} for signature requirements and certifications.
`F sudmit multiple forms if more than one signature is required, see below”.
`
`| Date May 22, 2017
`72,299
`
`Registration Number
`
`[ *Total of
`
`The information is required to obtain or retain a benefit bythe public which is to file (and by the USPTO to process) an application. Confidentiality is governed by
`
`
`36 US.C. 122 and $7 CFR 1.41 and 1.14. This collection is estimated to take 12 hours
`nplete, including gathering. preparing,
`and submitiing the compieted
`
`application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or
`suggestions for reducing this burden, should be sent to the Chiei information Officer, US. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THISADBDRESS.
`SEND TO: Commissioner for Patents, P.O.
`Box 1450, Alexandria, VA 22313-1480.
`ffyou need assistance in cornpleting the form, call 1-800-PTO-9199 and sefect option 2.
`
`Sonos Ex. 1011, p. 4
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 4
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/SB/413C (05-11)
`Approved for use through 07/31/2012. OMB 0651-0031
`
`ULS. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1998, no persons are required to respond to a collection of information uniess it dispiays a vatid OMB contro! number.
`
`instruction Sheet for Request for First Action Interview (Full Pilot Program)
`(Not to be Submitted to the USPTO)
`
`A grantable request must meet the following conditions:
`
`1. The application musi be a new non-reissue utility application filed under 35 U.S.C. 111{@) or an
`international application that has entered the national! stage in compliance with 35 U.S.C. 377(c}.
`
`. The application must contain three (3) or fewer independent claims and twenty (20) or fewer total claims.
`The application may not contain any multiple dependent claims.
`
`. The requesi must be filed electronically using the Office’s electronic filing system, EFS-Web.
`
`USPTO web site at itip/www.usplo.yow/patenisimtevensfringfilisp
`
`if the Office determines that the claims are directed to
`. The claims must be directed to a single invention.
`multiple inventions (e.g., in a restriction requirement), the applicant must make an election without traverse.
`
`. The request must be filed at least one day before a first Office action on the merits of ihe application
`appears in the Patent Application information Retrieval (PAIR) system (¢., at least one day prior to the
`date when a first Office action on the merits, notice of allowability or allowance, or action under Ex parte
`Quayle, 1935 Dec. Comm’r Pat. 11 (1935) appears in the PAIR system). Applicant may check the status of
`ihe application using ihe PAIR system.
`
`. The request for a first action interview must include a statement that applicant agrees not to file a request
`for a refund ofthe search fee and any excess claims fees paid in the application after the mailing or
`notification of the Pre-interview Communication. Any petition for express abandonment under 37 CFR
`1.138(d), and request for a refund of the search fee and any excess claimsfees, filed after the mailing or
`notification of the Pre-inierview Communication will not be granted.
`
`For more information, see notice “Full First Action interview Pilot Program”available on the
`
`Page 2
`
`Sonos Ex. 1011, p. 5
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 5
` Sonos v. Google
` IPR2021-00964
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1874 (P.L, 93-579} requires that you be given certain information in connection
`with your submission cf ihe attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1} the general authority for the
`collection of ihis information is 35 U.S.C. 2(6)(2); (2) furnishing of the information solicited is
`voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or
`patent. If you do noi furnish ine requested information, the U.S. Patent and Trademark Office may
`noi be able ic process and/or examine your submission, which may resull in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the exient allowed underthe
`Freedom of information Aci (6 U.S.C. 552) and the Privacy Aci (6 U.S.C 552a). Records
`from this system of records may be disclosed to the Department of Justice to determine
`whether disclosure of thease records is required by the Freedom of information Act.
`
`A record from this system of records may be disclosed, as 4 routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures
`to opposing counsel in ihe course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when
`the individual has requested assistance from the Member with respect to the subject matier
`of the record.
`
`A record in this system of records may be disclosed, as a routine use, io a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Aci of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an Internationa! Application filed under the Patent Cooperation Treatyin
`this system of records may be disclosed, as a routine use, to the international Bureau of the
`World intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, io anotherfederal
`agency for purposes of National Security review (35 U_S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, a5 a routine use, fo the
`Administrator, General Services, or his/her designee, during an inspection of records
`conducted by GSA as part of ihat agency’s responsibility to recommend improvements in
`records management practices and programs, under authorily of 44 U.S.C. 2904 and 2906.
`Such disclosure shall be made in accordance wilh the GSA regulations governing
`inspection of records for this purpose, and any other relevant (1e., GSA or Commerce)
`directive. Such disciosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to ihe limitations of
`37 CFR 1.14, as a routine use, to ihe public if the record wasfiled in an application which
`became abandoned or in which ihe proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal,
`State, or local law enforcement agency, if the USPTO becomes aware of a violation or
`potential violation of law or regulation.
`
`Page 3
`
`Sonos Ex. 1011, p. 6
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 6
` Sonos v. Google
` IPR2021-00964
`
`

`

`Doc Code: PA..
`PTO/AIA/82A (07-13)
`Approvedfor use through 11/30/2014. OMB 0651-0051
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B)to identify the application to which the
`Power of Attorneyis directed, in accordance with 37 CFR 1.5, unless the application numberand filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorneyis
`directed, the Power of Attorney will not be recognized in the application.
`
`First Named Inventor
`
`Lawrence Kates
`
`Relaying Communications in a Wireless Sensor System
`
`Unassigned
`
`563800USCON14
`
`
`
`
`
`SIGNATURE of Applicant or Patent Practitioner
`
`Signature pate prone)|May 22, 2017/Matthew Johnson/
`
`Name
`Matthew Johnson
`Registration
`72,299
`Number
`
`
`
`
`
`Title (if Applicantis a Agent of Record
`juristic entity)
`
`Applicant Name(if Applicantis a juristic entity)
`
`Goog le | ale
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`*Total of
`
`1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`TrademarkOffice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ifyou need assistance in completing the form, calf 1-800-PTO-9199 and select option 2.
`
`Sonos Ex. 1011, p. 7
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 7
` Sonos v. Google
` IPR2021-00964
`
`

`

`
`
`[|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PTOIAIAI82B (07-13)
`Doc Code: PA..
`Approved for use through 11/30/2014. OMB 0851-0051
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlassit displays a valid OMB control number
`
`
`
`
`POWER OF ATTORNEY BY APPLICANT
`
`
`‘Thereby revokeall previouspowers ofaltorneygivenintheapplication identified ineller the attachedtransmittal leller or
`
`
`
`the boxes below.
`
`
`
`
`
`Application Number Filing Date
`
`
`
`(Note: The boxes above maybeleft blankif information is provided on form PTOIAIA/82A.)
`I hereby appoint the Patent Practitioner(s) associated with the following Customer Numberas my/our attorney(s) or agent(s), and
`
`
`to fransact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmittal fetter(form PTO/AIA/82A)or identified above: 124746. TT“|
`
`
`OR
`[| | hereby appoint Practitioner(s) named in the attachedlist (form PTO/AIA/82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A) oridentified above.
`(Note: Complete form PFOIAIA/82C.}
`
`
`
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`fetter or the boxes above to:
`
`The address associated with the above-mentioned Customer Number
`OR
`
`,
`,
`The address associated with Customer Number: |
`
`:
`-
`”
`OR
`~
`-
`
`Firm or
`
`Individual Name
`EO
`foiySt
`
`footy
`Telephone
`j
`
`
`| am the Applicant {if the Applicantis a juristic entity, list the Applicant name in the box):
`
`|Google Inc.
`| a
`
`
`
`
`
`
`
`[| Inventor or Joint Inventor(title not required below)
`Legal Representative of a Deceased or Legally Incapacitated Inventor(tille not required below}
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer'stitle if applicantis a juristic entity}
`C] Person Who Othenvise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR 7.46(b}{2} was granted in the
`application or is concurrently being filed with this document)
`(provide signer's title if applicantis a juristic entit
`SIGNATURE of Applicant for Patent
`The undersigned (whosetitle is suppiied bejew) is authorized to act on behalf of the applicant (e.g., where the applicantis a juristic entity).
`
`
`
`Assistant Secretary & Deputy General Counsel of GoogleInc.
`
`
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CER 1.4 for signature requirements
`
`and certifications. If more than one applicant, use multiple forms.
`
`[+}rotat of
`forms are submitted.
`
`
`
`This collectionof information is requirad by 37 CFR 4.131, 1.32, and 1.33. The informationis required to obtain orretain a Benefit by the public which is to file (and by the
`USPTO to process) an apptication. Confidentiality is governed by 35 U.S.C. 172 and 37 CFR 1.14 end 1.14, This collection is estimated ta take 3 minutes to complete,
`including gathering, preparing, and submitting the completed eppucalion form te te USPTO. Time will vary depanding upon the individual case. Any comments on the amount
`of time you require fo complete this form and/or suggestions for reducing this burden, should be sent to ihe Chief Information Officer, U.S. Patent and Trademark Cffice, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS, SEND TO: Comailssioner
`for Patents, P.O, Box 1450, Alexandria, VA 22313-1450,
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and selact option ?.
`
`
`
`
`
`
`
`
`Sonos Ex. 1011, p. 8
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 8
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`a
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`80
`
`UTILITYSEARCH FEE
`
`600
`
`|
`
`
`
`600
`
`
`1111
`
`|
`
`1
`
`UTILITY EXAMINATION FEE
`
`1
`
`720
`
`720
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Sonos Ex. 1011, p. 9
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 9
` Sonos v. Google
` IPR2021-00964
`
`

`

`oo
`
`gs
`
`Sub-Total in
`
`Miscellaneous:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time
`
`
`
`Total in USD ($)
`
`1600
`
`Sonos Ex. 1011, p. 10
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 10
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15601705
`
`International Application Number:
`
`
`Confirmation Number:
`
`7309
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`
`
`ee
`
`Filing Date:
`
`Time Stamp:
`
`17:52:02
`
`Application Type:
`
`Utility under 35 USC 11 1{a)
`
`Paymentinformation:
`
`
`
`Payment Type
`
`CARD
`
`RAM confirmation Number
`
`05231 7INTEFSW 17545300
`
`Deposit Account
`
`Authorized User
`
`504143
`
`Whitney Soule
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Sonos Ex. 1011, p. 11
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 11
` Sonos v. Google
` IPR2021-00964
`
`

`

`37 CFR 1.19 (Documentsupply fees)
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`190362
`
`563800USCON14_Application.
`pdf
`
`012Sdecdd43nec84e3e587173c982bf8185)
`<87bo
`
`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Specification
`
`mmfe
`mefw
`
`édce
`
`
`Warnings:
`Information:
`
`Drawings-only black and whiteline
`drawings
`
`563800USCON14_Drawings.
`pdf
`
`50dca209f8367Gef2a2ad3a81 Sb2e888c064|
`cc
`
`452703
`
`Information:
`
`Po
`
`Application Data Sheet
`
`563800USCON14_AppDataShe
`et.pdf
`
`€779de289d7 11b 1 4afSe%e86e7649f8a9b1
`db4ea
`
`1823569
`
`
`Warnings:
`Information:
`
`Oath or Declarationfiled
`
`563800USCON14_Executed_De
`claration.pdf
`
`7bf7218d5626fadfdefSa5fa6b7a195 1edéfe|
`86F
`
`Information:
`
`po
`
`First Action Interview - Enrollment
`Request
`
`563800USCON14First_Action
`Interview_Request.pdf
`
`242262cfa4c1ccddcc7fae0d$c99302f7143
`
`621176
`
`Sonos Ex. 1011, p. 12
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 12
` Sonos v. Google
` IPR2021-00964
`
`

`

`Information:
`
`Powerof Attorney
`
`563800USCON14_POA. pdf
`
`ce71a785048884f7ebe0bb856257e3db%e0|
`3
`
`272523
`
`The pagesize in the PDFis too large. The pages should be 8.5 x 11 or Ad.If this PDF is submitted, the pageswill be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`451eddes¢7370cd96109707759ecabe22da
`44546
`
`2
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown onthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`This Acknowledgement Receipt evidencesreceipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Sonos Ex. 1011, p. 13
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 13
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15601705
`
`International Application Number:
`
`
`Confirmation Number:
`
`7309
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`
`
`ee
`
`Filing Date:
`
`Time Stamp:
`
`17:52:02
`
`Application Type:
`
`Utility under 35 USC 11 1{a)
`
`Paymentinformation:
`
`
`
`Payment Type
`
`CARD
`
`RAM confirmation Number
`
`05231 7INTEFSW 17545300
`
`Deposit Account
`
`Authorized User
`
`504143
`
`Whitney Soule
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Sonos Ex. 1011, p. 14
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 14
` Sonos v. Google
` IPR2021-00964
`
`

`

`37 CFR 1.19 (Documentsupply fees)
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`190362
`
`563800USCON14_Application.
`pdf
`
`012Sdecdd43nec84e3e587173c982bf8185)
`<87bo
`
`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Specification
`
`mmfe
`mefw
`
`édce
`
`
`Warnings:
`Information:
`
`Drawings-only black and whiteline
`drawings
`
`563800USCON14_Drawings.
`pdf
`
`50dca209f8367Gef2a2ad3a81 Sb2e888c064|
`cc
`
`452703
`
`Information:
`
`Po
`
`Application Data Sheet
`
`563800USCON14_AppDataShe
`et.pdf
`
`€779de289d7 11b 1 4afSe%e86e7649f8a9b1
`db4ea
`
`1823569
`
`
`Warnings:
`Information:
`
`Oath or Declarationfiled
`
`563800USCON14_Executed_De
`claration.pdf
`
`7bf7218d5626fadfdefSa5fa6b7a195 1edéfe|
`86F
`
`Information:
`
`po
`
`First Action Interview - Enrollment
`Request
`
`563800USCON14First_Action
`Interview_Request.pdf
`
`242262cfa4c1ccddcc7fae0d$c99302f7143
`
`621176
`
`Sonos Ex. 1011, p. 15
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 15
` Sonos v. Google
` IPR2021-00964
`
`

`

`Information:
`
`Powerof Attorney
`
`563800USCON14_POA. pdf
`
`ce71a785048884f7ebe0bb856257e3db%e0|
`3
`
`272523
`
`The pagesize in the PDFis too large. The pages should be 8.5 x 11 or Ad.If this PDF is submitted, the pageswill be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`451eddes¢7370cd96109707759ecabe22da
`44546
`
`2
`
`the application.
`
`New Applications Un