Doc Code: FALREQ
`[tenement fiescription: Request First Action intervrew
`Underthe Paperwork Reduction Actof1995, no p sons are requir
`
`PTO/SB/‘Li‘i 3C (054 1)
`Approved for use through 01/31/2013. OMB 0551-0031
`; U. 8. DEPARTMENT 0F COMMERCE
`fit and Trademark Oh“
`US. Pat
`d to respond to a coile ion of information o
`s it dispiays a valid OMB controi number.
`
`
`REQUEST FQR FERS‘T ACTEQN lNTERVEEW {FULL PiLQT PRGGRAM)
`
`E Attorney Docket
`Numb-er:
`
`Appiication Number
`563800USCON14 (ifkriown):
`
`UHaSSigned Fiiingdate: Herewith
`
`Sitittfid Lawrence Kates We Relaying Communications in a Wireless Sensor System i
`
`APPLICANT HEREBY REQUESTS A FIRST ACTEQN iNTERViEW EN THE ABOVE-tDENTiFiEt)
`APPLICATEON. See instruction Sheet on page 2.
`
`The application must contain three (3) or fewer independent ciaims and twenty (20) or fewertotei ciaims.
`
`The application must not contain any muitiple dependent ciaims.
`
`By filing this request:
`
`Appiieant is agreeing to make an election without traverse if the Office determines that the ciaims are not
`obviousiy directed to a singie invention; and
`
`Applicant is agreeing not to request for a refund of the search fee and any excess cieims fee paid in the
`application afterthe maiiing or notification of the tire-interview communication prepared by the examiner.
`
`Other attachments:
`
`
`
`Signature
`
`Name
`(Print/Typed)
`
`Matthew Johnson
`
`I Date May 22: 2017
`
`: Registration Number
`
`72,299
`
`Note: This form must be signed in accordance with 37 CPR 1 33. See 37 CPR 1.4(d) for signature requirements and certifications.
`; Submit maritime forms if more than one signature is required, see beiow’.
`
`g [I *Totai of
`
`forms are submitted.
`
`The information is required to obtain or retain a benefit by the puoiic which is to iiie (and by the USPTO to process) an application. Confidentiaiity is governed by
`
`
`35 U.S.C. 122 and 37’ CFR 1.11 and 1.14. This oollecticn is estimated to take 12 hours
`.ipiete, inciuding gathering. preparing,
`id suhrriitting the compieted
`application form to the USPTO. Time will vary depending upon the individuai case.
`. my moments on the amount of time you require to complete this form and/or
`
`suggestions for reducing this burden. shouid be sent to the Chief information Officer, US. Patent and Trademark Office, US. Department of Commerce, PO. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES 0R COMPLETED FORMS TO THES ADDRESS.
`SEND TO: Commissioner for Patents, P‘Q.
`Box 1450, Atexandria, VA 22313—1450.
`ifyou need assistance in cornpieririg the form, calf 1-8G0~PTO~9199 and safest option 2.
`
`Sonos Ex. 1011, p. 1
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 1
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/$811130 (05—1 1)
`Approved for use through 07/311‘2012. OMB 0651-0031
`
`US. Patent and Trademark Office. U 3. DEPARTMENT r-
`"OMMERCE
`Under the Paperwork Reduction Act M1995, no persons are required to respond to a coiiection of information uniess it displays a vaiid OMB controi number.
`
`instruction Sheet for Request for First Action interview (Fuii Piiot Program)
`(Not to he Submitted to the USPTQ)
`
`A grantabie request must meet the foiiowing conditions:
`
`1. The application must be a new non—reissue utiiity appiication tried under 35 U.S.C. 111(a) or an
`international appiication that has entered the national stage in compliance with 35 USC. 371(c).
`
`. The application must contain three (3) or fewer independent ciaims and twenty (29) ortewertotai claims.
`The application may not contain any multipie dependent claims.
`
`. The request must be iiied eiectronicaily using the Office’s electronic filing system, EFS—Web.
`
`ltthe Office determines that the ciaims are directed to
`. The claims must be directed to a singie invention.
`muitipie inventions (so, in a restriction requirement), the appiicant must make an eiection without traverse.
`
`. The request must be iiied at ieast one day before a first inice action on the merits of the appilcatlon
`appears in the Patent Appiication lnformation Retrieval (PAlR) system (tie, at least one day priorto the
`date when a first Qtfioe action on the merits, notice ofallowahiiity or aiiowance, or action under Ex parte
`Quayie, 1935 Dec. Comm’r Pat. 11 (1935) appears in the PAiR system). Appiicant may check the status of
`the appiication using the PAER system.
`
`. The request for a first action interview must inciude a statement that appiicant agrees not to fiie a request
`for a refund ofthe search tee and any excess claims fees paid in the application afterthe melting or
`notification oi the Pro—interview Communication. Any petition for express abandonment under 37 CFR
`1.138(d), and request for a refund of the search fee and any excess ciaims tees. fited afterthe mailing or
`notification of the Pre-interview Communication wiil not be granted.
`
`For more information, see notice “Fat: First Action interview Piiot Program” avaiiabie on the
`
`USPTC web site atinternment;transmit?ato;i.isattitwe.isieti.tsitsioamtiridden
`
`Page 2
`
`Sonos Ex. 1011, p. 2
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 2
` Sonos v. Google
` IPR2021-00964
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 iP.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`coiiection of this information is 35 use. 2(b)(2); (2) furnishing of the information solicited is
`voluntary; and (3) the principal purpose for which the information is used by the US. Patent and
`Trademark Office is to process anti/or examine your submission reiated to a patent application or
`patent. if you do not furnish the requested information, the US. Patent and Trademark Office may
`not he ahie to process and/or examine your submission, which may result. in termination of
`proceedings or abandonment oi the appiioation or expiration of the patent.
`
`The intormation provided by you in this form wiii be subject to the following routine uses:
`
`“l
`
`. The information on this form will he treated confidentiality to the extent allowed under the
`Freedom of information Act {5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records
`from this system of records may be disclosed to the Department ofJustice to determine
`whether disclosure otthese records is required by the Freedom of information Act.
`
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures
`to opposing counsel in the course oi settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member ot
`Congress submitting a request involving an individual, to whom the record pertains, when
`the individual has requested assistance from the Member with respect to the subject matter
`of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need forthe information in orderto perform a contract. Recipients of
`information shall be required to compiy with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.c. 552a(m).
`
`A record rotated to an international Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the lnternational Bureau ofthe
`World lnteiiectuai Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency tor purposes of National Security review (35 USC. 181) and for review pursuant to
`the Atomic Energy Act (42 USE. 218(0)).
`
`A record from this system of records may be disclosed, as a routine use, to the
`Administrator, General Services, or his/her designee, during an inspection of records
`conducted by GSA as part oithat agency's responsibility to recommend improvements in
`records management practices and programs, under authority of 44 Lit-3.0. 2904 and 2905.
`Such disciosure shall he made in accordance with the GSA regulations governing
`inspection of records iorthis purpose, and any other reievanl (Le. GSA or Commerce):
`directive. Such disclosure shalt not he used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 1226)) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the iimitations of
`37 CFR 1.14, as a routine use, to the public if the record was l‘iied in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal,
`State, or local law enforcement agency, ifthe USPTO becomes aware ofa violation or
`potential vioiation of law or regulation.
`
`Page 3
`
`Sonos Ex. 1011, p. 3
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 3
` Sonos v. Google
` IPR2021-00964
`
`

`

`Doc Code: FALREQ
`[tenement fiescription: Request First Action intervrew
`Underthe Paperwork Reduction Act of i 995, no p sons are requir
`
`PTO/SB/‘Li‘i 3C (054 1)
`Approved for use through 01/31/2013. OMB 0551-0031
`; U. 8. DEPARTMENT 0F COMMERCE
`fit and Trademark Oh“
`US. Pat
`d to respond to a coile ion of information o
`s it dispiays a valid OMB controi number.
`
`
`REQUEST FQR FERS‘T ACTEQN lNTERVEEW {FULL PiLQT PRGGRAM)
`
`E Attorney Docket
`Numb-er:
`
`Appiication Number
`563800USCON14 (ifkriown):
`
`UHaSSigned Fiiingdate: Herewith
`
`Sitittfid Lawrence Kates We Relaying Communications in a Wireless Sensor System i
`
`APPLICANT HEREBY REQUESTS A FIRST ACTEQN iNTERViEW EN THE ABOVE-tDENTiFiEt)
`APPLICATEON. See instruction Sheet on page 2.
`
`The application must contain three (3) or fewer independent ciaims and twenty (20) or fewertotei ciaims.
`
`The application must not contain any muitiple dependent ciaims.
`
`By filing this request:
`
`Appiieant is agreeing to make an election without traverse if the Office determines that the ciaims are not
`obviousiy directed to a singie invention; and
`
`Applicant is agreeing not to request for a refund of the search fee and any excess cieims fee paid in the
`application afterthe maiiing or notification of the tire-interview communication prepared by the examiner.
`
`Other attachments:
`
`
`
`Signature
`
`Name
`(Print/Typed)
`
`Matthew Johnson
`
`I Date May 22: 2017
`
`: Registration Number
`
`72,299
`
`Note: This form must be signed in accordance with 37 CPR 1 33. See 37 CPR 1.4(d) for signature requirements and certifications.
`; Submit maritime forms if more than one signature is required, see beiow’.
`
`g [I *Totai of
`
`forms are submitted.
`
`The information is required to obtain or retain a benefit by the puoiic which is to iiie (and by the USPTO to process) an application. Confidentiaiity is governed by
`
`
`35 U.S.C. 122 and 37’ CFR Hi and 1.14. This oollecticn is estimated to take 12 hours
`.ipiete, inciuding gathering. preparing,
`id suhrriitting the compieted
`application form to the USPTO. Time will vary depending upon the individuai case.
`. my moments on the amount of time you require to complete this form and/or
`
`suggestions for reducing this burden. shouid be sent to the Chief information Officer, US. Patent and Trademark Office, US. Department of Commerce, PO. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES 0R COMPLETED FORMS TO THES ADDRESS.
`SEND TO: Commissioner for Patents, P‘Q.
`Box 1450, Atexandria, VA 22313—1450.
`ifyou need assistance in cornpieririg the form, calf 1-8G0~PTO~9199 and safest option 2.
`
`Sonos Ex. 1011, p. 4
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 4
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/$811130 (05—1 1)
`Approved for use through 07/311‘2012. OMB 0651-0031
`
`US. Patent and Trademark Office. U 3. DEPARTMENT r-
`"OMMERCE
`Under the Paperwork Reduction Act M1995, no persons are required to respond to a coiiection of information uniess it displays a vaiid OMB controi number.
`
`instruction Sheet for Request for First Action interview (Fuii Piiot Program)
`(Not to he Submitted to the USPTQ)
`
`A grantabie request must meet the foiiowing conditions:
`
`1. The application must be a new non—reissue utiiity appiication tried under 35 U.S.C. 111(a) or an
`international appiication that has entered the national stage in compliance with 35 USC. 371(c).
`
`. The application must contain three (3) or fewer independent ciaims and twenty (29) ortewertotai claims.
`The application may not contain any multipie dependent claims.
`
`. The request must be iiied eiectronicaily using the Office’s electronic filing system, EFS—Web.
`
`ltthe Office determines that the ciaims are directed to
`. The claims must be directed to a singie invention.
`muitipie inventions (so, in a restriction requirement), the appiicant must make an eiection without traverse.
`
`. The request must be iiied at ieast one day before a first inice action on the merits of the appilcatlon
`appears in the Patent Appiication lnformation Retrieval (PAlR) system (tie, at least one day priorto the
`date when a first Qtfioe action on the merits, notice ofallowahiiity or aiiowance, or action under Ex parte
`Quayie, 1935 Dec. Comm’r Pat. 11 (1935) appears in the PAiR system). Appiicant may check the status of
`the appiication using the PAER system.
`
`. The request for a first action interview must inciude a statement that appiicant agrees not to fiie a request
`for a refund ofthe search tee and any excess claims fees paid in the application afterthe melting or
`notification oi the Pro—interview Communication. Any petition for express abandonment under 37 CFR
`1.138(d), and request for a refund of the search fee and any excess ciaims tees. fited afterthe mailing or
`notification of the Pre-interview Communication wiil not be granted.
`
`For more information, see notice “Fat: First Action interview Piiot Program” avaiiabie on the
`
`USPTC web site atinternment;transmit?ato;i.isattitwe.isieti.tsitsioamtiridden
`
`Page 2
`
`Sonos Ex. 1011, p. 5
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 5
` Sonos v. Google
` IPR2021-00964
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 iP.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`coiiection of this information is 35 use. 2(b)(2); (2) furnishing of the information solicited is
`voluntary; and (3) the principal purpose for which the information is used by the US. Patent and
`Trademark Office is to process anti/or examine your submission reiated to a patent application or
`patent. if you do not furnish the requested information, the US. Patent and Trademark Office may
`not he ahie to process and/or examine your submission, which may result. in termination of
`proceedings or abandonment oi the appiioation or expiration of the patent.
`
`The intormation provided by you in this form wiii be subject to the following routine uses:
`
`“l
`
`. The information on this form will he treated confidentiality to the extent allowed under the
`Freedom of information Act {5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records
`from this system of records may be disclosed to the Department ofJustice to determine
`whether disclosure otthese records is required by the Freedom of information Act.
`
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures
`to opposing counsel in the course oi settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member ot
`Congress submitting a request involving an individual, to whom the record pertains, when
`the individual has requested assistance from the Member with respect to the subject matter
`of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need forthe information in orderto perform a contract. Recipients of
`information shall be required to compiy with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.c. 552a(m).
`
`A record rotated to an international Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the lnternational Bureau ofthe
`World lnteiiectuai Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency tor purposes of National Security review (35 USC. 181) and for review pursuant to
`the Atomic Energy Act (42 USE. 218(0)).
`
`A record from this system of records may be disclosed, as a routine use, to the
`Administrator, General Services, or his/her designee, during an inspection of records
`conducted by GSA as part oithat agency's responsibility to recommend improvements in
`records management practices and programs, under authority of 44 Lit-3.0. 2904 and 2905.
`Such disciosure shall he made in accordance with the GSA regulations governing
`inspection of records iorthis purpose, and any other reievanl (Le. GSA or Commerce):
`directive. Such disclosure shalt not he used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 1226)) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the iimitations of
`37 CFR 1.14, as a routine use, to the public if the record was l‘iied in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal,
`State, or local law enforcement agency, ifthe USPTO becomes aware ofa violation or
`potential vioiation of law or regulation.
`
`Page 3
`
`Sonos Ex. 1011, p. 6
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 6
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/AlA/82A (07 13)
`DOC Code: PA--
`Approved for use through 11/30/2014. OMB 0651-0051
`Document Descrlptlon: Power Of Attorney
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B) to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AlA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`First Named Inventor
`
`Lawrence Kates
`
`Relaying Communications in a Wireless Sensor System
`
`Unassigned
`
`563800USCON14
`
`
`SIGNATURE of Applicant or Patent Practitioner
`
`w N
`
`ame
`
`Matthew Johnson
`
`
`
`
`
`
`
`Registration
`Number
`
`72,299
`
`
`
`
`Title (iprplicant is a Agent of Record
`juristic entity)
`
`Goog Ie I [‘10
`Applicant Name (if Applicant is a juristic entity)
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1 .4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`*Total of
`
`]
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and bythe USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1 -800—PTO-9199 and select option 2.
`
`Sonos Ex. 1011, p. 7
`
`Sonos v. Google
`lPR2021-00964
`
`Sonos Ex. 1011, p. 7
` Sonos v. Google
` IPR2021-00964
`
`

`

`ProrArAraze (or 13)
`Doc Code: PA"
`Approved for use through 11r3012014. 0MB 065141051
`Document Descrlptron: Power Of Attorney
`US. Patent and Trademark Cities; US. DEPARTMENT OF COMMERCE
`Under the Pepemrork Reduction Act of 1995. no persons are required to respond to a collection 0! information unless it displays a valid OMB control number
`
`
`
`
`
`
`POWER OF ATTORNEY
`
`APPLICANT
`
`
`
`
`(Note: The boxes above may be left blank if information is provided on form PTO/AINSZA.)
`
`I hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith tor the application referenced in
`
`OR
`
`the attached transmittal ietter (form PTOr'AIAl82A) or identified above: 124W-——‘
`[:I I hereby appoint Practitioner(s) named in the attached list (torm PTOIAWSZEC) as myr'our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTOr'AIAr‘82A) or identified above.
`(Note: Complete form PTOIAIAIBZC.)
`
`"I
`revoeal previewspowers of attorney git/elm heapliatio iderredtifi ttr the atacethdensmrittal letter or
`the
`
`
`
`
`
`
` Application Number
`
`Filing Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`letter or the boxes above to:
`The address associated with the above-mentioned Customer Number
`
`
`OR
`-
`__
`[:1 The address associated with Customer Number: —
`
`
`
`0R
`,
`Firm or
`
`.
`
`
`
`Inventor or Joint Inventor (title not required below)
`E]
`'1 Legal Representative of a Deceased or Legalty Incapacitated Inventor (title not required below)
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer's titte it applicant is a juristic entity)
`El Person Who Otherwise Shows Sufficient Proprietary Interest (e.g.. a petition under 37 CFR 1.46tb)(2) was granted in the
`a . Iication or is concurrentl bein- filed with this document
`rovrde srner s trtle if a oltcant is a metro entrt
`SIGNATURE of Applicant for Patent
`
`'
`
`
`
`
`
`
`at a
`_ ”it“ at;
`
`@9ng
`
`
`
`
`
`
`
`
`
`
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 133. See 37 CFR 1.4 for signature requirements
`
`
`and certifications. If more than one applicant. use multiple forms.
`
`.Totat of
`1
`forms are submitted.
`
`
`
`This collection of information is required by 37 CFR 1.131. 1.32. and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an apptrcatlon. Confidentiality is governed by 35 [1.8.0. 172 and 87 CFR1.11 and 1.14, This wileciion is estimated to take 3 minutes to complete.
`including gathering. prepan'ng, and submitting the completed app‘tcation form to the USPTO. Time will vary depending upon the individ uel case. Any comments on the amount
`01 time you require to oomptete this form andlor suggestions for redudng this burden, should be sent to the Girls! Inlormal-‘on Officer. US. Patent and Trademark Office. US.
`Department 03’ Commerce. P.0. Box 1450. Atexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, call 1—800-PTO-9199 and select option 7.
`
`The undersigned (whose title is suppti- bet ) is aut rized to act on behalf ofthe applicant (e.g., where the applicant is a juristic entity).
`
`
`
`Sonos Ex. 1011, p. 8
`
`Sonos v. Google
`IPR2021-00964
`
`Individual Name
`
`
`
`
`
`
`
`_—
`———_ zap _
`
`—_
`Tetephone
`
`I am the Applicant (it the Applicant is a juristic entity. list the Applicant name in the box):
`
`lGOOg'e Inc...-
`._
`_ ._l
`
`Sonos Ex. 1011, p. 8
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`First Named Inventor/Applicant Name:
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`Description
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`80
`
`UTILITY SEARCH FEE
`
`1111
`
`‘
`
`1
`
`‘
`
`
`
`600
`
`
`600
`
`‘
`
`UTILITY EXAMINATION FEE
`
`720
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Sonos Ex. 1011, p. 9
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 9
` Sonos v. Google
` IPR2021-00964
`
`

`

`.
`
`.
`
`Sub-Total in
`
`
`
`Post-AlIowance-and-Post-lssuance:
`
`Extension-of—Time:
`
`
`
`Total in USD ($)
`
`1600
`
`Sonos Ex. 1011, p. 10
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 10
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic Acknowledgement Receipt
`
`Application Number:
`
`15601705
`
`International Application Number:
`
`
`Confirmation Number:
`
`7309
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`
`
`“—
`
`Filing Date:
`
`Time Stamp:
`
`17:52:02
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`PaymentType
`
`CARD
`
`
`
`RAM confirmation Number
`
`052317|NTEFSW17545300
`
`Deposit Account
`
`Authorized User
`
`504143
`
`Whitney Soule
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Sonos Ex. 1011, p. 11
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 11
` Sonos v. Google
` IPR2021-00964
`
`

`

`37 CFR 1.1 9 (Document supply fees)
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`190362
`
`Pages
`Multi
`Part [.zip (ifappl.)
`
`563800USCON147Application.
`pdf
`
`D115dec4d4336t8493€587173(982tif8185
`(97km
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`
`
`Warnings:
`Information:
`
`Drawingsionly black and white line
`drawings
`
`563800USCON14_Drawings.
`pdf
`
`Sfldca209f83676ef132ad3331SbZeBBSa‘fiL
`cc11
`
`452703
`
`Information:
`
`||||||||H||||||
`
`Application Data Sheet
`
`563800USCON147AppDataShe
`et.pdf
`
`e779de189d71 1b I 4af5e9986876£91939b1
`thm
`
`1823569
`
`
`Warnings:
`Information:
`
`Oath or Declaration filed
`
`563800USCON14_Executed_D-
`claration.pdf
`
`7bf72I8d5626I59fdeI8a5I56b7a15‘5 1 edfife
`86f
`
`Information:
`
`||||||l||||||
`
`First Action Interview — Enrollment
`Request
`
`563800USCON147First7Actio n
`InterviewiRequestpdf
`
`142202Cfa4t1((ddCCWJEUdSCQQZUZUMZ
`,
`fidce
`
`621176
`
`Sonos Ex. 1011, p. 12
`
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 12
` Sonos v. Google
` IPR2021-00964
`
`

`

`Information:
`
`Power of Attorney
`
`563800USCON14_POA.pdf
`
`ce71a735048884f7eb60bb856257e3db960
`37082
`
`272523
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`the application.
`
`Information:
`
`Information:
`
`Fee Worksheet (S 806)
`
`fee—i nfo.pdf
`
`451 eddeSL737flcd961 DQ7077596cafieZZd-
`44546
`
`2
`
`Total Files Size (in bytes)
`
`3490351
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C.111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Sonos Ex. 1011, p. 13
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 13
` Sonos v. Google
` IPR2021-00964
`
`

`

`Electronic Acknowledgement Receipt
`
`Application Number:
`
`15601705
`
`International Application Number:
`
`
`Confirmation Number:
`
`7309
`
`Title of Invention:
`
`Relaying Communications in a Wireless Sensor System
`
`
`
`“—
`
`Filing Date:
`
`Time Stamp:
`
`17:52:02
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`PaymentType
`
`CARD
`
`
`
`RAM confirmation Number
`
`052317|NTEFSW17545300
`
`Deposit Account
`
`Authorized User
`
`504143
`
`Whitney Soule
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Sonos Ex. 1011, p. 14
`
`Sonos v. Google
`|PR2021-00964
`
`Sonos Ex. 1011, p. 14
` Sonos v. Google
` IPR2021-00964
`
`

`

`37 CFR 1.1 9 (Document supply fees)
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`190362
`
`Pages
`Multi
`Part [.zip (ifappl.)
`
`563800USCON147Application.
`pdf
`
`D115dec4d4336t8493€587173(982tif8185
`(97km
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`
`
`Warnings:
`Information:
`
`Drawingsionly black and white line
`drawings
`
`563800USCON14_Drawings.
`pdf
`
`Sfldca209f83676ef132ad3331SbZeBBSa‘fiL
`cc11
`
`452703
`
`Information:
`
`||||||||H||||||
`
`Application Data Sheet
`
`563800USCON147AppDataShe
`et.pdf
`
`e779de189d71 1b I 4af5e9986876£91939b1
`thm
`
`1823569
`
`
`Warnings:
`Information:
`
`Oath or Declaration filed
`
`563800USCON14_Executed_D-
`claration.pdf
`
`7bf72I8d5626I59fdeI8a5I56b7a15‘5 1 edfife
`86f
`
`Information:
`
`||||||l||||||
`
`First Action Interview — Enrollment
`Request
`
`563800USCON147First7Actio n
`InterviewiRequestpdf
`
`142202Cfa4t1((ddCCWJEUdSCQQZUZUMZ
`,
`fidce
`
`621176
`
`Sonos Ex. 1011, p. 15
`
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1011, p. 15
` Sonos v. Google
` IPR2021-00964
`
`

`

`Information:
`
`Power of Attorney
`
`563800USCON14_POA.pdf
`
`ce71a735048884f7eb60bb856257e3db960
`37082
`
`272523
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`the application.
`
`Information:
`
`Information:
`
`Fee Worksheet (S 806)
`
`fee—i nfo.pdf
`
`451 eddeSL737flcd961 DQ7077