throbber
PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 1
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`1 .
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`10.
`
`11 .
`
`12.
`
`13.
`
`14.
`
`15.
`
`16.
`
`17.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`"Patient's Manual. For Vagus Nerve Stimulation with the VNS Therapy™ System. March
`2004". Publication REF 26-0005-6000/1. Cyberonics, Inc., Houston, Texas (Table 1 and
`paqes 16-21 ).
`ABOSCH et al. Biological basis for the surgical treatment of depression. Neurosurg Focus
`25 (1,2008) :E2 (pp. 1-12,001: 10.3171 /FOC/2008/25/7/E2).
`ALBERT, et al. Deep brain stimulation, vagal nerve stimulation and transcranial
`stimulation: An overview of stimulation parameters and neurotransmitter release.
`Neuroscience and Biobehavioral Reviews 33 (2009) 1042-1060.
`AL-MUTAWALY, et al. The Effects of Pulse Configuration on Magnetic Stimulation. Journal
`of Clinical Neurophysioloqy 20(5) :361-370, 2003.
`ANDERSON, et al. Decreasing Procedural Pain Over Time of Left Prefrontal rTMS
`forDepression: Initial Results from the Open-Label Phase of a Multisite Trial (OPT-TMS).
`Brain Stimul. 2009 April 1; 2(2): 88-92.
`ANONYMOUS. Vagus Nerve Stimulation for Treatment-Resistant Depression. TEC
`Assessment Proqram 21 (7,2006).
`ARUL-ANANDAM et al. Induction of Hypomanic Episode With Transcranial Direct Current
`Stimulation. Journal of ECT 26(1,2010): 68-69.
`AZIZ et al. Magnetic Stimulation of Efferent Neural Pathways to the Human Oesophagus.
`Gut 33: S53-S70 (Poster Session F218) (1992).
`AZIZ, Q. et al. Esophageal myoelectric responses to magnetic stimulation of the human
`cortex and the extracranial vagus nerve. Am. J. Physiol. 267 (Gastrointest. Liver Physiol.
`30): G827-G835, 1994.
`BASHAM, et al. Magnetic Stimulation of Neural Tissue: Techniques and System Design.
`pp 293- 352, In: Implantable Neural Prostheses 1, Devices and Applications, D. Zhou and
`E. Greenbaum, eds., New York: Sprinqer (2009).
`BERRIDGE et al. Affective neuroscience of pleasure: reward in humans and animals.
`Psychopharmacology (2008) 199:457-480.
`BLOOD et al. Intensely pleasurable responses to music correlate with activity in brain
`reqions implicated in reward and emotion. PNAS 98 (20,2001): 11818-11823.
`BODKIN et al. Buprenorphine treatment of refractory depression. Journal of Clinical
`Psychopharmacology 15(1, 1995): 49-57.
`BOECKER, et al.The Runner's High: Opioidergic Mechanisms in the Human Brain.
`Cerebral Cortex 18(2008): 2523-2531 .
`BORCKARDT, et al. Reducing Pain and Unpleasantness During Repetitive Transcranial
`Magnetic Stimulation. Journal of ECT 2006; 22:259-264.
`BEJJANI et al. Transient acute depression induced by high-frequency deep-brain
`stimulation. The New Enqland Journal of Medicine 340(19, 1999) 1476-1480.
`BOWTELL et al. Analytic Calculations of the E-Fields Induced by Time-Varying Magnetic
`
`Examiner
`Date
`08/12/2013
`/Catherine Voorheesi
`Si nature
`Considered
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.V./
`
`LUMENIS EX1057
`Page 1
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 2
`I OF
`I 7
`Sheet
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Exami Cite No.
`ner
`lnts
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`Fields Generated by Cylindrical Gradient Coils. Magnetic Resonance in Medicine 44:782-
`790 (2000).
`18. BURGDORF et al. The neurobiology of positive emotions. Neuroscience and Biobehavioral
`Reviews 30 (2006): 173-187.
`19. CARBUNARU et al. Toroidal coil models for transcutaneous magnetic stimulation of
`nerves. IEEE Transactions on Biomedical Enaineerina. 48 (No. 4, April 2001 ): 434-441.
`20. CASTLE et al. Autonomic brainstem nuclei are linked to the hippocampus. Neuroscience
`134 (2005) 657-669.
`21. CHAE et al. A review of functional neuroimaging studies of vagus nerve stimulation (VNS).
`Journal of Psychiatric Research 37 (2003) 443-455.
`22. CLARKE et al. Early carbon monoxide intoxication: happy to be poisoned? Emerg Med J
`2005;22:754-755.
`23. COENEN et al. Medial forebrain bundle stimulation as a pathophysiological mechanism for
`hypomania in subthalamic nucleus deep brain stimulation for Parkinson's disease.
`Neurosurgery. 2009 Jun;64(6):1106-14.
`24. DALGLEISH. The emotional brain. Nat Rev Neurosci. 5(7,2004):583-589.
`25. DAVEY. Magnetic Stimulation Coil and Circuit Design. IEEE Transactions on Biomedical
`Enaineerina, Vol. 47 (No. 11, Nov. 2000): 1493-1499.
`26. EKMAN et al. The Duchenne smile: Emotional expression and brain physiology II. Journal
`of Personality and Social Psycholoay. 1990;58:342-353.
`27. DELITTO et al. A Study of Discomfort with Electrical Stimulation. Phys. Ther. 1992;
`72:410-424.
`28. DREVETS et al. Amphetamine-induced dopamine release in human ventralstriatum
`correlates with euphoria. Biol Psychiatry 49(2,2001) :81-96.
`29. ENDICOTT. PMDD criteria. Diagnostic and Statistical Manual of Mental Disorders,
`American Psychiatric Association, 2000.
`30. Engineer et al. Reversing pathological neural activity using targeted plasticity. Nature
`(2011): published online doi:10.1038/nature09656.l.
`31. ANGSTJ. The emerging epidemiology of hypomania and bipolar II disorder. Journal of
`Affective Disorders 50 (1998) 143-151.
`32. ESSELLE et al. Neural stimulation with magnetic fields: Analysis of induced electric fields,
`IEEE T11111 rans. Biomed. Ena., 39 (July 1992), pp_ 693-700.
`FAIERSTEIN et al. Coil Designs for Localized and Efficient Magnetic Stimulation of the
`Nervous System. Ph.D. Dissertation, Department of Biomedical Engineering, Case
`Western Reserve, May, 1999. (UMI Microform Number: 9940153, UMI Company, Ann
`Arbor Ml).
`FAIERSTEIN. Coil Designs for Localized and Efficient Magnetic Stimulation of the Nervous
`System. Ph.D. Dissertation, Department of Biomedical Engineering, Case Western
`Reserve, May, 1999, paae 117 (UMI Microform Number: 9940153, UMI Company, Ann
`I Examiner
`08/12/2013
`iCatherine Voorhees/
`I Date
`I
`I
`I
`Considered
`Sia nature
`*EXAMINER: Initial 1f reference considered, whether or not cItatIon Is In conformance with MPEP 609. Draw line through cItatIon 1f not In conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`33.
`
`34.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.V./
`
`LUMENIS EX1057
`Page 2
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 3
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`35.
`
`36.
`
`37.
`38.
`
`39.
`
`40.
`41.
`42.
`
`43.
`
`44.
`
`45.
`
`46.
`
`47.
`
`48.
`
`49.
`
`50.
`
`51.
`
`52.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`Arbor Ml).
`FEYNMAN et al. The Feynman Lectures on Physics. Volume II. Addison-Wesley Publ. Co.
`(Reading MA, 1964), page 15-15.
`FIBIGER et al. Reward, motivation, cognition: psychobiology of esotelencephalic
`dopamine systems. In: Mountcastle VB, Bloom FE, Geyer SR, eds. Handbook of
`physiology: the nervous system IV. Bethesda, MD: American Physiological Society,
`1986:647-675.
`FINGERS. A happy state of mind. Archives of Neurology 1998; 55:241-250.
`FISHMAN et al. Construct Validity and Frequency of Euphoria Sclerotica in Multiple
`Sclerosis. The Journal of Neuropsychiatry and Clinical Neurosciences 16 (2004): 350-356.
`FOLLESA P et al. Vagus nerve stimulation increases norepinephrine concentration and the
`gene expression of BON F and bFG F in the rat brain. Brain Research 1179(2007): 28-34.
`FRIED et al. Electric current stimulates laughter. Nature 391 (1998): 650.
`FROEHLICH. Opioid peptides. Alcohol health and research world. 132-136.
`FUCHS. The Production of Pleasure by Stimulation of the Brain: An Alleged Conflict
`Between Science and Philosophy. Philosophy and Phenomenological Research, 36 (4,
`1976): 494-505.
`GEORGE et al. Mechanisms of action of vagus nerve stimulation (VNS). Clinical
`Neuroscience Research 4 (2004) 71-79.
`GEORGE et al. Noninvasive techniques for probing neurocircuitry and treating illness:
`vagus nerve stimulation (VNS), transcranial magnetic stimulation (TMS) and transcranial
`direct current stimulation (tDCS). Neuropsychopharmacoloav Reviews (2010) 35, 301-316.
`GRANT et al. Multicenter Investigation of the Opioid Antagonist Nalmefene in the
`Treatment of Pathological Gambling. Am J Psychiatry 163(2006) :303-312.
`GREEN et al. Conducting polymer-hydrogels for medical electrode applications. Sci.
`Technol. Adv. Mater. 11 (2010) 014107 (13pp).
`GRIFFIN. Perispinal etanercept: Potential as an Alzheimer therapeutic. Journal of
`Neuroinflammation 2008, 5:3.
`GROVES et al. Vagal nerve stimulation: a review of its applications and potential
`mechanisms that mediate its clinical effects. Neurosci Biobehav Rev (2005) 29:493-500.
`HAERTZEN et al. Addiction Research Center Inventory (ARCI): Measurement of euphoria
`and other drug effects. In M.A. Bozarth (Ed.), Methods of assessing the reinforcing
`properties of abused druas (pp_ 489-524). New York: Sprinaer-Verlaa.
`HAKKINEN et al. Which structures are sensitive to painful transcranial stimulation?
`Electromyogr. clin. Neurophysiol. 1995, 35:377-383.
`HAM DY et al. Long-term reorganization of human motor cortex driven by short-term
`sensory stimulation. Nature Neuroscience 1 (issue 1, May 1998) :64-68.
`HAMILTON. A Rating Scale for Depression. Journal of Neurology, Neurosurgery, and
`Psychiatry. 23(1960) :56-62.
`
`Date
`Examiner
`08/12/2013
`iCatherine Voorhees/
`Considered
`Si nature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ALL REFERENCES C(ryNfSf D1:!'f!ff!CT~,tC'c~W-~~~e9t!r~tfTfU!r-'fO't1~fF IC. V ./
`
`LUMENIS EX1057
`Page 3
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 4
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`53.
`
`54.
`
`55.
`
`56.
`
`57.
`58.
`
`59.
`
`60.
`
`61.
`
`62.
`
`63.
`
`64.
`
`65.
`
`66.
`
`67.
`
`68.
`
`69.
`70.
`
`71.
`
`72.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`HEIMBURG et al. On soliton propagation in biomembranes and nerves. PNAS vol. 102
`(no. 28, July 12, 2005): 9790-9795.
`HENNENLOTTER et al. The Link between Facial Feedback and Neural Activity within
`Central Circuitries of Emotion-New Insights from Botulinum Toxin--lnduced Denervation
`of Frown Muscles. Cerebral Cortex 19(2009) :537-542
`HENRY. Therapeutic mechanisms of vagus nerve stimulation. Neurology 59(6,2002): S3-
`S14.
`HOLSTEGE et al. Brain Activation during Human Male Ejaculation. The Journal of
`Neuroscience 23(27,2003):9185-9193.
`HORGAN. The forqotten era of brain chips. Scientific American 293(4,2005):66-73.
`HOUSE, et al. Mood disorders after stroke and their relation to lesion location. A CT scan
`study. Brain 113(4, 1990) :1113-1129.
`HOVEY et al. The Guide to Magnetic Stimulation, The Magstim Company Ltd, Spring
`Gardens, Whitland, Carmarthenshire, SA34 OHR, United Kinqdom, 2006.
`HSU et al. Analysis of efficiency of magnetic stimulation. IEEE Trans Biomed Eng. 2003
`Nov; 50 (11):1276-85.
`JEAN A. The nucleus tractus solitarius: neuroanatomic, neurochemical and functional
`aspects. Arch Int Physiol Biochim Biophys 1991 ;99(5):A3-A52.
`KENNEDY et al. Dysregulation of Endogenous Opioid Emotion Regulation Circuitry in
`Major Depression in Women. Arch Gen Psychiatry. 2006;63:1199-1208.
`KHEDR et al. Aref Electrophysiological study of vocal-fold mobility disorders using a
`maqnetic stimulator. European Journal of Neuroloqy 2002, 9: 259-267.
`KHEDR et al. Dysphagia and hemispheric stroke: A transcranial magnetic study.
`Neurophysiologie Clinique/Clinical Neurophysiology (2008) 38, 235-242).
`KJELSAS et al. Antecendent and consequences of binge eating episodes in women with
`an eatinq disorder. EatWeiqht Disord. 9 (1, 2004):7-15.
`KLEIN et al. A case report of hypomania following vagus nerve stimulation for refractory
`epilepsy .J Clin Psychiatry. 2003 Apr;64(4):485.
`KLEMENC-KETIS et al. The effect of carbon dioxide on near-death experiences in out-of-
`hospital cardiac arrest survivors: a prospective observational study. Critical Care 2010,
`14:R56.
`KONERU et al. Endogenous Opioids: Their Physiological Role and Receptors. Global
`Journal of Pharmacoloqy, 3 (3,2009): 149-153.
`KOOB et al. Neuroscience of Addiction. Neuron, Vol. 21 (2008), 467-476.
`KOUTROUMANIDIS. Euphoric (hedonic) theta hypersynchrony in early childhood.
`Epileptic Disord 2006; 8 (4): 299-304.
`KRACK et al. Mirthful Laughter Induced by Subthalamic Nucleus Stimulation. Movement
`Disorders 16 (5, 2001): 867-8751.
`LEMERRER et al. Reward Processinq by the Opioid System in the Brain. Physiol Rev
`
`/Catherine Voorr1ees/
`
`Date
`Examiner
`08i12/2013
`Considered
`Si nature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.V./
`
`LUMENIS EX1057
`Page 4
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 5
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`73.
`
`74.
`
`75.
`76.
`
`77.
`
`78.
`
`79.
`
`80.
`
`81.
`
`82.
`
`83.
`
`84.
`
`85.
`
`86.
`87.
`88.
`
`89.
`
`90.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`89(2009): 1379-1412.
`LIBOFF. Signal shapes in electromagnetic therapies: a primer. pp. 17-37 in:
`Bioelectromagnetic Medicine (Paul J. Rosch and Marko S. Markov, eds.). New York:
`Marcel Dekker (2004).
`LIU et al. On the Induced Electric Field Gradients in the Human Body for Magnetic
`Stimulation by Gradient Coils in MRI, IEEE Transactions on Biomedical Engineering 50:
`(No. 7, July 2003) pp. 804-815.
`MA. Neurobioloay of Acupuncture: Toward CAM. eCAM 2004;1 (1 )41-47.
`MAN et al. Magnetic stimulation for the measurement of respiratory and skeletal muscle
`function. Eur Respir J 2004; 24: 846-860.
`MANJI et al. Enhancing Neuronal Plasticity and Cellular Resilience to Develop Novel,
`Improved Therapeutics for Difficult-to-Treat Depression. Biol Psychiatry 53 (2003):707-
`742.
`MASAND et al. Use of stimulants in the medically ill. Psychiatric Clinics of North America
`19(3, 1996): 515-547.
`MASON et al. A Double-blind, Placebo-Controlled Study of Oral Nalmefene for Alcohol
`Dependence. Arch Gen Psychiatry 56(1999) :719-724.
`McAULIFFE et al. A Test of Lindesmith's Theory of Addiction: The Frequency of Euphoria
`Among Long-Term Addicts. The American Journal of Sociology 79 (4, 1974): 795-840. See
`00. 800-803
`MEGA et al. The limbic system: an anatomic, phylogenetic, and clinical perspective.
`Journal of Neuropsychiatry and Clinical Neurosciences 9 (1997) :315-330.
`MELVILLE. Bolus Dose of Ketamine Offers Fast-Acting Alleviation of Acute Depression in
`ED Settina. Medscape Medical News (2010): Article 729622.
`MONCRIEFF et al. Active placebos versus antidepressants for depression. Cochrane
`Database of Systematic Reviews 2004, Issue 1. Art. No.: CD003012.
`MONTGOMERY et al. A new depression scale designed to be sensitive to change. Br J
`Psychiatry 134(1979) :382-389.
`NEMEROFF et al. VNS Therapy in Treatment-Resistant Depression: Clinical Evidence and
`Putative Neurobioloaical Mechanisms. Neuropsychopharmacoloay (2006) 31, 1345-1355.
`NESTLER et al. Neurobioloav of Depression. Neuron 34(2002), 13-25.
`NICOLL et al. The Brain's Own Marijuana. Sci Am. 291(6,2004):68-75.
`NILSSON et al. Determining the site of stimulation during magnetic stimulation of the
`peripheral nerve, Electroencephalographs and clinical neurophysiology. vol 85, pp. 253-
`264, 1992.
`NUTT et al. Development of a rational scale to assess the harm of drugs of potential
`misuse. Lancet 369 (2007): 1047-1053.
`OKUN et al. What's in a "Smile?" Intra-operative Observations of Contralateral Smiles
`Induced by Deep Brain Stimulation. Neurocase, 10(4): 271-279, 2004.
`
`Date
`Examiner
`/Catherine Voorhees/
`08/12/2013
`Considered
`Si nature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.V./
`
`LUMENIS EX1057
`Page 5
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`Filinq Date
`February 10, 2011
`Simon
`First Named Inventor
`Art Unit
`tbd
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 6
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`91.
`
`92.
`
`93.
`94.
`
`95.
`
`96.
`
`97.
`
`98.
`
`99.
`
`100.
`
`101.
`
`102.
`
`103.
`
`104.
`
`105.
`
`106.
`
`107.
`
`108.
`
`109.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`OLNEY et al. A comparison of magnetic and electric stimulation of peripheral nerves.
`Muscle Nerve 1990:13:957-963.
`PACH ER et al.The Endocannabinoid System as an Emerging Target of Pharmacotherapy.
`PharmacoloQical Reviews September 2006 vol. 58 no. 3 389-462.
`PECINA et al.Hedonic Hot Spots in the Brain. Neuroscientist 12(6,2006):500-511.
`POLAK T. et al. Far field potentials from brain stem after transcutaneous vagus nerve
`stimulation: optimization of stimulation and recording parameters. J Neural Transm. 2009
`Oct; 116(10):1237-42.
`PRICE et al. Neurocircuitry of Mood Disorders. Neuropsychopharmacology Reviews
`35(2010), 192-216.
`RADA et al. Opioids in the hypothalamus control dopamine and acetylcholine levels in the
`nucleus accumbens. Brain Research 1312(2010) 1-9.
`RAFFERTY et al. Magnetic phrenic nerve stimulation to assess diaphragm function in
`children followinQ liver transplantation. Pediatr Grit Care Med 2001, 2:122-126.
`RAINFORTH et al. Stress Reduction Programs in Patients with Elevated Blood Pressure: A
`Systematic Review and Meta-analysis. Curr Hypertens Rep. 9(6,2007):520-528].
`RATTAY. The basic mechanism for the electrical stimulation of the nervous system.
`Neuroscience Vol. 89, No. 2, pp. 335-346, 1999.
`RESSLER et al. Role of serotonergic and noradrenergic systems in the pathophysiology of
`depression and anxiety disorders. Depression and Anxiety 12 (Supplement 1, 2000) :2-19.
`RICHARDSON. Hypomania: A brief review of conceptual and diagnostic issues. The New
`Zealand Medical Student Journal Number 1 O (2009): 25-28.
`SAVER et al. The neural substrates of religious experience. The Journal of
`Neuropsychiatry and Clinical Neurosciences 9 (1997) :498-510.
`SAWICKI et al. Mathematical Modelling of Vagus Nerve Stimulation. pp. 92-97 in:
`Krawczyk, A. Electromagnetic Field, Health and Environment: Proceedings of EHE'07.
`Amsterdam, IOS Press, 2008.
`SAYETTE. Does drinking reduce stress? Alcohol Research and Health 23 (4,1999):250-
`255.
`SCHACHTER. Vagus nerve stimulation: mood and cognitive effects. Epilepsy & Behavior 5
`(2004) S56-S59.
`SCHLAEPFER et al. Site of Opioid Action in the Human Brain: Mu and Kappa Agonists'
`Subjective and Cerebral Blood Flow Effects. Am J Psychiatry 155(1998) :470-473.
`SHAFIK, A. Functional magnetic stimulation of the vagus nerve enhances colonic transit
`time in healthy volunteers. Tech Coloproctol (1999) 3:123-12.
`SHAH et al. Selective Serotonin Reuptake Inhibitors for Premenstrual Syndrome and
`Premenstrual Dysphoric Disorder: A Meta-Analysis. Obstet Gynecol. 111 (5,2008): 1175-
`1182.
`SIMILOWSKI, T. et al. Cervical maQnetic stimulation: a new painless method for bilateral
`
`Date
`Examiner
`08i12/2013
`/Catherine Voorhees/
`Considered
`Si nature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1Applicant's unique citation designation number (optional). 2Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by CFR 1 .98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`US PTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ALL REFERENCES C(ryNfSf D1:!'f!ff!CT~,tC'c~W-~~~e9t!r~tfTfU!r-'fO't1~fF IC. V ./
`
`LUMENIS EX1057
`Page 6
`
`

`

`PTO/Sb/08b (06-09)
`Approved for use through 07/31/2009. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid
`0MB control number.
`
`Complete if Known
`Aoolication Number
`13/024,727
`February 10, 2011
`Filinq Date
`Simon
`First Named Inventor
`tbd
`Art Unit
`Examiner Name
`tbd
`Attorney Docket Number
`ELEC-34
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I 7
`I OF
`I 7
`Sheet
`
`Exami Cite No.
`ner
`lnts
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, pages, volume/issue number(s), publisher, city and/or country where
`published.
`phrenic nerve stimulation in conscious humans. J. Aool. Phvsiol. 67(4): 1311-1318, 1989.
`110. SIMS et al. Assessing the clinical utility of the magnetic stimulator for measuring response
`latencies in the laryngeal muscles. Otolaryngol Head Neck Sura 1996; 114:761-7.
`111 . SKOLNICK et al. Current perspectives on the development of non-biogenic amine-based
`antidepressants. Pharmacoloaical Research 43(5,2001 ):411-422.
`112. STARKSTEIN, Sergio E and Robinson, Robert G. Mechanism of Disinhibition After Brain
`Lesions. The Journal of Nervous & Mental Disease 185(2, 1997): 108-114.
`113. SU IH KO. Modelling the response of scalp sensory receptors to transcranial electrical
`stimulation. Med. Biol. Ena. Comput., 2002, 40, 395-401
`114. TERRY. Vagus nerve stimulation: a proven therapy for treatment of epilepsy strives to
`improve efficacy and expand applications. Cont Proc IEEE Eng Med Biol Soc.
`2009;2009:4631-4.
`115. VORUGANTI et al. Brain imaging research on subjective responses to psychotropic drugs.
`Acta Psychiatr Scand 2005: 111 (Suppl. 427): 22-281.
`116. WALSH et al. VNS and depression: current status and future directions. Expert Rev.
`Medical Devices 1 (1,2004) :155-160.
`117. WANG et al. A three-dimensional finite element method for computing

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket