Case 6:21-cv-00596 Document? Filed 06/11/21 Page 1 of 1
`
`AO 120 (Rev, 08/10)
`
`TO:
`.
`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas, Waco Divsion
`on the following
`(] Trademarks or
`(Wf Patents.
`( (7 the patent action involves 35 U.S.C. § 292.):
`
`
`
`DEFENDANT
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Divsion
`
`DATE FILED
`6/11/2621
`
`DOCKET NO.
`6:21-cv-596
`PLAINTIFF
`
`
`
`Intellectual Ventures | LLC and
`Hewlett Packard Enterprise Co.
`Intellectual Ventures If LLC
`
`
`
` PATENTOR
`
`
`
`
`
`
`
`
`
`TRADEMARK NO.
`
`DATE OF PATENT
`- OR TRADEMARK
`6/30/2009
`
`-
`HOLDER OF PATENT OR TRADEMARK
`Intellectual Ventures I] LLC
`
`2/1/2011
`3. 7,882,320
`8/17/2004
`4 6,779082
` po
`
`
`
`Intellectual Ventures If LLC
`Intellectual Ventures | LLC
`
`.
`
`,
`
`
`
`
`
`
`In the above—entitled case, the following patent(s) trademark(s) have been included:-
`INCLUDED BY
`
`.
`
`-
`
`-
`
`CD Amendment
`
`[L Answer
`
`CO Cross Biil
`
`L] Other Pleading
`
`
`
`
`
`po
`
`
`
`
`
`
`
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`
`
`
` CLERK ~~
`
`
`:
`
`(BY) DEPUTY CLERK
`
`.
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy te Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Direetor Copy 4—Casefile copy
`.
`
`HPE, Exh. 1002, p. 1
`
`HPE, Exh. 1002, p. 1
`
`

`

`mase G2 )-cv-O0596-ADA Document 2 Filec QO/1d/22 Page Loti
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are herebyadvised that a court action has been
`
`filed in the U.S. District Court
`Western District of Texas, Waco Divsion
`onthe following
`(] Trademarks or
`[Mf Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:21-cv-596
`6/11/2021
`Western District of Texas, Waco Divsion
`PLAINTIFF
`DEFENDANT
`
`Intellectual Ventures | LLC and
`
`Hewlett Packard Enterprise Co.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`_] Amendment
`DATEOF PATENT
`OR TRADEMARK
`
`LC] Answer
`
`CL) Cross Bill
`
`L] Other Pleading
`
`Intellectual Ventures II LLC
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/IUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`HPE, Exh. 1002, p. 2
`
`HPE, Exh. 1002, p. 2
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER. FOR PATENTS.
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO./TITLE
`11/439,619
`05/23/2006
`Jason Caulkins
`P2055
`CONFIRMATION NO. 6623
`POA ACCEPTANCE LETTER
`
`86636
`BRUNDIDGE & STANGER, P.C.
`
`2318 MILL ROAD,SUITE 1020
`
`ALEXANDRIA, VA 22314
`
`
`
`AMUN000000054 726870
`
`Date Mailed: 06/12/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/05/2012.
`
`The Power of Attorneyin this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/agizaw/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`HPE, Exh. 1002, p. 3
`
`HPE, Exh. 1002, p. 3
`
`

`

`
`
`UNITED STATES ParENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘l'rademark Office
`Address: COMMTSSIONER FOR PATENTS
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO./TITLE
`11/439,619
`05/23/2006
`Jason Caulkins
`P2055
`CONFIRMATION NO. 6623
`POWER OF ATTORNEYNOTICE
`
`24739
`CENTRAL COAST PATENT AGENGY, ING
`
`3 HANGAR WAYSUITE D
`
`WATSONVILLE, CA 95076
`
`
`
`AMTSAAAA000000054 726827
`
`Date Mailed: 06/12/2012
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/05/2012.
`
`«The Power of Attorney to youin this application has been revoked by the assignee whohasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`/agizaw/
`
`
`Office of Data Management, Application Assistance Unit (671) 272-4000, or (671) 272-4200, or 1-883-786-0101
`
`page 1 of 1
`
`HPE, Exh. 1002, p. 4
`
`HPE, Exh. 1002, p. 4
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`2336.747BS
`
`Applicants:
`
`J. CAULKINS
`
`U.S. Serial No.:
`
`11/439,619
`
`Filed:
`
`Title:
`
`Group:
`
`May 23, 2006
`
`Hybrid Solid State Disk Drive With Controller
`
`2185
`
`NOTIFICATION OF LOSS OF ENTITLEMENT
`
`TO SMALL ENTITY STATUS
`
`June 8, 2012
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`Sir:
`
`In accordance with 37 C.F.R. §1.27(g)(2), notification is hereby provided to
`
`the U.S. Patent and Trademark Office that the small entity status established in the
`
`above-mentioned application is no longer claimed.
`
`Respecttully submitted,
`
`/David S. Lee/
`David S. Lee
`Registration No.: 38,222
`
`DSL/nac
`
`HPE, Exh. 1002, p. 5
`
`HPE, Exh. 1002, p. 5
`
`

`

`Electronic Acknowledgement Receipt
`
`12972407
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`HYBRID SOLID STATE DISK DRIVE WITH CONTROLLER
`
`
`
`First Named Inventor/Applicant Name:
`
`Jason Caulkins
`
`Customer Number:
`
`86636
`
`
`
`Filer Authorized By: David S. Lee
`
`Attorney Docket Number:
`
`P2055
`
`Filing Date:
`
`23-MAY-2006
`
`16:28:54
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Miscellaneous Incoming Letter
`
`2336_LossSE.pdf
`
`3867952bffict4.a3454b25997ef] 8bf845563qd
`ded
`
`«
`Information:
`
`HPE, Exh. 1002, p. 6
`
`HPE, Exh. 1002, p. 6
`
`

`

`
`
`Total Files Size (in bytes) 10698
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidenceof receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`HPE, Exh. 1002, p. 7
`
`HPE, Exh. 1002, p. 7
`
`

`

`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons ara required to respond to a collection of information unlessit displays a valid OMB contro} number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73(b).
`
`| hereby appoint:
`
`86636
`Practitioners associated with the Customer Number:
`OR
`[} Practitioner(s) named below (if more than ten patentpractitioners are to be named, then a customer number must be used):
`
`
`.
`Registration
`
`
`
` as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignmentrecords or assignment documents
`attached fo this form in accordance with 37 CFR 3.73(b).
`Please change the correspondence addressfor the application identified in the attached statement under 37 CFR 3.73(b)to:
`The address associated with Customer Number:
`
`
`
`OR
`
`Firm or
`Individual Name
`
`86636
`
`
`
`
`
`
`oyYt
`County=| ema
`
`
`Assignee Name and Address:
`
`
`
`
`
`
`
`
`
`
`Phan Tia Group Pte. LLC
`
`2711 Centerville Road, Suite 400
`
`
`Wilmington, Delaware 19808
`
`U.S.A.
`
`
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`
`
`the practitioners appointedin this form if the appointed practitioner is authorized to act on behalf of the assignee,
`
`
`and must identify the application in which this Powerof Attorneyis to be filed.
`
`SIGNATUREof Assignee of Record
`
`The individual whose signature andtitle is supplied below is authorized to act on behalf of the assignee
`
`
`
`|Name [Melissa‘Coleman Telephone
`
`
`
`
`Authorized Person for Phan Tia Group Pte. LLC
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public whichIsto file (and
`by the USPTOto process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 GFR 1.11 and 1.14. This collection is estimated to take 3 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO.Timewill vary depending uponthe individual cass, Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent fo the Chief Information Officer,
`U.S, Patent and Trademark Office, U.S, Department of Commerce, P.O, Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS
`TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1460.
`
`
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`HPE, Exh. 1002, p. 8
`
`HPE, Exh. 1002, p. 8
`
`

`

`DECLARATION REGARDING AUTHORITY TO SIGN
`ON BEHALF OF A LEGAL ENTITY
`37 CFR. 3.73(6)(2)@
`
`I, Melissa Coleman (whosetitle is supplied below), hereby declare that I am authorized to sign
`documents on behalf of Phan Tia Group Pte. LLC.
`
`de
`
`
`
`Melissa Coleman
`Authorized Person for Phan Tia Group Pte. LLC
`
`4-94-12
`Date
`
`-HPE, Exh. 1002, p. 9
`
`HPE, Exh. 1002, p. 9
`
`

`

`Electronic Acknowledgement Receipt
`
`12935046
`
`Confirmation Number:
`
`
`Title of Invention:
`
`HYBRID SOLID STATE DISK DRIVE WITH CONTROLLER
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Jason Caulkins
`
`Customer Number:
`
`24739
`
`
`
`Filer Authorized By: David S. Lee
`
`Attorney Docket Number:
`
`P2055
`
`Filing Date:
`
`23-MAY-2006
`
`12:15:04
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`437027
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`2336-373.pdf
`
`6289b4a8d4d8dea54c147e9749D4e99e69)
`7AS6de
`
`Information:
`
`HPE, Exh. 1002, p. 10
`
`HPE, Exh. 1002, p. 10
`
`

`

`Power of Attorney
`
`Dataram-Poa.pdf
`
`786 193066 13b?3 la5Sah760d39h32adcaa
`26423b
`
`Information:
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`
`
`Total Files Size (in bytes) 516509
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar toa
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`HPE, Exh. 1002, p. 11
`
`HPE, Exh. 1002, p. 11
`
`

`

`PTO/SB/96 (06-09)
`Approved for use through 07/31/2009. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(b)
`
`Applicant/Patent Owner; Phan Tia Group Pte. LLC
`Application No./Patent No.: 7,464,240
`;
`Titled:
`;
`;
`;
`;
`Hybrid solid state disk drive with controller
`
`Filed/Issue Date: 12/09/2008
`
`Phan Tia Group Pte. LLC
`(Nameof Assignee)
`
`states thatit is:
`
`_a__
`
`Limited Liability Company
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.
`
`1.
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interestis
`
`%); or
`
`
`
`the assignee of an undivided interest in the entirety of (a complete assignmentfrom oneof the joint inventors was made)
`3. [|
`the patent application/patent identified above, by virtue of either:
`
`A. [|
`
`OR
`
`B.
`
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recordedin
`the United States Patent and TrademarkOffice at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: Caulkins, Jason & Beyer, Michael Richard
`
`To: Cenatek
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 017758
`
`,
`
`Frame 0370
`
`,
`
`or for which a copythereofis attached.
`
`To: Dataram Corporation
`2. From: Cenatek, Inc.
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 028306
`
`;
`
`Frame 0418
`
`,
`
`or for which a copy thereof is attached.
`
`
`
`3. From: Dataram Corporation To: Phan Tia group Pte. LLC.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 028295
`
`;
`
`Frame 9763
`
`,
`
`or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain oftitle from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`/David S. Lee/
`Signature
`
`David S. Lee
`
`June 05, 2012
`Date
`
`Patent Attorney for Applicant
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time
`you require to complete this form and/or suggestions for reducing this burden, should be sent ta the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`HPE, Exh. 1002, p. 12
`
`HPE, Exh. 1002, p. 12
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
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`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
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`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
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`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency,if the USPTO becomes aware ofa violation or potential
`violation of law or regulation.
`
`HPE, Exh. 1002, p. 13
`
`HPE, Exh. 1002, p. 13
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/439,619
`
`ISSUE DATE
`
`12/09/2008
`
`PATENT NO.
`
`7464240
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`P2055
`
`6623
`
`24739
`
`7590
`
`11/19/2008
`
`CENTRAL COAST PATENT AGENCY, INC
`3 HANGAR WAYSUITE D
`WATSONVILLE, CA 95076
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 240 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Customer Service Center of the Office of Patent Publication at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Jason Caulkins, Redding, CA;
`Michael Richard Beyer, Redding, CA;
`
`IR103 (Rev. 11/05)
`
`HPE, Exh. 1002, p. 14
`
`HPE, Exh. 1002, p. 14
`
`

`

`ae
`
`Complete and septLSiis
`
`®PARTB- rlsroanSarrraL
`
`LO
`
`
`
`#9
`
`E
`tDgether with applicable fee(s), to: Mail Mail Stop ISS
`ommissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`or Fax (571)-273-2885
`
`
`
`INSTRUCTIONS: Thi
`through 5 should be completed where
`for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`Y
`ding the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`
`appropriate. All further
`
`€d otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`indicated unless correctes
`maintenancefee notifications.
` CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address) Note: A certificate of maihng can only be us or domestic mailings af the
`
`
`
`
`
`Fee(s) Transmittal. This certificate cannotbe used for any other accompanying
`papers. Each additional paper, such as an assignmentor formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing
`or T
`issio.
`CENTRAL COAST PATENT AGENCY,INC
`1hereb cently that thisFee(s Transmittalibeingdepositedywith the United
`in an envelope
`first class mail
`sufficient postage for
`Service with
`Postal
`tates
`3 HANGAR WAY SUITED
`
`
`
`ddressedtothe Mail S bove,orbeing fiISSUE FEE addr I
`-WATSONVILLE, CA 95076
`transmittedto the USPTO(671) 273-2885, on thedateindicatedbelow.
`11/04/2008 RKEBRAHI 00000052 11439619
`
`24739
`
`7590
`
`09/25/2008
`
`O1 FCr2501
`02 FC:1504
`
`785.00 OP
`300.00 OP
`
`
`
`11/439,619
`
`05/23/2006
`
`Jason Caulkins
`
`TITLE OF INVENTION: HYBRID SOLID STATE DISK DRIVE WITH CONTROLLER
`
`P2055
`
`‘
`
`6623
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAIDISSUE FEE}TOTAL FEE(S) DUESMALL ENTITY ISSUE FEE DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`YES
`
`sweass
`
`$300
`
`so
`
`$1020
`
`12/26/2008
`
`LANE, JOHN A
`
`2185
`
`f correspondence address or indication of "Fee Address” (37
`
`
`
`ve
`
`711-112000
`
`(1) the names ofup to 3 registered patent attomeys Leatea)[past
` 1. Change o
`2. For printing on the patent front page,list
`CFR 1.363)
`
`(OD Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`+
`
`Address form PTO/SB/122)attached.
`2
`(2) the nameofa single firm (having as a member a
`registered attomey or agent) and the names of up to
`O "Fee Address" indication (or "Fee Address" Indication form
`
`4
`2 registered patent attorneys or agents. Ifnonameis
`] yil
`PTO/SB/47; Rev 03-02 or morerecent) attached. Use of » Customer
`a
`listed, no name will be printed.
`Numberis required.
`.
`
`3. ASSIGNEE NAME ANDRESIDENCEDATA TO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the documenthas beenfiled for
`recordation asset forth in 37 CFR 3.11. Completion of this form is NOTa substitute for filimg an assignment.
`(A) NAME OF ASSIGNEE
`:
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`west LJ) no/son~, NI
`DataRom, Ine.
`Please check the appropriate assignee category or categories (will not be printed on the patent) : O individualEXCorporation or other private group entity (3 Government
`
`
`
`4a. ae fee(s) are submitted: :wecheck is enclosed.DH issue Fee 4b, Paym fFee(s): (Please first reapply any previously paid issue fee shown above)
`
`
`
`
`
`Publication Fee (No small entity discount permitted)
`LJ Payment by credit card. Form PTO-2038 is attached.
`CJ Advance Order - # ofCopies
`TheDirector is hereby authorized to charge
`required fee{s), any deficiency, or credit any
`2O53
`enclose an extra copy of this form).
`overpayment, to Deposit Account Number,
`5. Change in Entity Status (from status indicated above)
`Ob. Applicantis no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`Ca. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyoneother than the applicant; a registered attomey or agent; or the assigneeorother party in
`interest as shown by therecordsof the Unitgql
`States Patent and Trademark Office.
`
`
`JO0-3)- 2008
` Date
`Registration No.ABSDTS
`Typed or printed name
`
`
`
`
`This collection of informationis required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public whichis to file (and bythe USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`depending upon the individual case. Any comments on the amount of time you require to complete
`submitting the completed application form to the USPTO. Time will vary
`this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`.
`:
`.
`’
`
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit displays a valid OMB control number.
`
`Authorized Signature
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`HPE, Exh. 1002, p. 15
`
`HPE, Exh. 1002, p. 15
`
`

`

`
`
`Certificate of Express Mailing
`
`"Express Mail" Mailing Label Number: EM296063481US
`Date of Deposit: 10/31/2008
`Ref: Case Docket No.: P2055
`Application of: Jason Caulkins
`Serial Number: 11/439,619
`Filing Date: 05/23/2006
`Title of Case: Hybrid Solid State Disk Drive with Controller
`
`I hereby certify that the attached papers are being deposited with the United States Postal Service
`"Express Mail Post Office to Addressee" service under 37 C.F.R. 1.10 on the date indicated
`above and addressed to the Commissioner for Patents, Alexandria, VA 22313-1450.
`
`BWDY=
`
`Part B ofissue fee transmittal.
`Checkfor fees in the amount of $1,055.00 (755/issue;300/pub).
`Certificate of express mailing.
`Postcard listing contents.
`
`Sheri Beasley
`
`(Typedor printed nameof person mailing paperor fee)
`
`(Signature of person mailing pa
`
`od
`
`fee)
`
`HPE, Exh. 1002, p. 16
`
`HPE, Exh. 1002, p. 16
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1456
`Alexandria, Virginia. 22313-1450
`www, uspto. gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`24739
`
`7590
`
`09/25/2008
`
`CENTRAT, COAST PATENT AGENCY, INC
`3 IIANGAR WAY SUITE D
`WATSONVILLE, CA 95076
`
`EXAMINER
`LANE, JOHN A
`PAPER NUMBER
`
`ART TINIT.
`
`2185
`DATE MAILED: 09/25/2008
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`Jason Caulkins
`05/23/2006
`11/439,619
`TITLE OF INVENTION: HYBRID SOLID STATE DISK DRIVE WITH CONTROLLER
`
`P2055
`
`6623
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`YES
`
`$
`
`720
`
`$300
`
`$0
`
`$1020
`
`12/26/2008
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`THIS APPLICATION IS SUBJECTTO WITHDRAWAL FROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CER 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALLENTITYstatus:
`
`If the SMALL ENTITYis shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shownabove, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claamed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE(if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and TrademarkOffice
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fec(s) to your deposit account, section "4b"
`of Part B - Tee(s) Transmittal should be complet