8296596
`
`September 20, 2022
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 15/392,950
`FILING DATE: December 28, 2016
`PATENT NUMBER: 9818090
`ISSUE DATE: November 14, 2017
`
`Page 1 of 294
`
`TRUIST EXHIBIT 1004
`
`

`

`BRINKS CERTIFICATE OF EFS FILING UNDER37 CFR §1.8
`
`aesceccecceceececeecseceeeees
`GILSON
`
`xx
`&LIONE
`Bnesseeseeeeeenneenteenen
`
`,
`:
`
`8(
`
`| hereby certify that this correspondence is being electronically transmitted to the United States Patent and Trademark Office,
`Commissionerfor Patents, via the EFS pursuant to 37 CFR §1.8 on the below date:
`
`Date: December 28,2016 Name: PeterS.Lee (Reg. No. 64,728)
`
`Signature:
`
`/Peter S. Lee/
`
`|
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Appin. of:
`
`Michael Patrick BUECHE etal.
`
`Examiner: Not Yet Assigned
`
`For:
`
`SYSTEMS AND METHODSFOR IMAGE
`MONITORING OF CHECK DURING
`MOBILE DEPOSIT
`
`rt Unit: Not Yet Assigned
`
`Conf. No.: Not Yet Assigned
`
`Attorney Docket No.: US-0961.03/14538-604
`
`UTILITY PATENT APPLICATION TRANSMITTAL
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`1. TRANSMITTED HEREWITH: New application under 37 CFR §1.53(b), whichis a:
`&] Continuation,
`L] Divisional, or
`CL] Continuation-in-Part (CIP)
`Under 37 CFR §1.53(b) of prior application no.13/922,686.
`Prior application information: Examiner: Tahmina N. Ansari Art Unit: 2666
`C1 Maintenance of copendencyofprior application: A request for extension of time and the appropriate
`fee have been filed in the pending prior application (or are being filed in the prior application
`concurrently herewith) to extend the period for response until
`LC] Certified copy of priority document(s) has been filed in prior application no.
`For Continuation or Divisional Applications only: The entire disclosure of the prior application, from which an
`oath or declaration is supplied as indicated below, is considered a part of the disclosure of the accompanying
`continuation or divisional application and is hereby incorporated by reference.
`
`O
`
`2. ATTACHMENTS: The following application elements and other papers are attached:
`&X Application Data Sheet. See 37 CFR § 1.76.
`L] Title page
`J Specification, including claims and Abstract (37 pages)
`X] Drawings (8 sheet(s))
`LC] Appendices:
`XJ Declaration:
`C=
`newly-executed(original or copy)
`1 copy fromaprior application that wasfiled on or after September 16, 2012 (37 CFR §1.63(d))
`English Translation Document:
`C1
`is attached or [7 has been filed in prior application no.
`L] Preliminary Amendment(Note:
`Ifa priority application was filed before March 16, 2013, consider whether
`this Preliminary Amendment should befiled after the application filing. Related application data required
`under 37 CFR §1.78, if any, appears in the Amendmentsto the Specification section of the Preliminary
`Amendment, including incorporations by reference.)
`L] Petition to Suspend Prosecution for the Time Necessary to File an Amendment (New Application Filed
`Concurrently).
`IX] Power of Attorney (1 pages: [] by inventor[X]by Assignee).
`—X] A new power has been executed andis attached.
`([]
`The power appearsin the original papers in the prior application.
`(1 The power doesn’t appear in the original papers in the prior application, but was filed on
`CJ The power ofattorney in the prior application is to: Customer No. or to
`(Reg. No.
`
`.
`
`).
`
`
`
`Page 2 of 294
`
`Page 1 of 2
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`Page 2 of 294
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`

`

`UTILITY PATENT APPLICATION TRANSMITTAL, cont
`
`Attorney Docket No. US-0691-03]14530-604
`
`xX Assignment to: United States Automobile Association (USAA):
`XX was previously recorded on 08/21/2009 at Reel 023127, Frame 0269.
`Information Disclosure Statement (____ pages) and copiesofreferencescited, if required.
`L]
`X Nonpublication Request under 35 USC §122(b)(2)(B)(i).
`J] Other: 3.73(c) Statement.
`3. SMALL/MIGRO ENTITY STATUS:
`
`CL) Applicant is small entity (per 37 CFR §1.27).
`CL) Applicant is micro entity (per 37 CFR §1.27).
`LC] Asmall/micro entity statement wasfiled in prior application no.
`L] Small/micro entity status is no longer desired.
`
`and suchstatus isstill proper and desired.
`
`4. FEE CALCULATION (AFTER ENTRY OF ANY PRELIMINARY AMENDMENT(S) IN ITEM #2 ABOVE):
`
`Claimsas Filed
`
`Small Entity Fee
`
`Micro Entity Fee
`
`
`
`
`No. Filed
`
`
`
`BasicFiling Fee PUT 8280= +$70=|$|$s[$280
`
`
`Total Claims 20-20|oO|20x$ 80=[ $3|xs 40=|$|$|
`
`
`
`
`Independent Claims|3-3 3x$420=|$ x$210=|$ x$105=|$0
`
`Multiple Dependent Claims Present +$390=|$
`
`
`
`
`Utility Application Size Fee x.75=|No. of pagesNo. of pages 75 No. of pages x.75=
`
`
`
`(see MPEP607 Filing Fee)
`-100 =*
`/50=
`-100=*
`-100=*
`/50=
`x$400=[ $ x$200=
`x$100=
`$
`
`
`+$600= +$300=[$ +$150=|$|$600
`
`
`
`Examination Fee +$360=|$ +$180=|$+$720= $720
`
`
`
`
`
`Surcharge: Late Oath/Declaration (37 CFR 1.16(f) +$140=|$ +$70=|$ +$35=|]$
`$1600 Total|$|Total|S|
`
`5. FEE PAYMENT:
`
`Please charge Deposit Account No. 50-4184 in the amountof $1600.
`] Payment by credit card in the amount of$
`(Form PTO-2038 is attached).
`WARNING:
`Information on this form may become public. Credit card information should not be included on this form.
`
`XX] The Director is hereby authorized to charge paymentof the following fees or credit any overpayment to
`Deposit Account No. 50-4184.
`& Any additionalfiling fees required under 37 CFR § 1.16.
`XX] Any patent application processing fees under 37 CFR §1.17.
`X] The Director is hereby authorized to charge paymentofthe following fees during the pendency
`of this application or credit any overpayment to Deposit Account No. 50-4184.
`C1 Any filing fees under 37 CFR § 1.16 for presentation of extra claims.
`CJ Any patent application processing fees under 37 CFR § 1.17.
`LJ
`The issue fee set in 37 CFR § 1.18 at or before mailing of the Notice of Allowance,
`pursuant to 37 CFR § 1.311(b).
`
`6. CORRESPONDENCE ADDRESS: Please recognize the correspondence addressfor this application as the address
`associated with the following Customer Number:
`Customer No.: 16530 - USAA/BGL
`7. PLEASE DIRECTall telephonic communications to: Peter S. Lee (tel: (312) 321-4200).
`
`December 28, 2016
`Date
`
`Respectfully submitted,
`
`/Peter S. Lee/
`Peter S. Lee (Reg. No. 64,728)
`
`
`
`Page 3 of 294
`
`Page 2 of 2
`
`Page 3 of 294
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`

`

`PTO/SB/35 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office: U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`NONPUBLICATION REQUEST
`UNDER
`35 U.S.C 122(b)(2)(B)(i)
`
`Title
`
`Systems And Methods For Image Monitoring Of
`Check During Mobile Deposit
`
`| hereby certify that the invention disclosed in the attached application has not and will not be
`the subject of an application filed in another country, or under a multilateral international
`agreement, that requires publication at eighteen monthsafter filing.
`
`| hereby request that the attached application not be published under 35 U.S.C. 122(b).
`
`/Peter S. Lee/
`
`Peter S. Lee
`
`312-321-4200
`
`Signature
`
`December28, 2016
`
`Date
`
`64,728
`
`Typed or printed name
`
`Registration Number,if applicable
`
`abandonmentof this application (35 U.S.C. 122(b)(2)(B)(iii)).
`
`Telephone Number
`
`This request must be signed in compliance with 37 CFR 1.33(b) and submitted with the
`application upon filing.
`
`If applicant rescinds a request
`Applicant may rescind this nonpublication request at any time.
`that an application not be published under 35 U.S.C. 122(b), the application will be scheduled
`for publication at eighteen months from the earliest claimed filing date for which a benefit is
`claimed.
`
`If applicant subsequently files an application directed to the invention disclosed in the attached
`application in another country, or under a multilateral international agreement, that requires
`publication of applications eighteen months afterfiling, the applicant must notify the United
`States Patent and Trademark Office of suchfiling within forty-five (45) days after the date of
`the filing of such foreign or international application. Failure to do so will result in
`
`This collection of information is required by 37 CFR 1.213(a). The information is required to obtain or retain a benefit by the public whichis to file (and by the
`USPTO to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 6 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Page 4 of 294
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`Page 4 of 294
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractorof the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agencyfor purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be madein accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant(/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedorin which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency,if the USPTO becomes awareofa violation or potential
`violation of law or regulation.
`
`Page 5 of 294
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`Page 5 of 294
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
` .
`
`. Attorney Docket Number|US-0691.03/14538-604
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document maybe printed and includedin a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`q Portionsorall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`
`Inventor
`Legal Name
`
`Prefix} Given Name
`Middle Name
`Family Name
`Suffix
`
`
`
`ResidenceInformation (Select One) @ US Residency © NonUSResidency
`
`(©) Active US Military Service
`
`
`Mailing Addressof Inventor:
`
`
`Address1
`25613 Mount Rhapsody
`
`
`Address 2
`
`
`
`
`
`
`Inventor
`2
`
`
`Legal Name
`
`
`
`Given Name
`Middle Name
`Family Name
`
`
`Bharat
`Prasad
`
`
`ResidenceInformation (Select One) @ US Residency ©>NonUSResidency (©) Active US Military Service
`
`
`City|San Antonio State/Province|TX Country of Residence US
`
`
`
`
`
`Mailing Addressof Inventor:
`
`
`Address1
`114 Sable Heights
`
`
`Address 2
`
`
`
`
`
`
`
`
`3
`Inventor
`Legal Name
`
`
`
`Prefix) Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`ResidenceInformation (Select One) @) US Residency
`
`(©) Active US Military Service
`
`Liang
`©) Non US Residency
`
` Minya
`
`EFS Web 2.2.12
`
`Page 6 of 294
`
`
`
`Page 6 of 294
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`

`

`Mailing Addressof Inventor:
`
`
`City
`San ANtonio
`State/Province
`TX
`Postal Code
`Country!
`us
`
`78249
`
`
`4
`Inventor
`Legal Name
`
`
`Prefix} Given Name
`
`Middle Name
`
`Reynaldo
`
`Family Name
`
`Medina
`
`Suffix
`
`Residence Information (Select One) @) US Residency
`
`©) NonUSResidency
`
`(©) Active US Military Service
`
`
`Mailing Addressof Inventor:
`
`
`
`
`
`Address1
`Address 2
`
`9218 Dublin Heights
`
`Inventor
`5
`Legal Name
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Application Number
`
`
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`City|San Antonio State/Province|TX Country of Residence US
`
`
`
`
`a
`
`ResidenceInformation (Select One) @ US Residency ©>NonUS Residency (©) Active US Military Service
`City
`Boerne
`State/Province
`TX
`Country of Residence | US
`
`
`Mailing Addressof Inventor:
`
`Address1
`
`119 Roadrunner Circle
`
`
`Address 2
`
`City
`
`Boerne
`
`State/Province
`
`TX
`
`Inventor
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Addbutton.
`
`Information blocks may be
`
`
`
`CorrespondenceInformation:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`[_] An Addressis being provided for the correspondence Information ofthis application.
`EFS Web 2.2.12
`
`
`
`Page 7 of 294
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`Page 7 of 294
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`
`
`Customer Number
`
`16530
`
`Email Address
`
`
`
`officeactions@brinksgilson.com
`Application Information:
`Title of the Invention
`Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`Attorney Docket Number} US-0691.03|14538-604
`Small Entity Status Claimed
`[_]
`
`
`Application Type
`Nonprovisional
`
`
`
`
`
`
`
`
`
`
`Subject Matter
`
`Utility
`
`
`Total Number of Drawing Sheets(if any) Bo Suggested Figure for Publication (if any) |
` Filing By Reference:
`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this sectionif
`application papers including a specification and any drawingsare beingfiled. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below(i.e., “Domestic Benefit/National Stage Information” and “Foreign Priority Information’).
`
`
`
`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawingsof the present application are replaced bythis
`reference to the previouslyfiled application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application numberof the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`j
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`Request Not to Publish. | hereby requestthat the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will notbe the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`
`Numberwill be used for the Representative Information during processing. Please Select One:
`
`© Limited Recognition (37 CFR 11.9)
`©) US Patent Practitioner
`@ Customer Number
`Customer Number 16530
`
`
`
`EFS Web 2.2.12
`
`Page 8 of 294
`
`Page 8 of 294
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the “Application Number’field blank.
`
`
`Prior Application Status|Pending
` Filing or 371(c) Date
`Application Number
`Continuity Type
`Prior Application Number
`(YYYY-MM-DD)
`
`
`
`
`Continuation of
`
`13/922686
`
`
`
`
`
`
`
`2013-06-20
`
`Prior Application Status|Patented
`Application
`.
`Prior Application
`Filing Date
`Issue Date
`Number
`Continuity Type
`(YYYY-MM-DD)
`(YYYY-MM-DD)
`Patent Number
`13/922686
`Continuation of
`2009-08-21
`2015-03-10
`8977571
`
`12/545127
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Addbutton.
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1455.
`When priority is claimed to a foreign application
`thatis eligible for retrieval under the priority document exchange program (P OX}
`_the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`
`
`
`
`
`
`
`Country! Filing Date (YYYY-MM-DD)Application Number Access Colletif applicable)
`
` Additional Foreign Priority Data may be generated within this form by selecting the
`
`Addbutton.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventorto file provisions of the AIA.
`
`EFS Web 2.2.12
`
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed andfiled with the application, applicant has provided written authority
`to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see paragraph A
`in subsection 1 below) and the European Patent Office (EPO) accessto any search results from the instant application
`(see paragraph B in subsection 1 below).
`
`Should applicant choose net to provide an authorization identified in subsection 1 below, applicant must opt-outof the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLYreviewed and processed with the INITIALTiling of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authorityto provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date offiling of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO- Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authorityto provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`applicationis filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`[_]
`
`[-]
`
`A. Applicant DOES NOTauthorize the USPTOto permit a participating foreign IP office accessto the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOTauthorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTOwill not be providing the EPO with search results from the instant
`application.
`
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO mayprovide accessto the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`whootherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`
`
`© Legal Representative under 35 U.S.C. 117@ Assignee © Joint Inventor
`
`O Person who showssufficient proprietary interest
`©) Person to whomtheinventoris obligated to assign.
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventoris:
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`If the Applicant is an Organization check here.
`Organization Name
`United Services Automobile Association (USAA)
`
`
`
`Address1
`Address 2
`
`City
`San Antonio
`State/Province
`TX
`
`Country
`US
`Postal Code
`78288
`
`Mailing Address Information For Applicant:
`
`9800 Fredericksburg Raod
`
`
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
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`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Systems And Methods For Image Monitoring Of Check During Mobile Deposit
`
`
`
`
`
`
`Assignee
`
`1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assigneeis also desired on the
`patent application publication.
`
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`Organization Name
`United Services Automobile Association (USAA)
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address1
`
`| 9800 Fredericksburg Raod
`
`
`Address 2
`
`|
`
`City
`San Antonio
`State/Province
`TX
`
`Country:
`US
`Postal Code
`78288
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`
`
`
`
`First Name
`
`Signature:
`
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIALfiling of the application andeither box A or B is notchecked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet mustbesigned by a patent
`practitioner if one or moreof the applicants is a juristic
`entity(e.g., corporation or association). If the applicant is two or
`more joint inventors, this form must be signed by a patent practitioner, alljoint inventors who are the applicant, or one or
`more joint inventor-applicants who have been given power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of
`all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`
`
`
`
`
`
`
`
`Signature
`/|/Peter S. Lee/
`Date (YYYY-MM-DD)|
`2016-12-28
`
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`EFS Web 2.2.12
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`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, na persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`. Attorney Docket Number|US-0691.03/14538-604.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|Systems And