throbber
Trials@uspto.gov
`Tel: 571-272-7822
`
`Paper 12
`Date: November 28, 2022
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GOOGLE LLC,
`Petitioner,
`
`v.
`
`JAWBONE INNOVATIONS, LLC,
`Patent Owner.
`____________
`
`IPR2022-00888
`Patent 8,321,213 B2
`____________
`
`
`
`
`Before GEORGIANNA W. BRADEN, STEVEN M. AMUNDSON, and
`JULIET MITCHELL DIRBA, Administrative Patent Judges.
`
`AMUNDSON, Administrative Patent Judge.
`
`
`
`
`DECISION
`Denying Institution of Inter Partes Review
`35 U.S.C. § 314
`
`
`
`
`
`
`
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`Patent 8,321,213 B2
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`I. INTRODUCTION
`Google LLC (“Petitioner”) filed a Petition requesting an inter partes
`review of claims 1–13 and 42 in U.S. Patent No. 8,321,213 B2
`(Exhibit 1001, “the ’213 patent”) under 35 U.S.C. §§ 311–319. Paper 1
`(“Pet.”). Jawbone Innovations, LLC (“Patent Owner”) filed a Preliminary
`Response. Paper 6 (“Prelim. Resp.”). Additionally, after receiving Board
`authorization, Petitioner filed a Preliminary Reply, and Patent Owner filed
`a Preliminary Sur-reply. Paper 7 (“Prelim. Reply”); Paper 9 (“Prelim.
`Sur-reply”).
`Under 37 C.F.R. § 42.4(a), we have authority to determine whether
`to institute an inter partes review. We may institute an inter partes review
`only if “the information presented in the petition filed under section 311
`and any response filed under section 313 shows that there is a reasonable
`likelihood that the petitioner would prevail with respect to at least 1 of
`the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). The
`“reasonable likelihood” standard is “a higher standard than mere notice
`pleading” but “lower than the ‘preponderance’ standard to prevail in a final
`written decision.” Hulu, LLC v. Sound View Innovations, LLC, IPR2018-
`01039, Paper 29 at 13 (PTAB Dec. 20, 2019) (precedential).
`After considering the Petition, the Preliminary Response, the
`Preliminary Reply, the Preliminary Sur-reply, and the evidence of record,
`and for the reasons explained below, we determine that Petitioner has not
`demonstrated a reasonable likelihood that it would prevail in proving the
`unpatentability of thirteen of the fourteen challenged claims. Hence, under
`the particular circumstances of this case, we decline to institute an inter
`partes review. See infra §§ V–VI.
`
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`II. BACKGROUND
`A. Real Parties in Interest
`Petitioner identifies itself as the real party in interest. Pet. 84.
`Petitioner asserts that (1) “Google LLC is a subsidiary of XXVI Holdings
`Inc., a subsidiary of Alphabet Inc.,” and (2) “XXVI Holdings Inc. and
`Alphabet Inc. are not real parties in interest to this proceeding.” Id.
`at 84 n.3. Patent Owner identifies itself as the real party in interest.
`Paper 5, 2. The parties do not raise any issue about real parties in interest.
`B. Related Matters
`Petitioner and Patent Owner identify the following civil actions as
`related matters:
`• Jawbone Innovations, LLC v. Apple Inc., No. 6:21-cv-
`00984-ADA (W.D. Tex. filed Sept. 23, 2021);
`• Jawbone Innovations, LLC v. Google LLC, No. 6:21-cv-
`00985-ADA (W.D. Tex. Sept. 23, 2021) (the “Google
`Texas case”); and
`• Jawbone Innovations, LLC v. Amazon.com, Inc. et al.,
`No. 2:21-cv-00435-JRG (E.D. Tex. filed Nov. 29, 2021).
`Pet. 84; Paper 5, 2; Prelim. Resp. 22; Paper 10, 2.
`Petitioner and Patent Owner identify the following Board proceedings
`as related matters:
`• Google LLC v. Jawbone Innovations, LLC,
`IPR2022-00604 (PTAB filed Feb. 22, 2022)
`(Patent 8,326,611 B2);
`• Google LLC v. Jawbone Innovations, LLC,
`IPR2022-00797 (PTAB filed Apr. 7, 2022)
`(Patent 8,321,213 B2);
`
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`Patent 8,321,213 B2
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`• Google LLC v. Jawbone Innovations, LLC,
`IPR2022-00889 (PTAB filed May 16, 2022)
`(Patent 8,326,611 B2);
`• Apple Inc. v. Jawbone Innovations, LLC,
`IPR2022-01084 (PTAB filed June 3, 2022)
`(Patent 8,321,213 B2);
`• Apple Inc. v. Jawbone Innovations, LLC,
`IPR2022-01085 (PTAB filed June 3, 2022)
`(Patent 8,326,611 B2);
`• Apple Inc. v. Jawbone Innovations, LLC,
`IPR2022-01494 (PTAB filed Sept. 2, 2022)
`(Patent 8,321,213 B2); and
`• Apple Inc. v. Jawbone Innovations, LLC,
`IPR2022-01495 (PTAB filed Sept. 2, 2022)
`(Patent 8,326,611 B2).
`Pet. 84; Paper 5, 2; Paper 10, 2–3.
`C. The ’213 Patent (Exhibit 1001)
`The ’213 patent, titled “Acoustic Voice Activity Detection (AVAD)
`for Electronic Systems,” issued on November 27, 2012, from an application
`filed on October 26, 2009. Ex. 1001, codes (22), (45), (54). The patent
`identifies that application as a continuation-in-part of the following
`applications: (1) U.S. Patent Application No. 11/805,987, filed on May 25,
`2007; and (2) U.S. Patent Application No. 12/139,333, filed on June 13,
`2008. Id. at 1:8–11, code (63). The patent claims priority to U.S.
`Provisional Patent Application No. 61/108,426, filed on October 24, 2008.
`Id. at 1:6–7, code (60). The patent states that the disclosure relates generally
`“to noise suppression” and more particularly “to noise suppression systems,
`devices, and methods for use in acoustic applications.” Id. at 1:16–19; see
`id. at code (57).
`
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`The ’213 patent explains that the “ability to correctly identify voiced
`and unvoiced speech is critical to many speech applications including speech
`recognition, speaker verification, noise suppression, and many others.”
`Ex. 1001, 1:23–26. In “the speaker’s environment,” however, “there may
`exist one or more noise sources that pollute the speech signal, the signal of
`interest, with unwanted acoustic noise.” Id. at 1:28–31. The unwanted
`acoustic noise “makes it difficult or impossible for the receiver, whether
`human or machine, to understand the user’s speech.” Id. at 1:31–32.
`The ’213 patent also explains that “[t]ypical methods for classifying
`voiced and unvoiced speech have relied mainly on the acoustic content of
`single microphone data, which is plagued by problems with noise and the
`corresponding uncertainties in signal content.” Ex. 1001, 1:33–36.
`According to the patent, non-acoustic methods “have been employed
`successfully in commercial products,” but “an acoustic-only solution is
`desired in some cases (e.g., for reduced cost, as a supplement to the non-
`acoustic sensor, etc.).” Id. at 1:41–46.
`Toward that end, the ’213 patent discloses “Acoustic Voice Activity
`Detection (AVAD) methods and systems” that use physical microphones
`“to generate virtual directional microphones which have very similar noise
`responses and very dissimilar speech responses.” Ex. 1001, 3:57–62,
`code (57); see id. at 4:21–25, 5:35–52, 17:44–51. “The ratio of the energies
`of the virtual microphones is then calculated over a given window size and
`the ratio can then be used with a variety of methods to generate a VAD
`signal.” Id. at 3:62–65, code (57). “The virtual microphones can be
`constructed using either a fixed or an adaptive filter.” Id. at 3:65–66,
`code (57); see id. at 4:27–30.
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`The ’213 patent defines various terms. Ex. 1001, 17:62–18:35. The
`patent includes the following definitions:
`• The term “speech” means desired speech of the user.
`• The term “noise” means unwanted environmental
`acoustic noise.
`• The term “O1” means a first physical omnidirectional
`microphone used to form a microphone array.
`• The term “O2” means a second physical omnidirectional
`microphone used to form a microphone array.
`• The term “virtual microphones (VM)” or “virtual
`directional microphones” means a microphone
`constructed using two or more omnidirectional
`microphones and associated signal processing.
`• The term “V1” means the virtual directional “speech”
`microphone, which has no nulls.
`• The term “V2” means the virtual directional “noise”
`microphone, which has a null for the user’s speech.
`Id. at 18:14–35.
`The ’213 patent explains that “V2 is configured in such a way that it
`has minimal response to the speech of the user” and “V1 is configured so
`that it does respond to the user’s speech but has a very similar noise
`magnitude response to V2.” Ex. 1001, 4:21–25. “A further refinement is the
`use of an adaptive filter to further minimize the speech response of V2.” Id.
`at 4:27–28; see id. at 6:10–11.
`
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`The ’213 patent’s Figure 3 (reproduced below) depicts a block
`diagram of a virtual microphone V2:
`
`(2)
`
`(3)
`
`(4)
`
`
`Figure 3 illustrates the following components where “z” denotes a discrete
`frequency domain and “γ” is a fixed delay that depends on the size of the
`microphone array:
`(1)
`a physical omnidirectional microphone O1 providing a
`signal to an adaptive filter β(z);
`the adaptive filter β(z) providing a signal to a delay
`filter z-γ;
`a physical omnidirectional microphone O2 providing a
`signal to a calibration filter α(z);
`a summing circuit (Σ) summing (i) a positive signal from
`the calibration filter α(z) and (ii) a negative signal from
`the delay filter z-γ to form a virtual microphone V2; and
`the virtual microphone V2 providing a signal to the
`adaptive filter β(z).
`See Ex. 1001, 1:62–63, 4:41, 5:22–33, 6:1–16, Fig. 3.
`
`(5)
`
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`The ’213 patent’s Figure 4 (reproduced below) depicts a block
`diagram of a virtual microphone V1:
`
`(2)
`
`
`Figure 4 illustrates the following components where “z” denotes a discrete
`frequency domain and “γ” is a fixed delay that depends on the size of the
`microphone array:
`a physical omnidirectional microphone O1 providing a
`(1)
`signal to a delay filter z-γ;
`a physical omnidirectional microphone O2 providing a
`signal to a calibration filter α(z);
`the calibration filter α(z) providing a signal to an
`adaptive filter β(z); and
`a summing circuit (Σ) summing (i) a positive signal from
`the delay filter z-γ and (ii) a negative signal from
`the adaptive filter β(z) to form a virtual microphone V1.
`See Ex. 1001, 1:64–65, 4:41, 5:22–33, 6:17–19, Fig. 4.
`The ’213 patent provides the following equations for virtual
`microphones V1 and V2 constructed using physical omnidirectional
`microphones O1 and O2:
`V1(z) = –β(z)α(z)O2(z)+O1(z)z-γ
`V2(z) = α(z)O2(z)–β(z)O1(z)z-γ
`
`(3)
`
`(4)
`
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`Ex. 1001, 5:20–28. The patent explains that in these equations (1) the
`calibration filter α(z) “compensate[s] O2’s response so that it is the same
`as O1” and (2) the adaptive filter β(z) “describes the relationship between
`O1 and calibrated O2 for speech.” Id. at 5:29–32. The patent also explains
`that by “varying the magnitude and sign of the delays and gains, a wide
`variety of virtual microphones (VMs), also referred to herein as virtual
`directional microphones, can be realized.” Id. at 21:6–9.
`The ’213 patent discloses an adaptive filter β(z) that “minimize[s]
`the output of V2 when only speech is being received by O1 and O2” and
`preferably has the following construction:
`β(z) = α(z)O2(z) / z-γO1(z)
`Ex. 1001, 6:1–11, 6:35–38. “Any adaptive process may be used,” such as
`“a normalized least-mean squares (NLMS) algorithm.” Id. at 6:14–15.
`With β(z) suitably selected, “the ratio for speech should be relatively
`high (e.g., greater than approximately 2) and the ratio for noise should be
`relatively low (e.g., less than approximately 1.1).” Ex. 1001, 6:29–32. “The
`ratio calculated will depend on both the relative energies of the speech and
`noise as well as the orientation of the noise and the reverberance of the
`environment.” Id. at 6:32–35.
`
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`The ’213 patent’s Figure 5 (reproduced below) depicts a flow diagram
`of acoustic voice activity detection:
`
`
`Figure 5 illustrates “acoustic voice activity detection 500” including
`steps 502 through 510. Ex. 1001, 1:66–67, 6:60–61, Fig. 5.
`At step 502, the “detection comprises forming a first virtual
`microphone by combining a first signal of a first physical microphone and a
`second signal of a second physical microphone.” Ex. 1001, 6:61–64, Fig. 5.
`At step 504, the “detection comprises forming a filter that describes a
`relationship for speech between the first physical microphone and the second
`physical microphone.” Id. at 6:64–67, Fig. 5. At step 506, the “detection
`comprises forming a second virtual microphone by applying the filter to the
`
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`first signal to generate a first intermediate signal, and summing the first
`intermediate signal and the second signal.” Id. at 6:67–7:3, Fig. 5. At
`step 508, the “detection comprises generating an energy ratio of energies
`of the first virtual microphone and the second virtual microphone.” Id.
`at 7:3–5, Fig. 5. At step 510, the “detection comprises detecting acoustic
`voice activity of a speaker when the energy ratio is greater than a threshold
`value.” Id. at 7:5–7, Fig. 5.
`D. The Challenged Claims
`Petitioner challenges independent system claim 1, claims 2–13 that
`depend directly or indirectly from claim 1, and independent apparatus
`claim 42. Pet. 3, 23–83.
`Claims 1 and 42 exemplify the challenged claims and read as follows
`(with formatting added for clarity and with numbers and letters added for
`reference purposes):1
`1. [1a] An acoustic voice activity detection system
`comprising:
`[1a] a first virtual microphone comprising a first
`combination of a first signal and a second signal, wherein the
`first signal is received from a first physical microphone and the
`second signal is received from a second physical microphone;
`[1b] a filter, wherein the filter is formed by generating a
`first quantity by applying a calibration to at least one of the first
`signal and the second signal,
`[1c] generating a second quantity by applying a delay to
`the first signal,
`[1d] and forming the filter as a ratio of the first quantity
`to the second quantity; and
`
`
`1 We use the same numbers and letters that Petitioner uses to identify the
`claim language. These annotations do not impact our analysis.
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`[1e] a second virtual microphone formed by applying the
`filter to the first signal to generate a first intermediate signal
`and summing the first intermediate signal and the second
`signal,
`[1f] wherein acoustic voice activity of a speaker is
`determined to be present when an energy ratio of energies of
`the first virtual microphone and the second virtual microphone
`is greater than a threshold value.
`42. [42a] A device comprising:
`[42a] a headset including at least one loudspeaker,
`wherein the headset attaches to a region of a human head;
`[42b] a microphone array connected to the headset, the
`microphone array including a first physical microphone
`outputting a first signal and a second physical microphone
`outputting a second signal; and
`[42c] a processing component coupled to the first
`physical microphone and the second physical microphone, the
`processing component forming a first virtual microphone,
`[42d] the processing component forming a filter that
`describes a relationship for speech between the first physical
`microphone and the second physical microphone,
`[42e] the processing component forming a second virtual
`microphone by applying the filter to the first signal to generate
`a first intermediate signal, and summing the first intermediate
`signal and the second signal,
`[42f] the processing component detecting acoustic voice
`activity of a speaker when an energy ratio of energies of the
`first virtual microphone and the second virtual microphone is
`greater than a threshold value.
`Ex. 1001, 37:4–22, 40:7–27.
`
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`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1018
`
`IPR2022-00888
`Patent 8,321,213 B2
`
`
`Elko
`
`Boll
`
`Kanamori
`
`E. The Asserted References
`For its challenges, Petitioner relies on the following references:
`Name
`Reference
`Exhibit
`US 8,098,844 B2, issued January 17, 2012
`(based on an application filed November 15, 2006)
`Steven F. Boll, Suppression of Acoustic Noise in
`Speech Using Spectral Subtraction, 27 IEEE
`Transactions on Acoustics, Speech, and Spectral
`Processing 113–20 (April 1979)
`US 8,194,872 B2, issued June 5, 2012
`Buck
`(based on an application filed September 23, 2005)
`Balan US 7,146,315 B2, issued December 5, 2006
`(based on an application filed August 30, 2002)
`Elko II US 8,942,387 B2, issued January 27, 2015
`(based on an application filed March 9, 2007)
`US 2004/0185804 A1, published September 23,
`2004 (based on an application filed November 18,
`2003)
`Pet. 2–3, 23–83.
`Petitioner asserts that:
`(1) Balan qualifies as prior art under § 102(a);
`(2) Boll and Kanamori qualify as prior art under § 102(b);
`and
`(3) Elko, Buck, and Elko II qualify as prior art under
`§ 102(e).
`Pet. 2–3; see 35 U.S.C. § 102(a), (b), (e) (2006).2
`
`2 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29,
`125 Stat. 284 (2011), amended 35 U.S.C. § 102 and § 103 effective
`March 16, 2013. Because the filing date of the challenged claims predates
`the AIA’s amendments to § 102 and § 103, this decision refers to the
`pre-AIA versions of § 102 and § 103.
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`At this stage of the proceeding, Patent Owner does not dispute that
`each reference qualifies as prior art. See, e.g., Prelim. Resp. 7–22.
`F. The Asserted Challenges to Patentability
`Petitioner asserts the following challenges to patentability:
`Claim(s) Challenged
`35 U.S.C. §
`Reference(s)/Basis
`1, 3–13
`103(a)
`Elko, Boll, Buck
`1, 2
`103(a)
`Elko, Buck, Boll, Kanamori
`4, 7
`103(a)
`Elko, Boll, Buck, Elko II
`5–8, 10, 11
`103(a)
`Elko, Boll, Buck, Balan
`42
`103(a)
`Elko, Boll
`Pet. 3, 23–83.
`
`G. Testimonial Evidence
`To support its challenges, Petitioner relies on the declaration of
`Jeffrey S. Vipperman, Ph.D. (Exhibit 1007, “Vipperman Decl.”).
`Dr. Vipperman states, “I have been retained as an independent expert by”
`Petitioner “in connection with an inter partes review of” the ’213 patent and
`“have prepared this declaration in connection with” the Petition. Ex. 1007
`¶ 1.
`
`III. DISCRETIONARY DENIAL
`BASED ON PARALLEL LITIGATION
`Patent Owner argues that we should exercise our discretion under
`§ 314(a) to deny institution because “the Fintiv factors demonstrate that
`efficiency and integrity of the AIA are best served by denying review”
`in view of the Google Texas case. See Prelim. Resp. 1, 22–28; Prelim.
`Sur-reply 2–5; 35 U.S.C. § 314(a); Apple Inc. v. Fintiv, Inc., IPR2020-
`00019, Paper 11 (PTAB Mar. 20, 2020) (precedential).
`
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`For the reasons explained below, we exercise our discretion under
`§ 314(a) to deny institution because we determine that a trial would not be
`an efficient use of the Board’s time and resources. See infra §§ V–VI.
`In view of that decision, we do not consider Patent Owner’s contentions
`concerning exercising our discretion under § 314(a) to deny institution based
`on parallel litigation.
`IV. PATENTABILITY ANALYSIS
`A. Legal Principles: Obviousness
`A patent may not be obtained “if the differences between the subject
`matter sought to be patented and the prior art are such that the subject matter
`as a whole would have been obvious at the time the invention was made to a
`person having ordinary skill in the art to which said subject matter pertains.”
`35 U.S.C. § 103(a) (2006). An obviousness analysis involves underlying
`factual inquiries including (1) the scope and content of the prior art;
`(2) differences between the claimed invention and the prior art; (3) the level
`of ordinary skill in the art; and (4) where in evidence, objective indicia of
`nonobviousness, such as commercial success, long-felt but unsolved needs,
`and failure of others.3 Graham v. John Deere Co., 383 U.S. 1, 17−18, 35–36
`(1966); Apple Inc. v. Samsung Elecs. Co., 839 F.3d 1034, 1047–48
`(Fed. Cir. 2016) (en banc). When evaluating a combination of references,
`an obviousness analysis should address “whether there was an apparent
`reason to combine the known elements in the fashion claimed by the patent
`at issue.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007).
`We analyze the obviousness issues according to these principles.
`
`
`3 The record does not include evidence or argument regarding objective
`indicia of nonobviousness.
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`B. Level of Ordinary Skill in the Art
`Factors pertinent to determining the level of ordinary skill in the art
`include (1) the educational level of the inventor; (2) the type of problems
`encountered in the art; (3) prior-art solutions to those problems; (4) the
`rapidity with which innovations are made; (5) the sophistication of the
`technology; and (6) the educational level of workers active in the field.
`Envtl. Designs, Ltd. v. Union Oil Co., 713 F.2d 693, 696–97 (Fed. Cir.
`1983). Not all factors may exist in every case, and one or more of these or
`other factors may predominate in a particular case. Id. These factors are not
`exhaustive, but merely a guide to determining the level of ordinary skill in
`the art. Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir.
`2007). Moreover, the prior art itself may reflect an appropriate skill level.
`Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).
`Petitioner asserts that a person of ordinary skill in the art at the time
`of the alleged invention “would have had a minimum of a bachelor’s degree
`in computer engineering, computer science, electrical engineering,
`mechanical engineering, or a similar field, and approximately three years of
`industry or academic experience in a field related to acoustics, speech
`recognition, speech detection, or signal processing.” Pet. 6. Petitioner also
`asserts that “[w]ork experience can substitute for formal education and
`additional formal education can substitute for work experience.” Id.
`Dr. Vipperman’s testimony supports Petitioner’s assertions. See Ex. 1007
`¶¶ 22–23.
`In the Preliminary Response, Patent Owner “utilizes Petitioner’s
`proposed level of skill in the art.” Prelim. Resp. 6–7 (quoting Pet. 6).
`
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`Based on the current record and for purposes of analysis, we accept
`Petitioner’s description of an ordinarily skilled artisan as consistent with
`the ’213 patent and the asserted prior art.
`C. Claim Construction
`We construe claim terms “using the same claim construction
`standard” that district courts use to construe claim terms in civil actions
`under 35 U.S.C. § 282(b). See 37 C.F.R. § 42.100(b) (2022). Under that
`standard, claim terms “are given their ordinary and customary meaning,
`which is the meaning the term would have to a person of ordinary skill in
`the art at the time of the invention.” Power Integrations, Inc. v. Fairchild
`Semiconductor Int’l, Inc., 904 F.3d 965, 971 (Fed. Cir. 2018) (citing Phillips
`v. AWH Corp., 415 F.3d 1303, 1312–13 (Fed. Cir. 2005) (en banc)). The
`meaning of claim terms may be determined by “look[ing] principally to the
`intrinsic evidence of record, examining the claim language itself, the written
`description, and the prosecution history, if in evidence.” DePuy Spine, Inc.
`v. Medtronic Sofamor Danek, Inc., 469 F.3d 1005, 1014 (Fed. Cir. 2006)
`(citing Phillips, 415 F.3d at 1312–17).
`Petitioner contends that “no claim terms require construction.” Pet. 6.
`Patent Owner “believes that claim construction is not required to
`resolve any issues.” Prelim. Resp. 6.
`Based on the current record, we determine that no claim term requires
`an explicit construction to decide whether Petitioner satisfies the “reasonable
`likelihood” standard for instituting trial. “[O]nly those terms need be
`construed that are in controversy, and only to the extent necessary to resolve
`the controversy.” Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795,
`
`17
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`803 (Fed. Cir. 1999); see Nidec Motor Corp. v. Zhongshan Broad Ocean
`Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017).
`When considering whether the combined disclosures in Elko, Boll,
`and Buck teach claim 1’s subject matter, however, we address a claim-
`construction issue, i.e., whether different claim terms have different
`meanings. See infra § IV.D.4(a).
`D. Alleged Obviousness over Elko, Boll, and Buck: Claims 1 and 3–13
`Petitioner contends that claims 1 and 3–13 are unpatentable under
`§ 103(a) as obvious over Elko, Boll, and Buck. See Pet. 3, 23–58. Below,
`we provide overviews of Elko, Boll, and Buck, and then we consider
`patentability issues raised by the parties. For the reasons explained below,
`Petitioner does not establish sufficiently for purposes of institution that the
`combined disclosures in Elko, Boll, and Buck teach the subject matter of
`claims 1 and 3–13.
`1. OVERVIEW OF ELKO (EXHIBIT 1002)
`Elko is a U.S. patent titled “Dual-Microphone Spatial Noise
`Suppression,” filed on November 15, 2006, and issued on January 17, 2012.
`Ex. 1002, codes (22), (45), (54). Elko states that the invention “relates to
`acoustics, and, in particular, to techniques for reducing room reverberation
`and noise in microphone systems, such as those in laptop computers, cell
`phones, and other mobile communication devices.” Id. at 1:23–26.
`Elko describes “the problem of noise pickup by mobile cell phones
`and other portable communication devices such as communication
`headsets.” Ex. 1002, 1:57–59; see id. at 1:42–56. Moreover, the “maximum
`directional gain for a simple delay-sum array is limited to 3 dB for diffuse
`sound fields” and “is attained only at frequencies where the spacing of the
`
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`elements is greater than or equal to one-half of the acoustic wavelength.” Id.
`at 2:2–6. Thus, “there is little added directional gain at low frequencies
`where typical room noise dominates.” Id. at 2:6–7.
`Elko addresses this problem by employing “a spatial noise
`suppression (SNS) algorithm that uses a parametric estimation of the main
`signal direction to attain higher suppression of off-axis signals than is
`possible by classical linear beamforming for two-element broadside arrays.”
`Ex. 1002, 2:7–14; see id. at 2:36–46, 13:51–54. The “SNS algorithm
`utilizes the ratio of the power of the differenced array signal to the power
`of the summed array signal to compute the amount of incident signal from
`directions other than the desired front position.” Id. at 2:19–22; see id.
`at 4:25–28, code (57). A “standard” noise-suppression algorithm “is then
`adjusted accordingly to further suppress undesired off-axis signals”
`corresponding to noise. Id. at 2:22–32; see id. at 2:40–46.
`Elko identifies two “standard” noise-suppression algorithms,
`including the algorithm disclosed in Boll (Exhibit 1003). Ex. 1002,
`2:22–30. Elko incorporates Boll by reference. Id. at 2:22–31.
`Elko discloses “a method for processing audio signals” including the
`following steps:
`(a)
`“generating an audio difference signal”;
`(b)
`“generating an audio sum signal”;
`(c)
`“generating a difference-signal power based on the audio
`difference signal”;
`“generating a sum-signal power based on the audio sum
`signal”;
`“generating a power ratio based on the difference-signal
`power and the sum-signal power”;
`
`(d)
`
`(e)
`
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`
`(f)
`
`“generating a suppression value based on the
`power ratio”; and
`“performing noise suppression processing for at least one
`audio signal based on the suppression value to generate at
`least one noise-suppressed output audio signal.”
`Ex. 1002, 2:47–57; see id. at code (57).
`Elko’s Figure 6 (reproduced below) depicts a block diagram of a two-
`element microphone array spatial noise suppression system:
`
`(g)
`
`
`Figure 6 illustrates “two-element microphone array spatial noise suppression
`system 600” including two microphones 602 (labeled mic 1 and mic 2) and
`various signal-processing components. Ex. 1002, 9:22–25, Fig. 6; see id.
`at 3:18–20.
`As Figure 6 shows, “the signals from two microphones 602 are
`differenced (604) and summed (606).” Ex. 1002, 9:24–26, Fig. 6. “The sum
`signal is equalized by convolving the sum signal with a (kd/2) high-pass
`filter (608), and the short-term powers of the difference signal (610) and the
`equalized sum signal (612) are calculated.” Id. at 9:26–29, Fig. 6. “In a
`
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`frequency-domain implementation, the sum signal is equalized by
`multiplying the frequency components of the sum signal by (kd/2).” Id.
`at 9:29–32. “The difference signal power and the equalized sum signal
`power are used to compute the power ratio ℜN (614).” Id. at 9:32–33,
`Fig. 6. The power ratio ℜN “is then used to determine (e.g., compute and
`limit) the suppression level (616) used to perform (e.g., conventional)
`subband noise suppression (618) on the sum signal to generate a noise-
`suppressed, single-channel output signal.” Id. at 9:33–37, Fig. 6.
`Elko explains that “difference and sum blocks 604 and 606 can be
`eliminated by using a directional (e.g., cardioid) microphone to generate the
`difference signal applied to power block 610 and a non-directional (e.g.,
`omni) microphone to generate the sum signal applied to” high-pass filter 608
`and noise-suppression block 618. Ex. 1002, 9:41–46, Fig. 6.
`Elko’s Figure 10 (reproduced below) depicts a block diagram of
`another two-element microphone array spatial noise suppression system:
`
`
`
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`Figure 10 illustrates “two-element microphone array spatial noise
`suppression system 1000” including two microphones (labeled mic 1
`and mic 2) and various signal-processing components. Ex. 1002, 10:56–58,
`Fig. 10; see id. at 3:30–32. “SNS system 1000 is similar to SNS
`system 600” in Figure 6 “with analogous elements performing analogous
`functions, except that SNS system 1000 employs adaptive filtering to allow
`for self-calibration of the array and modal-angle variability (i.e., flexibility
`in the position of the desired nearfield source).” Id. at 10:58–63, code (57);
`see id. at 11:31–33, 11:65–12:4. Elko’s adaptive filtering attempts to match
`the “two microphone channel signals” by eliminating “amplitude and phase
`error.” Id. at 8:49–52.
`Specifically, SNS system 1000 includes “short-length adaptive
`filter 1020 in series with one of the microphone channels,” i.e., the channel
`from mic 1 in Figure 10. Ex. 1002, 10:64–65, Fig. 10. “To allow for a
`causal filter that accounts for sound propagation from either direction
`relative the microphone axis, the unmodified channel” from mic 2 “is
`delayed (1022) by an amount that depends on the length of filter 1020 (e.g.,
`one-half of the filter length).” Id. at 10:65–11:2, Fig. 10. “A normalized
`least-mean-square (NLMS) process 1024 is used to adaptively update the
`taps of filter 1020 to minimize the difference between the two input signals
`in a minimum least-squares way.” Id. at 11:2–6, Fig. 10. “NLMS
`process 1024 is preferably implemented with voice-activity detection (VAD)
`in order to update the filter tap values based only on suitable audio signals.”
`Id. at 11:6–8.
`
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`

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