throbber

`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`CSC SERVICEWORKS, INC.,
`Petitioner,
`
`v.
`
`PAYRANGE, INC.,
`Patent Owner.
`
`
`
`
`
`
`
`IPR2023-01188
`U.S. Patent No. 10,891,608
`
`
`
`DECLARATION OF DR. B. CLIFFORD NEUMAN
` UNDER 37 C.F.R. § 1.68 IN SUPPORT OF PETITION FOR
`INTER PARTES REVIEW
`
`CSC ServiceWorks - Ex. 1003
`Page 1 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`INTRODUCTION ........................................................................................ 4
`
`II. QUALIFICATIONS AND PROFESSIONAL EXPERIENCE................ 5
`
`III. LEVEL OF ORDINARY SKILL IN THE ART ....................................... 8
`
`IV. RELEVANT LEGAL STANDARDS ......................................................... 9
`
`V. OVERVIEW OF THE ‘608 PATENT ...................................................... 11
`
`VI. CLAIM CONSTRUCTION ....................................................................... 14
`
`VII. IDENTIFICATION OF HOW THE CLAIMS ARE UNPATENTABLE
` ...................................................................................................................... 14
`
`A.
`
`Summary of References ................................................................... 15
`
`a.
`
`b.
`
`c.
`
`d.
`
`Summary of Laaroussi ..................................................................... 15
`
`Summary of LeMay ......................................................................... 18
`
`Summary of Sugimoto ..................................................................... 20
`
`Summary of Okuniewicz ................................................................. 22
`
`B. Reasons to Combine Secondary Prior Art References with
`Laaroussi ........................................................................................... 25
`
`a.
`
`b.
`
`c.
`
`Reasons to Combine Laaroussi and LeMay .................................. 25
`
`Reasons to Combine Laaroussi and Sugimoto .............................. 30
`
`Reasons to Combine Laaroussi and Okuniewicz .......................... 34
`
`C. Ground 1: Claims 1-3, 5, 7-9, 11, 13-15, 17, and 19-20 are
`obvious under 35 U.S.C. § 103 over Laaroussi in view of LeMay
`and Sugimoto .................................................................................... 37
`
`2
`
`CSC ServiceWorks - Ex. 1003
`Page 2 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`D. Ground 2: Claims 4, 6, 10, 12, 16, 18 are obvious over Laaroussi
`in view of LeMay, Sugimoto, and Okuniewicz ............................ 102
`
`VIII. CONCLUSION ......................................................................................... 110
`
`
`
`3
`
`CSC ServiceWorks - Ex. 1003
`Page 3 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`I, Dr. B. Clifford Neuman, do hereby declare as follows:
`
`I.
`
`INTRODUCTION
`
`1.
`
`I am making this declaration at the request of CSC Serviceworks, Inc.
`
`(“CSC”) in the matter of the Inter Partes Review of U.S. Patent No. 10,891,608
`
`(“the ‘608 patent”) to Patel.
`
`2.
`
`I am also being reimbursed for reasonable and customary expenses
`
`associated with my work and testimony in this investigation. My compensation is
`
`not contingent on the outcome of this matter or the specifics of my testimony, and I
`
`have no other interest in this case or the parties thereto.
`
`3.
`
`I have been asked to provide my opinions regarding whether claims 1-2, 4-
`
`8, 10-14, and 16-20 (“the Challenged Claims”) of the ‘608 patent are unpatentable,
`
`as they would have been obvious to a person having ordinary skill in the art
`
`(“POSITA”) at the time of the alleged invention in light of the prior art. It is my
`
`opinion that all of the challenged claims would have been obvious to a POSITA.
`
`4.
`
`In the preparation of this declaration, I have studied:
`
`a. The ‘608 patent, Ex.1001;
`
`b. The prosecution history of the ‘608 patent (“‘608 file history”),
`
`Ex.1002;
`
`c. U.S. Patent Publication No. 2010/0227671 to Laaroussi et al.
`
`(“Laaroussi”), Ex.1004;
`
`4
`
`CSC ServiceWorks - Ex. 1003
`Page 4 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`d. U.S. Patent No. 4,374,557 to Sugimoto et al. (“Sugimoto”), Ex.1005;
`
`e. U.S. Patent No. 10,121,318 to LeMay et al. (“LeMay”), Ex.1006;
`
`f. U.S. Patent No. 6,840,860 to Okuniewicz (“Okuniewicz”), Ex.1007;
`
`g. Specification of the Bluetooth System, Version 1.2 (November 5,
`
`2003), Ex.1011; and
`
`h. Specification for RFID Air Interface, Version 1.2.0 (October 23,
`
`2008), Ex. 1012.
`
`5.
`
`In forming the opinions expressed below, I have considered: the documents
`
`listed above; the relevant legal standards, including the standard for obviousness;
`
`any additional authoritative documents as cited in the body of this declaration; and
`
`my own knowledge and experience based upon my work in the field of electronic
`
`payments and distributed networks as described below.
`
`6. Unless otherwise noted, all emphasis in any quoted material has been
`
`added.
`
`II. QUALIFICATIONS AND PROFESSIONAL EXPERIENCE
`
`
`
`7. My complete qualifications and professional experience are described in
`
`my Curriculum Vitae, a copy of which can be found in Exhibit 1013. The following
`
`is a brief summary of my relevant qualifications and professional experience.
`
`8.
`
`I received a Ph.D. in Computer Science in 1992 and an M.S. in Computer
`
`Science in 1988 from the University of Washington, and an S.B. (Bachelor’s) in
`
`5
`
`CSC ServiceWorks - Ex. 1003
`Page 5 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`Computer Science and Engineering in 1985 from the Massachusetts Institute of
`
`Technology.
`
`9.
`
`Since receiving my doctorate, I have devoted my career to the field of
`
`distributed computer systems development and research, with a significant portion
`
`of my experience in the area of electronic commerce and internet payments. I have
`
`studied, taught, practiced, and researched in the field of computer science for over
`
`forty years.
`
`10.
`
`I am currently an Associate Professor of Computer Science Practice in the
`
`Department of Computer Science at the University of Southern California (USC),
`
`where I have taught since 1992. I am also the Director of the Center for Computer
`
`Systems Security, a Scientist at USC’s Information Sciences Institute, and I direct
`
`the Computer Security Curricula within the Data Science Program at USC.
`
`11.
`
`I teach and have taught numerous courses at USC, including advanced
`
`courses in computer science for upper-level undergraduates and graduate students,
`
`on topics such as distributed systems and computer network security.
`
`12. As part of my research at USC, I have worked in a number of areas,
`
`including research in distributed computer systems with emphasis on scalability and
`
`computer security, especially in the areas of authentication, authorization, policy,
`
`electronic commerce, and protection of cyber-physical systems and critical
`
`infrastructure such as the power grid. I have worked on the design and development
`
`6
`
`CSC ServiceWorks - Ex. 1003
`Page 6 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`of scalable information, security, and computing infrastructure for the Internet. I am
`
`also the principal designer of the Kerberos system, an encryption-based
`
`authentication system used among other things as the primary authentication method
`
`for most versions of Microsoft’s Windows, as well as many other systems. I
`
`developed systems which used Kerberos as a base for more comprehensive computer
`
`security services supporting authorization, accounting, and audit.
`
`13.
`
`In addition to my academic experience, I have many years of practical
`
`experience designing computer security systems. For example, from 1985-1986, I
`
`worked on Project Athena at MIT, to produce a campus-wide distributed computing
`
`environment. I also served as Chief Scientist at CyberSafe Corporation from 1992-
`
`2001. I have designed systems for network payment, which build upon security
`
`infrastructure to provide a secure means to pay for services provided over the
`
`Internet. For example, I designed the NetCheque and NetCash systems, which are
`
`suitable for micropayments (payments on the order of pennies where the cost of
`
`clearing a credit card payment would be prohibitive). In 2000 and 2001, I was on the
`
`advisory board for NetResearch Inc, d/b/a BayBuilder, which was a company
`
`developing online auction platforms.
`
`14. As part of my research on computer security and electronic payment
`
`systems, I was involved with the integration of portable electronic devices such as
`
`7
`
`CSC ServiceWorks - Ex. 1003
`Page 7 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`smart cards and PCMCIA cryptographic processors with other computer devices
`
`such as card readers and personal computers.
`
`15.
`
`I have authored or co-authored over 50 academic publications in the fields
`
`of computer science and engineering. In addition, I have been a referee or editor for
`
`the following academic journals: ACM Transaction on Information and Systems
`
`Security and International Journal of Electronic Commerce. My curriculum vitae
`
`includes a list of publications on which I am a named author.
`
`16.
`
`I am also a member of the IEEE, Association for Computer Machinery
`
`(ACM), and the Internet Society (ISOC), among others. I have also served as
`
`program and/or general chair of the following conferences: The Internet Society
`
`Symposium on Network and Distributed System Security and the ACM Conference
`
`on Computer and Communications Security.
`
`17. My complete qualifications and professional experience are described in
`
`my Curriculum Vitae, a copy of which can be found in Exhibit 1013.
`
`III. LEVEL OF ORDINARY SKILL IN THE ART
`
`18.
`
`I understand there are multiple factors relevant to determining the level of
`
`ordinary skill in the pertinent art, including (1) the levels of education and experience
`
`of persons working in the field at the time of the invention; (2) the sophistication of
`
`the technology; (3) the types of problems encountered in the field; and (4) the prior
`
`art solutions to those problems.
`
`8
`
`CSC ServiceWorks - Ex. 1003
`Page 8 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`19.
`
`It is my understanding that the earliest possible priority date for the ‘608
`
`patent is December 18, 2013. A person of ordinary skill in the art (“POSITA”) in the
`
`field of the ‘608 patent, as of December 18, 2013, would have had a bachelor’s
`
`degree in electrical engineering, computer engineering, computer science, or
`
`equivalent training and approximately three years of experience with electronic
`
`payment systems, vending machine technologies, or distributed network systems.
`
`Lack of work experience can be remedied by additional education, and vice versa.
`
`20. For purposes of this Declaration, in general, and unless otherwise noted,
`
`my statements and opinions, such as those regarding my experience and the
`
`understanding of a POSITA generally (and specifically related to the references I
`
`consulted herein), reflect the knowledge that existed in the field as of the alleged
`
`priority date of the ‘608 patent (i.e., December 18, 2013). Unless otherwise stated,
`
`when I provide my understanding and analysis below, it is consistent with the level
`
`of a POSITA as of the alleged priority date of the ‘608 patent.
`
`IV. RELEVANT LEGAL STANDARDS
`21.
`I am not an attorney. In preparing and expressing my opinions and
`
`considering the subject matter of the ‘608 patent, I am relying on certain basic legal
`
`principles that counsel have explained to me. These principles are discussed below.
`
`22.
`
`I understand that prior art to the ‘608 patent includes patents and printed
`
`publications in the relevant art that predate the priority date of the alleged invention
`
`recited in the ‘608 patent.
`
`9
`
`CSC ServiceWorks - Ex. 1003
`Page 9 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`23.
`
`I have been informed that a claimed invention is unpatentable under 35
`
`U.S.C. § 103 if the differences between the invention and the prior art are such that
`
`the subject matter as a whole would have been obvious at the time the invention was
`
`made to a person having ordinary skill in the art to which the subject matter pertains.
`
`I have also been informed by counsel that the obviousness analysis takes into
`
`account factual inquiries including the level of ordinary skill in the art, the scope and
`
`content of the prior art, and the differences between the prior art and the claimed
`
`subject matter.
`
`24.
`
`I have been informed by counsel that the Supreme Court has recognized
`
`several rationales for combining references or modifying a reference to show
`
`obviousness of claimed subject matter. Some of these rationales include the
`
`following: (a) combining prior art elements according to known methods to yield
`
`predictable results; (b) simple substitution of one known element for another to
`
`obtain predictable results; (c) use of a known technique to improve a similar device
`
`(method, or product) in the same way; (d) applying a known technique to a known
`
`device (method, or product) ready for improvement to yield predictable results; (e)
`
`choosing from a finite number of identified, predictable solutions, with a reasonable
`
`expectation of success; and (f) some teaching, suggestion, or motivation in the prior
`
`art that would have led one of ordinary skill to modify the prior art reference or to
`
`combine prior art reference teachings to arrive at the claimed invention.
`
`10
`
`CSC ServiceWorks - Ex. 1003
`Page 10 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`V. OVERVIEW OF THE ‘608 PATENT
`
`25. The ‘608 patent issued on January 12, 2021. ‘608 patent, codes (45), (10).
`
`The background of the ‘608 patent explains that the concept of payment on a
`
`machine, or a “payment accepting unit,” has been around for “thousands of years.”
`
`‘608 patent at 1:32-35. By the time the ‘608 patent application was filed, the concept
`
`of payment on machines was well known and used in commercial applications such
`
`as “vending machines,” “parking meters, toll booths, laundromat washers and
`
`dryers, arcade games, kiosks, photo booths, toll booths, [and] transit ticket
`
`dispensing machines.” ‘608 patent at 1:41-52.
`
`26. The ‘608 patent describes retrofitting an offline-payment operated
`
`machine—such as the payment machines described above—with a payment module
`
`to facilitate electronic transactions. ‘608 patent at Abstract; 9:16-27; 39:38-46:5;
`
`Figs. 28A-B, 29A-B, 30. Figure 28A of the ‘608 patent is illustrative:
`
`11
`
`CSC ServiceWorks - Ex. 1003
`Page 11 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`
`
`27. Figure 28A illustrates a block diagram of the offline-payment operated
`
`machine 1500. ‘608 patent at 39:38-48. “[T]he offline-payment operated machine
`
`1500 (e.g., a form of the machine 120) is an electro-mechanical machine capable of
`
`accepting currency (e.g., coins), which is not connected to any networks (e.g.,
`
`telephone, cellular, or Wi-Fi). ‘608 patent at 39:40-44. The offline-payment operated
`
`machine includes, among other components, a coin microswitch 1502 and a control
`
`unit 1506. ‘608 patent at 39:49-56. Microswitch 1502 includes a lever 1504 in the
`
`coin slot of the offline-payment operated machine. ‘608 patent at 39:57-65. When a
`
`coin enters the coin slot, lever 1504 is depressed, closing the microswitch 1502 and
`
`sending a pulse to control unit 1506. ‘608 patent at 39:61-40:6. “[W]hen the control
`
`12
`
`CSC ServiceWorks - Ex. 1003
`Page 12 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`unit 1506 receives a preset sequence of payment acceptance signals indicative of a
`
`preset number of coins being received by the microswitch 1502, the control unit
`
`1506 initiates the operation of the offline-payment operated machine 1500.” ‘608
`
`patent at 40:7-11.
`
`28. The offline-payment operated machine is retrofitted with a payment
`
`module 1520 and functions to “accept electronic payments.” ‘608 patent at 40:22-
`
`26. In certain embodiments, payment module 1520 has a first interface module 1522
`
`configured to output to control unit 1506 one or more electrical pulses emulating
`
`analog signals generated by a coin receiving microswitch 1502 when coins of a
`
`predetermined value pass through. ‘608 patent at 40:35-49. When the control unit
`
`1506 receives a certain number of pulses it may initiate operation of the offline-
`
`payment operated machine. ‘608 patent at 40:35-49. The payment module 1520
`
`further includes a short-range communication capability corresponding to a short-
`
`range protocol, where the payment module is configured to communicate with one
`
`or more mobile device that is also equipped with short-range communication
`
`capability. ‘608 patent at 4:14-20.
`
`29. However, as explained in further detail below, the purported benefits of the
`
`‘608 patent and each of the features and functionalities described above was not
`
`novel and, in fact, was previously known in the art before the priority date of the
`
`13
`
`CSC ServiceWorks - Ex. 1003
`Page 13 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`‘608 patent. These features and functionalities were disclosed by the Laaroussi,
`
`LeMay, Sugimoto, and Okuniewicz references.
`
`VI. CLAIM CONSTRUCTION
`
`30.
`
`It is my understanding that in order to properly evaluate the ‘608 patent, the
`
`terms of the claims must first be interpreted. It is my understanding that for the
`
`purposes of this inter partes review, the claims are to be construed under the so-
`
`called Phillips standard, under which claim terms are given their ordinary and
`
`customary meaning as would be understood by one of ordinary skill in the art in light
`
`of the specification and prosecution history, unless the inventor has set forth a special
`
`meaning for a term. For the purposes of my analysis below, I do not believe any
`
`claim terms require explicit construction.
`
`VII.
`
`
`IDENTIFICATION OF HOW THE CLAIMS ARE UNPATENTABLE
`
`31.
`
`I have been asked to provide my opinion as to whether the Challenged
`
`Claims of the ‘608 patent would have been obvious in view of the prior art. The
`
`discussion below provides a detailed analysis of how the prior art references
`
`identified below teach the limitations of the Challenged Claims of the ‘608 patent.
`
`32. As part of my analysis, I have considered the scope and content of the prior
`
`art and any differences between the alleged invention and the prior art. I describe in
`
`detail below the scope and content of the prior art, as well as any differences between
`
`14
`
`CSC ServiceWorks - Ex. 1003
`Page 14 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`the alleged invention and the prior art, on an element-by-element basis for each
`
`Challenged Claims of the ‘608 patent.
`
`33. As described in detail below, the alleged invention of the Challenged
`
`Claims would have been obvious in view of the teachings of the identified prior art
`
`references as well as the knowledge of a POSITA.
`
`A. Summary of References
`
`a. Summary of Laaroussi
`
`34. U.S. Patent Publication No. 2010/0227671A1 to Laaroussi et al.
`
`(“Laaroussi”) relates to an offline payment-operated machine retrofitted with a
`
`payment module configured for wireless communication and coin pulse emulation.
`
`Laaroussi discloses “a currency media reader hub adapted to be retrofitted in a
`
`gaming machine and to interconnect various existing components thereof.”
`
`Laaroussi at [0002]. In certain embodiments, these gaming machines can be “vintage
`
`gaming machines” that rely on “older automated systems” that are “built with a
`
`primary controller” providing machine intelligence and an “input output controller”
`
`adapted to communicate with exterior components. Laaroussi at [0055]. Laaroussi
`
`teaches that the “currency media reader hub” is retrofitted to these gaming machines
`
`and adapted to (1) connect the currency media reader hub to a “peripheral
`
`component” such as a coins receiving module, (2) communicate with “virtual
`
`currency holding media” such as RFID-enabled devices, and (3) communicate
`
`15
`
`CSC ServiceWorks - Ex. 1003
`Page 15 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`wirelessly with a network. Laaroussi at Abstract. This arrangement is shown in an
`
`annotated version of Figure 3 below:
`
`35.
`
`coins receiving module
`
`
`currency media
`reader hub
`
`
`
`gaming machine
`
`
`36. The currency media reader hub “comprises a plurality of modules
`
`interacting together” to allow numerous functionalities, such as cashless payments.
`
`For instance, the currency media reader hub is adapted for cashless transactions with
`
`“virtual currency holding media suitable to carry virtual money,” such as an “RFID
`
`device” or a “chip-equipped card.” Laaroussi at [0061]. The currency media reader
`
`16
`
`CSC ServiceWorks - Ex. 1003
`Page 16 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`hub has “both reading and writing capability” that allow it to modify data, the
`
`amount of money, or other information stored on the virtual currency holding media.
`
`Laaroussi at [0061].
`
`37. The currency media reader hub is retrofitted between a peripheral
`
`component of the gaming machine and the electrical components of the gaming
`
`machine such that the currency media reader hub is “adapted to emulate a standard
`
`payment acceptance module such as a bill acceptor module or coin acceptor module”
`
`and communicate those signals to the gaming machine. Laaroussi at [0010], [0011],
`
`[0017]. Once connected, the currency media reader hub “act[s] as a gateway and a
`
`translator between peripherals (bill acceptor, coin acceptor, etc.) and the gaming
`
`machine.” Laaroussi at [0024]. When transferring data such as cashless transaction
`
`information to the gaming machine, the currency media reader hub “emulates a
`
`receiving module” such as a coins receiving module and, through a communication
`
`board module/port, uses “pulse string communication” to transmit that data to the
`
`electrical components of the gaming machine. Laaroussi at [0058], [0060].
`
`38. The currency media reader hub is further adapted “to store transactions
`
`occurring on a gaming machine in a memory when there is no connection with a
`
`network.” Laaroussi at [0026]. In particular, the currency media reader hub includes
`
`a “memory module” where it can store “all transactions” between the virtual
`
`17
`
`CSC ServiceWorks - Ex. 1003
`Page 17 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`currency media and the gaming machine. Laaroussi at [0026], [0063], [0067], Fig.
`
`4.
`
`b. Summary of LeMay
`
`39. U.S. Patent No. 10,121,318 to LeMay et al. (“LeMay”) relates to a “gaming
`
`system compatible with patron-controlled portable electronic devices, such as smart
`
`phones or tablet computers.” LeMay at Abstract. The electronic gaming machine of
`
`LeMay may include a “retrofit device” that communicates with a portable electronic
`
`device (e.g. mobile device) using a wireless
`
`interface and short-range
`
`communication protocols such as Bluetooth and near-field communication (“NFC”).
`
`LeMay at Abstract, 6:34-7:6, 22:64-23:11, Fig. 3A.
`
`40. LeMay explains that the “wireless interface 18 can be configured to receive
`
`information, such as information associated with a virtual ticket voucher, from a
`
`portable electronic device” using short-range communication protocols such as the
`
`NFC protocol. LeMay at 6:34-50. The “[w]ireless interface 18 can be also used to
`
`accept information from a digital wallet application, such [as] an E-wallet
`
`application,” which may be “linked to a bank account” and “used to transfer ‘cash’
`
`electronically to an [electronic gaming machine] that can be used for wagers.”
`
`LeMay at 6:51-62. The electronic gaming machine with the wireless interface
`
`configured to communicate with a portable electronic device is illustrated in
`
`annotated Figure 1 below:
`
`18
`
`CSC ServiceWorks - Ex. 1003
`Page 18 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`
`
`41. With respect to the “retrofit device,” LeMay explains that it “can be coupled
`
`to an existing [electronic gaming machine] 2 that doesn’t provide virtual ticket
`
`voucher functionality to allow it to perform” these functions—i.e. to an offline
`
`gaming machine to allow it to perform virtual ticketing functions. LeMay at 22:64-
`
`23:11. The retrofit device can be configured to perform the virtual ticket voucher
`
`and E-wallet processing and wireless interface control. LeMay at 23:43-52, 26:47-
`
`65. Furthermore, the retrofit device can be configured to perform “device emulation”
`
`to respond to the controller 50 of the electronic gaming machine “as if it were another
`
`device on the [machine]” such as a bill validator. LeMay at 24:14-27.
`
`42. LeMay also teaches that operation information (e.g., a voucher ticket,
`
`validation number, and/or amount) is sent to the mobile device via the short-range
`
`19
`
`CSC ServiceWorks - Ex. 1003
`Page 19 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`wireless transceiver in response to the initial wireless request. LeMay at 4:53-5:4,
`
`9:33-45, 10:27-40, 11:20-24, 15:52-56, 38:58-39:11. The retrofit device
`
`configuration in the electronic gaming machine (“EGM 2”) with a game controller
`
`50 is illustrated in annotated Figure 3A below:
`
`
`
`c. Summary of Sugimoto
`
`43. U.S. Patent No. 4,374,557 to Sugimoto et al. (“Sugimoto”) relates to
`
`vending machine circuitry and, in particular, the mechanical and electrical signals
`
`transmitted between coin switches and machine controller circuitry. Sugimoto
`
`discloses a coin changer for a vending machine comprising a coin changer main part
`
`and an electronic type coin discrimination device. Sugimoto at Abstract. The coin
`
`changer main part of Sugimoto “comprises coin switches for detecting coins of
`
`20
`
`CSC ServiceWorks - Ex. 1003
`Page 20 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`respective denominations” with a receiving device for “receiving the coins which
`
`have passed through the coin switches.” Sugimoto at Abstract.
`
`44. Sugimoto explains that the coin changer first sorts out coins by
`
`denomination, and then transfers the coins to the main part of the coin changer
`
`through passages 23A, 23B, and 23C. Sugimoto at 4:13-33. “Coin switches 24A,
`
`24B, and 24C are provided in these passages 23A, 23B and 23C.” Sugimoto at 4:13-
`
`33. “Each of the coin switches 24A, 24B and 24C is actuated in response to passing
`
`of each coin and produces a coin detection pulse corresponding to weight of the coin
`
`of each denomination (i.e., amount of the coin).” Sugimoto at 7:30-51.
`
`45. Once these analog detection pulses representing a single coin of a
`
`predetermined type are produced through actuation of the coin switches, the pulses
`
`“are applied to an up-down counter 37 in which an amount of deposited coins is
`
`counted by cumulatively adding amounts of the deposited coins.” Sugimoto at 5:31-
`
`66. A “vend control circuit 38 compares contents of the counter 37 (the amount of
`
`the deposited coins) [obtained by the analog coin pulses generated by the coin
`
`switches] with a preset vend price of the article to be [v]ended and thereupon
`
`supplies a vend possible signal to a vender unit” which “dispenses the selected article
`
`in response to this vend possible signal.” Sugimoto at 5:31-66. The vend control
`
`circuit 38 “also subtracts the price of the vended article from the contents of the
`
`counter 37.” Sugimoto at 5:31-66. “A coin return control circuit 39 controls payout
`
`21
`
`CSC ServiceWorks - Ex. 1003
`Page 21 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`of change or returning of the amount of deposited coins upon completion of vending
`
`of the selected article.” Sugimoto at 5:31-66. The communications between the coin
`
`switches, vend control circuit, and vender unit are summarized in annotated Figures
`
`1 and 2 below:
`
`
`
`
`
`
`
`d. Summary of Okuniewicz
`
`46. U.S. Patent No. 6,840,860 to Okuniewicz (“Okuniewicz”) provides “a
`
`printing and dispensing bonusing system for electronic gaming devices, particularly
`
`a casino gaming device.” Okuniewicz at Abstract. The electronic gaming machine
`
`of Okuniewicz includes an electronic activity detector and command generator that
`
`is retrofit to the circuit board of an electronic device (such as a casino gaming
`
`device.) Okuniewicz at Abstract, 7:11-28, Fig. 1.
`
`22
`
`CSC ServiceWorks - Ex. 1003
`Page 22 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`47. Okuniewicz explains that “there is a need for an electronic activity detector
`
`and command generator which is capable of detecting event occurrences on the
`
`circuit board of a gaming device and then issue appropriate demands in response to
`
`those event occurrences which will cause connected output devices to perform
`
`designated tasks.” Id. at 3:48-53. The electronic activity detector and command
`
`generator “will identify that an event is taking place within the machine” and
`
`“recognize[] the event and dictate[] the proper response,” which in Okuniewicz
`
`includes providing a printing and dispensing bonusing system for electronic gaming
`
`devices (e.g., casino gaming devices.). Okuniewicz at 3:54-59, 5:31-33. The
`
`electronic activity detector and command generator (200) is illustrated in annotated
`
`Figure 1 below:
`
`
`
`23
`
`CSC ServiceWorks - Ex. 1003
`Page 23 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`48. With respect to the retrofit electronic activity detector and command
`
`generator, Okuniewicz explains that it “includes a machine interface 202 which
`
`consists of the connection of the programmable electronic activity detector and
`
`command generator 200 to the circuit board 300 of an electronic device,” for
`
`instance, a slot machine. Okuniewicz at 7:13-24. The machine input/output is either
`
`sampled on the circuit board itself or the gaming machine may include a wiring
`
`harness for simple connection. Okuniewicz at 7:13-24. In addition to the machine
`
`interface 202, the electronic activity detector and command generator includes event
`
`detector devices 204a-o (e.g., optical readers, electromagnetic pulse detectors, etc.)
`
`that are configured to detect when an event occurs on the machine output lines 201a-
`
`o and signify the occurrence of the event by transferring an event occurrence
`
`notification signal to the data capture segment 206. Okuniewicz at 7:29-46, 11:14-
`
`24. The data capture segment 206 receives the event occurrence notification signal
`
`and interfaces the signal to the event occurrence information signal computing
`
`device (MCU 240.) Okuniewicz at 7:46-52. Okuniewicz teaches that obtaining the
`
`notification from the offline payment-operated machine includes sampling the
`
`control signals from the control unit. For instance, data capture device 206 permits
`
`the MCU 240 to sample the incoming data to determine event occurrences on circuit
`
`board 300 of the gaming machine, for instance, by clock pulse synchronization or
`
`multiplexing in which the MCU 240 is programmed to periodically poll each of the
`
`24
`
`CSC ServiceWorks - Ex. 1003
`Page 24 of 110
`
`

`

`Neuman Declaration
`
` Inter Partes Review of U.S. 10,891,608
`
`
`input registers to determine if an event has occurred. Okuniewicz at 8:1-10. The
`
`MCU “detects that a designated event has occurred in the slot machine by a match
`
`of a selected event occurrence information signal and an event held within the table”
`
`and “generates a command signal which is sent to connected output devices.”
`
`Okuniewicz at 9:11-15. The command signal is sent via a simple command pulse or
`
`device trigger or via a serial interface. Okuniewicz at 8:60-66, 9:15-23.
`
`49. Okuniewicz further teaches vending machine functionality for a casino
`
`gaming machine, describing that “the system would include a dispensing device
`
`which could be a vending device or the like which operative to output bonus items
`
`including coin, cash, bonus
`
`tickets,
`
`lottery
`
`tickets, scratch off
`
`tickets,
`
`complimentaries, promotional materials, and other such bonus awards” or other
`
`bonusin

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket