throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`GOOGLE LLC,
`Petitioner,
`
`v.
`
`BUFFALO PATENTS LLC,
`Patent Owner.
`
`_________________
`
`Case No. IPR2023-01387
`U.S. Patent No. 8,204,737
`_________________
`
`DECLARATION OF CHRISTOPHER SCHMANDT IN SUPPORT OF
`PETITION FOR INTER PARTES REVIEW
`OF U.S. PATENT NO. 8,204,737
`
`Page 1 of 123
`
`GOOGLE EXHIBIT 1004
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`
`TABLE OF CONTENTS
`
`Page
`
`I.
`
`INTRODUCTION ........................................................................................... 1
`
`II. QUALIFICATIONS ........................................................................................ 2
`
`III. MATERIALS CONSIDERED ........................................................................ 6
`
`IV. LEGAL STANDARDS ................................................................................... 8
`
`V.
`
`LEVEL OF ORDINARY SKILL IN THE ART ...........................................11
`
`VI. CLAIM CONSTRUCTION ..........................................................................12
`
`VII. BACKGROUND OF THE ’737 PATENT ...................................................14
`
`A. Overview of the ’737 Patent ................................................................14
`
`B.
`
`Earliest Available Priority Date ..........................................................16
`
`VIII. GROUNDS OF UNPATENTABILITY ........................................................16
`
`IX. CLAIMS 1-16 and 19 WOULD HAVE BEEN OBVIOUS TO A
`POSITA BASED ON THE PRIOR ART IN GROUNDS 1-8 ......................18
`
`A. Ground 1: Claims 1, 4, 12, 13, 15, 16, and 19 Would Have
`Been Obvious Over Ditzik, Tchorzewski, and Roberts .......................18
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Overview of Ditzik ....................................................................18
`
`Overview of Tchorzewski .........................................................21
`
`Overview of Roberts .................................................................22
`
`Independent Claim 1 .................................................................23
`
`Claim 4 ......................................................................................46
`
`Claim 12 ....................................................................................47
`
`Independent Claim 13 ...............................................................49
`
`Claim 15 ....................................................................................51
`
`i
`
`Page 2 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`Claim 16 ....................................................................................53
`
`9.
`
`10.
`
`Independent Claim 19 ...............................................................53
`
`B. Ground 2: Claims 2, 3, 5, 6, 11, and 14 Would Have Been
`Rendered Obvious Over Ditzik, Tchorzewski, Roberts, and
`Verrier .................................................................................................57
`
`1.
`
`Overview of Verrier ..................................................................57
`
`2. Motivation to Combine .............................................................59
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Claim 2 ......................................................................................60
`
`Claim 3 ......................................................................................65
`
`Claim 5 ......................................................................................67
`
`Claim 6 ......................................................................................69
`
`Claim 11 ....................................................................................70
`
`Claim 14 ....................................................................................72
`
`C. Ground 3: Claims 9 and 10 Would Have Been Obvious Over
`Ditzik, Tchorzewski, Roberts and Bellegarda .....................................74
`
`1.
`
`Overview of Bellegarda ............................................................74
`
`2. Motivation to Combine .............................................................74
`
`3.
`
`4.
`
`Claim 9 ......................................................................................76
`
`Claim 10 ....................................................................................78
`
`D. Ground 4: Claims 7 and 8 Would Have Been Obvious Over
`Ditzik, Tchorzewski, Roberts, and Campbell ......................................81
`
`1.
`
`2.
`
`Overview of Campbell ..............................................................81
`
`Claim 7: “The system of claim 1, wherein the system is
`configured to select the particular user message model
`based at least in part on an identifying signal received
`from the microphone.” ..............................................................81
`
`ii
`
`Page 3 of 123
`
`

`

`3.
`
`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`Claim 8: “The system of claim 7, wherein the system is
`configured to access the particular user message model
`via a wide area network.” ..........................................................84
`
`E.
`
`Ground 5: Claims 1, 2, 4, 12, 13, 16, 19 Would Have Been
`Obvious Over Root, Roberts, and Lewis .............................................84
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Overview of Root ......................................................................84
`
`Overview of Lewis ....................................................................85
`
`Claim 1 ......................................................................................85
`
`Claim 2 ......................................................................................97
`
`Claim 4: “The system of claim 1, wherein the system is
`further configured to train the particular user message
`model by updating the acoustic model.” ...................................99
`
`Claim 12: “The system of claim 1, wherein the particular
`user message model includes user-specific acoustic
`model information and user-specific handwriting model
`information.” ...........................................................................100
`
`Claim 13 ..................................................................................101
`
`Claim 16: “The method according to claim 13, further
`comprising training the selected user message model.” .........103
`
`9.
`
`Claim 19 ..................................................................................104
`
`F.
`
`Ground 6: Claims 3, 5, 6, 11, and 14 Would Have Been
`Rendered Obvious Over Root, Roberts, Lewis, and Verrier .............107
`
`1.
`
`2.
`
`3.
`
`Claim 3: “The system of claim 2 wherein the microphone
`is housed in the stylus.” ..........................................................107
`
`Claim 5: “The system of claim 1, further comprising a
`proximity sensor configured to sense a proximity of a
`user to the microphone.” .........................................................108
`
`Claim 6: “The system of claim 1, further comprising an
`identification circuit configured to identify an owner of
`
`iii
`
`Page 4 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`the stylus, wherein the system is configured to select the
`particular user message model at least in part in response
`to the identification circuit.” ...................................................108
`
`4.
`
`5.
`
`Claim 11: “The system of claim 1, further comprising an
`activation circuit configured to sense movement of the
`stylus toward the tablet surface, wherein the system is
`further configured to receive the freehand input in
`response to the activation circuit sensing the movement.” .....109
`
`Claim 14: “The method according to claim 13, further
`comprising switching from receiving audio input to
`receiving freehand input in response to detecting
`movement of the stylus towards a tablet.” ..............................109
`
`G. Ground 7: Claims 9 and 10 Would Have Been Obvious Over
`Root, Roberts, Lewis, and Bellegarda ...............................................110
`
`1.
`
`Claim 9: “The system of claim 1, wherein the system
`adjusting the language model includes adjusting a
`syntactic model and a semantic model included in the
`language model.” ....................................................................110
`
`2.
`
`Claim 10 ..................................................................................110
`
`H. Ground 8: Claims 7, 8, and 15 Would Have Been Obvious Over
`Root, Roberts, Lewis, and Campbell .................................................111
`
`1.
`
`2.
`
`3.
`
`Claim 7: “The system of claim 1, wherein the system is
`configured to select the particular user message model
`based at least in part on an identifying signal received
`from the microphone.” ............................................................111
`
`Claim 8: “The system of claim 7, wherein the system is
`configured to access the particular user message model
`via a wide area network.” ........................................................111
`
`Claim 15: “The method according to claim 13, further
`comprising accessing the selected user message model
`via a network.” ........................................................................113
`
`X.
`
`Conclusion ...................................................................................................114
`
`iv
`
`Page 5 of 123
`
`

`

`
`
`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`’737 PATENT CLAIMS
`
`1. A system for generating text responsive to voice and handwriting
`input, comprising:
`
`
`a tablet surface, wherein the system is configured to receive
`freehand input based at least in part on manipulation of a stylus
`relative to the tablet surface; and
`
` a
`
` microphone for receiving voice input;
`wherein the system is configured to:
`
`select a particular user message model from a plurality of user
`message models;
`
`adjust a language model of a local message model based at least
`in part on the particular user message model, wherein the local
`message model includes the language model, a handwriting
`model, and an acoustic model;
`
`generate text data based at least in part on the freehand input,
`the adjusted language model, and the handwriting model; and
`
`generate text data based at least in part on the voice input, the
`adjusted language model, and the acoustic model.
`
`2. The system of claim 1, wherein the system is further configured to:
`identify information relating to a particular user;
`
`
`wherein the particular user message model is selected based at
`least in part on the information relating to the particular user;
`and,
`
`wherein the plurality of user message models includes two or
`more user message models corresponding to users that are
`different from the particular user.
`
`
`v
`
`
`
`
`
`Page 6 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`3. The system of claim 2 wherein the microphone is housed in the
`stylus.
`
`4. The system of claim 1, wherein the system is further configured to
`train the particular user message model by updating the acoustic
`model.
`
`5. The system of claim 1, further comprising a proximity sensor
`configured to sense a proximity of a user to the microphone.
`
`6. The system of claim 1, further comprising an identification circuit
`configured to identify an owner of the stylus, wherein the system is
`configured to select the particular user message model at least in part
`in response to the identification circuit.
`
`7. The system of claim 1, wherein the system is configured to select
`the particular user message model based at least in part on an
`identifying signal received from the microphone.
`
`8. The system of claim 7, wherein the system is configured to access
`the particular user message model via a wide area network.
`
`9. The system of claim 1, wherein the system adjusting the language
`model includes adjusting a syntactic model and a semantic model
`included in the-language model.
`
`10. The system of claim 9, wherein the semantic model comprises at
`least one semantic cluster selected from the group consisting of:
`
`
`a semantic cluster of a first type that is a mathematically
`derived group of vectors representing text segments;
`a semantic cluster of a second type that is a discrete grouping of
`text having a particular context; and
`a semantic cluster of a third type that is defined with respect to
`an individual reference word that is indicative of a particular
`context.
`
`11. The system of claim 1, further comprising an activation circuit
`configured to sense movement of the stylus toward the tablet surface,
`
`vi
`
`Page 7 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`wherein the system is further configured to receive the freehand input
`in response to the activation circuit sensing the movement.
`
`12. The system of claim 1, wherein the particular user message model
`includes user-specific acoustic model information and user-specific
`handwriting model information.
`
`13. A method, comprising:
`
`
`receiving, at a device, freehand input based at least in part on
`manipulation of a stylus;
`
`receiving, at the device, audio input based at least in part on
`information received at a microphone;
`
`
`
`selecting, via the device, a selected user message model from a
`plurality of user message models;
`
`adjusting, via the device, a language model of a local message
`model, wherein the local message model includes the language
`model, a handwriting model, and an acoustic model, wherein
`the adjusting the language model is based at least in part on the
`selected user message model;
`
`generating, by the device, converted handwriting text data
`based at least in part on the freehand input, the adjusted
`language model, and the handwriting model; and
`
`generating, by the device, converted speech text data based at
`least in part on the audio input, the adjusted language model,
`and the acoustic model.
`
`14. The method according to claim 13, further comprising switching
`from receiving audio input to receiving freehand input in response to
`detecting movement of the stylus towards a tablet.
`
`15. The method according to claim 13, further comprising accessing
`the selected user message model via a network.
`
`
`vii
`
`Page 8 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`16. The method according to claim 13, further comprising training the
`selected user message model.
`
`19. An article of manufacture including a non-transitory computer-
`readable medium having stored thereon instructions executable by a
`computing device to cause the computing device to perform
`operations comprising:
`
`
`receiving freehand input based at least in part on manipulation
`of a stylus;
`
`receiving audio input based at least in part on information
`received at a microphone;
`
`selecting a particular user message model from a plurality of
`user message models;
`
`adjusting a language model of a local message model based at
`least in part on the particular user message model, the local
`message model including the language model, a handwriting
`model and an acoustic model;
`
`generating converted handwriting text data based at least in part
`on the freehand input, on the adjusted language model, and on
`the handwriting model; and
`
`generating converted speech text data based at least in part on
`the audio input, on the adjusted language model, and on the
`acoustic model.
`
`
`
`viii
`
`Page 9 of 123
`
`

`

`
`
`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`I.
`
`INTRODUCTION
`
`1.
`
`I, Christopher Schmandt, submit this declaration to state my opinions
`
`on the matters described below.
`
`2.
`
`I have been retained on behalf of Google LLC to serve as an expert in
`
`this proceeding before the United States Patent & Trademark Office.
`
`3.
`
`I am over 21 years of age and, if I am called upon to do so, I would be
`
`competent to testify as to the matters set forth herein.
`
`4. My compensation is in no way contingent on the nature of my
`
`findings, the presentation of my findings in testimony, or the outcome of any
`
`proceeding.
`
`5.
`
`I understand that this proceeding involves U.S. Patent No. 8,204,737
`
`which is entitled “Message Recognition Using Shared Language Model” (“the
`
`’737 patent”), and I have been asked to provide my opinions as to the patentability
`
`or unpatentability of the claims of the ’737 patent.
`
`6.
`
`I understand the ’737 patent has been provided for as Ex. 1001. I have
`
`reviewed and am familiar with the ’737 patent. I understand that the file history has
`
`been provided as Ex. 1002. I have reviewed and am familiar with the file history of
`
`the ’737 patent.
`
`1
`
`Page 10 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`This declaration sets forth my opinions, which I formed based on my
`
`7.
`
`study of the evidence; my understanding as an expert in the field; and my training,
`
`education, research, knowledge, and personal and professional experience.
`
`8.
`
`Throughout this declaration, I refer to specific pages, figures, and/or
`
`line numbers of various exhibits. These citations are illustrative and are not
`
`intended to suggest that they are the only support for the propositions for which
`
`they are cited.
`
`II. QUALIFICATIONS
`
`9.
`
`I retired four years ago after a 40-year career at the Massachusetts
`
`Institute of Technology (MIT); for most of that time I was employed as a Principal
`
`Research Scientist at the Media Laboratory. In that role I also served as faculty for
`
`the MIT Media Arts and Sciences academic program. I was a founder of the Media
`
`Laboratory, a research lab which now spans two buildings.
`
`10.
`
`I received my B.S. degree in Electrical Engineering and Computer
`
`Science from MIT in 1978, and my M.S. in Visual Studies (Computer Graphics)
`
`also from MIT the following year. I was employed at MIT since 1980, initially at
`
`the Architecture Machine Group which was an early computer graphics and
`
`interactive systems research Lab. In 1985, I helped found the Media Laboratory
`
`and continued to work there until retirement. I was director of a research group
`
`titled “Living Mobile.” My research spanned distributed communication and
`
`2
`
`Page 11 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`collaborative systems, with an emphasis on multi-media and user interfaces, with a
`
`strong focus on speech-based systems and portable devices. I have over 70
`
`published conference and journal papers and one book in the field of speech
`
`technology and user interaction.
`
`11. For the first fifteen years of my career, my research emphasized
`
`speech recognition and speech user interfaces. I built the first system utilizing
`
`multimodal user input – speech and gesture – starting in 1980 (“Put That There”);
`
`this remains known as seminal work in the field. Put That There was also the first
`
`conversational computer system utilizing speech recognition and synthesis to
`
`engage in a voice user interaction. I continued to innovate speech user interfaces
`
`using recognition, text-to-speech synthesis, and recorded audio in a wide variety of
`
`projects. I built one of the first graphical user interfaces for audio editing,
`
`employing text keyword recognition on voice memos in 1982 (Intelligent Ear). I
`
`built the first research-grade unified messaging system, which combined text and
`
`voice messages into a single inbox, with speech recognition over the phone for
`
`remote access, and a graphical user interface for desktop access in 1983 (Phone
`
`Slave). I built a speech recognizer to detect acoustic correlates of mouth
`
`configuration to drive a real time animated character (Lip Sync, 1983). Along with
`
`my students we built the first system for real time spoken driving directions,
`
`including speech-accessible maps of Cambridge, Massachusetts in 1987 (Back
`
`3
`
`Page 12 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`Seat Driver). We built some of the earliest speech-based personal assistants for
`
`managing messages, calendar, contacts, etc. (Conversational Desktop 1985,
`
`Chatter 1993, MailCall 1996). We applied speech recognition to large bodies of
`
`everyday conversations captured with a wearable device and utilized as a memory
`
`aid (Memory Prosthesis 2004). We used speech recognition on radio newscasts to
`
`build a personalized version of audio newscasts (Synthetic News Radio, 1999) and
`
`also investigated adding speech recognition to a mouse-based window system a
`
`few years earlier.
`
`12. With the appearance of handheld devices, some of which were
`
`capable of recognizing hand writing, I used and built applications for these. The
`
`first was the Apple Newton, for which we built a voice based reminder system with
`
`multiple “to do” categories and time compressed speech playback (VoiceNotes,
`
`1992). We built quite a few systems employing speech recognition in handheld
`
`mobile devices (ComMotion 1999, Nomadic Radio 2000, Impromptu 2001, and
`
`Symphony 2004, for example). We applied speech recognition to large bodies of
`
`everyday conversations captured with a wearable device and utilized as a memory
`
`aid (Memory Prosthesis 2004). In this context we worked with devices such as the
`
`Palm Pilot, which used Graffiti for handwriting recognition, the HP Ipaq handheld
`
`computer, pagers, flip phones, and finally smart phones.
`
`4
`
`Page 13 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`I was later awarded the prestigious Association for Computing
`
`13.
`
`Machinery (ACM) Computer Human Interface (CHI) Academy membership
`
`specifically for those years of work pioneering speech user interfaces.
`
`14.
`
`In the course of my research, I built a number of speech recognition
`
`client/server distributed systems, with the first being in 1985. Much of the initial
`
`motivation for a server architecture was that speech recognition required expensive
`
`digital signal processing hardware that we could not afford to put on each
`
`computer, so a central server with the required hardware was used. Later versions
`
`of the speech recognition server architecture allowed certain computers to perform
`
`specialized tasks serving a number of client computers providing voice user
`
`interfaces, either on screens or over telephone connections.
`
`15. Because of my early work with distributed speech systems, I served
`
`for several years in the mid-1990s with a working group on the impact of
`
`multimedia systems on the Internet reporting to the Internet Engineering Task
`
`Force (IETF) and later the Internet Activities Board (IAB). This work impacted
`
`emerging standards such as Session Initiation Protocol (SIP).
`
`16.
`
`In my faculty position I taught graduate level courses in speech
`
`technology and user interaction design, and directly supervised student research
`
`and theses at the Bachelors, Masters, and PhD level. I oversaw the Masters and
`
`PhD thesis programs for the entire Media Arts and Sciences academic program
`
`5
`
`Page 14 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`during my more senior years. I also served on the Media Laboratory intellectual
`
`property committee for many years, including a period during which I was the
`
`chair.
`
`III. MATERIALS CONSIDERED
`
`17.
`
`In forming my opinions, I have reviewed the following documents,
`
`and any other document cited in this declaration:
`
`Exhibit
`
`Description
`
`Ex. 1001 U.S. Patent No. 8,204,737 to Suominen (“the ’737 patent”)
`
`Ex. 1002 Prosecution History of U.S. Patent No. 8,204,737
`
`Ex. 1005 U.S. Patent No. 6,167,376 to Ditzik (“Ditzik”)
`
`Ex. 1006 U.S. Patent No. 5,027,406 to Roberts (“Roberts”)
`
`Ex. 1007 Canadian Patent No. 1,335,002 (“Tchorzewski”)
`
`Ex. 1008
`
`European Patent Application Publication No. 0 622 724 A2
`(“Verrier”)
`
`Ex. 1009
`
`Bellegarda, et al., “A Novel Word Clustering Algorithm Based on
`Latent Semantic Analysis,” IEEE, 1996 (“Bellegarda”)
`
`Ex. 1010
`
`Campbell, “Speaker Recognition: A Tutorial,” IEEE, 1997
`(“Campbell”)
`
`Ex. 1011 U.S. Patent No. 5,600,781 to Root (“Root”)
`
`Ex. 1012 U.S. Patent Publication No. 2001/0053978 (“Lewis”)
`
`Ex. 1013 A. Waibel et al., “Multimodal Interfaces for Multimedia Information
`Agents,” IEEE (1997) (“Waibel”)
`
`6
`
`Page 15 of 123
`
`

`

`
`
`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`Exhibit
`
`Description
`
`Ex. 1014 Vo et al., “Building and Application Framework for Speech and Pen
`Input Integration in Multimodal Learning Interfaces,” Proc. ICASSP
`’96 (Atlanta, GA) (“Vo”)
`
`Ex. 1015 S. Manke et al., “The Use of Dynamic Writing Information in a
`Connectionist On-Line Cursive Handwriting Recognition System,”
`Advances in Neural Information Processing Systems 6, Morgan
`Kaufmann, 1994 (“Manke”)
`
`Ex. 1016 B. Suhm et al., “JANUS: Towards Multilingual Spoken Language
`Translation,” Proc. ARPA SLT Workshop 95 (Austin, Texas)
`(“Suhm”)
`
`Ex. 1017 U.S. Patent No. 5,857,099 (“Mitchell”)
`
`Ex. 1018 U.S. Patent No. 5,839,106 (“’106 patent”)
`
`Ex. 1021 U.S. Patent No. 5,459,798 (“Bailey”)
`
`Ex. 1026 Starner et al. “On-Line Cursive Handwriting Recognition Using
`Speech Recognition Methods” Proceedings of ICASSP '94. IEEE
`International Conference on Acoustics, Speech and Signal
`Processing, 1994 (“Starner”)
`
`
`
`18.
`
`I have also relied on my education, experience, research, training, and
`
`knowledge in the relevant art, and my understanding of any applicable legal
`
`principles described in this declaration.
`
`19. All of the opinions contained in this declaration are based on the
`
`documents I reviewed and my knowledge and professional judgment. My opinions
`
`have also been guided by my understanding of how a person of ordinary skill in the
`
`art would have understood the claims of the ’737 patent at the time of the alleged
`
`7
`
`Page 16 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`invention. For purposes of this declaration, I have been asked to assume that the
`
`date of the alleged invention is the earliest claimed priority date: July 17, 1999.
`
`20.
`
`I reserve the right to supplement and amend any of my opinions in
`
`this declaration based on documents, testimony, and other information that
`
`becomes available to me after the date of this declaration.
`
`IV. LEGAL STANDARDS
`
`21. For purposes of this declaration, I have been asked to opine only on
`
`issues regarding obviousness under 35 U.S.C. § 103. I have been informed of the
`
`following legal standards, which I have applied in forming my opinions.
`
`22.
`
`I have been asked to provide my opinions as to whether the cited prior
`
`art teaches or renders obvious claims 1-16 and 19 of the ’737 patent from the
`
`perspective of a person of ordinary skill in the art at the ’737 patent’s priority date
`
`in 1999, as described in more detail below.
`
`23. For purposes of this declaration, I have been informed and understand
`
`certain aspects of the law as it relates to my opinions.
`
`24.
`
`I have been advised and understand that there are two ways in which
`
`prior art may render a patent claim unpatentable. First, I have been advised that the
`
`prior art can “anticipate” a claim. Second, I have been advised that the prior art can
`
`make a claim “obvious” to a person of ordinary skill in the art. I understand that for
`
`8
`
`Page 17 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`an invention claimed in a patent to be patentable, it must not be anticipated and
`
`must not be obvious based on what was known before the invention was made.
`
`25.
`
`I have been advised and understand the information used to evaluate
`
`whether an invention was new and not obvious when made is generally referred to
`
`as “prior art.” I understand that prior art includes patents and printed publications
`
`that existed before the earliest filing date of the patent (which I have been informed
`
`is also called the “effective filing date”). I have been informed and understand that
`
`a patent or published patent application is prior art if it was filed before the earliest
`
`filing date of the claimed invention and that a printed publication is prior art if it
`
`was publicly available before the earliest filing date.
`
`26.
`
`I have been advised and understand that a dependent claim is a patent
`
`claim that refers back to another patent claim. I have been informed and
`
`understand that a dependent claim includes all of the limitations of the claim to
`
`which it refers.
`
`27.
`
`I have been advised and understand that a patent claim may be invalid
`
`as obvious under 35 U.S.C. § 103 if the differences between the subject matter
`
`claimed and the prior art are such that the claimed subject matter as a whole would
`
`have been obvious to a person of ordinary skill in the art at the time the invention
`
`was made. I have also been advised that several factual inquiries underlie a
`
`determination of obviousness. These inquiries include (1) the scope and content of
`
`9
`
`Page 18 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`the prior art, (2) the level of ordinary skill in the field of the invention, (3) the
`
`differences between the claimed invention and the prior art, and (4) any objective
`
`evidence of non-obviousness (which I have been informed may also be called
`
`“secondary considerations”).
`
`28.
`
`I have also been advised and understand that, when obviousness is
`
`based on a combination of references, that party must identify a reason why a
`
`person skilled in the art would have been motivated to combine or modify the
`
`asserted references in the manner recited in the claims and to explain why one
`
`skilled in the art would have had a reasonable expectation of success in making
`
`such combinations or modifications.
`
`29.
`
`I have been advised and understand that the law permits the
`
`application of “common sense” in examining whether a claimed invention would
`
`have been obvious to a person skilled in the art. For example, I have been advised
`
`that combining familiar elements according to known methods and in a predictable
`
`way may suggest obviousness when such a combination would yield nothing more
`
`than predictable results. I understand, however, that a claim is not obvious merely
`
`because every claim element is disclosed in the prior art and that a party asserting
`
`obviousness must still provide a specific motivation to combine or modify the
`
`references as recited in the claims and explain why one skilled in the art would
`
`have reasonably expected to succeed in doing so.
`
`10
`
`Page 19 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`I have been advised and understand that two references are considered
`
`30.
`
`to be in the same field of art when the references are either (1) in the same field of
`
`endeavor, regardless of the problems they address, or (2) reasonably pertinent to
`
`the particular problem being solved by the inventor in his patent.
`
`31.
`
`I am not aware of any evidence of secondary considerations that
`
`would support a determination of non-obviousness of the claimed subject matter in
`
`the ’737 patent.
`
`32.
`
` I have been informed that in inter partes review proceedings, such as
`
`this one, the party challenging the patent bears the burden of proving
`
`unpatentability by a preponderance of the evidence. I understand that a
`
`preponderance of the evidence means “more likely than not.”
`
`V. LEVEL OF ORDINARY SKILL IN THE ART
`
`33.
`
`In rendering the opinions set forth in this declaration, I have been
`
`asked to consider the ’737 patent’s claims and the prior art through the eyes of a
`
`person of ordinary skill in the art (which I may also refer to as “one skilled in the
`
`art,” “skilled artisan,” “POSITA,” or similar variation). I have considered factors
`
`such as the educational level and years of experience of those working in the
`
`pertinent art, the types of problems encountered in the art, the teachings of the
`
`prior art, patents and publications of other persons or companies, and the
`
`sophistication of the technology.
`
`11
`
`Page 20 of 123
`
`

`

`Declaration of Christopher Schmandt
`U.S. Patent No. 8,204,737
`
`I have been instructed to assume a person of ordinary skill in the art is
`
`34.
`
`not a specific real individual, but rather a hypothetical individual having the
`
`qualities reflected by the factors discussed above.
`
`35. Taking these factors into consideration, it is my opinion that a person
`
`of ordinary skill in the art of the ’737 paten

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket