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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`DEXCOM, INC.,
`Petitioner,
`
`v.
`
`ABBOTT DIABETES CARE INC.,
`Patent Owner.
`
`Case No. IPR2023-01397
`U.S. Patent No. 11,266,335
`
`
`_________________
`
`PETITIONER’S EXPLANATION OF
`MATERIAL DIFFERENCES BETWEEN PETITIONS
`
`
`
`

`

`IPR2023-01397
`U.S. Patent No. 11,266,335
`
`Petitioner concurrently files two petitions for inter partes review of U.S.
`
`Patent No. 11,266,335 (the ’335 patent). Petition 1 (IPR2023-01396) is based on
`
`prior art publications that qualify as prior art even if, arguendo, the claims were
`
`entitled to claim priority to the earliest March 2010 provisional, while Petition 2
`
`(IPR2023-01397) is based on one later publication (Thomas, EX1109) that qualifies
`
`as prior art unless Patent Owner antedates it by showing earlier conception and
`
`diligent reduction to practice (which Petitioner contends Patent Owner will be
`
`unable to show). Pursuant to the November 2019 Consolidated Trial Practice Guide
`
`(“TPG”), Petitioner submits this explanation of the material differences between
`
`these two petitions and why both should be instituted. See TPG, 59-60.
`
`Petitioner ranks Petition 1 first.
`
`I.
`
`TWO PETITIONS ARE NEEDED TO
`ADDRESS AN ANTICIPATED PRIOR ART STATUS DISPUTE
`
`Each petition challenges the same claims of the ’335 patent: independent
`
`claim 1 and dependent claims 2–4, 8–9, and 11–27. Petition 1 (“the Stafford-based
`
`petition”) relies on Stafford (EX1009), along with Raymond (EX1010) and four
`
`additional references, to render obvious all challenged claims. Petition 2 (“the
`
`Thomas-based petition”) relies on Thomas (EX1109), along with Raymond
`
`(EX1110) and just one other reference, to render obvious all challenged claims.
`
`
`
`1
`
`

`

`IPR2023-01397
`U.S. Patent No. 11,266,335
`
`Two petitions are necessary because Patent Owner will likely dispute the prior
`
`art status of the Thomas reference presented as Exhibit EX1109. Petitioner believes
`
`Patent Owner will dispute Thomas’s prior art status because during prosecution,
`
`Patent Owner disputed the prior art status of a different reference having a Pre-AIA
`
`§ 102(a) publication date seven days earlier than Thomas’s. Specifically, during
`
`prosecution of the ’335 patent, Applicants swore behind U.S. Patent Publication No.
`
`2010/0198034 (“Thomas-034”) to disqualify it as prior art under 37 CFR § 1.131.
`
`Because Thomas-034’s § 102(a) publication date is seven days earlier than
`
`Thomas’s publication date (August 5, 2010 vs. August 12, 2010), Patent Owner will
`
`likely seek to disqualify Thomas as prior art by attempting to swear behind it.
`
`This kind of dispute (about prior art status) is precisely the kind of dispute that
`
`the TPG and Board have said warrants two petitions. See TPG, 59–61; Medtronic,
`
`Inc. v. Teleflex Innovations S.A.R.L., IPR2020-00136, Paper 20 at 39 (PTAB June
`
`26, 2020) (a dispute about prior art is “precisely one of the circumstances … in which
`
`more than one petition may be necessary”); see also 10X Genomics, Inc. v. Bio-Rad
`
`Labs., Inc., IPR2020-00088, Paper 8 at 47 (PTAB Apr. 27, 2020) (noting that more
`
`than one petition may be necessary where there is a priority date dispute).
`
`II. THE BOARD SHOULD INSTITUTE BOTH PETITIONS
`
`The Board should institute both petitions for at least four reasons.
`
`First, each petition has compelling merits. As explained in the petitions, the
`
`
`
`2
`
`

`

`IPR2023-01397
`U.S. Patent No. 11,266,335
`
`Stafford and Thomas references each discloses one of the central claimed
`
`concepts—an on body glucose monitoring unit having a glucose sensor and
`
`associated sensor electronics within an on-body unit. The main secondary references
`
`relied on in each petition—Raymond (EX1010 / EX1110) and Turner (EX1011 /
`
`EX1111)—teach inserter device details claimed by the ’335 patent, such as gripping
`
`arms that engage recesses on the periphery of the on body unit. When Stafford and
`
`Thomas are each combined with these secondary references, these combinations and
`
`the other references relied on herein render unpatentable each challenged claim.
`
`Second, instituting only the Thomas-based petition (IPR2023-01397) risks
`
`prejudicing Petitioner. Specifically, if only the Thomas-based Petition 2 is instituted
`
`and Patent Owner waits until after institution to dispute the prior art status of
`
`Thomas—and is successful in doing so—Petitioner’s meritorious Stafford-based
`
`Petition 1 would never be fully considered by the Board.
`
`Third, if Patent Owner fails to establish an earlier conception date and
`
`diligence in reducing the alleged invention to practice—as Petition 2 contends—then
`
`only three prior art references render all claims obvious because Thomas expressly
`
`teaches or discloses many features recited in the dependent claims. Petition 1, on the
`
`other hand, relies on six prior art references, in various combinations, in order to
`
`render obvious the various permutations of the depenendent claims of the ’335
`
`patent. Thus, while Petition 1 presents meritorious obviousness arguments,
`
`
`
`3
`
`

`

`IPR2023-01397
`U.S. Patent No. 11,266,335
`
`Petition 2 presents simpler and less numerous combinations.
`
`Fourth, if the Board decides to institute the Stafford-based petition, the
`
`Thomas-based petition (IPR2023-01397) adds only a minimal amount of additional
`
`work. The Thomas-based petition relies on a different primary reference but
`
`otherwise relies on two of the secondary references (Raymond and Turner) and
`
`similar principles of combination.
`
`III. DIFFERENCES BETWEEN THE PETITIONS
`
`The petitions rely on different primary references and Petition 1 relies on three
`
`additional secondary references (Say, Bickoff, and Shah) not raised / relied on in
`
`Petition 2. Differences are highlighted in the following summary table:
`
`Petition 2 (IPR2023-01397)
`Petition 1 (IPR2023-01396)
`Challenged
`§ 103 Combination Challenged
`§ 103 Combination
`Claims
`Claims
`1–4, 8–9, 11–15,
`1–4, 8–9, 11–27 Thomas+Raymond
`and 17–27
`
`Stafford+Raymond
`
`1–4, 8–9, 11–15,
`and 17–27
`
`Stafford+Raymond+
`Turner
`
`1–4, 8–9, 11–27 Thomas+Raymond+
`Turner
`
`16
`
`16
`
`16
`
`16
`
`17–18
`
`
`
`Stafford+Raymond+
`Say
`
`Stafford+Raymond+
`Say + Turner
`Stafford+Raymond+
`Bickoff
`
`Stafford+Raymond+
`Bickoff+Turner
`
`Stafford+Raymond+
`Shah
`
`4
`
`N/A
`
`N/A
`
`

`

`IPR2023-01397
`U.S. Patent No. 11,266,335
`
`17–18
`
`Stafford+Raymond+
`Shah+Turner
`
`IV. CONCLUSION
`
`The Board should institute both petitions to ensure that Patent Owner is not
`
`able to circumvent the petitions through a procedural ploy. Both petitions have
`
`compelling merits and are needed to address Patent Owner’s likely prior art dispute.
`
`If the Board elects to institute only one of the petitions, Petitioner ranks Petition 1
`
`(IPR2023-01396) first.
`
`Dated: October 6, 2023
`
`Respectfully submitted,
`
`
`By: /Andrew M. Mason /
`Andrew M. Mason, Reg. No. 64,034
`andrew.mason@klarquist.com
`KLARQUIST SPARKMAN, LLP
`One World Trade Center, Suite 1600
`121 S.W. Salmon Street
`Portland, Oregon 97204
`Tel: 503-595-5300
`Fax: 503-595-5301
`
`
`
`Counsel for Petitioner
`
`
`
`5
`
`

`

`IPR2023-01397
`Patent 11,266,335
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that on October 6, 2023, a copy of the foregoing
`
`Petitioner’s Explanation of Material Differences Between Petitions was served
`
`by Express Mail on the correspondence addresss of record indicated in the Patent
`
`Office’s Patent Center system for U.S. Patent No. 11,266,335:
`
`One LLP – ADC
`Attn: Alana Fredericks
`23 Corporate Plaza, Suite 150
`Newport Beach, CA 92660
`
`
`
`
`
`
`
`
`
`
`By: /Andrew M. Mason /
`Andrew M. Mason, Reg. No. 64,034
`andrew.mason@klarquist.com
`KLARQUIST SPARKMAN, LLP
`One World Trade Center, Suite 1600
`121 S.W. Salmon Street
`Portland, Oregon 97204
`Tel: 503-595-5300
`Fax: 503-595-5301
`
`Counsel for Petitioner
`
`Certificate Of Service
`
`
`
`Page 1
`
`

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