`
`
`
`Filed on behalf of:
`Patent Owner Masimo Corporation
`By: Brian C. Claassen (Reg. No. 63,051)
`Carol Pitzel Cruz (Reg. No. 61,224)
`Perry D. Oldham (Reg. No. 52,082)
`Daniel C. Kiang (Reg. No. 79,631)
`Irfan A. Lateef (Reg. No. 51,922)
`
`Filed: November 26, 2024
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail: AppleIPR159-2@knobbe.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`
`
`
`
`
`
`
`Case IPR2024-00244
`U.S. Patent 10,722,159
`
`
`
`
`
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`EXHIBIT LIST
`
`Exhibit No.
`
`Description
`
`2001
`
`2002
`
`2003
`
`2004
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`Curriculum Vitae of Vijay K. Madisetti
`Expert Declaration of Vijay K. Madisetti in Support of Patent
`Owner’s Preliminary Response
`Commission Opinion (Public), Certain Light-Based Physiological
`Measurement Devices and Components Thereof, Inv. No. 337-
`TA-1276, EDIS No. 808521 (ITC Oct. 26, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01271, Paper 15 (PTAB Jan. 24, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01272, Paper 16 (PTAB Jan. 24, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01273, Paper 15 (PTAB Jan. 24, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01274, Paper 15 (PTAB Jan. 24, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01275, Paper 15 (PTAB Jan. 30, 2023)
`
`Decision Denying Institution of Inter Partes Review, Apple Inc. v.
`Masimo Corp., IPR2022-01276, Paper 15 (PTAB Jan. 30, 2023)
`
`Plaintiff Apple Inc.’s Opposition to Defendants’ Motion for Stay
`Pending Inter Partes Review (Public), Apple Inc. v. Masimo
`Corp., No. 22-1378-MN-JLH (D. Del. Jan. 10, 2024), D.I. 457
`
`Plaintiff Apple Inc.’s Opening Brief in Support of Its Motion for
`an Expedited Trial, Apple Inc. v. Masimo Corp., No. 22-1377-
`MN-JLH (D. Del. Feb. 10, 2023), D.I. 50
`
`-1-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2012
`
`2013
`
`2014
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020
`
`2021
`
`2022
`
`Transcript of May 5, 2023 Hearing in Apple Inc. v. Masimo
`Corp., Nos. 22-1377-MN-JLH, 22-1378-MN-JLH (D. Del. May
`5, 2023)
`
`Original Scheduling Order, Apple Inc. v. Masimo Corp., No. 22-
`1378-MN-JLH (D. Del. May 25, 2023), D.I. 92
`
`Amended Scheduling Order, Apple Inc. v. Masimo Corp., No. 22-
`1378-MN-JLH (D. Del. Sept. 21, 2023), D.I. 359
`
`Lex Machina Patent Case Timeline Statistics for the District of
`Delaware between December 12, 2022 and December 12, 2023
`
`Lex Machina Case Statistics for Magistrate Judge Jennifer Hall
`
`Lex Machina Case Statistics for Judge Colm Connolly, Judge
`Maryellen Noreika, Judge Richard Andrews, Judge Gregory
`Williams, and Magistrate Judge Jennifer Hall
`
`Transcript of September 14, 2023 Markman Hearing, Apple Inc.
`v. Masimo Corp., Nos. 22-cv-1377-MN-JLH, 22-cv-1378-MN-
`JLH
`
`Aaron Tilley, The Entrepreneur Who Bet His Company on a
`Fight With Apple, Wall Street J., Dec. 30,
`2023, https://www.wsj.com/tech/joe-kiani-entrepreneur-apple-
`warning-52eb09a9
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1271,
`Paper 20 (PTAB June 20, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1272,
`Paper 20 (PTAB June 20, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1273,
`Paper 19 (PTAB June 20, 2023)
`
`-2-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2023
`
`2024
`
`2025
`
`2026
`
`2027
`
`2028
`
`2029
`
`2030
`
`2031
`
`2032
`
`2033
`
`2034
`
`2035
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1274,
`Paper 19 (PTAB June 20, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1275,
`Paper 19 (PTAB June 26, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1276,
`Paper 20 (PTAB June 26, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1292,
`Paper 17 (PTAB Mar. 7, 2023)
`
`Notice of Refund, Apple Inc. v. Masimo Corp., IPR2022-1466,
`Paper 17 (PTAB Apr. 5, 2023)
`
`Correspondence from counsel for Apple to counsel for Masimo
`regarding Apple’s prior art grounds in the Delaware Litigation,
`dated November 16, 2023
`
`June 6–10, 2022 Public Hearing Transcript, ITC Inv. No. 337-
`TA-1276
`
`Emails dated August–September 2022 between Apple’s and
`Masimo’s Counsel re IPR2022-01291 and -01465
`
`Email chain regarding false statements in IPR Petitions
`
`November 17, 2023 Letter from U.S. Food & Drug
`Administration to Masimo Corp. re Masimo W1 510(k) Clearance
`
`Petition for Inter Partes Review, Apple Inc. v. Masimo Corp.,
`IPR2022-01292
`
`Petition for Inter Partes Review, Apple Inc. v. Masimo Corp.,
`IPR2022-01466
`
`Final Written Decision (Public Version), Apple Inc. v. Masimo
`Corp., IPR2022-01291 (Jan. 30, 2024)
`
`-3-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2036
`
`2037
`
`2038
`
`2039
`
`2040
`
`2041
`
`2042
`
`2043
`
`Final Written Decision (Public Version), Apple Inc. v. Masimo
`Corp., IPR2022-01465 (Feb. 2, 2024)
`
`Redacted Excerpt of the December 15, 2023 Rebuttal Report of
`Dr. Majid Sarrafzadeh
`
`Joint Claim Construction Statement Regarding Masimo Asserted
`Patents, Apple Inc. v. Masimo Corp., No. 22-1378-MN-JLH
`(Aug. 31, 2023)
`
`Petitioner’s Reply (Public Version), Apple Inc. v. Masimo Corp.,
`IPR2022-01291
`
`Order re Conduct of the Proceedings, Apple Inc. v. Masimo Corp.,
`IPR2022-01291, Order Conduct of the Proceedings (Paper 43)
`
`Excerpt of Apple’s Final Invalidity Contentions, Apple Inc. v.
`Masimo Corp., No. 1:22-cv-1378-JLH (D. Del.)
`
`Masimo Post-Hearing Brief (Public Version), ITC Inv. No. 337-
`TA-1276
`
`ITC Final Initial Determination (Public Version), ITC Inv. No.
`337-TA-1276
`
`2044-2049
`
`RESERVED
`
`2050
`
`Apple Inc.’s Post-Hearing Brief (Public Version), ITC Inv. No.
`337-TA-1276
`
`2051-2055
`
`RESERVED
`
`2056
`
`2057
`
`Excerpts of File History of App. No. 16/532,065
`
`Excerpts of File History of App. No. 15/195,199
`
`2058-2068
`
`RESERVED
`
`-4-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2069
`
`Eric W. Weisstein, Annulus, Wolfram MathWorld (Dec. 1, 2022,
`3:20 pm), https://mathworld.wolfram.com/Annulus.html
`
`2070-2071
`
`RESERVED
`
`2072
`
`2073
`
`2074
`
`2075
`
`2076
`
`2077
`
`2078
`
`Excerpt of Webster’s II New College Dictionary (2001)
`
`RESERVED
`
`Nonconfidential Excerpt of Page 65 from June 6-10, 2022
`Hearing Transcript, ITC Inv. No 337-TA-1276
`
`RESERVED
`
`CONFIDENTIAL – Transcript of Testimony of Brian Land from
`June 6-10, 2022 Hearing Transcript, Certain Light-Based
`Physiological Measurement Devices and Components Thereof,
`Inv. No. 337-TA-1276
`
`CONFIDENTIAL – Transcript of Testimony of Dr. Paul
`Mannheimer from June 6-10, 2022 Hearing Transcript, Certain
`Light-Based Physiological Measurement Devices and
`Components Thereof, Inv. No. 337-TA-1276
`
`CONFIDENTIAL – Transcript of Testimony of Dr. Stephen
`Waydo from June 6-10, 2022 Hearing Transcript, Certain Light-
`Based Physiological Measurement Devices and Components
`Thereof, Inv. No. 337-TA-1276
`
`2079
`
`RESERVED
`
`2080
`
`2081
`
`CONFIDENTIAL – ITC Exhibit CX-0289C – Designated
`Portions of February 10, 2022 Deposition of Dr. Paul
`Mannheimer
`
`CONFIDENTIAL – ITC Exhibit CX-0299C – Designated
`Portions of February 18, 2022 Deposition of Dr. Stephen Waydo
`
`-5-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2082
`
`2083
`
`2084
`
`2085
`
`2086
`
`2087
`
`2088
`
`2089
`
`2090
`
`2091
`
`2092
`
`2093
`
`CONFIDENTIAL – ITC Exhibit CX-0295C – Designated
`Portions of February 11, 2022 Deposition of Tao Shui
`
`CONFIDENTIAL – ITC Exhibit CX-0007C – Email from Brian
`Land to Paul Mannheimer et al.
`
`CONFIDENTIAL – ITC Exhibit CX-0175C – Apple
`Organization Chart
`
`CONFIDENTIAL – ITC Exhibit CX-0177C – Apple Presentation
`
`CONFIDENTIAL – ITC Exhibit CX-0185C – Apple Presentation
`
`RESERVED
`
`ITC Exhibit CX-1616 – Fowler, Geoffrey, “The new Apple
`Watch says my lungs may be sick. Or perfect. It can’t decide.”
`Washington Post, September 23, 2020
`(https://www.washingtonpost.com/technology/2020/09/23/apple‐
`watch‐oximeter/)
`
`CONFIDENTIAL – ITC Exhibit CX-1793C – Apple Presentation
`
`RESERVED
`
`William, Andrews, “Fitbit Update Lets You Quickly Check Your
`Blood Oxygen Saturation.” Forbes, Sept. 9, 2020
`(https://www.forbes.com/sites/andrewwilliams/2020/09/09/fitbit-
`update-lets-you-quickly-check-your-blood-oxygen-
`saturation/?sh=5d6ecb55e76a)
`
`“Track Your SpO2 to Uncover Changes in Your Wellbeing,”
`Fitbit, Sept. 7, 2020 (https://blog.fitbit.com/track-your-spo2/)
`
`CONFIDENTIAL – ITC Final Initial Determination (Public
`version filed as Exhibit 2043)
`
`-6-
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2094
`
`2095
`
`2096
`
`2097
`
`2098
`
`2099
`
`2100
`
`2101
`
`2102
`
`2103
`
`CONFIDENTIAL – Transcript of November 7, 2023 Deposition
`of Dr. Paul Mannheimer, Apple Inc. v. Masimo Corp. et al., Nos.
`22-1377-MN-JLH, 22-1378-MN-JLH (D. Del.)
`
`Stein, “Withings Pulse O2 review: Fitness band plus heart rate
`monitor checks blood oxygen, too,” CNET.com (April 25, 2014),
`https://www.cnet.com/reviews/withings-pulse-o2-review/
`(Previously filed as APPLE-1057 in IPR2022-01291)
`
`CONFIDENTIAL - Final Written Decision, Apple Inc. v. Masimo
`Corp., IPR2022-01291 (Jan. 30, 2024) (Public version previously
`filed as EX2035)
`
`Excerpt of C. A. Bennett, Principles of Physical Optics, John
`Wiley & Sons, Inc. (2008)
`
`CONFIDENTIAL - Excerpt of December 15, 2023 Expert Report
`of Majid Sarrafzadeh, Ph.D. Regarding Non-Infringement of U.S.
`Patent Nos. 10,687,743 & 10,722,159, Apple Inc. v. Masimo
`Corp., C.A. Nos. 22-1377-MN-JLH, 22-1378-MN-JLH (D. Del.)
`
`Transcript of Hearing Held November 17, 2023 in IPR2022-
`01291, -01465 (Public Version)
`
`CONFIDENTIAL - Declaration of Vijay K. Madisetti, Ph.D. in
`Support of Patent Owner’s Response
`
`Document produced by Apple in related litigation bearing
`production numbers APL-MAS_00117783-877
`
`CONFIDENTIAL - Excerpt of document produced by Apple in
`related litigation bearing production numbers
`APL_DEL03985999-6078
`
`Document produced by Apple in related litigation bearing
`production numbers APL_MAS_ITC_00311268-73
`
`-7-
`
`
`
`
`
`
`
`Exhibit No.
`
`Description
`
`2104
`
`2105
`
`2106
`
`2107
`
`2108
`
`2109
`
`2110
`
`CONFIDENTIAL - Document produced by Apple in related
`litigation bearing production numbers APL-MAS_01812072-78
`
`Petition, Apple Inc. v. Masimo Corp., IPR2020-01722
`
`“How to use the Blood Oxygen app on Apple Watch,” Apple Inc.
`(https://support.apple.com/en-us/120358)
`
`Transcript of October 28, 2024 Deposition of Brian Anthony,
`Ph.D. and Deposition Exhibit 1 Thereto
`
`Chris Stokel-Walker, “A Stand-Out Health Tracker: Masimo W1
`Medical,” TIME, Oct. 30, 2024
`(https://time.com/7094688/masimo-w1-medical)
`
`Declaration of Daniel C. Kiang in Response to Petitioner's
`Objections to Evidence (Served Only)
`
`Email Chain Between Masimo and Apple re Cross-Use (Served
`Only)
`
`Dated: November 26, 2024
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`/s/ Daniel C. Kiang
`Daniel C. Kiang (Reg. No. 79,631)
`
`Attorney for Patent Owner
`Masimo Corporation
`
`
`
`
`
`-8-
`
`
`
`
`
`CERTIFICATE OF SERVICE
`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
`
`of counsel for Apple, a true and correct copy of PATENT OWNER’S UPDATED
`
`EXHIBIT LIST is being served electronically on November 26, 2024, to the e-mail
`
`addresses shown below:
`
`W. Karl Renner, Reg. No. 41,265
`Fish & Richardson P.C.
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax: 877-769-7945
`Email: IPR50095-0134IP2@fr.com
`
`Patrick J. Bisenius, Reg. No. 63,893
`Andrew B. Patrick, Reg. No. 63,471
`Usman A. Khan, Reg. No. 70,439
`Nicholas Stephens, Reg. No. 74,320
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax:877-769-7945
`Email: IPR50095-0134IP2@fr.com
`
`Dated: November 26, 2024
`
`
`
`
`/s/ Daniel C. Kiang
`Daniel Kiang (Reg. No. 79,631)
`
`
`
`Attorney for Patent Owner
`Masimo Corporation
`
`-9-
`
`
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