throbber
Filed: April 29, 2024
`
`On behalf of Trove Brands, LLC
`By: Ali S. Razai (Reg. No. 60,771)
`Joseph F. Jennings (Reg. No. 40,664)
`Cheryl T. Burgess (Reg. No. 55,030)
`Nathan D. Reeves (Reg. No. 77,806)
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Ph: 949-760-0404
`Email: BoxTrove1@knobbe.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________________________
`
`TROVE BRANDS, LLC
`Petitioner
`v.
`
`CAMELBAK PRODUCTS, LLC
`Patent Owner
`
`IPR2024-00858
`Patent 8,905,252
`
`PETITION FOR INTER PARTES REVIEW OF
`
`U.S. PATENT NO. 8,905,252
`
`

`

`TABLE OF CONTENTS
`
`Page No
`
`I. MANDATORY NOTICES ...................................................................... 1
`
`A.
`
`Real Party-In-Interest (37 C.F.R. §42.8(b)(1)) .............................. 1
`
`B.
`
`Related Matters (37 C.F.R. §42.8(b)(2)) ........................................ 1
`
`C.
`
`Lead and Backup Counsel (37 C.F.R. §42.8(b)(3)) ....................... 1
`
`D.
`
`Service Information (37 C.F.R. §42.8(b)(4)) ................................. 2
`
`E.
`
`Payment of Fees (37 C.F.R. §42.103) ............................................ 2
`
`F.
`
`Grounds for Standing (37 C.F.R. §42.104) .................................... 2
`
`II.
`
`INTRODUCTION .................................................................................... 3
`
`III. BACKGROUND ...................................................................................... 5
`
`IV. THE ’252 PATENT .................................................................................. 9
`
`A. Overview ........................................................................................ 9
`
`B.
`
`The Challenged Claims ................................................................ 12
`
`C.
`
`Prosecution History ...................................................................... 15
`
`V. STATEMENT OF RELIEF REQUESTED ........................................... 15
`
`A.
`
`IPR Grounds ................................................................................. 15
`
`B.
`
`The ’252 Patent Is Subject to the Prior Art Provisions of the
`AIA. .............................................................................................. 16
`
`C.
`
`The Asserted References Are Prior Art ....................................... 17
`
`VI. LEVEL OF ORDINARY SKILL ........................................................... 17
`
`- i -
`
`

`

`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`VII. CLAIM CONSTRUCTION ................................................................... 18
`
`A.
`
`“Closure Retention Mechanism” .................................................. 18
`
`1.
`
`2.
`
`3.
`
`Construction of a means-plus-function limitation ............. 19
`
`Function of “closure retention mechanism” ...................... 20
`
`Structure of “closure retention mechanism” ...................... 21
`
`B.
`
`Remaining Terms ......................................................................... 23
`
`VIII. GROUND 1: CLAIMS 5-7 AND 16-19 ARE ANTICIPATED BY
`AND/OR WOULD HAVE BEEN OBVIOUS OVER
`SAMARTGIS ......................................................................................... 23
`
`A. Overview of Samartgis ................................................................. 23
`
`B.
`
`Claim 5 ......................................................................................... 26
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Preamble ............................................................................. 26
`
`5[a]: Liquid Container ........................................................ 27
`
`5[b]: Cap Assembly ........................................................... 27
`
`5[b][i]: Base ....................................................................... 28
`
`5[b][ii]: Drink Spout .......................................................... 29
`
`5[b][iii]: Closure ................................................................ 30
`
`5[b][iv]: Handle .................................................................. 32
`
`5[b][iv][a]: Closure Retention Mechanism ........................ 33
`
`- ii -
`
`

`

`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`C.
`
`Claim 6 ......................................................................................... 36
`
`D.
`
`Claim 7 ......................................................................................... 38
`
`E.
`
`Claim 16 ....................................................................................... 40
`
`F.
`
`Claim 17 ....................................................................................... 42
`
`G.
`
`Claim 18 ....................................................................................... 43
`
`H.
`
`Claim 19 ....................................................................................... 44
`
`IX. GROUND 2: CLAIMS 16-18 WOULD HAVE BEEN OBVIOUS
`OVER SAMARTGIS IN COMBINATION WITH GORSKEY
`AND/OR JOHNSON .............................................................................. 45
`
`A. Overview of Gorskey and Johnson .............................................. 46
`
`B.
`
`Combining Samartgis with Gorskey and/or Johnson ................... 50
`
`C.
`
`Claim 16 Would Have Been Obvious .......................................... 51
`
`D.
`
`Claim 17 Would Have Been Obvious .......................................... 53
`
`E.
`
`Claim 18 Would Have Been Obvious .......................................... 55
`
`X. GROUND 3: CLAIMS 5-7, 16, AND 19 ARE ANTICIPATED
`BY AND/OR WOULD HAVE BEEN OBVIOUS OVER
`LEONCAVALLO................................................................................... 55
`
`A. Overview of Leoncavallo ............................................................. 55
`
`B.
`
`Claim 5 ......................................................................................... 58
`
`1.
`
`Preamble ............................................................................. 58
`
`- iii -
`
`

`

`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`5[a]: Liquid Container ........................................................ 59
`
`5[b]: Cap Assembly ........................................................... 59
`
`5[b][i]: Base ....................................................................... 61
`
`5[b][ii]: Drink Spout .......................................................... 62
`
`5[b][iii]: Closure ................................................................ 64
`
`5[b][iv]: Handle .................................................................. 66
`
`5[b][iv][a]: Closure Retention Mechanism ........................ 67
`
`C.
`
`Claim 6 ......................................................................................... 70
`
`D.
`
`Claim 7 ......................................................................................... 73
`
`E.
`
`Claim 16 ....................................................................................... 75
`
`F.
`
`Claim 19 ....................................................................................... 76
`
`XI. GROUND 4: CLAIMS 17 AND 18 WOULD HAVE BEEN
`OBVIOUS OVER LEONCAVALLO IN VIEW OF GORSKEY
`AND/OR JOHNSON. ............................................................................. 77
`
`XII. GROUND 5: CLAIMS 5-7 AND 16, 19 WOULD HAVE BEEN
`OBVIOUS OVER MILLER IN VIEW LEONCAVALLO. .................. 79
`
`A. Overview of Miller ....................................................................... 79
`
`B.
`
`Claim 5 ......................................................................................... 81
`
`1.
`
`2.
`
`Preamble ............................................................................. 82
`
`5[a]: Liquid Container ........................................................ 82
`
`- iv -
`
`

`

`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`5[b]: Cap Assembly ........................................................... 83
`
`5[b][i]: Base ....................................................................... 84
`
`5[b][ii]: Drink Spout .......................................................... 85
`
`5[b][iii]: Closure ................................................................ 86
`
`5[b][iv]: Handle .................................................................. 88
`
`5[b][iv][a]: Closure Retention Mechanism ........................ 88
`
`C.
`
`Claim 6 ......................................................................................... 93
`
`D.
`
`Claim 7 ......................................................................................... 94
`
`E.
`
`Claim 16 ....................................................................................... 95
`
`F.
`
`Claim 19 ....................................................................................... 95
`
`G. Obviousness of Combining Miler and Leoncavallo .................... 95
`
`XIII. GROUND 6: CLAIMS 17-18 WOULD HAVE BEEN OBVIOUS
`OVER MILLER IN VIEW OF LEONCAVALLO AND IN
`FURTHER VIEW OF GORSKEY AND/OR JOHNSON. .................... 97
`
`XIV. SECONDARY CONSIDERATIONS .................................................... 98
`
`XV. DISCRETIONARY DENIAL UNDER §314(A) IS NOT
`APPROPRIATE ..................................................................................... 98
`
`A.
`
`Factor 1: Potential Stay ................................................................ 99
`
`B.
`
`Factor 2: Proximity of Trial to FWD ........................................... 99
`
`C.
`
`Factor 3: Investment in Parallel Proceeding ................................ 99
`
`- v -
`
`

`

`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`D.
`
`Factor 4: Overlapping Issues ...................................................... 100
`
`E.
`
`Factor 5: The Parties................................................................... 101
`
`F.
`
`Factor 6: Other Circumstances ................................................... 101
`
`XVI. DISCRETIONARY DENIAL UNDER §325(D) IS NOT
`APPROPRIATE ................................................................................... 101
`
`A.
`
`Factors (a), (b), and (d) ............................................................... 102
`
`B.
`
`Factors (c), (e), and (f) ............................................................... 103
`
`XVII. CONCLUSION .................................................................................... 104
`
`
`
`
`
`- vi -
`
`

`

`TABLE OF AUTHORITIES
`
`Page No(s).
`
`10X Genomics, Inc. v. Bio-Rad Labs., Inc.,
`IPR2020-00087, Paper 9 (P.T.A.B. Apr. 27, 2020) .................................... 23
`
`Advanced Bionics, LLC v. Med-EL Elektromedizinische Geräte
`GmbH,
`IPR2019-01469, Paper 6 (P.T.A.B. Feb. 13, 2020) ................................... 102
`
`Altiris, Inc. v. Symantec Corp.,
`318 F.3d 1363 (Fed. Cir. 2003) ................................................................... 19
`
`Apple v. Fintiv,
`IPR2020-00019, Paper 11 (P.T.A.B. Mar. 20, 2020) .......................... 98, 101
`
`In re Baxter Travenol Labs,
`952 F.2d 388 (Fed. Cir. 1991) ......................................................... 35, 69, 70
`
`Becton, Dickinson & Co. v. B. Braun Melsungen AG,
`IPR2017-01586, Paper 8 (P.T.A.B. Dec. 15, 2017) .......................... 101, 102
`
`Brunswick Corp. v. Volvo Penta of the Ams., LLC,
`IPR2020-01512, Paper 15 (P.T.A.B. Mar. 11, 2021) ................................ 103
`
`Cal. Inst. of Tech. v. Broadcom Ltd.,
`25 F.4th 976 (Fed. Cir. 2022) .................................................................... 100
`
`Cisco Sys., Inc. v. NetSocket, Inc.,
`IPR2023-00607, Paper 11 (P.T.A.B. Sept. 26, 2023)................................ 102
`
`CRFD Rsch., Inc. v. Matal,
`876 F.3d 1330 (Fed. Cir. 2017) ............................................................. 36, 70
`
`Fusion Orthopedics, LLC v. Extremity Med., LLC,
`IPR2023-00894, Paper 15 (P.T.A.B. Nov. 17, 2023) ................................ 103
`
`- vii -
`
`

`

`TABLE OF AUTHORITIES
`(cont’d)
`
`Page No(s).
`
`Google LLC v. Jawbone Innovations, LLC,
`IPR2022-00630, Paper 10 (P.T.A.B. Sept. 13, 2022)................................ 100
`
`In re GPAC Inc.,
`57 F.3d 1573 (Fed. Cir. 1995) ..................................................................... 17
`
`Huawei Techs. Co. v. WSOU Invs., LLC,
`IPR2021-00226, Paper 10 (P.T.A.B. June 10, 2021) ................................ 100
`
`KSR Int’l Co. v. Teleflex, Inc.,
`550 U.S. 398 (2007) .............................................................................. passim
`
`Leapfrog Enters. v. Fisher-Price, Inc.,
`485 F.3d 1157 (Fed. Cir. 2007) ................................................................... 98
`
`Media Rights Techs., Inc. v. Capital One Fin. Corp.,
`800 F.3d 1366 (Fed. Cir. 2015) ................................................................... 19
`
`NanoCellect Biomedical, Inc. v. Cytonome/ST, LLC,
`IPR2020-00551, Paper 19 (P.T.A.B. Aug. 27, 2020) ................................ 101
`
`Newell Cos. v. Kenney Mfg. Co.,
`864 F.2d 757 (Fed. Cir. 1988) ..................................................................... 98
`
`Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co. Ltd. Matal,
`868 F.3d 1013 (Fed. Cir. 2017) ................................................................... 23
`
`Ex Parte Raichelgauz,
`No. 2022-003827, 2023 WL 3318861 (P.T.A.B. Apr. 25, 2023)................ 16
`
`Realtime Data v. Iancu,
`912 F.3d 1368 (Fed. Cir. 2019) ............................................................. 35, 70
`
`Samsung Elecs. Am. Inc. v. Snik LLC,
`IPR2020-01428, Paper 10 (P.T.A.B. Mar. 9, 2021) ............................ 99, 100
`
`- viii -
`
`

`

`TABLE OF AUTHORITIES
`(cont’d)
`
`Page No(s).
`
`Samsung Elecs. Co., Ltd. v. Cellect, LLC,
`IPR2020-00471, Paper 15 (P.T.A.B. Aug. 18, 2020) ................................ 103
`
`Samsung Electronics Co., Ltd. v. Dynamics, Inc.,
`IPR2020-00502, Paper 34 (P.T.A.B. Aug. 12, 2020) ................................ 101
`
`Sand Revolution II, LLC v. Cont’l Intermodal Grp.-Trucking LLC,
`IPR2019-01393, Paper 24 (P.T.A.B. June 16, 2020) ................................ 100
`
`Synchronoss Techs., Inc. v. Dropbox, Inc.,
`987 F.3d 1358 (Fed. Cir. 2021) ............................................................. 19, 20
`
`Toro Co. v. Deere & Co.,
`355 F.3d 1313 (Fed. Cir. 2004) ................................................................... 19
`
`Uber Tech., Inc. v. X One, Inc.,
`957 F. 3d 1334 (Fed. Cir. 2020) ............................................................ 45, 46
`
`VMware, Inc. v. Intellectual Ventures I LLC,
`IPR2020-00470, Paper 13 (P.T.A.B. Aug. 18, 2020) ................................ 101
`
`Welker Bearing Co. v. PHD, Inc.,
`550 F.3d 1090 (Fed. Cir. 2008) ................................................................... 19
`
`Williamson v. Citrix Online, LLC,
`792 F.3d 1339 (Fed. Cir. 2015) ................................................................... 18
`
`OTHER AUTHORITIES
`
`35 U.S.C. § 102 ........................................................................................... 15, 17
`
`35 U.S.C. § 103 ........................................................................................... 15, 16
`
`35 U.S.C. § 112 ......................................................................... 18, 19, 34, 35, 69
`
`- ix -
`
`

`

`TABLE OF AUTHORITIES
`(cont’d)
`
`Page No(s).
`
`Pub. L. No. 112-29, 125 Stat. 284 (2011), §3(n)(1) ......................................... 16
`
`37 C.F.R. § 42.8 .............................................................................................. 1, 2
`
`37 C.F.R. § 42.103 .............................................................................................. 2
`
`37 C.F.R. § 42.104 .............................................................................................. 2
`
`37 C.F.R.§ 314 .................................................................................................. 98
`
`37 C.F.R. § 325 ....................................................................................... 101, 103
`
`
`
`- x -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`
`
`Exhibit
`No.
`
`TABLE OF EXHIBITS
`
`Description
`
`1001
`
`U.S. Patent No. 8,905,252 (“the ’252 patent”)
`
`1002
`
`Excerpt of the File History of the ’252 Patent
`
`1003
`
`Declaration of Glenn E. Vallee, Ph.D.
`
`1004
`
`U.S. Patent No. 9,272,822 (“Samartgis”)
`
`1005
`
`U.S. Patent No. 7,753,240 (“Leoncavallo”)
`
`1006
`
`U.S. Design Patent No. D586,184 (“Miller”)
`
`1007
`
`U.S. Patent No. 8,550,269 (“Lane”)
`
`1008
`
`Excerpts of U.S. Provisional Patent Application No. 61-779,084
`
`1009
`
`Excerpts of U.S. Provisional Patent Application No. 61-859,662
`
`1010
`
`CamelBak Infringement Contentions for the ’252 Patent dated
`December 21, 2023
`
`1011
`
`EP Publication 2177447A1 (“Gorskey”)
`
`1012
`
`U.S. Patent Publication No. 2006/0006578 A1 (“Johnson”)
`
`1013
`
`Order Setting Case Schedule in Trove Brands, LLC v. CamelBak
`Products, LLC, et al., No. 5:23-cv-04267-PCP (N.D. Cal. Feb. 14,
`2024)
`
`Table of Exhibits, Page 1
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Petitioner Trove Brands, LLC (“Petitioner”) requests inter partes review of
`
`claims 5-7, and 16-19 (“challenged claims”) of U.S. Patent No. 8,905,252 (“the
`
`’252 patent”), which lists CamelBak Products, LLC (“PO” or “Patent Owner”) as
`
`assignee.
`
`I. MANDATORY NOTICES
`
`A. Real Party-In-Interest (37 C.F.R. §42.8(b)(1))
`
`Trove Brands, LLC is the real party-in-interest.
`
`B. Related Matters (37 C.F.R. §42.8(b)(2))
`
`Petitioner has filed a suit against PO seeking a declaratory judgment of
`
`noninfringement of the ’252 patent by Petitioner’s FreeSip® product. Trove
`
`Brands, LLC v. CamelBak Products, LLC et al., No. 5:23-cv-04267 (N.D. Cal.).
`
`Petitioner is not aware of any other judicial or administrative matter that
`
`would affect, or be affected by, a decision in this proceeding.
`
`C. Lead and Backup Counsel (37 C.F.R. §42.8(b)(3))
`
`Petitioner provides the following designation of counsel, all of whom are
`
`included in Customer No. 20,995 identified in Petitioner’s Power of Attorney.
`
`- 1 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Lead Counsel
`Ali S. Razai (Reg. No. 60,771)
`
`Postal and Hand-Delivery Address:
`Knobbe, Martens, Olson & Bear, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Telephone: (949) 760-0404
`Facsimile: (949) 760-9502
`
`Back-up Counsel
`Cheryl Burgess (Reg. No. 60,771)
`Joseph F. Jennings (Reg. No. 40,664)
`Nathan Reeves (Reg. No. 77,806)
`
`Postal and Hand-Delivery Address:
`Knobbe, Martens, Olson & Bear,
`LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Telephone: (949) 760-0404
`Facsimile: (949) 760-9502
`
`
`
`D.
`
`Service Information (37 C.F.R. §42.8(b)(4))
`
`Please address all correspondence to lead counsel and back-up counsel at
`
`the addresses shown above. Petitioner also consents to electronic service by email
`
`to BoxTrove1@knobbe.com.
`
`E.
`
`Payment of Fees (37 C.F.R. §42.103)
`
`The fee for this petition has been paid. Any additional fees may be charged
`
`to Deposit Account 11-1410.
`
`F. Grounds for Standing (37 C.F.R. §42.104)
`
`Petitioner certifies that the ’252 patent is available for IPR and that
`
`Petitioner is not barred or estopped from requesting IPR. This petition is being
`
`filed within one year of service of Patent Owner’s counterclaim (filed November
`
`8, 2023) alleging infringement of the ‘252 patent.
`
`- 2 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`
`
`II. INTRODUCTION
`
`The ’252 patent discloses and claims a drink container having a removable
`
`cap assembly that generally includes four elements:
`
`(1) a base for coupling the cap assembly to the container;
`
`(2) a drink spout for dispensing liquid;
`
`(3) a removable closure to cover the spout when not in use; and
`
`(4) a handle with a closure retention mechanism that stows the closure when
`
`it is removed from the spout.
`
`An embodiment of the ‘252 patent is depicted below.
`
`- 3 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`closure
`
`
`base
`
`
`drink
`spout
`
`
`handle
`
`container
`
`(Ex. 1001, Figs. 4-5).1 The handle includes a pair of spaced-apart tabs projecting
`
`from the inner perimeter of the handle (not shown above) that retain the closure
`
`when it is removed from the spout.
`
`
`
`
`1 Figures herein have been colored and annotated for clarity.
`
`- 4 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`As demonstrated herein, drink containers with cap assemblies as claimed in
`
`the ’252 patent were known in the art. Because the claimed devices were not
`
`patentable at the time of the patent’s earliest possible priority date (March 2013),
`
`the Board should institute inter partes review and cancel the claims.
`
`III. BACKGROUND
`
`Drink containers with removable caps have, of course, long been known.
`
`And drink cap assemblies with the features claimed in the ’252 patent (e.g., base,
`
`drink spout, closure, and handle with a closure retention mechanism) have also
`
`been known since before the ’252 patent’s priority date.
`
`For example, in 2010, Leoncavallo (Ex. 1005) disclosed a drink container
`
`with a removable cap assembly including a base, a drink spout, a closure to cover
`
`the spout, and a handle:
`
`- 5 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`handle
`
`closure
`
`spout
`
`base
`
`closure retention
`mechanism
`
`container
`
`
`
`(Ex. 1005, Fig. 3).
`
`
`
`The handle in Leoncavallo (loop member 54) included a closure retention
`
`mechanism, namely detents 90. As the user opens the drink spout by rotating the
`
`flip cap 68 around loop 54 connector members 80 engage the detents 90 and
`
`maintain the flip cap in the open position.
`
`- 6 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Samartgis (Ex. 1004), filed in 2012, disclosed another example of a drink
`
`container removable cap assembly having a base, a drink spout, a closure, and a
`
`handle:
`
`closure
`
`spout
`
`base
`
`handle
`
`closure retention
`mechanism
`
`(Ex. 1004, Fig. 3). The Samartgis handle also included a retention mechanism to
`
`stow the closure when it was detached from the drink spout. Specifically, the
`
`
`
`- 7 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`handle included lug members 15 and 16, which engaged the closure and stowed it
`
`when the closure was removed from the spout.
`
`And finally, Miller (Ex. 1006), filed in 2008, disclosed a beverage container
`
`with a cap assembly having a base, a closure covering a drink spout, and a handle.
`
`closure
`
`closure retention
`mechanism
`
`base
`
`handle
`
`container
`
`(Ex. 1006, Fig. 1; Ex. 1003 ¶212-30). The Samartgis handle also included a
`
`retention mechanism to stow the closure when it was detached from the drink
`
`spout. Specifically, the handle included an indent or catch to receive a protruding
`
`
`
`- 8 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`tab on the closure to retain the closure in a stowed position when the beverage
`
`container was opened.
`
`A. Overview
`
`IV. THE ’252 PATENT
`
`The ’252 patent discloses and claims drink containers that include a liquid
`
`container and a cap assembly removably coupled to the liquid container. (Ex.
`
`1001, Abstract, 4:30-35). Figures 4 and 5 illustrate the ’252 patent’s liquid
`
`container and cap assembly. The cap assembly includes a base, drink spout
`
`extending from the base, closure for closing the drink spout, and handle.
`
`- 9 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`drink container
`
`handle
`
`liquid
`container
`
`
`closure
`
`
`cap assembly
`
`drink
`spout
`
`
`closure
`
`base
`
`
`base
`
`
`handle
`
`liquid
`container
`
`
`
`
`(Id., Figs. 4, 5).
`
`As shown below in Figures 7 (spout closed) and 12 (spout open), the handle
`
`includes a closure retention mechanism for retaining the closure when it is
`
`removed from the drink spout.
`
`- 10 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`closure
`
`
`cap
`assembly
`cap
`
`base
`
`
`cap
`assembly
`
`drink
`spout
`
`base
`
`closure
`retention
`mechanism
`
`handle
`
`
`closure
`retention
`mechanism
`
`handle
`
`closure
`
`
`
`closure
`retention
`mechanism
`
`(Id., Figs. 7, 12). The ’252 patent closure retention mechanism consists of spaced
`
`apart tabs 56 that engage and retain the closure in the stowed position. (Id., 8:57-
`
`60, 13:14-56).
`
`- 11 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`B.
`
`The Challenged Claims
`
`Independent claim 5 is set forth below (with bracketed labels added for
`
`reference and the main elements of the drink container bolded).
`
`Preamble
`
`A drink container, comprising:
`
`Claim 5
`
`5[a]
`
`5[b]
`
`5[b][i]
`
`5[b][ii]
`
`5[b][iii]
`
`a liquid container having a neck with an opening and having
`an internal compartment sized to hold a volume of potable
`drink liquid; and
`
`a cap assembly removably coupled to the liquid container, the
`cap assembly comprising:
`
`a base removably coupled to the neck of the liquid
`container;
`
`a drink spout extending from the base and defining a
`passage through which drink liquid from the internal
`compartment of the liquid container may be selectively
`dispensed;
`
`a closure configured to be removably coupled relative to
`the drink spout in a closed position to selectively
`restrict dispensing of drink liquid through the passage
`and to selectively permit dispensing of drink liquid
`through the passage when removed from the drink
`spout;
`
`5[b][iv]
`
`a handle extending from the base,
`
`5[b][iv][a]
`
`includes a closure retention
`the handle
`wherein
`mechanism configured to selectively retain the
`closure in a stowed position relative to the handle
`when the closure is selectively removed from the
`
`- 12 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Claim 5
`
`drink spout and received by the closure retention
`mechanism.
`
`Whereas claim 5 is directed to a drink container, i.e., a liquid container and
`
`a cap assembly, independent claim 19 is directed to a cap assembly for use with a
`
`liquid container. The cap assembly includes the same elements as the cap
`
`assembly in claim 5. Independent claim 19 is set forth below (with bracketed
`
`labels added for reference and the primary elements of the cap assembly bolded).
`
`
`
`
`
`- 13 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Claim 19
`
`Preamble A cap assembly for use with a liquid container having a neck with
`an opening and having an internal compartment sized to hold a
`volume of potable drink liquid, the cap assembly comprising:
`
`19[a]
`
`19[b]
`
`19[c]
`
`a base configured to be removably coupled to the neck of the
`liquid container;
`
`a drink spout extending from the base and defining a passage
`through which drink liquid from the internal compartment
`of the liquid container may be selectively dispensed when
`the cap assembly is operatively coupled to the liquid
`container;
`
`a closure configured to be removably coupled relative to the
`drink spout in a closed position to selectively restrict
`dispensing of liquid through the passage and to selectively
`permit dispensing of liquid through the passage when
`removed from the drink spout;
`
`19[d]
`
`a handle extending from the base,
`
`19[d][i]
`
`includes a closure retention
`the handle
`wherein
`mechanism configured to selectively retain the closure
`in a stowed position relative to the handle when the
`closure is selectively removed from the drink spout and
`received by the closure retention mechanism.
`
`
`
`The challenged dependent claims add limitations directed to: the handle and
`
`closure retention mechanism defining a closed perimeter (claim 6); the closure
`
`positioned within the handle’s closed perimeter when stowed (claim 7); and how
`
`the closure engages the drink spout (claims 16-18).
`
`- 14 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`C.
`
`Prosecution History
`
`Despite the wealth of prior art drink containers available in the field and the
`
`simplicity of the claims, the Examiner allowed the ’252 patent claims without a
`
`single rejection. The Examiner stated that the prior art reviewed did not disclose
`
`“a handle extending from the base, wherein the handle includes a closure retention
`
`mechanism configured to selectively retain the closure in a stowed position
`
`relative to the handle … .” Ex. 1002 (Notice of Allowability, p.2). As
`
`demonstrated herein, the Examiner’s premise for allowing the claims was
`
`mistaken.
`
`V. STATEMENT OF RELIEF REQUESTED
`
`A.
`
`IPR Grounds
`
`IPR is requested for the following grounds of unpatentability:
`
`Ground
`
`Claims
`Challenged
`
`35 U.S.C. §
`
`References
`
`1
`
`2
`
`3
`
`4
`
`5
`
`5-7, and 16-19
`
`102, 103
`
`Samartgis
`
`16-18
`
`103
`
`Samartgis in view of Gorskey
`and/or Johnson
`
`5-7, 16, and 19
`
`102, 103
`
`Leoncavallo
`
`17 and 18
`
`103
`
`Leoncavallo in view of
`Gorskey and/or Johnson
`
`5-7, 16, and 19
`
`103
`
`Miller in view of Leoncavallo
`
`- 15 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`6
`
`17-18
`
`103
`
`Miller in view of Leoncavallo
`and in further view of
`Gorskey and/or Johnson
`
`
`B.
`
`The ’252 Patent Is Subject to the Prior Art Provisions of the AIA.
`
`The ’252 patent claims priority to two provisional applications:
`
`• Application No. 61/779,084 filed March 13, 2013 (Ex. 1008), and
`
`• Application No. 61/859,662 filed July 29, 2013 (Ex. 1009).
`
`Therefore, the earliest possible effective filing date for the challenged claims is
`
`March 13, 2013.
`
`A patent that contains a claim with an effective filing date on or after March
`
`16, 2013 is treated under the provisions of the AIA. See Pub. L. No. 112-29, 125
`
`Stat. 284 (2011), §3(n)(1); Ex Parte Raichelgauz, No. 2022-003827, 2023 WL
`
`3318861, at *1 n.2 (P.T.A.B. Apr. 25, 2023). Several claims of the ’252 patent
`
`are not supported by the first provisional. (Ex. 1010).
`
`Support for claim 16’s external coupling structure on the closure plug
`
`configured to operatively mate with an internal coupling structure on the drink
`
`spout was added in the second provisional. Compare (Ex. 1008) with (Ex. 1009,
`
`Specification at 14, 26). Support for claim 17’s drink spout upper lip that does
`
`not engage the closure and claim 18’s cap assembly having a void between the
`
`drink spout upper lip and the closure was also added in the second provisional.
`
`- 16 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`Compare (Ex. 1008) with (Ex. 1009, Specification at 14, 26). Further, Patent
`
`Owner has admitted in the district court action that claims 16-18 are not entitled
`
`to a pre-AIA priority date. (Ex. 1010, 2).
`
`In sum, because one or more claims of the ’252 patent are not entitled to a
`
`pre-AIA priority date, a fact admitted by Patent Owner, the patent is subject to the
`
`prior art provisions of the AIA.
`
`C. The Asserted References Are Prior Art
`
`This Petition relies on the following prior art references:
`
`Exhibit
`
`Reference
`
`Date
`
`1004
`1005
`1006
`
`1007
`1011
`
`Samartgis
`Leoncavallo
`Miller
`
`Lane
`Gorskey
`
`1012
`
`Johnson
`
`Filed: August 20, 2012
`Issued: July 13, 2010
`Issued: February 10,
`2009
`Filed: June 8, 2011
`Published: April 21,
`2010
`Published January 12,
`2006
`
`AIA Art
`Type
`§102(a)(2)
`§102(a)(1)
`§102(a)(1)
`
`§102(a)(2)
`§102(a)(1)
`
`§102(a)(1)
`
`
`
`This Petition is supported by the expert declaration of Glenn E. Vallee, Ph.D..
`
`(Ex. 1003).
`
`VI. LEVEL OF ORDINARY SKILL
`
`Based on the relevant factors, In re GPAC Inc., 57 F.3d 1573, 1579 (Fed.
`
`Cir. 1995), a hypothetical person of ordinary skill in the art (“POSITA”) would
`
`- 17 -
`
`

`

`Trove v. CamelBak
`IPR Petition – U.S. Patent 8,905,252
`
`have had an undergraduate degree in mechanical engineering or equivalent
`
`coursework, and a year or more of experience in designing, prototyping, and/or
`
`manufacturing fluid containers or similar products. (Ex. 1003 ¶¶25-30). More
`
`work experience may substitute for a lower level of education, and vice versa.
`
`(Id.).
`
`This Petition does not turn on this specific definition of the level of ordinary
`
`skill. The claims are anticipated and/or would been obvious from the perspective
`
`of a POSITA under any reasonable definition. (Id. ¶¶29).
`
`VII. CLAIM CONSTRUCTION
`
`A.
`
`“Closure Retention Mechanism”
`
`Claims 5 and 19 recite “a closure retention mechanism configured to
`
`selectively retain the closure in a stowed position relative to the handle when the
`
`closure is selectively removed from the drink spout and received by the closure
`
`retention mechanism.” This term is governed by 35 U.S.C. §112(f) because it
`
`recites a nonce “mechanism” for performing a claimed function without reciting
`
`struc

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