throbber
Case 6:23-cv-00307 Document 2 Filed 04/26/23 Page 1of1
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas
`on the following
`DCJ Trademarks or
`[4 Patents.
`( (] thepatentaction involves 35 U.S.C, § 292,):
`
`DOCKET NO.
`§:23-cv-307
`PLAINTIFF
`
`DATEFILED
`4/26/2023
`
`U.S. DISTRICT COURT
`
`Western District of Texas
`
`DEFENDANT
`Lenovo Group Limited
`
`Intellectual Ventures I| LLC
`
`1/29/2008
`
`Intellectual Ventures 1] LLC
`
`Intellectual Ventures Il LLC
`
`
` Intellectual Ventures | LLC and
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`In the above—entitled case, the following patent(s} trademark(s) have been included:
`INCLUDED BY
`
`C) Amendment
`
`CL] Answer
`
`[] Cross Bill
`
`LC Other Pleading
`
`
`
`
`pe
`po
`
`Ce
`
`po
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`
`
`
`
`
` CLERK
`
`
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—-Casefile copy
`Petitioner Lenovo (United States) Inc. - Ex. 1003
`Petitioner Lenovo (United States) Inc. - Ex. 1003
`
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`Case 6:23-cv-00290 Document 2 Filed 04/20/23 Page 1 of 1
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O, Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas
`on the following
`CO Trademarks or
`[Vi Patents.
`( [] the patent action involves 35 U.S.C.§ 292,);
`
`DATE FILED
`4/20/2023
`
`U.S. DISTRICT COURT
`
`Western District of Texas
`
`DEFENDANT
`DOCKET NO.
`6:23-cv-290
`PLAINTIFF
`
`
`
`OnePlus Technology (Shenzen) Co., Ltd.
`
`
`
`
`
`
`
`
`
`
`Intellectual Ventures | and Intellectual VenturesII
`
`PATENT OR
`
`DATE OF PATENT
`
`| 7,623,439
`
`2 7,646,835
`
`11/24/2009
`
`Intellectual Ventures|
`
`4/12/2010
`
`Intellectual VenturesII
`
`
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s}/ trademark(s} have been included:
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`CJ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[] Answer
`
`C] Cross Bill
`
`() Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—-Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s}, mail this copy to Director Copy 4—Casefile copy
`
`2 of 357
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`2 of 357
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`: 7,646,835 Bl
`PATENT NO.
`APPLICATION NO. : 10/716320
`DATED
`: January 12, 2010
`INVENTOR(S)
`: Guillermo J. Rozas
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page:
`
`Thefirst or sole Notice should read --
`
`Subject to any disclaimer, the term ofthis patent is extended or adjusted under 35 U.S.C. 154(b)
`by 938 days.
`
`Signed and Sealed this
`
`Sixteenth Day of November, 2010
`
`David J. Kappos
`Director ofthe United States Patent and Trademark Office
`
`3 of 357
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`3 of 357
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`

`

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`
`
`IV (TRANSMETA)
`
`
`
`
`C/O MURABITO, HAO & BARNES LLP
`
`
`TWO NORTH
`MARKET STREET
`THIRD FLOOR
`SAN JOSE, CA 95113
`
`
`
`Applicant
`Patent Number
`Issue Date
`Appliction No
`Filed
`
`: Guillermo J. Rozas
`: 7646835
`> 01/12/2010
`: 10/716,320
`: 11/17/2003
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`Mail Date: 04/21/2010
`
`
`
`
`: DECISION ON REQUEST FOR
`
`: RECALCULATION of PATENT
`
`: TERM ADJUSTMENT IN VIEW
`
`
`
`: OF WYETH AND NOTICE OF
`
`
`
`ISSUE CERTIFICATE OF CORRECTION
`:
`
`INTENT TO
`
`
`
`
`
`
`The Request for Recalculation is GRANTED to the extent indicated.
`
`
`
`
`The patent term adjustment has been determined to be 938 days. The USPTO will sua
`
`
`sponte issue a certificate of correction reflecting the amount of
`PTA days
`
`determined by the recalculation.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the USPTO will afford
`the certificate of correction,
`Prior to the issuance of
`
`
`patentee an opportunity to be heard and request
`reconsideration. Accordingly,
`
`patentee has one month or
`thirty (30) days, whichever
`is longer,
`to file a
`
`
`request
`for
`reconsideration of
`this patent
`term adjustment calculation. See 35
`
`
`U.S.C.
`154 (b) (3) (B) (11)
`and 37 CFR 1.322(a) (4). No extensions of
`time will be
`granted under 37 CFR 1.136.
`
`
`
`
`
`
`
`
`
`for
`Patentee should use document code PET.OP if electronically filing a request
`
`
`
`reconsideration of
`this patent
`term adjustment calculation. The patentee must
`
`
`
`
`also include the information required by 37 CFR 1.705(b) (2) and the fee required
`
`
`
`
`
`
`by 37 CFR 1.18(e). If patentee does not file a timely request for reconsideration
`of this patent
`term adjustment calculation including the information required by
`
`37 CFR 1.705(b) (2) and the fee required by 37 CFR 1.18(e),
`the USPTO will issue a
`
`certificate of correction reflecting the PTA determination noted above.
`
`
`
`
`
`
`
`
`
`
`
`
`
`to review in the
`Patentee should be aware that
`in order to preserve the right
`
`
`
`
`
`
`
`the USPTO patent
`United States District Court
`for
`the District of Columbia of
`term adjustment determination, patentee must ensure that he or she also take the
`steps required under 35 U.S.C. 154(b) (4) (A)
`in a timely manner. Nothing in the
`
`request
`for recalculation should be construed as providing an alternative time
`frame for commencing a civil action under 35 U.S.C. 154 (b) (4) (A).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PTOL-549G (04/10)
`4 of 357
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`Doc Code: PET.PTA.RCAL
`PTO/SB/131 (01-10)
`DocumentDescription: Request for Recalculation in view of Wyeth
`Approvedfor use through 02/28/2011. OMB 0651-0020
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit displays a valid OMB control number.
`
`REQUEST FOR RECALCULATION OF PATENT TERM ADJUSTMENT
`IN VIEW OF WYETH*
`
`Numbes TRAN-P156
`
`Filing Date
`(or 371(b) or (f) Date). 11-17-2003
`First Named
`Inventor: Guillermo J. Rozas
`
`Patent Number: 7646835
`
`.
`Issue Date: 4 449.9010
`
`Title: WeETHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE TIMING RELATIONSHIPS FOR SAMPLING SIGNALS FOR AN INTEGRATED CIRCUIT DEVICE
`
`[ *Total of__tt__. forms are submitted.
`
`PATENTEE HEREBY REQUESTS RECALCULATION OF THE PATENT TERM ADJUSTMENT(PTA)
`UNDER 35 USC 154(b) INDICATED ON THE ABOVE-IDENTIFIED PATENT. THE PATENTEE’S
`SOLE BASIS FOR REQUESTING THE RECALCULATION IS THE USPTO’S PRE-WYETH
`INTERPRETATION OF 35 U.S.C. 154(b)(2)(A).
`
`Note: This form is only for requesting a recalculation of PTA for patents issued before
`March 2, 2010, if the sole basis for requesting the recalculation is the USPTO’s pre-Wyeth
`interpretation of 35 U.S.C. 154(b)(2)(A). See Instruction Sheet on page 2 for more
`information.
`
`Patentees are remindedthat to preservethe right to review in the United States District Court
`for the District of Columbia of the USPTO’s patent term adjustment determination, a patentee
`must ensurethat he or she also takes the steps required under 35 U.S.C. 154(b)(3) and (b)(4)
`and 37 CFR 1.705 in a timely manner.
`
`*Wyeth v. Kappos, No. 2009-1120 (Fed. Cir., Jan. 7, 2010).
`
`Siqnature /UOSE S. Garcia/
`N
`.
`
`Date 2-16-2010
`
`Note: Signatures of all the inventors or assignees of record ofthe entire interest or their representative(s) are required in accordance with 37
`CFR 1.33 and 11.18. Please see 37 CFR 1.4(d) for the form of the signature. If necessary, submit multiple forms for more than one signature,
`see below”.
`
`The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by
`35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 hours to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or
`suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O.
`Box 1450, Alexandria, VA 22313-1450.
`lf you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`5 of 357
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`Electronic AcknowledgementReceipt
`
`7038874
`
`10716320
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Utility under 35 USC 111)
`
`METHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE
`TIMING RELATIONSHIPS FOR SAMPLING SIGNALS FOR AN INTEGRATED
`CIRCUIT DEVICE
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`Guillermo J. Rozas
`
`Customer Number:
`
`45590
`
`Jose S. Garcia/Missy Isaac
`
`Filer Authorized By:
`
`Jose S. Garcia
`
`Attorney Docket Number:
`
`TRAN-P156
`
`Receipt Date:
`
`Filing Date:
`
`18-FEB-2010
`
`17-NOV-2003
`
`Time Stamp:
`
`15:28:44
`
`Application Type:
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`
`
`Petition for review by the Office of
`Petitions.
`
`TRAN-P156_PTA_Wyeth_form.
`pdf
`
`126031
`
`10dcc07d1642d423c9af9b3b7565793fbf9:
`cOcc
`
`Information:
`
`6 of 357
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`6 of 357
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`

`

`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
`
`126031
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`10/716,320
`
`ISSUE DATE
`
`01/12/2010
`
`45590
`
`7590
`
`12/23/2009
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`7646835
`
`TRAN-P156
`
`5239
`
`TRANSMETA C/O MURABITO, HAO & BARNES LLP
`TWO NORTH MARKET STREET
`THIRD FLOOR
`SAN JOSE, CA 95113
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`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 644 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Guillermo J. Rozas, Los Gatos, CA;
`
`IR103 (Rev. 10/09)
`8 of 357
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`PARTB - FEE(S) TRANSMITTAL
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`Complete and send this ferm, together with applicable fee(s), to: Mail Mail Step ISSUE FER
`Commissioner for Patents
`P.O. Box 1456
`Alexandria, Virginia 22313-1458
`er Fax (S71) 273-2885
`=5
`INSTRUC
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`through 3 should be completed where
`PEE Gf required). Blocks 1
`the ISSUE FEE and PUBL
`TONS: This form should be used for transmitting
`Hp:
`ace fees will be ma vied to the current correspondence
`e88 BS
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`dicated unless corrected belowor direx
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`such as an assignment orformal drawing, must
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`nave its own certificate of mailing or transmission,
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`ry fhv
`States Postal Service with suffi
`class mail m an envelope
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`
`anny
`transmitted to the USPTO BID 273-2885, on the date indicated below.
`Mina Oliveri
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`
`APPLICATIONNO.
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`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`|
`
`CONFIRMATION NO.
`
`10/716,320
`TITLE OF INVENTION:
`
`11/17/2003
`
`Guillermo J. Rozas
`
`TRAN-P156
`
`5239
`
` APPLN. TYPE
`
`SMACE ENTITY
`
`ISSOR FEL
`
`PUBLICATION PEE
`
`TOTAL FEE(S} DOE
`
`DATE DUE
`
`nonprovisional
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`NO
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`EXAMINER
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`$1510
`ART UNIT
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`$0
`CLASS-SUBCLASS
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`$1510
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`11/30/2009
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`s
`
`
`
`re of correspondence address or ind
`
`ua of "Fee Addr
`
`
`LChangeof correspondenceaddress (or Changeof Correspondence
`Address form PTO/SB/122)attached.
`o "Fee Address” indication for "Poe Addr
`
`
`ess” Indication form
`44.
`o fepistered patent
`
`
`
`ed. Use of a Customer
`PTO/SB/47; Rev 03-02 or more recent} a
`list
`i,no name will b
`
`Nursberis required,
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`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT ¢{print or typ
`
`
`
`
`2 is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignes is identified below, no assignee data will appear on the patent. Uf an assigne
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`{A} NAMEOF ASSIGNEE
`
`{B) RESIDENCE: (CITYand STATE OR COUNTRY)
`
`ament
`gnee category or categories Gwill not
`Please check the appro,
`nted on the pat
`C] individual LE Conx
`
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`W1 issue Fee
`(al A check in the amount of the fee{s} is enclosed.
`tad Publication Fee (No small entity discount permitted)
`(ad Pe yvinent by credit card. Porm PTO-2038 is attached.
`iad Advance Order- # of Copigs
`¥4 The Director is hereby authorized by charge the required fees}, or credit any overpayment, to
`DepositAccount Number
`50-4160
`
`. 8
`
`indicated above}
`a a."Applicant claims SMALL ENTITY status. See 37 CFR 1.2
`(ab. Applicant is no longer claiming SMALL ENTITYstatus. See 37 CFR 1.2722}.
`\
`ray
`
`ct,
`
`
`a pely anypreviouslypaid issuete
`© to the application identified above.
`The Dhrector of the USPTO tsrequ
`o applythe issue Fee and Publication Fee GP any) or
`ee and Prublicati
`celerequireds will not be accer
`yor anyone other t
`the applicant; a regis tered attorne
`
`
`
`
`
`
`YY or agent; or the assigneeor other party in
`
`{as shown bythe records ofthe United States Patent and Trademark Office.
`
`
`Authorized Signature /Anthony C. Murabito/
`
`Date 11-80-2009
`
`Typed or printed name Anthony C. Murabito
`
`
`
`This collection of mformatior
`
`
`1is required by
`is required to obtain or retam
`a benefit by the publi
`118 to file (andbythe USPTO to process)
`
`
`
`an application.
`lity
`is governed|
`
`1.14. This collection is estimated fo take 12 minute
`aplete, inclu
`gathering,preparing, and
`
`
`
`submitting the complet
`1 application form t
`1 a
`ewill vary depending upon the midividualcase. Any comin
`© you require to complete
`ent to the Chief Information Officer, U.S. Patent and Trademark Office, US. Departtment of Commerce, P.O.
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`Box 1450, Alexandria, Viing nia 22313-1456. De
`NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS, SEND TO: Commissioner for Patents, P.O. Box 1450,
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`ns are required to respond to a collection of mformation unless it c
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`Registration No. 35,295
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`9 of 357
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`this system of records may be disclosed to the Departmentof Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidenceto a court, magistrate, or administrative tribunal, including disclosures to
`opposing counselin the course of settlement negotiations.
`A record in this system of records may bedisclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual
`has requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may bedisclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of information
`shall be required to comply with the requirements of the Privacy Act of 1974, as amended,
`pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may bedisclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency
`for purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic
`Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA aspart
`of that agency’s responsibility to recommend improvements in records managementpractices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in
`accordance with the GSA regulations governing inspection of records for this purpose, and any
`other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record wasfiled in an application which became abandoned orin
`whichthe proceedings were terminated and which application is referenced by either a published
`application, an application open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or
`local law enforcement agency, if the USPTO becomesaware ofa violation or potential violation
`of law or regulation.
`
`10 of 357
`
`10 of 357
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE
`TIMING RELATIONSHIPS FOR SAMPLING SIGNALS FOR AN INTEGRATED
`CIRCUIT DEVICE
`
`a
`
`
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S$)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`1501
`
`1510
`
`1510
`
`Extension-of-Time:
`
`11 of 357
`
`11 of 357
`
`

`

`Total in USD ($)
`
`Miscellaneous:
`
`12 of 357
`
`12 of 357
`
`

`

`Electronic AcknowledgementReceipt
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE
`TIMING RELATIONSHIPS FOR SAMPLING SIGNALS FOR AN INTEGRATED
`CIRCUIT DEVICE
`
`First Named Inventor/Applicant Name:
`
`International Application Number: Bd
`
`
`
`Application Type:
`
`Utility under 35 USC 111)
`
`Paymentinformation:
`
`Submitted with Payment
`
`Payment Type
`
`Electronic Funds Transfer
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`$1510
`
`7671
`
`
`
`File Listing:
`
`Document
`
`13 of 357
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`13 of 357
`
`

`

`Issue Fee Payment (PTO-85B)
`
`P156_IssueFee_Trans_11-30-09
`.pdf
`
`fa7e43adf5cc210f29c685¢72da336cf97002|
`
`TRAN-
`
`234645
`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf
`
`207115e94e0dcdd34b795abbaaa67c2202
`bacd64
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`14 of 357
`
`14 of 357
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`TRANSMETA C/O MURABITO, HAO & BARNES LLP
`WO NORTH MARKET STREET
`THIRD FLOOR
`SAN JOSE, CA 95113
`
`ODOM,CURTIS B
`
`2611
`DATE MAILED: 08/31/2009
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`TRAN-P156
`Guillermo J. Rozas
`11/17/2003
`10/716,320
`TITLE OF INVENTION: METHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE TIMING RELATIONSHIPS FOR
`SAMPLING SIGNALS FOR AN INTEGRATED CIRCUIT DEVICE
`
`5239
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`NO
`
`$1510
`
`$0
`
`$0
`
`$1510
`
`11/30/2009
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.—THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL ENTITYis shown as YES, verify your current
`SMALLENTITYstatus:
`
`If the SMALL ENTITYis shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shownabove, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above,or
`
`B. If applicant claimed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`15 of 357
`
`Page 1 of 3
`
`15 of 357
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and sendthis form, together with applicablefee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1
`Alecandvia Virginia 22313-1450
`
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`ppropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`45590
`7590
`08/31/2009
`TRANSMETA C/O MURABITO, HAO & BARNES LLP
`TWO NORTH MARKET STREET
`THIRD FLOOR
`SAN JOSE, CA 95113
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that thisFee(s) Transmittal is being depositedpith the United
`States Postal Service with
`sufficient postage for
`first class mail
`in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`
`
`
`(Signature)
`
`(Date)
`
`APPLICATION NO
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`TRAN-P156
`Guillermo J. Rozas
`11/17/2003
`10/716,320
`TITLE OF INVENTION: METHOD AND SYSTEM FOR AUTOMATICALLY CALIBRATING INTRA-CYCLE TIMING RELATIONSHIPS FOR
`SAMPLING SIGNALS FOR AN INTEGRATED CIRCUIT DEVICE
`
`5239
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`EXAMINER
`
`ODOM,CURTIS B
`
`$1510
`
`ART UNIT
`
`2611
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`Lj Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`
`
`
`
`CLASS-SUBCLASS
`
`375-354000
`
`$1510
`
`11/30/2009
`
`2. For printing on the patentfront page,list
`(1) the names of up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) the name ofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If no nameis
`listed, no namewill be printed.
`
`
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has beenfiled for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`L] Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LY Advance Order - #of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[_J The Directoris hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5.

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