throbber
Doc Code: PA..
`PTO/AIA/82A (07-13)
`Approvedfor use through 03/31/2021. OMB 0851-0035
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B)to identify the application to which the
`Power of Attomeyis directed, in accordance with 37 CFR 1.5, unless the application number andfiling date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorneyis
`directed, the Power of Attorney will not be recognized in the application.
`
`Application Number
`
`Not Yet Known
`
`Filing Date
`
`First Named Inventor
`
`July 21, 2022
`
`Paul Howard
`
`COMMUNICATIONS IN A WIRELESS NETWORK
`
`Art Unit
`
`Not Yet Known
`
`Examiner Name
`
`Not Yet Known
`
`Attorney Docket Number
`
`|| PW2-USCN213571
`
`licant or Patent Practitioner
`ews on| 2022-07-21
`|/John D. Wilt/
`swe
`
`Name
`John D. Wilt
`Registration
`76,110
`Number
`
`
`
`
`
`Title (if Applicant is a
`juristic entity)
`
`Intellectual Ventures I LLC
`Applicant Name(if Applicant is a juristic entity)
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`[| *Total of
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Ex.1002 / Page 1 of 164
`TESLA,INC.
`
`

`

`PTOVAIA/SO (07-72)
`Approved fer use through 11/36/2014 OMB 0661-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1895, no persons are required to respond fo a collection of information uniessit displays a valid OMB cantral number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73(c).
`
`| hereby appoint:
`
`ofattorneygiven intheapplication identified in theattached staiement under _
`
`
` l hereby revoke all previous
`
` Practitioners associated with the Customer Number:
`OR
`
`36274
`
`Practitioner(s) named below(if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Registration
`:
`Registration
`
`Number ; Number
`
`
`
`
`
`
`
`As ailorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO). in coonaéction with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records cr assignment documents
`
`attached to this form in accordance with 37 CFR 3.73{c}.
`
`
`
`
`
`
`
`
`
`
`
`
`Please change the correspondence addressfor the application identified in the attached statement under 37 CFR 3.73(c) ta:
`
`xThe address associated with Customer Number:
`
`
`
`
`Firm ar
`
`individual Name
`
`
`State
`Telephone
`
`
`
`|Assignee Name and Address:
`
`Intellectual Ventures. I LLC
`251 Little Falls Drive
`Wilmington, DE 19808
`
`A copy ofthis form, together with a statement under.37 CFR 3.73(c) (Form PTQ/SB/96 or equivatent) is required to be
`filed in each application in which this form is used.. The statement under 37 CFR 3.73(c) may be completed by one of
`the practitioners appointed in this form, and mustidentify the application in which this Powerof Attorney is to be filed.
`
`. ee Saseignes —————
`anne
`peecencecnevonerecenneeeeenanenneqconsonaenneneconeeaee
`The individual whose signature and tllets suppli elow is authorizedtoacton behal fofthe assig
`
`
`Signature Ue) Fe Date ~ FO
`
`
`
`Name
`a
`Telephone
`
`Title
`$f LLC
`
`This collection’ofinformation is required by 37 CFR 4.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public whichisto file (and
`by the USPTO to process) an application. Confidentiatity Is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to
`complete, including gathering, preparing, and submitting the completed applicationfcrrto the USPTO.Timewill vary depending upon the individual case. Any
`comments on the amountoftime you require to completethis form and/or suggastionsfor reducing this burden, should be sent to the Chief information Oificer,
`U:S. Patent and Trademark Oifice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22315-1450. DO. NOT SEND FEES OR COMPLETED FORMS
`TO THIS ADDRESS, SEND TO: Commissionerfor Patents, P.O. Box 4450, Alexandria, VA 22343-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9 199 and select aption 2
`
`Ex.1002 / Page 2 of 164
`TESLA,INC.
`
`

`

`Doc Code: TRACK1.REQ
`DocumentDescription: TrackOne Request
`
`PTO/AIA/424 (04-14)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of1)
`
`[Eaa™ [Paul Howard
`COMMUNICATIONS IN A WIRELESS NETWORK
`
`APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTSPRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1) and the prioritized examination fee set forth in
`37 CFR 1.17(c) have been filed with the request. The publication fee requirement is met
`becausethat fee, set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee are filed with the request or have been already been paid.
`| understand
`that any required excess claims fees or application size fee must be paid for the application.
`
`| understand that the application may not contain, or be amendedto contain, more than four
`independentclaims, morethan thirty total claims, or any multiple dependent claims, and that
`any request for an extension of time will cause an outstanding Track | request to be dismissed.
`
`3. The applicable box is checked below:
`
`Original Application (Track One)
`
`- Prioritized Examination under §
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the utility application via EFS-Web.
`
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the plant application in paper.
`
`An executed inventor's oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1.53(f\(3)(i) is
`filed with the application.
`
`forms are submitted.
`
`A requestfor continued examination has beenfiled with, or prior to, this form.
`If the applicationis a utility application, this certification and requestis being filed via EFS-Web.
`ili. The application is an original nonprovisionalutility application filed under 35 U.S.C. 111(a), oris
`a national stage entry under 35 U.S.C. 371.
`iv. This certification and request is being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`signature/JOHN D. Wilt/
`nate2022-07-21
`
`Name4g YONN D. Wilt
`Practitioner
`76,1 10
`
`Registration Number
`
`This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Note:
`Submit muitiple forms if more than one signature is required.*
`
`| *Total of
`
`Ex.1002 / Page 3 of 164
`TESLA, INC.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
`the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
`furnishing of the information solicited is voluntary; and (8) the principal purpose for which the information is used by the
`U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
`patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which mayresult in termination of proceedings or abandonmentof the
`application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
`Freedom ofInformation Act.
`2. Arecord from this system of records maybe disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the courseof
`settlement negotiations.
`3. Arecord in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from
`the Member with respect to the subject matter of the record.
`4. Arecord in this system of records may bedisclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. Arecord in this system of records maybe disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under authority of
`44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing
`inspection of recordsfor this purpose, and any other relevant(/.e., GSA or Commerce)directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`8. Arecord from this system of records maybe disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may bedisclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record
`wasfiled in an application which became abandonedor in which the proceedings were terminated and which
`application is referenced by either a published application, an application open to public inspection or an issued
`patent.
`9. Arecord from this system of records may bedisclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`Ex.1002 / Page 4 of 164
`TESLA,INC.
`
`

`

`wt$.P
`DECLARATION (37 CFR 1.83) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`umber,
`
`Title of
`iInvaotion
`
`SOMMUNICATIONS IN A WIRELESS NETWORK
`
`As the below named Inventor, | hereby deciare that
`
`This declaration
`at
`ig diractad to:
`
`application,
`shed
`a
`The attached application, or
`Uniied Siates application or PCT infernatianal application number 114/458,S95
`August 13, 2014
`fled on
`
`The above-identified application was made or authorized ta be made by me.
`
`jE Geliewa that | arn the original inventor or an original joint inventor of 2 claimed invention in the application.
`
`thereby acknowledge that anywillful faise sistement made in this declaration is punishable under 18 U.S.C, 1004
`f by fine or imprisonment of not more than five (5) yeara, or bath.
`
`WARNING:
`
`Pboen previously fled. Use an additional PROVAIAAHform for each additional inventar.
`
`i
`Petitioner/appicant is cautioned fe avoid submitting personal information in documents filed in a patent application that may
`| contribute fo identity theft. Personal information such aa social securlly numbers, bank account numbers, or oredit card numbers |
`tether than a check or credit card autherizationform PTO2038 submitted for payment purposes) is never required by the USPTO!
`to Support a pation or an application.
`if this tyre of personal information js included | rn documents subrnitted to the USPTO,
`petttionersYapplicants should consider redacting such parsonal information fromthe dacuments before submitting ther to the
`USPTO, Fetilonerapolicant is advised that the recard of a patent aoplicatian is avatiabke to thes public afer publication of the
`apclication (uniess a non-publicalian request in compliance with 3? CFR 1.213(a) is madein ihe aplication) or issuance of a
`patent. Furthermore, the record from an abandoned applicalion may also be available to the public f the application is
`referenced if a published application ar an issued patent (see BY CFR 1.14). Checks and credit ceva authorization forms
`PYO-2038 submitted for payment purposes are not retained In the application fife and therefore are not publicly available.
`
`LEGAL NAME OF INVENTOR
`
`inventor: Paul Howard.
`Pe
`Signature:
`
`Date (Optional-ee Octaber 2014
`Ost
`POote
`
`i Note: An anolication data sheet (PTO/SB/M14or equivalent, including nansing the entire inventive entity, must accompany this fonn or musl have
`
`
`and 37 CFR 1.83. The informationis required to obtain oy retain a be
`This ontlection of information is required by 38 U5.C. 115
`fit by ine pulstle whishie to file (and
`is astinated to take | minute fo
`by the USPTO ta process) an applicailon. Confidentiality is governed by 35 US.G. 122 and 37 CFR 1.44 and 1.44. Thiscallecti
`
`
`complete, ivchadkog gathering, preparing, anc submitling fhe
`cemmletad application form to the USPTO. Time wil van depanding upon the individual case, A ny
`
`
`sommes on the aniount of dines you cequie lo complete this form and/or suggestions for redu
`this burden, shouic be sent te the Grief Infonnalion OF US
`
`
`
`Paiont end Tradem
`Offlee, U.S. Desariment of Coramerce, P.O, Boy 1450, Alexandria, VA 22313-1460. DG NOT SEND FEES OF COMP ATER FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patests, 6.0. Box 1460, Alewandria, VA 22245-1450,
`ffyou need assistance in completing the form, call 1-800.2TC 6199 and sefoet option 3.
`
`Ex.1002 / Page 5 of 164
`TESLA, INC.
`
`

`

`Privacy Act Staternent
`
`The Privacy Act of 1974 (PL. 93-579) requires thal you be given certain information in connection
`with your submission of ihe attached form related to a patent application or patent. Accardingly,
`pursuant fo the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this Information is 35 U.S.C. 2(b}2); (2) furnishing of the Information solicited is voluntary;
`
`and (3)
`the principal purpase for which the information is used by the U.S. Patent and Trademark
`Office is fo process anor examine your submission related to a patent apolication or patent W you da
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your subraission, which may resull in temnination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the isllowing routine uses:
`
`1, The information on this form wil be treated confidentially to the extent allowed under the
`Freedom of information Act (3 U.S.C. 5523 and the Privacy Act (5 U.S.C S528). Records fron
`this system of records may be disclosed te the Department of Justice ta determine whether
`disclosure of these renards is required by the Freedom of Information Act.
`Ss. A record from this syetam of records may be disclosed, as a snuting use, in the course of
`prasenting evidence to a court, magistrate, cr administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this systern of records may be disclosed, as a routine use, io a Mamber of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record,
`4 Arecord in iis system of records may be disclosed, ag a routine uss, to @ contractor of the
`Agency having need for ihe information in order io parform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1874, as
`amended, pursuant ia 8 ULS.C, Sh2aim),.
`& A record related fo an International Application Med under the Patent Coaperation Treaty in
`this systern of records may be disclosed, 68 a routine use, to the International Bureau of the
`VWortd Intellectual Property Organization, pursuant to the Patent Cooperation Treaty,
`& A record in this system of recoris may be disclosed, as 4 rouline use, to another federal
`agansyfor purposes of National Security review (35 ULS.C. 181) and for review pursuant to
`ihe Atomic Energy Act 42 U.S.C, 248(c)).
`7. Ayvecord from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or hisfher designee, during an inspection of records samducted by GSA as
`part of thal agency's responsibilty to racommend Improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2808. Such disclosure shall
`he rade in aocordance with ihe GSA regulations governing Inspection of records for this
`purpoge, and any other relevant (ie, GSA or Commerce} dinactive, Such disciosura shall not
`be used to meke determinalions aboud individuals.
`8. A record from this sysiem of records may be disclosed, as a routine use, ta the public after
`sither publication of the applicaiion pursuant te 36 U.S.C. 122¢b) or iasuance of a patent
`Gursuiant fo 35 ULS.0. 151. Further, a record may be disclosed, subject to the imitations of 37
`GFR 1.44, a8 9 routine use, fo the public # the record was fled in an application which
`became abandoned of in which the proceedings were terminated and which application is
`referenced by either a published application, an application apen to public inspection or an
`issued patent.
`8. A record from this system of racards may be disclused, as a routine use, ta a Faderal, State,
`or local law anforcement agency, fi the LISPTO becomes aware of a violation or potential
`violation of lew or regulation.
`
`Ex.1002 / Page 6 of 164
`TESLA, INC.
`
`

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`TESLA, INC.
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`Ex.1002 / Page 11 of 164
`TESLA,INC.
`
`

`

`IPW2-USCN213571
`
`COMMUNICATIONSIN A WIRELESS NETWORK
`
`CROSS REFERENCE TO RELATED APPLICATIONS
`
`[0001]
`
`This application is a continuation of U.S. Patent Application Serial No.
`
`17/583,369, filed January 25, 2022, which will issue as U.S. Patent No. 11,411,642 on
`
`August 9, 2022, which is a continuation of 17/339,550, filed June 4, 2021 which issued
`
`as U.S. Patent No. 11,239,908 on February 1, 2022, which is a continuation of U.S.
`
`Patent Application No. 16/682,854, filed November 13, 2019, which issued as U.S.
`
`Patent No. 11,032,000 on June 8, 2021, which is a continuation of U.S. Patent
`
`Application Serial No. 14/458,693, filed August 13, 2014, which issued as U.S. Patent
`
`No. 11,044,010 on June 22, 2021, which is a continuation of U.S. Patent Application
`
`Serial No. 13/176,298, filed July 5, 2011, which issued as U.S. Patent No. 8,811,356
`
`on August 19, 2014, which is a continuation of U.S. Patent Application Serial No.
`
`11/646,692, filed December 27, 2006, which issued as U.S. Patent No. 8,009,639 on
`
`August 30, 2011, which are all incorporated by referenceas if fully set forth.
`
`BACKGROUNDOF THE INVENTION
`
`[0002]
`
`Time division-code division multiple access (TD-CDMA)
`
`is an air
`
`interface technology that combines the benefits of the three elemental concepts in a
`
`universal mobile telecommunication system (UMTS): time division multiple access
`
`(TDMA); code division multiple access (CDMA); and time division duplex (TDD).
`
`TDD, in particular, uses the same radio channel for both uplink and downlink
`
`communications, and discriminates between signals by separating the transmissions
`
`in time. One of the benefits obtained by operating both links on the same frequency
`
`is the ability to exploit channel reciprocity.
`
`[0003]
`
`Channel reciprocity gives equipment the ability to derive information
`
`about uplink channel conditions from downlink channel conditions based upon
`
`signals received by the user equipment (UE). Pathloss is one example of channel
`
`information that can be obtained from channel reciprocity. Knowledge of the uplink
`
`7456619.1
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`Ex.1002 / Page 12 of 164
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`IPW2-USCN213571
`
`pathloss enables open-loop power control to be employed for uplink transmissions.
`
`For example, uplink power control is important for the operation of the CDMA
`
`element of TD-CDMA asit counteracts the near-far effect that would otherwise be
`
`encounteredif all UEs transmitted at a fixed power regardless of the uplink pathloss.
`
`[0004]
`
`The open-loop uplink power control feature provides a significant
`
`advantage when coupled with a multiple access data transmission system that is used
`
`for packet-based communication and/or shared channels. When accessto a limited
`
`number of uplink channels is shared between a large population of terminals it is
`
`imperative that access to the channels can be switched between terminals with
`
`minimal latency. A data terminal that can derive information needed to access uplink
`
`channels from the downlink transmissions (beacon signals) has a significant
`
`advantage over a terminal thatrelies on the (dengthy) configuration of a dedicated
`
`channel in order to establish a feedback channel.
`
`[0005]
`
`However, channel
`
`reciprocity cannot always be guaranteed.
`
`For
`
`example TDD transmissions may not be permitted in certain frequency spectrum
`
`allocations; this is a regulatory issue and may be used to protect other wireless
`
`equipment in the same or adjacent frequency bands.
`
`In these situations the
`
`correlation between uplink and downlink channels is lost because the channels are
`
`transported on carrier frequencies that are separated in frequency by an amount that
`
`is greater than the coherence bandwidth of the channel (usually, only a few MHz
`
`separation is sufficient to cause the uplink and downlink fading profiles to be
`
`independent).
`
`[0006]
`
`In high speed mobile applications, the time delay between downlink and
`
`uplink transmissions may exceed the coherence time of the channel. The maximum
`
`time delay that can be tolerated is a function of the mobile speed and the RF carrier
`
`frequency used, with the coherence time reducing with increasing speed and RF
`
`carrier frequency. Also, the use of multiple transmit and/or receive antennas at the
`
`network and/or the mobile terminal can introduce unintentional decorrelation
`
`between the uplink and downlink channels.
`
`7456619.1
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`Ex.1002 / Page 13 of 164
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`IPW2-USCN213571
`
`[0007]
`
`If the TD-CDMA airinterface is to be used in applications where the
`
`correlation between the uplink and downlink path loss is not guaranteed, then it
`
`would be advantageousto find a substitute for channelreciprocity.
`
`BRIEF SUMMARYOF THE INVENTION
`
`[0008]
`
`Although it is desirable to support air interfaces where the pathloss is
`
`not reciprocal, known conventional methods do not deal directly with the evolution or
`
`adaptation of an air interface that uses channelreciprocity to deliver key features
`
`and advantages where channel reciprocity 1s not guaranteed. The adaptation
`
`provided in embodiments of the invention introduces a new technique for uplink
`
`channel control that uses a feedback scheme as a substitute for the absence of channel
`
`reciprocity, with minimal impact on the ability of the air interface to support uplink
`
`shared channels.
`
`[0009]
`
`Embodiments of the present invention enable active feedback control
`
`between a base station and user equipment (UE).
`
`In particular, the operation of a
`
`system designed for TDD, or unpaired operation, is expanded to operate in FDD, or
`
`paired, mode. For example, an uplink beacon function (for power control) and a
`
`modified random access process substitute for the information lost due to the lack of
`
`channel reciprocity in paired operation. Embodiments of the invention allow a
`
`terminal
`
`to transmit
`
`the uplink physical channel control signal
`
`(UL_Beacon)
`
`independently from the uplink physical channel. Therefore, the implementation of
`
`closed loop feedback may operate in the absence of an uplink physical channel.
`
`In
`
`one embodiment, a UE allocates a time slot for a beacon signal separated from the
`
`time slots for datain a frame. A second time slot is allocated within the framefor the
`
`base station to transmit a control signal in response to the beacon signal. The control
`
`signal instructs the UE to adjust a transmission parameter.
`
`[0010]
`
`A UL_Beacon signal may be combined with a physical layer common
`
`control channel (PLCCH)to form a feedback system. A dedicated timeslot groups all
`
`of the UL_Beacon signals from multiple UEs in a specific uplink timeslot. By
`
`7456619.1
`
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`
`Ex.1002 / Page 14 of 164
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`

`IPW2-USCN213571
`
`grouping the UL_Beacon signals together, embodiments obtain separation between
`
`the UL_Beacon signals and the standard uplink physical channels. Additionally, in
`
`a synchronous system embodiments of
`
`the invention detect and cancel
`
`the
`
`UL_Beaconsignals from othercell sites Gnter-cell interference). The PLCCH carries
`
`feedback information to the UEs that are transmitting UL_Beacon signals. The
`
`PLCCH can share a timeslot with other physical channels by exploiting the CDMA
`
`aspect of the system.
`
`[0011]
`
`In other embodiments, the number of supported UEs can be increased
`
`by fractionating the use of the UL_Beacon and PLCCHacross a multiframe period.
`
`Fractionation may also prevent timeslot blocking where half duplex UEs have a long
`
`UL/DL switching time. Additionally, support for half duplex terminals is implicit due
`
`to the nature of the TDMA frame structure. The system may managetheallocation
`
`of resource across the population of terminals such that the full capacity of the base
`
`station can be utilized even when only half-duplex terminals are deployed.
`
`In
`
`embodiments of the invention, full-duplex terminals can be still be supported along
`
`with half duplex UEs.
`
`[0012]
`
`Moreover,
`
`in other embodiments, a radio resource control
`
`(RRC)
`
`connected state covers the subset of terminals that are in cell forward access channel
`
`(Cell_FACH), which are also transmitting UL_Beacon and receiving PLCCH, thus
`
`creating an active control feedback channel. Management of the UEs that are in
`
`Cell_Active state may remove users that are less active, and may add users that are
`
`newly active while retaining users that may have on-going data transfer
`
`requirements.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`[0013]
`
`Figure 1
`
`illustrates a cellular communication system according to
`
`embodiments of the invention;
`
`[0014]
`
`Figure 2 illustrates a timeslot arrangement for uplink and downlink
`
`messages supporting the UL_Beacon and its corresponding PLCCH within a TD-
`
`7456619.1
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`
`Ex.1002 / Page 15 of 164
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`IPW2-USCN213571
`
`CDMAframe structure modified to support FDD according to embodiments of the
`
`invention;
`
`[0015]
`
`Figure 3 illustrates fractionation in different frames at the base station
`
`according to embodiments of the invention;
`
`[0016]
`
`Figure 4 illustrates UTRA RRC connected modes according to
`
`embodiments of the invention;
`
`[0017]
`
`FIG. 5 illustrates a computer system that may be employed to
`
`implement embodimentsof the invention.
`
`DETAILED DESCRIPTION OF THE INVENTION
`
`[0018]
`
`Figure 1 illustrates an example of a cellular communication system
`
`according to embodimentsof the invention. The network includes a user equipment
`
`(UE) domain, a radio access network (RAN) domain, and a core network domain. The
`
`UE domain includes user equipment 110 that communicate with at least one base
`
`station 112 in the RAN domainvia a wireless interface. The RAN domain mayalso
`
`include a network controller (RNC) 118 (e.g., radio network controller), such as that
`
`usedin UMTSsystems. Alternatively, such functionality maybe distributed between
`
`the Node Bs and an access gateway (AGW) (mot shown)or othercontroller in the core
`
`network. FIG. 1 also illustrates an optional radio resource manager (RRM) 114. The
`
`RRM mayperform functions otherwise performed by the Node Bs or an AGW in some
`
`embodiments.
`
`[0019]
`
`The core network (CN) 116 includes, in this example, a serving GPRS
`
`support node (SGSN) 120, and a gateway GPRS support node (GGSN) 122. The core
`
`network is coupled to an external network 124. The SGSN 120 is responsible for
`
`session control, including keeping track of the location of the UEs. The GGSN 122
`
`concentrates and tunnels user data within the core network 116 to the ultimate
`
`destination (e.g., an Internet service provider) in the external network 124. Further
`
`details may be found in the 3GPP UMTStechnical specifications, such as TS23.246
`
`v6.4.0 "3rd Generation Partnership Project; Technical Specification Group Services
`
`7456619.1
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`Ex.1002 / Page 16 of 164
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`IPW2-USCN213571
`
`and System Aspects; Multimedia Broadcast/Multicast Service (MBMS); Architecture
`
`and Functional Description (Release 6)," published by the 3GPP Support Office, 650
`
`Route des Lucioles--Sophia Antipolis, Valbonne--FRANCE, which are incorporated
`
`by reference herein.
`
`[0020]
`
`Further details regarding exemplary communications systems that may
`
`implement embodiments of the invention may be found in 3GPP UMTStechnical
`
`specifications, such as TR 23.882, "3GPP System Architecture Evolution: Report on
`
`Technical Options and Conclusions"; TR 25.912, "Feasibility Study for Evolved UTRA
`
`and UTRAN"; TS 23.101, "General Universal Mobile Telecommunications System
`
`(UMTS) Architecture," all of which are incorporated by reference her

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