`
`On behalf of Imperative Care, Inc.
`By:
`Joshua J. Stowell (Reg. No. 64,096)
`Joseph R. Re (Reg. No. 31,291)
`Brian C. Barnes (Reg. No. 75,805)
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`Email: BoxImperative291@knobbe.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________________________
`
`IMPERATIVE CARE, INC.,
`Petitioner,
`
`v.
`
`INARI MEDICAL, INC.,
`Patent Owner.
`__________________________________
`
`Case No. IPR2025-00989
`Patent No. 11,865,291
`__________________________________
`
`PETITION FOR INTER PARTES REVIEW OF
`
`U.S. PATENT NO. 11,865,291
`
`
`
`TABLE OF CONTENTS
`
`Page No.
`
`I.
`
`INTRODUCTION .................................................................................... 1
`
`II. THE ’291 PATENT .................................................................................. 9
`
`A. Overview ........................................................................................ 9
`
`B.
`
`Prosecution History ...................................................................... 15
`
`C.
`
`The Earliest Possible Priority Date .............................................. 15
`
`III. LEVEL OF ORDINARY SKILL ........................................................... 15
`
`IV. CLAIM CONSTRUCTION ................................................................... 16
`
`1.
`
`2.
`
`3.
`
`Support for Petitioner’s Construction of “Filament” ......... 17
`
`The Board’s Prior Analysis of PO’s Attempt to Limit
`Claims to “Flexible” Filaments .......................................... 19
`
`The ’291 Patent Claims Are Not Limited To
`“Flexible” Filaments .......................................................... 21
`
`V. STATEMENT OF RELIEF REQUESTED ........................................... 26
`
`A.
`
`IPR Grounds ................................................................................. 26
`
`B.
`
`The Asserted References Are Prior Art ....................................... 27
`
`C.
`
`The Asserted References Are Analogous Art .............................. 27
`
`VI. GROUNDS 1-4: CLAIMS 1-8 AND 12-17, AND 19
`ANTICIPATED BY SCHAFFER OR OBVIOUS OVER
`SCHAFFER ALONE OR IN COMBINATION WITH
`HARTLEY OR ELLER .......................................................................... 27
`
`A.
`
`Claim 1 ......................................................................................... 30
`
`i
`
`
`
`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`Preamble ............................................................................. 31
`
`Support ............................................................................... 31
`
`Actuator .............................................................................. 35
`
`Collapsible Tubular Sidewall ............................................. 37
`
`Filament ............................................................................. 39
`
`a.
`
`b.
`
`c.
`
`Schaffer .................................................................... 40
`
`Hartley ..................................................................... 49
`
`Eller .......................................................................... 55
`
`6.
`
`Spring ................................................................................. 62
`
`B.
`
`Claim 2 ......................................................................................... 65
`
`C.
`
`Claim 3 ......................................................................................... 67
`
`D.
`
`Claim 4 ......................................................................................... 70
`
`1.
`
`2.
`
`Schaffer-Hartley ................................................................. 71
`
`Schaffer-Eller ..................................................................... 72
`
`E.
`
`Claim 5 ......................................................................................... 73
`
`F.
`
`Claim 6 ......................................................................................... 77
`
`G.
`
`Claim 7 ......................................................................................... 78
`
`H.
`
`Claim 8 ......................................................................................... 78
`
`ii
`
`
`
`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`I.
`
`J.
`
`Claim 12 ....................................................................................... 79
`
`Claim 13 ....................................................................................... 81
`
`K.
`
`Claim 14 ....................................................................................... 82
`
`L.
`
`Claim 15 ....................................................................................... 82
`
`M. Claim 16 ....................................................................................... 85
`
`N.
`
`Claim 17 ....................................................................................... 86
`
`O.
`
`Claim 19 ....................................................................................... 87
`
`VII. GROUNDS 5-7: CLAIMS 18-19 OBVIOUS OVER GARRISON
`COMBINED WITH SCHAFFER AND OPTIONALLY
`HARTLEY OR ELLER .......................................................................... 90
`
`A.
`
`Claim 18 ....................................................................................... 90
`
`1.
`
`2.
`
`3.
`
`Preamble ............................................................................. 90
`
`Aspiration Catheter ............................................................ 91
`
`Hemostasis Valve ............................................................... 92
`
`a.
`
`b.
`
`c.
`
`d.
`
`Support and Actuator ............................................... 95
`
`Tubular Sidewall ...................................................... 95
`
`Filament ................................................................... 96
`
`Spring ....................................................................... 96
`
`B.
`
`Claim 19 ....................................................................................... 96
`
`iii
`
`
`
`TABLE OF CONTENTS
`(cont’d)
`
`Page No.
`
`VIII. SECONDARY CONSIDERATIONS .................................................... 97
`
`IX. SOTERA STIPULATION ....................................................................... 97
`
`X. MANDATORY NOTICES, GROUNDS FOR STANDING,
`AND FEE PAYMENT ........................................................................... 97
`
`A.
`
`Real Parties-In-Interest (37 C.F.R. §42.8(b)(1)) .......................... 97
`
`B.
`
`Related Matters (37 C.F.R. §42.8(b)(2)) ...................................... 97
`
`C.
`
`Lead and Backup Counsel (37 C.F.R. §42.8(b)(3)) ..................... 99
`
`D.
`
`Service Information (37 C.F.R. §42.8(b)(4)) ............................... 99
`
`E.
`
`Grounds for Standing (37 C.F.R. §42.104) ................................ 100
`
`F.
`
`Payment of Fees (37 C.F.R. §42.15(a)) ..................................... 100
`
`XI. CONCLUSION ..................................................................................... 100
`
`
`
`
`
`iv
`
`
`
`TABLE OF AUTHORITIES
`
`Page No(s).
`
`Apple v. Fintiv,
`IPR2020-00019, Paper 11 (PTAB Mar. 20, 2020) ...................................... 97
`
`Bardford Co. v. Conteyor N. Am., Inc.,
`603 F.3d 1262 (Fed. Cir. 2010) ................................................................... 22
`
`Biagro W. Sales, Inc. v. Grow More, Inc.,
`423 F.3d 1296 (Fed. Cir. 2005) ................................................................... 45
`
`Fitbit, Inc. v. Valencell, Inc.,
`964 F.3d 1112 (Fed. Cir. 2020) ................................................................... 88
`
`Imperative Care, Inc. v. Inari Medical, Inc.,
`IPR2025-00289, Paper 5 .............................................................................. 25
`
`Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc.,
`381 F.3d 1111 (Fed. Cir. 2004) ............................................................. 25, 26
`
`KSR Int’l Co. v. Teleflex, Inc.,
`550 U.S. 398 (2007) ................................................................... 51, 52, 58, 94
`
`Nautilus, Inc. v. BiosigInstruments, Inc.,
`572 U.S. 898 (2014) ............................................................................... 21, 34
`
`In re Nilssen,
`851 F.2d 1401 (Fed. Cir. 1988) ................................................................... 27
`
`Ortho-McNeil Pharm., Inc. v. Mylan Lab’ys., Inc.,
`520 F.3d 1358 (Fed. Cir. 2008) ................................................................... 22
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) (en banc) ................................................... 16
`
`Realtime Data, LLC v. Iancu,
`912 F.3d 1368 (Fed. Cir. 2019) ....................................................... 19, 30, 35
`
`v
`
`
`
`TABLE OF AUTHORITIES
`(cont’d)
`
`Page No(s).
`
`Ruckus Wireless, Inc. v. Innovative Wireless Sols., LLC,
`824 F.3d 999 (Fed. Cir. 2016) ..................................................................... 21
`
`SanDisk Corp. v. Kingston Tech. Co., Inc.,
`695 F.3d 1348 (Fed. Cir. 2012) ................................................................... 45
`
`Unwired Planet, LLC v. Google Inc.,
`841 F.3d 995 (Fed. Cir. 2016) ..................................................................... 27
`
`Vitronics Corp. v. Conceptronic, Inc.,
`90 F.3d 1576 (Fed. Cir. 1996) ..................................................................... 17
`
`OTHER AUTHORITIES
`
`35 U.S.C. §102 ...................................................................................... 26, 27, 30
`
`35 U.S.C. §103 ............................................................................................ 26, 30
`
`35 U.S.C. §112 .................................................................................................. 45
`
`37 C.F.R. §1.11 ................................................................................................... 5
`
`37 C.F.R. §42.100 ............................................................................................. 16
`
`
`
`
`
`vi
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`LIST OF EXHIBITS
`
`Exhibit No.
`
`Description
`
`1001
`
` U.S. Patent No. 11,865,291 (“the ’291 patent”)
`
`1002
`
`Prosecution History of the ’291 Patent
`
`1003
`
`Expert Declaration of Troy Thornton
`
`1004
`
`Resume of Troy Thornton
`
`1005
`
`1006
`
`U.S. Patent Publication US 2003/0225379 A1 to Schaffer et al.
`(“Schaffer”)
`
`U.S. Patent Publication US 2003/0116731 A1 to Hartley
`(“Hartley”)
`
`1007
`
`U.S. Patent No. 9,980,813 B1 to Eller (“Eller”)
`
`1008
`
`Certified File History of U.S. Patent Application 10/371,190
`(Schaffer File History)
`
`1009
`
`U.S. Patent No. 5,429,616 to Schaffer (“Schaffer ’616”)
`
`1010
`
`RESERVED
`
`1011
`
`U.S. Patent Publication US 2015/0173782 A1 to Garrison et al.
`(“Garrison”)
`
`1012
`
`U.S. Patent No. 11,697,011 (“the ’011 patent”)
`
`1013
`
`Inari’s Supplemental Infringement Contentions (without claim
`charts) from Inari Medical, Inc. v. Imperative Care, Inc., No. 24-
`cv-3117 (N.D. Cal.) (served February 7, 2025).
`
`1014
`
`New Oxford American Dictionary, 3rd ed. (2010) – definitions of
`“diameter,” “filament,” and “loop”
`
`1015
`
`RESERVED
`
`1016
`
`U.S. Patent No. 12,109,384 B2 to Merritt et al.
`
`Exhibit List, Page 1
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`Exhibit No.
`
`1017
`
`Description
`
`Decision Granting Institution of Inter Partes Review for U.S.
`Patent No. 11,697,011 (Paper 7) in Imperative Care, Inc. v. Inari
`Medical, Inc., IPR2024-01157 (P.T.A.B. Jan. 23, 2025)
`
`1018
`
`PCT Patent Publication WO 2018/019829 A1 to Brady et al.
`
`1019
`
`Inari’s Notice of Motion and Motion for Leave to File Third
`Amended Complaint (Dkt. #88) in Inari Medical, Inc. v. Imperative
`Care, Inc., 24-cv-03117-EKL (N.D. Cal.) (filed March 5, 2025)
`
`1020
`
`U.S. Patent No. 6,776,770 B2 to Trerotola
`
`1021
`
`Case Management & Scheduling Order (Dkt. #54) in Inari
`Medical, Inc. v. Imperative Care, Inc., 24-cv-03117-EKL (N.D.
`Cal.) (issued December 19, 2024)
`
`1022
`
`U.S. Patent No. 11,697,012 B2 (“the ’012 patent”)
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`Decision Granting Institution of Inter Partes Review for U.S.
`Patent No. 11,697,012 (Paper 6) in Imperative Care, Inc. v. Inari
`Medical, Inc., IPR2025-00156 (P.T.A.B. Apr. 22, 2025)
`
`Imperative Care’s Opposition to Inari’s Motion for Leave to File
`Third Amended Complaint (Dkt. #98) in Inari Medical, Inc. v.
`Imperative Care, Inc., 24-cv-03117-EKL (N.D. Cal.) (filed March
`26, 2025)
`
`Imperative Care’s Notice of Motion and Motion to Stay Pending
`Inter Partes Review (Dkt. #100) in Inari Medical, Inc. v.
`Imperative Care, Inc., 24-cv-03117-EKL (N.D. Cal.) (filed April 2,
`2025)
`
`Patent Owner’s Exhibit 2002 filed in Imperative Care, Inc. v. Inari
`Medical, Inc., IPR2025-00289 (P.T.A.B.)
`
`Claim Construction Excerpt Report of Troy Thornton in Inari
`Medical, Inc. v. Imperative Care, Inc., 24-cv-03117-EKL (N.D.
`Cal.)
`
`
`
`Exhibit List, Page 2
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`Petitioner Imperative Care, Inc. (“Petitioner”) requests inter partes review
`
`(“IPR”) of claims 1-8, and 12-19 (“the challenged claims”) of U.S. Patent No.
`
`11,865,291 (“the ’291 patent,” Ex. 1001), which is assigned to Inari Medical, Inc.
`
`(“Patent Owner” or “PO”).
`
`I. INTRODUCTION
`
`Patent Owner has asserted claims 1-8, 12-17, and 19 against Petitioner in the
`
`co-pending district court litigation (the “Litigation”). See Ex. 1013 (PO’s
`
`infringement contentions). The Litigation is in its early stages and no trial date has
`
`been set. (See Ex. 1019 at 2 (representing to Court that “discovery is at an early
`
`stage); Ex. 1021 (setting case schedule to claim construction).) Therefore, Petitioner
`
`challenges the patentability of those asserted claims, and the claims from which they
`
`may1 depend, in this IPR.
`
`Additionally, the challenged ’291 patent is a divisional of U.S. Patent No.
`
`11,697,011 (“the ’011 patent,” Ex. 1012) and the parent of U.S. Patent No.
`
`11,697,012 (“the ’012 patent,” Ex. 1022). The Board instituted Petitioner’s IPRs
`
`challenging the patentability of the ’011 and ’012 patents. (Ex. 1017; Ex. 1023.) In
`
`the institution decisions, the Board preliminarily addressed claim limitations similar
`
`to those found in the ’291 patent.
`
`
`1 Claim 19 includes an error so it is not clear whether the claim depends from claim
`1 or claim 18. Infra §VI.O.
`
`1
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`The challenged claims in the ’291 patent describe a known type of
`
`“hemostasis valve” for sealing medical devices. Many medical procedures require
`
`physicians to insert tubes, such as catheters, into a patient’s vascular system.
`
`However, once the catheter is placed inside the patient’s vasculature, the catheter
`
`fills with blood. If the end of the catheter nearest the physician is not sealed, blood
`
`can leak out of the catheter and into the operating room. Decades ago, medical
`
`device companies developed hemostasis valves to seal the end of catheters and
`
`minimize blood loss during such procedures.
`
`The challenged claims describe a hemostasis valve that includes a “collapsible
`
`tubular sidewall defining a lumen.” The term “collapsible tubular sidewall” does
`
`not appear in the ’291 patent specification and, therefore, it is not specifically
`
`identified in any figures. Rather, the specification describes hemostasis valves
`
`having an “elongate member 132” or “tubular member 132” with a “central lumen
`
`138”:2
`
`
`2 Petitioner added all colors and annotations except where otherwise noted.
`
`2
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`
`
`(Ex. 1001, 7:11-45, Fig. 2.) The specification explains that the “elongate member
`
`132 can comprise a compliant tubular structure” that “can facilitate the collapse” of
`
`the elongate member 132. (Id., 7:17-31.)
`
`The claimed hemostasis valve also includes an “actuator” having a “first
`
`member” (i.e., a button) and a “filament formed in a loop around the tubular
`
`sidewall” and connected to the button. The specification explains that when tension
`
`is applied to the ends of the filament, the filament constricts the elongate member,
`
`collapsing and sealing the lumen of the tubular member. The filament can have a
`
`variety of configurations, as shown below.
`
`
`
`3
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`(Id., Figs. 6-8.)
`
`The claimed hemostasis valve also includes a “spring” that moves the first
`
`member (i.e., button) in a direction that pulls on the filament to reduce the diameter
`
`of the filament loop. (Id., 8:38-56, Fig. 2.) In Figure 2, springs 148-A and 148-B
`
`move the actuator buttons to close the valve. (Id.)
`
`
`
`Hemostasis valves having a filament looped around a collapsible tube and
`
`springs to move a button to close a valve were well known before September 6, 2017,
`
`the earliest claimed priority date for the ’291 patent. Schaffer, a patent application
`
`published in 2003, describes hemostasis valves for use with catheters during
`
`intravascular procedures. (Ex. 1005, [0002], [0008].) Schaffer was not before the
`
`Examiner during prosecution of the ’291 patent. Like the claimed valves, Schaffer’s
`
`4
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`hemostasis valve includes opposing actuator buttons attached to springs that apply
`
`or release tension on a filament (e.g., actuating members) to collapse a tube (e.g.,
`
`seal module) within the valve:
`
`(Id., Fig. 32.)3 As shown below, Schaffer’s valve has the same components, in the
`
`same arrangement, as the valve claimed in the ’291 patent. Thus, Schaffer
`
`anticipates or renders obvious the challenged claims.
`
`
`
`
`3 Petitioner uses the versions of Schaffer’s drawings submitted during prosecution
`on June 18, 2003 (Ex. 1008) because they are clearer. The drawings became publicly
`available when Schaffer published on December 4, 2003. 37 C.F.R. §1.11.
`
`5
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`
`
`Schaffer also renders the challenged claims obvious in combination with the
`
`“filaments” described in Hartley or Eller. In the IPR institution decisions for both
`
`the ’011 patent and ’012 patent, the Board found a reasonable likelihood that
`
`Petitioner will prevail in showing that at least claim 1 of the challenged patents
`
`unpatentable based on the combination of Schaffer and Hartley. (Ex. 1017, 35, 41;
`
`Ex. 1023, 48.) Notably, claim 1 of the ’011 and ’012 patents includes similar
`
`limitations to those in independent claims 1 and 18 of the ’291 patent.
`
`Hartley, a patent application published in 2003, describes a hemostasis valve
`
`having a filament that constricts the lumen of an elongate member:
`
`6
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`
`
`(Ex. 1006, [0031], Fig. 1.) Hartley’s filament is attached to a “rotary actuator” that
`
`applies tension to the filament. Rotation of the rotary actuator in one direction
`
`constricts the lumen while rotation in the opposite direction opens the lumen.
`
`Eller, a patent published in 2015, discloses a rotatable hemostasis valve like
`
`the valve disclosed in Hartley. Eller’s hemostasis valve also includes a filament that
`
`loops around a collapsible sleeve to constrict the lumen of the sleeve:
`
`7
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`(Ex. 1007, 5:1-12, Fig. 2.)
`
`
`
`
`
`If Schaffer does not disclose the “filament” required by the challenged claims,
`
`a person of ordinary skill in the art (“POSITA”) would have found it obvious to
`
`replace Schaffer’s actuating members with the filaments in Hartley or Eller for the
`
`reasons discussed herein. As discussed above, the Board preliminarily addressed
`
`the combination of Schaffer with Hartley’s or Eller’s filaments in the institution
`
`decisions for the ’011 patent and ’012 patent IPRs. (Ex. 1017, 33-41; Ex. 1023, 34-
`
`48.) The Board found that “Petitioner advances multiple reasons why the skilled
`
`artisan would have been motivated to combine Schaffer and Hartley with a
`
`reasonable expectation of success.” (Ex. 1017, 36; see also Ex. 1023, 38 (“We find
`
`8
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`Petitioner’s argument and evidence summarized above sufficient, at this stage, to
`
`support the rationale for modifying Schaffer in view of Hartley as proposed with a
`
`reasonable expectation of success ….”).)
`
`For the reasons presented herein, Petitioner has demonstrated a reasonable
`
`likelihood that at least one claim of the ’291 patent is unpatentable. Accordingly,
`
`Petitioner requests that the Board institute this IPR to review the patentability of the
`
`’291 patent.
`
`A. Overview
`
`II. THE ’291 PATENT
`
`The ’291 patent describes hemostasis (or “garrote”) valves for use during
`
`minimally invasive intravascular procedures. (Ex. 1001, 5:55-6:6.) The hemostasis
`
`valve is used with a catheter inserted into the patient’s vasculature to provide a seal.
`
`(Id., 1:41-1:44.) The ’291 patent states that the hemostasis valve “can seal with or
`
`without a tool extending through the valve.” (Id., 5:56-5:58.)
`
`The described valve includes a “housing 128” that defines an “interior channel
`
`130,” and a collapsible “elongate member 132” that extends through the housing:
`
`9
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`
`
`(Id., 6:56-7:31, Fig. 2.) The elongate member 132 has a “thin-walled compliant
`
`tubular structure” that helps facilitate “the uniform collapse of the elongate member
`
`132 and the sealing of the elongate member 132”. (Id., 7:17-23.)
`
`The valve also includes a “constricting mechanism 141,” which can “collapse
`
`and seal the elongate member 132 via compression and/or constriction, and
`
`specifically via constriction with at least one filament 150”:
`
`
`
`10
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`
`
`(Id., 8:5-8, Figs. 1, 2.) The constricting mechanism includes “an actuator 142 which
`
`can be a manual actuator such as one or several buttons 144; and the at least one
`
`filament 150 that can extend at least partially around the elongate member 132.”
`
`(Id., 8:5-12.) The “filament 150 can be coupled to the actuator 142 such that the
`
`filament 150 selectively constricts, collapses, and/or seals the elongate member
`
`132 … based on the movement and/or position of the actuator 142.” (Id., 9:24-28.)
`
`The valve also includes a “bias feature,” such as a spring (148-A and 148-B),
`
`which biases the actuator toward the open or closed configuration. (Id., 8:38-56.)
`
`In Figure 4, springs 148-A and 148-B bias the valve toward the closed configuration:
`
`11
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`(Id., 8:38-56, Fig. 4.) Depressing the actuator buttons releases the tension on the
`
`filament, “thereby allowing the expansion of the elongate member 132 and the
`
`unsealing of the central lumen 138 of the elongate member 132”:
`
`
`
`(Id., 9:44-62, Fig. 3.)
`
`12
`
`
`
`
`
`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
`
`
`The filament can constrict the elongate member around a tool inserted through
`
`the central lumen of the elongate member, “create[ing] a seal between the elongate
`
`member 132 and the tool,” as illustrated in Figure 4:
`
`
`
`(Id., 12:4-12:15, Fig. 4.)
`
`The “filament 150 can be arranged in a variety of configurations” including a
`
`“single loop 604 that can extend around the elongate member 132” as shown in
`
`Figure 6, multiple loops as shown in Figure 7, or a “U-shaped section between the
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`two ends of the filament 150” as shown in Figures 8 and 9:
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`(Id., 13:17-14:34, Figs. 6-9.) The patent also discloses that “[t]he filament can be
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`made from a variety of materials including, for example, a polymer, a synthetic,
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`and/or a metal.” (Id., 9:13-15.) The filament may also “comprise multiple
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`filaments,” such as in Figures 7-9, where “each of the multiple filaments can have a
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`first end 700 and a second end 702.”:
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`(Id., 12:61-67, Fig. 8.)
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`B.
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`Prosecution History
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`The Examiner of the ’291 patent did not issue any office actions and did not
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`make any prior-art based rejections. In the Notice of Allowance, the Examiner stated
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`that Hartley (Ex. 1006) was the “closest prior art of record.” (Ex. 1002, 393.) The
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`Examiner found that Hartley disclosed every limitation of the independent claims
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`except a spring that “perform[s] a function required in the claimed invention, i.e. the
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`spring configured to move the first member in a direction that pulls the first end
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`portion away from the tubular sidewall, reducing a diameter of the lumen in response
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`to reducing a diameter of the loop.” (Id., 393-394.) The Examiner did not address
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`the combination of any references.
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`C. The Earliest Possible Priority Date
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`The ’291 patent claims priority to provisional application No. 62/554,931,
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`filed September 6, 2017, which is the earliest possible priority date for the ’291
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`patent. (Ex. 1001.) Petitioner applies this earliest priority date in this Petition;
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`however, Petitioner reserves its right to challenge the priority date in subsequent
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`proceeding(s).
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`III. LEVEL OF ORDINARY SKILL
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`A POSITA in September 2017 would have had an undergraduate degree in
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`mechanical engineering or a related engineering discipline and 2-4 years of product
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`design or engineering experience. (Ex. 1003, ¶36.) This is the same level of ordinary
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`skill that Petitioner proposed in the ’011 and ’012 patent IPRs and that was applied
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`by PO and the Board. (Ex. 1017, 11; Ex. 1023, 11.)
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`IV. CLAIM CONSTRUCTION
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`The claim terms should receive their ordinary and customary meaning as
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`understood by a POSITA at the time of filing and in accordance with the
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`specification and the prosecution history. 37 C.F.R. §42.100(b); see Phillips v. AWH
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`Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). However, “the specification may
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`reveal a special definition given to a claim term by the patentee that differs from the
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`meaning it would otherwise possess [and] [i]n such cases, the inventor's
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`lexicography governs.” Id. at 1316.
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`The challenged claims require a hemostasis valve having a “filament.” A
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`POSITA would have understood the term “filament” in the ’291 patent to mean at
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`least “one or more threads, lines, cords, ropes, ribbons, flat wires, sheets, or tapes”
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`based on the intrinsic record. (Ex. 1003, ¶¶50-72.) This is the same construction of
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`“filament” that Petitioner proposed in the ’011 and ’012 patent IPRs. (Ex. 1017, 12;
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`Ex. 1023, 14.)
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`In those prior IPRs, PO argued that Petitioner’s construction was incomplete
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`because it did not limit the claims to “flexible” filaments. (Ex. 1023, 21, n.13.) PO
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`also sought to import other limitations into the construction of “filament” (e.g.,
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`“thin”). (Id., 14.) Importantly, however, the construction of “filament” potentially
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`impacts only whether Schaffer anticipates the claims or renders them obvious. (Ex.
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`1023, 21, n.13.) The construction does not impact whether Schaffer in combination
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`with Hartley or Eller renders the claims obvious because PO “does not dispute that
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`Hartley and/or Eller disclose a flexible filament (e.g., flexible string or flexible
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`wire).” (Id.)
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`1.
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`Support for Petitioner’s Construction of “Filament”
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`Petitioner’s construction of “filament” is supported by the intrinsic record.
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`Claim construction generally begins with the claim language. Vitronics Corp. v.
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`Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). Here, however, the claims
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`provide little information regarding the structure forming the “filament.” For
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`example, claim 1 recites “a filament formed in a loop around the tubular sidewall,
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`the filament having at least a first end portion extending away from the loop to the
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`first member.” Dependent claim 3 adds that the filament can optionally include a
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`second end portion extending away from the loop to a second member. Dependent
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`claim 4 adds that “the first end portion, the loop, and the second end portion are one
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`continuous filament.” While the dependent claims identify some optional features
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`of a filament, they do not define the scope of structures that comprise the “filament”
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`in claim 1.
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`However, the ’291 patent specification (like the ’011 patent) identifies express
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`examples of “filaments.” The ’291 patent states, “the filament 150 can comprise one
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`or several threads, lines, cords, rope, ribbon, flat wire, sheet, or tape.” (Ex. 1001,
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`9:21-23.) Petitioner has adopted this description for its construction of “filament.”
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`The remainder of the specification is consistent with this description, stating
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`that, “[t]he filament can be made from a variety of materials including, for example,
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`a polymer, a synthetic, and/or a metal.” (Id., 9:13-15.) The specification also
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`discloses, “the filament can comprise a single strand such as, for example, a
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`monofilament, [or] the filament can comprise a plurality of strands that can be, for
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`example, twisted, woven, grouped, and/or fused to form the filament.” (Id., 9:16-
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`21.) Additionally, the specification explains that “the filament 150 can comprise
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`multiple filaments, and specifically, as shown in FIGS. 7 through 9, the filament 150
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`can comprise a first filament 150-A and a second filament 150-B.” (Id., 12:61-64.)
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`In the ’011 patent IPR, the Board preliminarily found that it did not need to
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`“expressly construe the term ‘filament’ in the manner urged by Petitioner.” (Ex.
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`1017, 13.) However, the Board agreed with “Petitioner that a filament as claimed
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`encompasses one or more threads, lines, cords, ropes, ribbons, flat wires, sheets, or
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`tapes.” (Id. (emphasis in original).) The Board correctly observed that the ’011
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`patent “lists those structures explicitly, but suggests that those are only examples
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`and, thus, the term ‘filament’ may be broader than those structures.” (Id.) Similarly,
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`in the ’012 patent IPR, the Board stated, “We agree with Petitioner that a ‘filament’
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`IPR Petition – Patent 11,865,291
`Imperative Care, Inc. v. Inari Medical Inc.
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`may encompass one or several threads, lines, cords, robes [sic], ribbons, flat wires,
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`sheets or tapes. The Specification supports such interpretation.” (Ex. 1023, 15.)
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`Petitioner agrees with the Board that “filament” may be construed more
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`broadly. However, the Board needs to construe the terms only to the extent
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`necessary to resolve the controversy. Realtime Data, LLC v. Iancu, 912 F.3d 1368,
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`1375 (Fed. Cir. 2019). Here, Petitioner’s construction of “filament” resolves the
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`dispute because the structures listed in the construction (e.g., threads, flat wires) are
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`found in the prior art references identified herein, even if a full construction of
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`“filament” would include additional structures.
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`2.
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`The Board’s Prior Analysis of PO’s Attempt to Limit Claims to
`“Flexible” Filaments
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`The Board addressed PO’s attempts to limit the claims of the ’011 and ’012
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`patents to “flexible” filaments in the prior IPRs. In the ’011 patent IPR, PO argued
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`the “filament” must be “thin and flexible.” (Ex. 1017, 13.) The Board did not adopt
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`PO’s construction in the institution decision. (Id., 15.) The Board observed that
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`“the ’011 patent never uses the words ‘thin’ or ‘flexible’ to describe the ‘filament.’”
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`(Id.) The Board also observed that “the words ‘thin’ and ‘flexible’ inject potential
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`ambiguities as relative terms” because “flexibility and rigidity exist along a spectrum
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`….” (Id.)
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`The Board reached a different preliminary construction in the ’012 patent IPR.



