`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/682,974
`
`ISSUE DATE
`
`09/06/2016
`
`23363
`
`7590
`
`08/17/2016
`
`Lewis Roca Rothgerber Christie LLP
`PO BOX 29001
`Glendale, CA 91209-9001
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9438782
`
`76712/A832
`
`5826
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 30 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Brad J. Donaldson, Valencia, CA;
`ARECONT VISION, LLC, Glendale, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103(ReV,10/09)
`
`AXIS EXHIBIT 1002-1
`
`AXIS EXHIBIT 1002-1
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`
`
`
`
`14/682,974
`
`04/09/2015
`
`Brad J. Donaldson
`
`76712/A832
`
`5826
`
`Lewis Roca Rothgerber Christie LLP
`PO BOX 29001
`Glendale, CA 91209-9001
`
`FOSSELMAN, JOEL w
`
`ART UNIT
`
`2662
`
`PAPER NUIVIBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`08/1 1/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above—indicated "Notification Date" to the
`following e—mail address(es):
`
`pto @ lrrc .com
`pair_cph @ firsttofile.c0m
`
`PTOL—90A(Rev.04/07)
`
`AXIS EXHIBIT 1002-2
`
`AXIS EXHIBIT 1002-2
`
`

`

`
`
`Application No.
`
`Applicant(s)
`
`
`
` _ _ 14/682,974 DONALDSON, BRAD J.
`
`Response to Rule 312 Communication
`.
`.
`Examlner
`Art UnIt
`
`
`
`JOEL FOSSELMAN 2662
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. [Z The amendment filed on 02 August2016 under 37 CFR 1.312 has been considered, and has been:
`
`a) El
`
`entered.
`
`b) E entered as directed to matters of form not affecting the scope of the invention.
`
`c) I] disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1) and
`
`the required fee to withdraw the application from issue.
`
`d) I:I disapproved. See explanation below.
`
`e) I] entered in part. See explanation below.
`
` US. Patent and Trademark Office
`
`/JOEL FOSSELMAN/
`
`Primary Examiner, Art Unit 2662
`
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20160808
`
`AXIS EXHIBIT 1002-3
`
`
`
`AXIS EXHIBIT 1002-3
`
`

`

`Date of Notice
`
`of Allowance
`
`:
`
`July 19, 2016
`
`IN THE UNITED STATES PATENT
`
`TRAEMARK OFFICE
`
`i
`I hereby certify that this correspondence is b/ng E f -
`trans
`itted to the United States
`
`Patent and Trademark Office on August 2,
`V
`the Rules of 37 CFR § 1.8.
`~'
` Chrs
`
`.
`
`I"
`
`’l
`
`
`
`Brad J. Donaldson
`:
`14/682,974
`:
`: April 9, 2015
`: OMNIDIRECTIONAL USE
`HOUSING
`
`inventor
`Application No.
`Filed
`Title
`
`Confirmation No. 5826
`
`'
`FIGURABLE MULTl-CAMERA
`
`Grp./Div.
`Examiner
`
`:
`:
`
`2662
`Joel W. Fosselman
`
`Docket No.
`
`: 076712
`
`AMENDMENT UNDER 37 CFR § 1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`Post Office Box 29001
`. Glendale, CA 91209-9001
`August 2, 2016
`
`Please amend the above-identified application as follows:
`
`Amendments to the Claims are reflected in the listing of claims which begins on page
`
`2 of this paper.
`
`Remarks/Arguments begin on page 6 of this paper.
`
`OK TO ENTER
`
`/]F/
`08/08/16
`
`AXIS EXHIBIT 1002-4
`
`AXIS EXHIBIT 1002-4
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or La;
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`3P
`ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`E ADDRESS" for
`maintenance fee notifications.
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmissmn.
`Certificate of Mailing or Transmission
`.
`.
`.
`.
`.
`.
`.
`.
`that tins Fee 5 Transmittal is being depos1ted With the United
`,
`certif
`
`ervice with sui icient postage for first Class mail in an envelo
`‘
`' I
`tal
`.
`.
`136
`
`ad
`I
`to the Mail Stop ISSUE FEE address above, or being facsimile
`d to th PTO (571) 273-2885, on the date indicated below.
`
`. [El/WE - Malinosk
`cavemen»
`
`" [VI/W"!
`Var
`i,
`
`Was 2016 efiled
`(Dam
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`07/19/2016
`7590
`23363
`_
`,
`_
`LEWIS Roca Roth erber ChflSIIC LLP
`PO BOX 29001
`Glendale, CA 91209—9001
`
`
`
`l4/682,974
`
`04/09/2015
`
`Brad J. Donaldson
`
`TITLE OF INVENTION: Omnidirectional User Configurable Multi—Camera Housing
`
`
`
`
`
`QA-
`
`76712/A832
`
`5826
`
`APPLN. TYPE
`
`nonprovisional
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`SMALL
`
`$480
`
`PUBLICATION FEE DUE
`$0
`
`PREV. PAID ISSUE FEE
`$0
`
`TOTAL‘FEE(S) DUE
`$480
`
`DATE DUE
`
`10/19/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`FOS SELMAN, JOEL W
`
`2662
`
`348-373000
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing on the patent front page, list
`
`
`CFR 1.363).
`(l) The names of up to 3 registered patent attorneys
`3 Change of correspondence address (or Change of Correspondence
`or agents OR, alternatively,
`Address orm PTO/SB/ 122) attached.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`:1 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`3
`2 registered patent attorneys or agents. If no name is
`
`Number is required.
`‘g—m‘——
`listed, no name will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`
`
`.
`
`1LeW1S Roca Rothgerber
`Christie
`2
`
`
`
`ARECONT VISION, LLC.
`
`Glendale, CA
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual El Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`2 Issue Fee
`D Publication Fee (No small entity discount permitted)
`3 Advance Order - # of Copies
`3
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`3 Payment by credit card.WW
`aThe director is hereby authorized to charge the re uired fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`I l 3— l
`2 28
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 129
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`Cl Applicant changing to regular undiscounted fee status.
`entity status, as applicable.
`
`
`D Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reguiremeiits and certifications.
`
`Authorized Signature 6% Date August 2, 2016
`Typed or printed name Raymond
`Tabandeh
`Registration No.
`439945
`
`
`
`P’I‘OL—85 Part B (10-13) Approved for use through 10131/2013.
`
`OMB 0651-0033
`
`US. Patent and TrMfifEEXIISI
`
`MMMERCE -
`
`Page 2 of 3
`
`AXIS EXHIBIT 1002-5
`
`

`

`Date of Notice
`
`of Allowance
`
`:
`
`July 19, 2016
`
`PATENT
`
`IN THE UNITED STATES PATEN
`‘ND TRADEMARK OFFICE
`
`/ hereby certify that this correspondence is a ing E , W
`Patent and Trademark Office on August 2,
`’
`the Rules of37 CFR § 1.8.
`’
`
`smitted to the United States
`:59 pm. Pacific Time under
`
`1‘
`
`‘
`
`,
`
`
`
`Inventor(s)
`Application No.
`Filed
`Title
`
`Brad J. Donaldson
`:
`14/682,974
`:
`a
`: April 9, 2015
`: OMNlDIRECTlONAL USER CONFI URABLE MULTI—CAMERA
`HOUSING
`
`Confirmation No. 5826
`
`Grp./Div.
`Examiner
`
`:
`:
`
`2662
`Joel W. Fosselman
`
`Docket No.
`
`: 076712
`
`COMMENTS ON STATEMENT OF REASONS FOR ALLOWANCE
`
`Mail Stop Issue Fee
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`’
`
`Post Office Box 29001
`Glendale, CA 91209-9001
`August 2, 2016
`
`Reasons for allowance are only warranted in instances in which "the record of
`
`the prosecution as a whole does not make clear his or her reasons for allowing a claim
`
`or claims." (37 CFR § 1.104(e))
`
`Applicant believes the Examiner's stated reasons for allowance are unnecessary.
`
`The applicant does not necessarily agree with each statement
`
`in the reasons for
`
`allowance. While applicant agrees that the claims are allowable, applicant does not
`
`acquiesce with each statement in the reasons for allowance, that patentability requires
`
`AXIS EXHIBIT 1002-6
`
`AXIS EXHIBIT 1002-6
`
`

`

`Appln No. 14/682,974
`Stmt date August 2, 2016
`
`each stated feature exactly as expressed by the Examiner, nor that each stated feature
`
`is required for patentability.
`
`Respectfully submitted,
`
`LEWIS ROCA ROTHGERBER CHRISTIE LLP
`
`By
`
`W‘
`
`Raymond R. Tabandeh
`Reg. No. 43,945
`626/795-9900
`
`RRT/clm
`
`CLM PAS1432645.1—*—08/2/1 6 12:10 PM
`
`AXIS EXHIBIT 1002-7
`
`AXIS EXHIBIT 1002-7
`
`

`

`Date of Notice
`
`of Allowance
`
`:
`
`July 19, 2016
`
`PATENT
`
`IN THE UNITED STATES PATENT
`
`TRAEMARK OFFICE
`
`i
`I hereby certify that this correspondence is b/ng E f -
`trans
`itted to the United States
`
`Patent and Trademark Office on August 2,
`l
`the Rules of 37 CFR § 1.8.
`~'
` Chrs
`
`.
`
`j'.‘
`
`’l
`
`
`
`Brad J. Donaldson
`:
`14/682,974
`:
`: April 9, 2015
`: OMNIDIRECTIONAL USE
`HOUSING
`
`Inventor
`Application No.
`Filed
`Title
`
`Confirmation No. 5826
`
`'
`FIGURABLE MULTl-CAMERA
`
`Grp./Div.
`Examiner
`
`:
`:
`
`2662
`Joel W. Fosselman
`
`Docket No.
`
`: 076712
`
`AMENDMENT UNDER 37 CFR § 1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`Post Office Box 29001
`. Glendale, CA 91209-9001
`August 2, 2016
`
`Please amend the above-identified application as follows:
`
`Amendments to the Claims are reflected in the listing of claims which begins on page
`
`2 of this paper.
`
`Remarks/Arguments begin on page 6 of this paper.
`
`AXIS EXHIBIT 1002-8
`
`AXIS EXHIBIT 1002-8
`
`

`

`Appln No. 14/682,974
`Amdt date August 2, 2016
`
`Amendments to the Claims:
`
`This listing of claims will replace all prior versions, and listings, of claims in the
`
`application:
`
`Listing of Claims:
`
`1. (Currently Amended)
`
`An omnidirectional user configurable multi-camera
`
`housing comprising:
`
`a top plate including one or more electronic circuit boards thereon;
`
`a track plate secured to the top plate by a plurality of first fasteners, wherein the
`
`track plate is rotationally movable with respect to the top plate, when the first fasteners
`
`are loosen;
`
`'
`
`a plurality of camera assemblies movably installed on the track plate and within
`
`the top plate, each comprising:
`
`a bracket movably secured to the track plate,
`
`a camera movably secured to the bracket, wherein the camera is rotatable
`
`in a plane perpendicular to the track plate, and
`
`a second fastener for movably securing the bracket to the track plate;
`a transparent cover for covering the plurality of camera assemblies installed on ‘
`
`the track plate; and
`
`a trim plate for securing the transparent cover to the top plate with a plurality of
`
`third fasteners, wherein the track plate includes:
`
`a plurality of first index holes around a perimeter of the track plate for
`
`eenfigurableconfigurably indexing a positioning and an alignment of a first
`
`portion of the plurality of camera assemblies,
`
`a plurality of second index holes around a center of the track plate for
`
`eenfigurable—configurably indexing a positioning and an alignment of a second
`
`portion of the plurality of camera assemblies,
`
`AXIS EXHIBIT 1002-9
`
`AXIS EXHIBIT 1002-9
`
`

`

`Appln No. 14/682,974
`Amdt date August 2, 2016
`
`a plurality of curve-shaped openings to accommodate the plurality of first
`
`fasteners and allow movement of the plurality of first fasteners within the curve-
`
`shaped openings, respectively, for rotational movement of the track plate with
`
`respect to the top plate, when the plurality of first fasteners are loosen, and
`
`an opening for a cable coupled to the one or more electronic circuit
`
`boards.
`
`2. (Original) The omnidirectional user configurable multi—camera housing of
`
`claim 1, further comprising a top gasket attached to the top plate for a weatherproof seal
`
`between the top plate and a mounting surface for the housing.
`
`3. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 1, further comprising a cover gasket attached to the top plate for a weatherproof
`
`seal between the top plate and the cover.
`
`4. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 1, wherein the top plate includes a national pipe thread (NPT) port for cabling from
`
`the side of the camera assemblies.
`
`5. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 1, wherein one or more of the plurality of camera assemblies include a day/night
`
`switch for moving a piece of infrared (IR) coated glass over a camera lens to allow
`
`different light spectrums in for a day mode or a night mode.
`
`6. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 1, further comprising one or more fans for cooling the plurality of camera
`
`assemblies.
`
`AXIS EXHIBIT 1002-10
`
`AXIS EXHIBIT 1002-10
`
`

`

`Appln No. 14/682,974
`Amdt date August 2, 2016
`
`7. (Original) The omnidirectional user configurable multl-camera housing of
`
`claim 1, wherein the second fastener for movany securing the bracket to the track plate
`
`is a captive screw.
`
`8. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 1, wherein the second fastener for movably securing the bracket to the track plate
`
`is a magnet.
`
`9. (Original) The omnidirectional user configurable multi—camera housing of
`
`claim 1, wherein a footprint of the housing is circular or elliptical.
`
`10. (Currently Amended) An omnidirectional user configurable multi-camera
`
`housing comprising:
`
`a top plate including one or more electronic circuit boards thereon;
`
`a track plate secured to the top plate by a plurality of first fasteners, wherein the
`
`track plate is rotationally movable with respect to the top plate via-a respective curve-
`
`shaped opening that accommodates movement of a respective first fastener within the
`
`respective curve—shaped opening;
`
`a plurality of camera assemblies secured to the track plate by a plurality of
`
`magnetic devices, each of the camera assemblies including a camera and a bracket,
`
`movably installed on the trackplate, wherein each of the [[camera]] cameras is rotatable
`
`on a respective bracket in a plane perpendicular to the track plate, and wherein each of
`
`the braeket—are brackets is rotatable in a plane [[including]] that includes the track plate;
`
`and
`
`a transparent cover for covering the plurality of camera assemblies installed on
`
`the track plate.
`
`‘4'
`
`AXIS EXHIBIT 1002—11
`
`AXIS EXHIBIT 1002-11
`
`

`

`Appln No. 14/682,974
`Amdt date August 2, 2016
`
`11. (Original) The omnidirectional user configurable multi—camera housing of
`
`claim 10, further comprising a top gasket attached to the top plate for a weatherproof
`
`seal between the top plate and a mounting surface for the housing.
`
`12. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 10, further comprising a trim plate for securing the transparent cover to the top
`
`plate with a plurality of second fasteners.
`
`13. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 10, further comprising a cover gasket attached to the top plate for a weatherproof
`
`seal between the top plate and the cover.
`
`14. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 10, wherein the top plate includes a national pipe thread (NPT) port for cabling
`
`from the side of the camera assemblies.
`
`15. (Original) The omnidirectional user configurable multi—camera housing of
`
`claim 10, wherein one or more of the plurality of camera assemblies include a day/night
`
`switch for moving a piece of infrared (IR) coated glass over a camera lens to allow
`
`different light spectrums in for a day mode or a night mode.
`
`16. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 10, further comprising one or more fans for cooling the plurality of camera
`
`assemblies.
`
`17. (Original) The omnidirectional user configurable multi-camera housing of
`
`claim 10, wherein a footprint of the housing is circular or elliptical.
`
`AXIS EXHIBIT 1002-12
`
`AXIS EXHIBIT 1002-12
`
`

`

`Appln No. 14/682,974
`Amdt date August 2, 2016
`
`REMARKS/ARGUMENTS
`
`Claims 1-17 are currently pending and allowed. Claims 1 and 10 are amended herein
`
`to correct clerical errors. No new matter has been added.
`
`Entry of the foregoing amendment prior to issuance is respectfully requested.
`
`Respectfully submitted,
`
`LEWIS ROCA ROTHGERBER CHRISTIE LLP
`
`RRT/clm
`
`By
`
`‘M
`‘m
`7
`Raymond R. Tabandeh
`Reg. No. 43,945
`626/795—9900
`
`AXIS EXHIBIT 1002-13
`
`AXIS EXHIBIT 1002-13
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`Brad J. Donaldson
`
`Attorney Docket Number:
`
`76712/A832
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Omnidirectional User Configurable Multi—Camera Housing
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`AXIS EXHIBIT 1002-14
`
`AXIS EXHIBIT 1002-14
`
`

`

`-
`
`-
`
`.
`
`Sub-Total in
`
`489
`
`Total in USD (5)
`
`AXIS EXHIBIT 1002-15
`
`AXIS EXHIBIT 1002-15
`
`

`

`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`Omnidirectional User Configurable Multi—Camera Housing
`
` — T
`“—
`
`he Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`—
`
`Payment information:
`
`AXIS EXHIBIT 1002-16
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Descri “on
`p
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`6d268b7831da9fffdc04cd1b09f27ee76794
`2b53
`
`File Size(Bytes)/
`Message Digest
`908303
`
`Information:
`
`Transmittal Letter
`
`Issue Fee Payment (PTO—858)
`
`Post Allowance Communication — Incoming
`
`Amendment after Notice of Allowance (Rule 312)
`
`Information:
`
`Fee Worksheet (SBO6)
`
`fee—info.pdf
`
`04eca6c1165b1e056bc2870f343423778fda
`1fe7
`
`AXIS EXHIBIT 1002-17
`
`AXIS EXHIBIT 1002-17
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`AXIS EXHIBIT 1002-18
`
`AXIS EXHIBIT 1002-18
`
`

`

`PATENT
`
`IN THE UNITED STATES PATEN
`*
`
`ND TRADEMARK OFFICE
`ITTAL LETTER
`
`Patent and Trademark Office on August 2 2016 .: dr bef
`the Rules of 37 CFR § 1.8.
`_
`
`‘
`
`itted to the United States
`
`9 pm. Pacific Time under
`
`
`
`Inventor
`Application No.
`Filed
`Title
`
`: Brad J. Donaldson
`: 14/682,974
`: April 9, 2015
`: OMNIDIRECTIONAL USER CON -. RABLE MULTl-CAMERA HOUSING
`
`Confirmation No. 5826
`
`Grp./Div.
`Examiner
`
`: 2662
`: Joel W. Fosselman
`
`Docket No.
`
`: 076712
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`Enclosed is an amendment to the above-identified application.
`
`Post Office Box 29001
`Glendale, CA 91209—9001
`August 2, 2016
`
`
`
`CLAIMS AS AMENDED
`
`Claims
`Remaining
`After
`Amendment
`
`Highest
`Number
`Previously
`Paid For
`
`TOIaI Claims
`
`Independent Claims
`
`17
`
`2
`
`-
`
`_
`
`*
`
`**
`
`20
`
`3
`
`Number
`Extra
`Claims
`
`= 0
`
`= 0
`
`
`
`
`
`
`
`
`
`
`
`Large Entity
`Rate
`
`Small Entity
`Rate
`
`Micro Entity
`Rate
`
`FEE
`
`$80.00
`
`0 X $40.00
`
`$20.00
`
`$420.00
`
`0 x $210.00
`
`$105.00
`
`$0.00
`
`$0.00
`
`Multiple Dependent Claims***
`
`$780.00
`
`$390.00
`
`$195.00
`
`Total Additional Fee
`
`$0.00
`
`$000
`
`
`
`List Independent Claims: 1 and 10
`* If the “Highest Number of Total Claims Previously Paid For" is less than 20, enter "20" in this space
`** If the "Highest Number of Independent Claims Previously Paid For" is less than 3, enter "3" in this space
`*** Pay this fee only when "Multiple Dependent Claims" are added forthe first time
`
`No additional fee is required.
`
`A Petition for Extension of Time and the required fee are enclosed.
`
`Other enclosures: Issue Fee PTOL-85 and Comments on Reasons for Allowance
`
` X
`
`X
`
`AXIS EXHIBIT 1002-19
`
`AXIS EXHIBIT 1002-19
`
`

`

`Amendment Transmittal Letter
`
`Application No. 14/682,974
`
`The Commissioner is hereby authorized to charge any fees under 37 CFR 1.16 and 1.17 which
`may be required by or to give effect to this paper to Deposit Account No. 03-1728. Please show
`our docket number with any charge or credit to our Deposit Account.
`
`Respectfully submitted,
`
`LEWIS ROCA ROTHGERBER CHRISTIE LLP
`
`By “rid/M
`
`Raymond R. Tabandeh
`Reg. No. 43,945
`626/795—9900
`
`RRT/clm
`
`CLM PAS1432640.1-*—08/2/16 12:04 PM
`
`AXIS EXHIBIT 1002-20
`
`AXIS EXHIBIT 1002-20
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`23363
`
`7590
`
`07/19/2016
`
`Lewis Roca Rothgerber Christie LLP
`PO BOX 29001
`Glendale, CA 91209-9001
`
`FOSSELMAN, JOELW
`
`2662
`
`DATE MAILED: 07/19/2016
`
`
`
`
`
`14/682,974
`
`04/09/2015
`
`Brad J. Donaldson
`
`76712/A832
`
`5826
`
`TITLE OF INVENTION: Omnidirectional User Configurable Multi—Camera Housing
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10/19/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 0”
`
`AXIS EXHIBIT 1002—21
`
`AXIS EXHIBIT 1002-21
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(Date)
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddress)
`
`_ O7!19/2016
`7590
`23_363
`LEWIS R0021 Roth erber ChI‘IStle LLP
`2%
`PO BOX 29001
`Glendale, CA 91209-9001
`
`APPLICATION NO.
`
`FILING DATE
`
`14/682,974
`
`04/09/2015
`
`Brad J. Donaldson
`
`76712/A832
`
`5826
`
`TITLE OF INVENTION: Omnidirectional User Configurable Multi—Camera Housing
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10/ 19/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`FOSSELMAN, JOEL W
`
`2662
`
`348—373000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`
`
`2
`
`3
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`1
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will