` -----------------------------------
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` -----------------------------------
` DISPERSIVE NETWORKS, INC.,
` Petitioner,
` v.
` NICIRA, INC.,
` Patent Owner.
` -----------------------------------
` Case No. PGR2018-00063
` U.S. Patent 9,722,815
` DEPOSITION OF NADER MIR, Ph.D.
` Palo Alto, California
` Friday, April 26, 2019
` 9:33 a.m.
`
`Job No.: 239136
`Pages: 1 - 214
`Reported By: Charlotte Lacey, RPR, CSR No. 14224
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`Transcript of Nader Mir, Ph.D.
`Conducted on April 26, 2019
`
`2
`
` DEPOSITION OF NADER MIR, Ph.D., held at the offices
`of DENTONS US LLP, 1530 Page Mill Road, Suite 200,
`Palo Alto, California
`
` Pursuant to notice, before Charlotte Lacey,
`Certified Shorthand Reporter, in and for the State of
`California.
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`Conducted on April 26, 2019
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`3
`
` A P P E A R A N C E S
`ON BEHALF OF PETITIONER DISPERSIVE NETWORKS, INC.:
` JEREMY C. DOERRE, ESQUIRE
` TILLMAN WRIGHT PLLC
` 11325 North Community House Road, Suite 250
` Charlotte, North Carolina 28277
` (877) 248-5100
`
`ON BEHALF OF PATENT OWNER NICIRA, INC.:
` SCOTT W. CUMMINGS, ESQUIRE
` DENTONS US LLP
` 1900 K Street, Northwest
` Washington, DC 20006
` (202) 496-7500
`
`ALSO PRESENT:
` Bridgette Rast
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`Transcript of Nader Mir, Ph.D.
`Conducted on April 26, 2019
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`4
`
` I N D E X
`WITNESS PAGE
`NADER MIR, Ph.D.
`Examination by Mr. Doerre 5
`
` I N D E X O F E X H I B I T S
`EXHIBITS DESCRIPTION PAGE
` (None offered)
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`Conducted on April 26, 2019
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`5
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` P R O C E E D I N G S
` NADER MIR, Ph.D.,
`the witness herein, having been first duly sworn, was
`examined and testified as follows:
` EXAMINATION
`BY MR. DOERRE:
` Q Good morning, everyone. My name is Jeremy
`Doerre, and I represent Dispersive Networks Inc., which
`is the petitioner in this matter. And I work for a law
`firm called Tillman Wright LLC.
` Dr. Mir, could you please state and spell your
`full for the record.
` A Sure. My name is Nader, N-a-d-e-r; last name
`is Mir, M-i-r.
` Q And what's your current address, for the
`record?
` A My residence address is 6492 Crystal Springs
`Drive, San Jose, California 95120.
` Q Excellent. And today I'm going to be asking
`you some questions, and we'll be talking about a
`proceeding before the U.S. Patent and Trademark Office.
`It's a post-grant review proceeding in which you
`provided some testimony.
` If for some reason during this proceeding or
`during this deposition you don't understand any of my
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`Conducted on April 26, 2019
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`6
`
`questions, feel free, please, just let me know. Ask me
`to clarify. I'll be happy to follow up if you need
`anything.
` If, when you're answering questions, try to
`wait till the end of when I'm talking, and I'll try to
`wait till the end of your talking just so that we don't
`have to talk over each other. It makes for a clear
`record.
` I assume this is not the first time that you
`have done -- would I be correct in assuming this is not
`the first time you have done a deposition?
` A Yes.
` Q So... Okay. Then I will assume you -- you
`are -- know all of that.
` I do have to ask, are you under the influence
`of any drugs or alcohol or any other substances that
`might impair or affect your testimony today?
` A No.
` Q Is there any other reason you're aware of that
`you wouldn't be able to testify truthfully, accurately,
`and completely here today?
` A No.
` Q And now I'm going to go ahead and introduce a
`number of exhibits that we're going to be talking about
`today, so I apologize for, you know, having to go
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`Transcript of Nader Mir, Ph.D.
`Conducted on April 26, 2019
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`7
`
`through all of this.
` But let's start with your declaration. This
`is -- it's marked as Petitioner's 101.
` MR. CUMMINGS: We'll just use this copy.
` MR. DOERRE: I mean, you're welcome to use
`your copy if you have one. I mean, I'm going to pass it
`across to -- if you want to look at it and see if it
`corresponds with what you want. You're welcome to use
`your own copy of it. It's already in the record. It's
`marked as Petitioner's 101 just for the record.
` MR. CUMMINGS: It might be easier to use your
`copy.
` MR. DOERRE: If it's easier to use your copy.
` MR. CUMMINGS: I'll take this copy.
` MR. DOERRE: Sure. I actually have copies for
`everyone if everyone wants one.
` Q Okay. So that's your declaration. It seems
`like you have a binder in front of you. Do you have any
`notes in your binder or any notations or anything you've
`made on any of the pages in your binder?
` A No.
` Q Okay. Just for the sake of convenience, I'm
`going to go ahead and introduce a number of other
`documents just at the front just so we can get it out of
`the way.
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`8
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` Next is a -- this is a copy of the petition
`for post-grant review in the present case. It's been
`marked as Petitioner's 102.
` Do you have a copy of that before you in your
`binder?
` Okay. Then I'll go ahead and pass that
`across.
` MR. DOERRE: Would you like one as well?
` MR. CUMMINGS: No. This is the petition --
`yes, Jeremy.
` THE WITNESS: So we don't have the petition in
`this binder?
` A Okay. Yeah. I don't have the petition in my
`binder.
` Q Okay.
` A So I just keep this copy.
` Q Yeah, yeah. Just keep that copy.
` A Okay.
` MR. DOERRE: Sorry. There's a copy, and I
`apologize for it not being stapled.
` Q Okay. So next we have a copy of the patent
`owner's response that was filed in this case. I have
`this marked as Petitioner's 104. I'm going to go ahead
`and pass it across. If you have a copy in your binder,
`you're welcome to refer to that. If not, there's a
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`9
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`copy.
` THE WITNESS: We don't have it?
` MR. CUMMINGS: No.
` A Okay.
` MR. DOERRE: Sorry. I have one for you as
`well.
` Q And then next we have a copy of a patent
`owner's contingent motion to amend, which I've marked as
`Petitioner's 103. I'm not sure if you have that in your
`binder or not.
` MR. DOERRE: And here's a copy, Scott.
` MR. CUMMINGS: And, Jeremy, these documents
`you've handed me don't have exhibit numbers on them.
`Could you please tell me what the exhibit number is for
`the petition?
` MR. DOERRE: Oh, for the petition? It should
`have -- I believe it's on his. Sorry. Petitioner's --
`I apologize. Petitioner's 103. For the petition.
` MR. CUMMINGS: And what about the patent
`owner's response? What exhibit number do you have for
`that?
` MR. DOERRE: I believe that is 104. Let me
`make sure. Sorry.
` MR. CUMMINGS: And do you have those exhibit
`numbers?
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`10
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` MR. DOERRE: Yes. Okay.
` MR. CUMMINGS: And patent owner's contingent
`motion to amend is exhibit number...
` MR. DOERRE: I believe that one is 103.
` Q And during the course of the testimony, I will
`generally refer to them as the patent owner's response,
`patent owner's contingent motion to amend to make it
`easier. If you want me to refer to the exhibit numbers,
`just let me know.
` Okay. Next is the -- a copy of U.S. patent
`number 9,722,815, which is the subject patent at issue
`in this proceeding. This is marked as Exhibit 1001,
`which corresponds to its exhibit number in this
`proceeding that's already been marked.
` MR. DOERRE: Here, I have a copy for you as
`well.
` Q I assume you have a copy in your binder.
` And then lastly for now -- and I apologize
`again for doing all this at the outset, but just so we
`don't have to interrupt or break in the middle -- I have
`a copy of U.S. patent number 9,071,607 to Twitchell,
`which has been marked as Exhibit 1003.
` A I have that.
` Q You have that. Which is the exhibit that is
`in the proceeding.
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`11
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` Okay. So referring to petitioner's 101, which
`is the -- your declaration in support of patent owner's
`response and contingent motion to amend, this indicates
`on the cover that it's for case PGR 2018-00063,
`Dispersive Networks Inc. v. Nicira Inc. for Patent
`9,722,815.
` Is it your understanding that you're here
`today to give testimony in connection with this matter?
` A Yes.
` Q Okay. And so today we have -- we have a
`number of patents involved. The 9,722,815 patent, which
`is the subject patent, which is Exhibit 1001. For ease
`of reference today, I may sometimes refer to it as the
`'815 patent, and the Twitchell patent may sometimes be
`referred to as the '607 patent. If this is ever
`unclear, just let me know, and I'll be happy to clarify
`exactly what we're referring to.
` A Okay.
` Q Do you have any questions about any of the
`documents that I've provided or is that -- and if you do
`and it's ever unclear what document we're referring to,
`just let me know.
` A Okay. Sure.
` Q So this is -- I believe we went over this.
`This is not the first time you have given deposition
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`12
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`testimony.
` Have you been an expert witness in -- or how
`many -- how many proceedings roughly as an estimate have
`you been an expert witness in?
` A I do not remember.
` Q Okay. So fair to say more than ten?
` A Yes.
` Q Okay. So now I'm going to start by referring
`to Exhibit 1001, which is the '815 patent which is the
`Mukundan patent. And I apologize. I'm probably not
`getting that last name right. So I'll mostly just refer
`to it as the '815 patent. But I'm going to start with
`the claims of the patent.
` And during the course of preparing your
`testimony, have you reviewed this whole patent and
`looked over it?
` A Yes.
` Q In reviewing it, did you also review the
`provisional patent application that it claims priority
`to?
` MR. CUMMINGS: Objection; form.
` Q In reviewing this patent, did you look at any
`of the priority documents it claims priority to?
` A Could you tell me the -- the exact document
`that you're referring to?
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`13
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` Q Yes. So on the first page of this patent, it
`has a section in the left column entitled "Related U.S.
`Application Data." Could you read the patent
`application that identifies, the provisional application
`that it identifies that it claims priority to?
` A Are you referring to provisional application
`number 61/696770?
` Q No. I may not... I am... I apologize,
`'cause I was seeing it as 61/844822, at number 60,
`parenthetical 60.
` A Let me make it easier. So I have a list of
`documents I reviewed to --
` Q Yes.
` A -- to render my opinion. And that was listed
`on page 6 of my declaration.
` Q Okay.
` A And I want to just make sure that, you know,
`the document you're referring to is listed there.
` Q The document I'm referring to is -- so -- is
`not listed there. So is that a thorough and complete
`listing of the documents you reviewed in connection with
`your review?
` A It is.
` Q Okay. Okay. So referring back to the -- now
`to the '815 patent, let's flip through to -- at the --
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`14
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`page 18 which just is at the end. It's the
`second-to-last page of the document. Starts with the
`claims. The -- it says on the right side halfway down,
`what is claimed as new and desired to be protected, and
`then it has claim 1. These are the claims that I'm
`assuming you reviewed and opined on. We're just going
`to kind of run through the claims as they go.
` In reviewing claim 1, did you find it to be
`clear and consistent with the disclosure of the '815
`patent?
` MR. CUMMINGS: Objection; form.
` Q Okay. In reviewing claim 1, the first step
`says "provided an edge device in a local network
`communicatively coupled with a cloud" --
` THE REPORTER: Can you slow down a little bit,
`please.
` MR. DOERRE: I apologize.
` Q In reviewing claim 1, can you read the first
`step of claim 1 or the -- the first step of the edge
`gateway multiplied path method of claim 1?
` A Yes, I can. Claim 1 starts with "An
`edge-gateway multipath method comprising providing an
`edge device in a local network communicatively coupled
`with a cloud-computing service in a cloud-computing
`network."
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`15
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` Q And based on your familiarity and background,
`is there anything -- does this appear to be a
`conventional limitation that a ordinary artisan or
`someone in the art as of around 2012, before this
`patent, would have been aware of and understood this
`limitation?
` MR. CUMMINGS: Objection; form.
` Q With respect to the term "edge device," what
`do you understand that term to mean in this patent?
` A Sure. I can explain that.
` On my -- page 20 of my report, I have
`clarified what the edge device means, and for purposes
`of my analysis in this declaration, I have been asked to
`assume that the Patent Trial and Appeal Board's
`construction of edge device is accurate. So I used that
`construction. Specifically, the edge device is a device
`or a virtual machine that provides routing functionality
`and that provides an entry point into the network. And
`I used this one to give my opinion in my declaration.
` Q Thank you. So, based on your own
`understanding of -- kind of, setting aside for a moment
`the board's definition, which you've, kind of, taken for
`purposes of your declaration, in paragraph 45, it looks
`like you additionally walk through what you feel the
`term "edge device" is.
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`16
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` Would you, kind of, describe your own
`understanding of what an ordinary artisan would have
`understood an edge device to mean -- would mean?
` MR. CUMMINGS: Objection; form, relevance.
` Q In paragraph 45 of your declaration, you
`indicate -- you continue to maintain that the term "edge
`device" has a different meaning than that the board
`believes. And is it your opinion that the term "edge
`device" only refers to or is intended to refer to
`routers, routing switches, integrated access devices,
`multiplexers, and a variety of metropolitan area network
`and wide area network access devices and similar
`hardware devices, and would not encompass a software
`router?
` MR. CUMMINGS: Objection; form.
` Q Do you believe that the term "edge device"
`could encompass a software router?
` A As I said a few minutes ago, the edge device
`has the construction based on the board, and I used
`that -- I was asked to use that, that construction for
`my analysis. So when I read "The edge device is a
`device or a virtual machine," so that would be a device
`or virtual machine that provides routing functionality
`and provides an entry point to the network, that would
`be sufficient to me to continue my analysis and to
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`17
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`complete my analysis in my declaration.
` Q Thank you. And do you think that one of
`ordinary skill in the art would have understood this
`term to encompass a software router?
` MR. CUMMINGS: Objection; form, relevance.
` A I do not understand what you mean by that.
` Q Okay. In your expert declaration, can you
`read the -- paragraph 45.
` A Yes. "I continue to maintain that the term
`'edge device,' as would be understood by one of ordinary
`skill in the art, is term of art that does not encompass
`end user clients or devices, e.g., network clients, PCs,
`laptops, mobile phones, tablets, and et cetera, but,
`instead, includes devices such as routers, routing
`switches, integrated access devices, multiplexers, and a
`variety of metropolitan area network and wide area
`network access devices.
` "Accordingly, one of ordinary skill in the art
`would not construe edge device as a client device or an
`end user device. In fact, as would be understood by one
`of ordinary skill in the art, client devices or end user
`devices are distinct endpoints that gain access to
`networks via edge devices such as routers, routing
`switchers, integrated access devices, multiplexers, and
`a variety of metropolitan area network and wide area
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`Transcript of Nader Mir, Ph.D.
`Conducted on April 26, 2019
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`18
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`network access devices."
` Q Thank you. And so do you believe that one of
`ordinary skill in the art would understand a client
`device or an end user device to be an edge device if it
`had routing functionality?
` A I did not opine on that.
` Q You did not define which term?
` A I did not opine on that.
` Q Okay. And if you were to opine on that, what
`would your opinion be?
` MR. CUMMINGS: Objection; relevance.
` Q Can you continue to answer the question?
` A So I need to take my time to -- to get all the
`references and information to see if that is the case.
` Q Okay. So a -- when you say at paragraph 45
`that you "continue to maintain that the term 'edge
`device,' as would be understood by one of ordinary skill
`in the art, is a term of art that does not encompass end
`user clients or devices, but, instead, includes devices
`such as routers, routing switches, integrated access
`devices, multiplexers, and a variety of metropolitan
`area networking, wide area network access devices," what
`is the primary basis for the distinction between those
`two categories?
` MR. CUMMINGS: Objection; form.
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`Transcript of Nader Mir, Ph.D.
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`19
`
` Q Okay. Do you think that a end user client
`device or end user or client device could be modified to
`accomplish the same functionality as an edge device?
` MR. CUMMINGS: Objection; form.
` Q Do you believe that an ordinary -- okay.
` With respect to the Mukundan '815 patent, in
`reviewing this, did you come across this disclosure of
`gateways?
` A Yes.
` Q Do you believe that a gateway would be an edge
`device?
` MR. CUMMINGS: Objection; relevance.
` Q Go ahead and answer the question.
` A The gateway is a term of '815 patents. And it
`has its own use as it's stated and recited in the
`'815 patent. And if you want me to go over the
`construction or the meaning of gateway as far as a
`person of ordinary skill in the art would understand, I
`can do that.
` Q Okay. So in your opinion, would the gateway
`of the '815 patent be understood as an edge device
`with -- as it's defined in the '815 patent?
` MR. CUMMINGS: Objection; form.
` MR. DOERRE: I'm sorry. Can you -- what's the
`basis for the objection?
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`20
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` MR. CUMMINGS: "Would the gateway be
`understood as an edge device as it's defined," I don't
`know that it's defined in the '815 patent.
` MR. DOERRE: Oh, okay. Fair enough.
` Q So as one would understand the term "edge
`device" in view of the disclosure of the '815 patent,
`would an ordinary artisan understand the term -- the
`gateway -- sorry -- the gateway to be an edge device?
` MR. CUMMINGS: Objection; form.
` Q Would an ordinary artisan understand the
`gateway to be an edge device?
` MR. CUMMINGS: Objection; relevance.
` Q Go ahead and answer the question.
` A Sure. In '815 patent, distinctly edge device
`and gateways are recited. And one of the examples
`quickly we can think of is claim 1, for example, stating
`that "An edge-gateway multipath method comprising." So
`this very quick reminder -- this would be a quick
`reminder to me that, you know, edge and gateway are two
`distinct devices, and a multipath connection is
`established between the two.
` There is no mention of -- as far as I can see,
`there is no mention of any words there or statements in
`the '815 patent that implies a gateway can be same as
`edge, and I have not come across any -- any statement
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`Transcript of Nader Mir, Ph.D.
`Conducted on April 26, 2019
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`21
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`like that in the '815 patent. And whether a gateway can
`be a -- an edge, that would take me time to analyze the
`patents to see if all of the characteristics of the edge
`can be found in the gateway or vice-versa.
` So the answer to your question is that I do
`not know.
` Q Okay. And what would the characteristics be
`of an edge device?
` MR. CUMMINGS: Objection; form.
` Q What would an ordinary -- what characteristics
`of an edge device would an ordinary artisan understand
`characterize such a device?
` MR. CUMMINGS: Objection; form.
` Q Would an ordinary artisan understand an edge
`device as disclosed in the '815 patent to provide
`routing functionality?
` MR. CUMMINGS: Objection; form, relevance.
` Q Go ahead and answer the question.
` A The edge device -- the construction of edge
`device, as I said earlier, is a device or a virtual
`machine that provides routing functionality and that
`provides an entry point into a network. I was asked to
`use this construction. And I agreed, and, based on
`that, I provided my opinion.
` Q Does an edge device have to provide routing
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`Conducted on April 26, 2019
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`22
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`functionality in order to be an edge device?
` MR. CUMMINGS: Objection; form, relevance.
` Q In view of -- as the term "edge device" is
`used in the '815 patent, do you believe that the term
`refers to a device that necessarily provides routing
`functionality?
` A Yes.
` Q Are you familiar with the term "virtual
`customer premises equipment"?
` MR. CUMMINGS: Objection; relevance.
` Q You can answer the question.
` A I don't remember.
` Q Okay. Do you believe that a virtual router,
`which would be software providing routing functionality,
`could ever qualify as an edge device?
` MR. CUMMINGS: Objection; form, relevance.
` A Could you tell me what a virtual router is?
` Q Great question. So if you have a device that
`is running software that provides routing functionality,
`do you believe that device could ever qualify as an edge
`device?
` MR. CUMMINGS: Objection; relevance.
` Q Go ahead answer the question.
` A Could you point to my report where I have
`provided any opinion on the virtual router versus edge
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`Conducted on April 26, 2019
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`23
`
`device?
` Q Okay. So the term "edge device," which
`includes devices such as routers, routing switches,
`integrated access devices, multiplexers, and a variety
`of metropolitan area network and wide area network
`access devices, is there a characteristic common to
`these that ties them together as edge devices?
` MR. CUMMINGS: Objection; form, relevance.
` A I'm sorry. You did not answer my request
`that -- you know, you did not refer to my request.
` Could you point to anyplace in my report that
`I mentioned anything about the virtual router?
` Q You're -- I apologize. Let's go to page 20 of
`the report. It says that "The edge device is a device
`or virtual machine that provides routing functionality
`and that provides an entry point into a network." So
`that could include a software that provides routing
`functionality.
` MR. CUMMINGS: Objection; form.
` Q I apologize. So when you say that edge
`device, as you're -- for purposes of your opinion, "is a
`device or virtual machine that provides routing
`functionality and that provides an entry point into a
`network," would the term "edge device" encompass a
`device that has software on it where that software
`
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`Conducted on April 26, 2019
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`24
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`provides routing functionality and that device provides
`an entry point into a network?
` MR. CUMMINGS: Objection; form.
` A So, Counsel, I have not provided any opinion
`on that in my report. So I would not be able to make
`any comments on that. If it is needed for this
`proceeding, I need time and my references to -- to work
`on and then to come up with the answer. I don't think
`there is any mention of this in my report, so -- so I
`haven't worked on that.
` Q Thank you. And thank you for your patience as
`I --
` A Sure.
` Q -- investigate that issue.
` So let's move on and talk about, kind of,
`some other -- other terms in the claim.
` The first one is a general question. So
`the -- I'm back to claim 1 of the '815 patent, which is
`Exhibit 1001.
` A Uh-huh.
` Q So it uses the term "MP" throughout the claim.
`For example, in the step of communicatively coupling the
`edge device with a gateway in the cloud-computing
`network, it refers to a multipath and then,
`parenthetical, MP, parenthetical, protocol.
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`Conducted on April 26, 2019
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`25
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` Is it your understanding in reviewing this
`claim that -- that MP, as it's later used in the
`abbreviation, is always referring back to multipath?
` A Within the context of the '815 patent, the
`answer is yes.
` Q Okay. Thank you.
` So now going through the steps of the patent,
`let's move down to that step of "communicatively
`coupling the edge device with the gateway in the
`cloud-computing network wherein the communicatively
`coupling of the edge device with the gateway comprises a
`multipath protocol and wherein the MP protocol is
`implemented by combining a set of multiple network paths
`into a composite connection that transmits a set of data
`packets from a single user packet flow across all" -- it
`says "oaths." I'm understanding it as paths. Is that
`your understanding as well?
` A I think that's a typo.
` Q That -- that was my assumption as well.
` A Should be path.
` Q Yeah. So it's all "path" simultaneously.
` So subsequently in the step of -- several
`steps down, it says, "Determining an optimal multipath
`network flow setting that ensures a quality of service,
`(QoS) -- or QoS -- parameter of the multipath network
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`Transcript of