throbber
OLIGONUCLEOTIDES 18:305–320 (2008)
`© Mary Ann Liebert, Inc.
`DOI: 10.1089/oli.2008.0164
`
`REVIEW
`
`Chemical Modification of siRNAs for In Vivo Use
`
`Mark A. Behlke
`
`Well over a hundred reports have been published describing use of synthetic small-interfering RNAs (siRNAs) in
`animals. The majority of these reports employed unmodifi ed RNA duplexes. While unmodifi ed RNA is the natural
`effector molecule of RNA interference, certain problems arise with experimental or therapeutic use of RNA duplexes in
`vivo, some of which can be improved or solved through use of chemical modifi cations. Judicious use of chemical modi-
`fi cations can improve the nuclease stability of an RNA duplex, decrease the likelihood of triggering an innate immune
`response, lower the incidence of off-target effects (OTEs), and improve pharmacodynamics. This review will examine
`studies that document the utility of various chemical modifi cations for use in siRNAs, both in vitro and in vivo, with
`close attention given to reports demonstrating actual performance in animal model systems.
`
`Introduction
`
`The year 2008 marks the 30th anniversary of the fi rst
`
`experiments that employed synthetic oligonucleotides
`to specifi cally alter expression of targeted genes. In this
`early pioneering work, antisense DNA oligonucleotides
`were used to prevent translation of Rous Sarcoma virus
`RNA (Stephenson and Zamecnik, 1978; Zamecnik and
`Stephenson, 1978). Soon thereafter, antisense RNA was
`also shown to work as an experimental tool to inhibit gene
`expression (Melton, 1985; Graessmann et al., 1991). The effi -
`cacy of these early attempts to interfere with gene expression
`were limited by the short half-life of unmodifi ed DNA or
`RNA molecules, which are quickly degraded by the nucle-
`ases present in serum or living cells. Synthetic nucleic acids
`can be chemically modifi ed in ways that decrease their sus-
`ceptibility to nuclease degradation and also changes their
`properties in ways that can be useful for in vivo applications,
`such as reducing their ability to trigger an innate immune
`response and improving their general pharmacodynamic
`properties. Hundreds of different modifi cations have been
`studied for utility in antisense applications (Matteucci, 1997;
`Manoharan, 2002; Jason et al., 2004). A variety of chemically
`modifi ed antisense compounds have been successfully used
`for in vivo experimental biological studies and over a dozen
`candidate compounds are in various stages of clinical test-
`ing for use as therapeutic agents for a variety of disease indi-
`cations (Crooke, 2004). So far, only a single antisense agent
`has been approved for clinical use by the US Food and Drug
`Administration (FDA) [Vitravene, a 21-mer phosphorothioate
`
`(PS) DNA oligonucleotide which was approved in 1998 to
`treat CMV retinitis by direct intravitreal injection (Grillone
`and Lanz, 2001; Jabs and Griffi ths, 2002)].
`While “antisense” technology was the fi rst method that
`employed synthetic nucleic acids to alter gene expression,
`a number of other methodologies have since emerged that
`employ oligonucleotides as tools to regulate gene expres-
`sion levels that work through very different mechanisms
`of action. These methods include ribozymes, aptamers, and
`most recently, RNA interference (RNAi). RNAi is a natural
`gene regulatory network wherein short double-stranded
`RNAs (dsRNAs) interfere with the expression of com-
`plementary genes (Hannon and Rossi, 2004; Meister and
`Tuschl, 2004; Mello and Conte, 2004). It is an ancient pathway
`that is present in plants, mammals, and even some fungi. In
`primitive systems, RNAi can be effectively triggered by the
`presence of long dsRNA species. In higher organisms, long
`dsRNAs also trigger innate immune responses and their use
`can be toxic. Long dsRNAs are processed into shorter spe-
`cies which are the actual effector molecules that trigger an
`RNAi response. These shorter species, called “small-inter-
`fering RNAs” (siRNAs), are functional in mammalian cells
`and synthetic siRNAs can be safely used to experimentally
`activate RNAi (Elbashir et al., 2001).
`RNAi operates at multiple different sites within a cell and
`can suppress gene expression at the DNA level by inhibit-
`ing transcription (in the nucleus), by degrading messenger
`RNA (mRNA) (in the cytoplasm), or by directly suppressing
`translation (in the cytoplasm). The biochemistry of RNAi is
`
`Integrated DNA Technologies, Inc., Coralville, Iowa.
`
`305
`
`Alnylam Exh. 1039
`
`Downloaded by REPRINTS DESK INC from www.liebertpub.com at 03/29/18. For personal use only.
`
`

`

`306
`
`BEHLKE
`
`complex and the interaction of many different proteins is
`required to achieve gene suppression. Functioning in the
`cytoplasm, a heterodimer complex comprising TRBP and
`the endoribonuclease Dicer processes dsRNAs (23-base
`length or longer) into 21–22-mer siRNAs which have 2-base
`3′-overhangs and 5′-phosphates. Argonaute 2 (Ago2) joins
`Dicer/TRBP and together with the siRNA forms the sim-
`plest functional RISC (RNA-Induced Silencing Complex).
`In RISC, the siRNA is passed from Dicer/TRBP to Ago2
`and one strand (the “passenger” strand) of the siRNA is
`degraded (or unwound and discarded) and the remaining
`single-stranded RNA (ssRNA) (the “guide” strand) remains
`associated with Ago2 and directs the sequence specifi city of
`silencing by RISC. Ago2 contains an RNase H like domain
`which functions to cleave one strand of an RNA:RNA duplex
`and is the catalytic component of RISC that degrades a target
`RNA. Typically, perfect or near perfect base pairing between
`the siRNA guide strand and the target mRNA is required
`for Ago2 cleavage to occur.
`Of the four Ago proteins in mammalian cells, only Ago2
`has nuclease activity. The other three Ago proteins can nev-
`ertheless still be active components of RISC and it appears
`that some of these (at least Ago1) are involved in mediating
`the translational suppression arm of RNAi. Although any
`RNA loaded into RISC can theoretically trigger the trans-
`lational suppression pathway, endogenous microRNAs
`(miRNAs) are natural regulatory molecules that employ
`this mechanism to regulate gene expression. Endogenous
`miRNAs are encoded in genomic DNA and are expressed as
`long hairpin transcripts in the nucleus. These long hairpins
`are processed by the endoribonuclease Drosha in the nu-
`cleus and are exported to the cytoplasm where processing is
`completed by Dicer/TRBP prior to loading into RISC. Unlike
`siRNAs, imperfect base pairing between the target RNA
`and a miRNA triggers the translational repression activity
`of RISC. Small-interfering RNAs and miRNAs can function
`in either pathway so that imperfect base pairing between a
`siRNA and a target mRNA can result in unintended trans-
`lational suppression of that target and can cause undesired
`side effects (so called “Off Target Effects”, or OTEs) (Doench
`et al., 2003; Saxena et al., 2003; Yekta et al., 2004; Bagga et al.,
`2005). More details about the biochemistry of RNAi can be
`found in recent reviews (Hannon and Rossi, 2004; Meister
`and Tuschl, 2004; Mello and Conte, 2004; Filipowicz et al.,
`2005; Sontheimer, 2005; Grewal and Elgin, 2007; Rana, 2007;
`Filipowicz et al., 2008; Hutvagner and Simard, 2008). This
`review will primarily focus on the chemistry of the siRNA
`effector molecules that activate the degradative RNAi
`pathway.
`RNAi has rapidly progressed beyond use as an in vitro
`research tool and hundreds of reports already have been
`published describing use in animals. A variety of pharma-
`ceutical and biotechnology companies are actively work-
`ing toward development of RNAi-based therapeutics and
`human patients have already received siRNA drugs in clin-
`ical trials (Behlke, 2006; de Fougerolles et al., 2007; Kim and
`Rossi, 2007). While many of the early in vivo studies were
`done using unmodifi ed RNAs, much of the current work
`relating to RNAi therapeutics involves use of chemically
`modifi ed compounds.
`
`The Rationale for Chemical Modifi cation
`
`Most siRNAs used in research today are made by chem-
`ical synthesis using phosphoramidite building blocks as
`single-stranded oligonucleotides and are annealed into dou-
`ble-stranded form. This approach permits incorporation of a
`wide variety of natural and artifi cial modifi cations into the
`siRNA that can help solve some of the problems associated
`with administration of synthetic nucleic acids into cells or
`animals. Some problems that can be addressed using chem-
`ical modifi cation include:
`
`1. Susceptibility to nuclease degradation
`2. Activation of the innate immune system (OTE)
`3. Unwanted participation in miRNA pathways (OTE)
`4. Cell uptake and pharmacokinetics.
`
`The precise choice of chemical modifi cations to employ
`can vary with the design of the siRNA used, specifi c
`sequence, intended application, and method of delivery.
`Most siRNAs used today for in vivo research applications
`are synthetic 21-mer RNA duplexes that mimic the design
`of natural siRNAs. Similarly, 21-mer siRNAs are currently
`the lead compounds for a number of clinical and preclini-
`cal RNAi drug development programs. Alternative designs
`are also in use for both research and drug development,
`including blunt 19-mers (Czauderna et al., 2003; Allerson
`et al., 2005; Prakash et al., 2005; Kraynack and Baker, 2006),
`blunt 25-mers (Chen et al., 2005), blunt 27-mers (Kim et al.,
`2005), and asymmetric 25/27-mers or 27/29-mers (Rose et
`al., 2005; Dore-Savard et al., 2008; Nishina et al., 2008). Some
`of these compounds directly load into RISC whereas others
`are substrates for Dicer and are processed into shorter spe-
`cies before RISC loading. The precise design of the siRNA
`employed can infl uence the choice or pattern of chemical
`modifi cations suitable for use.
`Site selection is critical to the performance of siRNA com-
`pounds and a large amount of work from many different
`groups has led to the development of excellent site selection
`and design criteria as well as computer assisted algorithms
`that facilitate this process (Pei and Tuschl, 2006; Peek and
`Behlke, 2007). These design rules and algorithms were all
`developed using data from studies performed using unmod-
`ifi ed siRNAs. It is important to note that the use of chemical
`modifi cations can alter the potency of a siRNA and frequently
`a chemically modifi ed siRNA will show lower potency
`than the unmodifi ed RNA version of that same sequence,
`especially when extensively modifi ed. Specifi cally, certain
`modifi cation patterns have been demonstrated to impair
`the ability of an RNA sequence to trigger an RNAi effect
`whereas other patterns have less of an impact on potency.
`These effects vary with sequence, such that a given modifi -
`cation pattern can be effective at one site yet reduce potency
`of a siRNA at a second site. Thus empiric testing is usually
`necessary to ensure that a modifi ed siRNA is effective when
`a known potent unmodifi ed siRNA is converted to a mod-
`ifi ed form. Alternatively, initial site screening can be done
`using only modifi ed duplexes, bypassing use of unmodifi ed
`RNA entirely. Design rules and site selection criteria specifi c
`for modifi ed siRNAs have not been reported.
`
`Downloaded by REPRINTS DESK INC from www.liebertpub.com at 03/29/18. For personal use only.
`
`

`

`CHEMICAL MODIFICATION OF SIRNAS FOR IN VIVO USE
`
`307
`
`Susceptibility to Nuclease Degradation
`
`Single-stranded nucleic acids are rapidly degraded in
`serum or inside cells. Double-stranded nucleic acids, includ-
`ing siRNAs, are more stable than their single-stranded coun-
`terparts, but are still degraded and must be protected from
`nuclease attack if use includes exposure to serum. Protection
`can be provided externally through use of a suitable deliv-
`ery tool (such as complexation with a nanoparticle or encap-
`sulation within a liposome) or intrinsically through use of
`nuclease resistant chemical modifi cation of the nucleic acid
`itself. The primary nuclease activity in serum is a proces-
`sive 3′-exonuclease which may be ERI-1 (THEX1) (Eder et
`al., 1991; Kennedy et al., 2004), making 3′ end stabilization
`particularly important. The single-stranded 3′-overhangs
`present in traditional 21-mer siRNA designs are particularly
`susceptible to degradation. In serum, nuclease attack prob-
`ably initiates at the 3′-overhangs and proceeds in a 3′ → 5′
`direction (Zou et al., 2008). Placement of an inverted-dT base
`or other non-nucleotide groups at this position can protect
`against exonuclease attack. Interestingly, an RNase A like
`activity has also been implicated in the degradation of siR-
`NAs in serum (Haupenthal et al., 2007; Turner et al., 2007)
`and inhibiting RNase A activity can improve stability of siR-
`NAs (Haupenthal et al., 2006). RNase A cleaves at pyrimidine
`bases in ssRNA so it is not entirely clear how degradation of
`double-stranded siRNAs proceeds; it is possible that transient
`transitions to single-stranded form (“breathing”) in these
`short duplexes might provide a suitable substrate for attack
`by this class of nuclease. Longer RNAs, such as 27-mer Dicer-
`substrate duplexes, appear to have slightly greater inherent
`stability to serum nucleases (Kubo et al., 2007, 2008).
`When introducing chemical modifi cations into a siRNA,
`it is important to recall that the RNA must interact with a
`number of different cellular proteins, many or all of which
`may be sensitive to changes in RNA structure caused by the
`modifying group. The simplest approach to increase nuclease
`stability is to directly modify the internucleotide phosphate
`linkage. Replacement of a non-bridging oxygen with sul-
`fur (PS), boron (boranophosphate), nitrogen (phosphorami-
`date), or methyl (methylphosphonate) groups will provide
`nuclease resistance and have all been used to help stabilize
`single-stranded antisense oligonucleotides. Figure 1 shows
`various modifi cations that improve nuclease stability and
`can be employed in siRNAs. Phosphoramidate and meth-
`ylphosphonate derivatives were extensively explored for use
`in antisense applications and were found to signifi cantly alter
`interactions between the nucleic acid and cellular enzymes,
`such as RNase H. Their use has not been systematically stud-
`ied for use in RNAi. Boranophosphate modifi ed DNA or RNA
`is resistant to nuclease degradation and the boron modifi ca-
`tion appears to be compatible with siRNA function; however,
`boranophosphates are not easily made using chemical synthe-
`sis (Hall et al., 2004; Hall et al., 2006). The PS modifi cation is
`easily made and has been extensively used to improve nucle-
`ase stability of both antisense oligonucleotides and siRNAs.
`Phosphorothioate modifi ed nucleic acids are sulfated polyan-
`ions that are “sticky” and can nonspecifi cally bind to a variety
`of cellular proteins, potentially causing unwanted side effects
`(Krieg and Stein, 1995). Nevertheless, this modifi cation can
`
`be safely used to improve stability of a siRNA (Amarzguioui
`et al., 2003; Braasch et al., 2003; Chiu and Rana, 2003; Harborth
`et al., 2003; Li et al., 2005; Choung et al., 2006). Restricting place-
`ment of PS-modifi ed bonds to the ends of the oligonucleotides
`will provide resistance to exonucleases while minimizing the
`overall PS content of the oligo, thereby limiting unwanted side
`effects. Given the long history of use of PS-modifi ed antisense
`oligonucleotides, the potential toxicity of this modifi cation is
`well understood and PS-modifi ed compounds can be safely
`administered (Levin, 1999).
`Modifi cation of the 2′-position of the ribose can indi-
`rectly improve nuclease resistance of the internucleotide
`phosphate bond and at the same time can increase duplex
`stability (Tm) and may also provide protection from immune
`activation. 2′-O-methyl RNA (2′OMe) is a naturally occur-
`ring RNA variant found in mammalian ribosomal RNAs
`and transfer RNAs. It is nontoxic and can be placed within
`either the S or AS strands of a siRNA (Amarzguioui et al.,
`2003; Chiu and Rana, 2003; Czauderna et al., 2003; Harborth
`et al., 2003; Choung et al., 2006). Heavy modifi cation with
`2′OMe RNA can reduce potency or completely inactivate a
`siRNA; alternating 2′OMe with RNA bases generally retains
`siRNA function while conferring signifi cant nuclease stabi-
`lization (Czauderna et al., 2003; Choung et al., 2006; Santel et
`al., 2006a; Santel et al., 2006b). 2′OMe RNA can be combined
`with other 2′-modifi cations which are not naturally occur-
`ring bases with good results.
`The 2′-fl uoro (2′-F) modifi cation is compatible with
`siRNA function and also helps stabilize the duplex against
`nuclease degradation. Incorporation of 2′-F at pyrimidine
`positions maintains siRNA activity in vitro (Allerson et al.,
`2005; Prakash et al., 2005; Kraynack and Baker, 2006) and in
`vivo (Layzer et al., 2004). The 2′-F modifi cation is even tol-
`erated at the site of Ago2 cleavage (Muhonen et al., 2007).
`The combined use of 2′-F pyrimidines with 2′OMe purines
`can results in RNA duplexes with extreme stability in serum
`and improved in vivo performance (Morrissey et al., 2005b).
`The 2′-O-(2-methoxyethyl) RNA (MOE) modifi cation has
`been extensively used in antisense oligonucleotides and
`confers signifi cant nuclease stability to an oligonucleotide
`as well as increases Tm. 2′-MOE residues can be incorporated
`into siRNAs much like 2′OMe or 2′-F (Prakash et al., 2005),
`however this modifi cation is not generally available for use.
`The 2′-fl uoro-β-D-arabinonucleotide (FANA) modifi cation
`has also shown promise in antisense oligonucleotide appli-
`cations and can also be placed in siRNAs. Substitution of
`FANA for RNA in the entire S-strand confers signifi cant sta-
`bilization to nucleases while maintaining functional potency
`of the duplex; however, the AS-strand is less tolerant of the
`FANA modifi cation (Dowler et al., 2006).
`Locked nucleic acids (LNAs) contain a methylene bridge
`which connects the 2′-O with the 4′-C of the ribose. The
`methylene bridge “locks” the sugar in the 3′-endo confor-
`mation, providing both a signifi cant increase in Tm as well
`as nuclease resistance. Extensive modifi cation of a siRNA
`with LNA bases generally results in decreased activity (even
`more so than 2′OMe); however, siRNAs with limited incor-
`poration retain functionality and offer signifi cant nuclease
`stabilization (Braasch et al., 2003; Grunweller et al., 2003;
`Elmen et al., 2005; Mook et al., 2007).
`
`Downloaded by REPRINTS DESK INC from www.liebertpub.com at 03/29/18. For personal use only.
`
`

`

`308
`
`BEHLKE
`
`Base
`
`H
`
`H
`OH
`
`O
`
`O
`
`HO
`
`H
`
`O
`
`H
`
`O
`
`P
`
`O–
`
`RNA
`
`Base
`
`H
`
`F
`
`H
`
`O
`
`O
`
`H
`
`H
`
`O
`
`P
`
`S–
`
`Phosphorothioate
`
`O
`
`Boranophosphate
`
`O
`
`LNA
`
`Base
`
`H
`
`O
`
`H
`
`CH3
`
`2′-O-Methyl
`
`Base
`
`H
`
`H
`
`O
`
`P
`
`O–
`
`F
`
`H
`
`OH
`
`O
`
`O
`
`H
`
`O
`
`H
`
`O
`
`P
`
`O–
`
`FANA
`
`Base
`
`2′-O-MOE
`
`CH2CH2OCH3
`
`H
`
`O
`
`H
`
`O
`
`O–
`
`2′-Fluoro
`
`Base
`
`H
`
`O
`
`H
`
`O
`
`H
`
`O P B
`
`H3
`
`O
`
`–
`
`O
`
`O
`
`H
`
`O P C
`
`H3
`
`H
`
`Methylphosphonate
`
`O
`
`Phosphodiester
`
`O
`
`FIG. 1. Select chemical modifi cations that can be incorporated into siRNAs. Modifi cations to the phosphodiester backbone
`are shown, including phosphorothioate, boranophosphate, and methylphosphonate. Modifi cation to the sugar backbone are
`shown, including 2′-fl uoro, LNA, 2′OMe, FANA, and 2′MOE.
`
`The 2′OMe modifi cation is a naturally occurring RNA
`variant and its use in synthetic siRNAs is not anticipated
`to present signifi cant toxicity. Other 2′-modifi cations dis-
`cussed here are not naturally occurring and their potential
`for toxic side effects needs to be considered. The 2′-F modi-
`fi cation has been studied for safety as a component of syn-
`thetic oligonucleotides. While substantially stabilized to
`nuclease attack, even heavily modifi ed duplexes are eventu-
`ally degraded in serum or in cells and processive 3′-exonu-
`clease attack appears to be the primary route of degradation
`(Zou et al., 2008); thus it is expected that free 2′-modifi ed
`nucleosides will be released into cells. When administered
`to rodents, 2′-F residues can later be found incorporated
`into both endogenous DNA and RNA in a variety of tissues
`(Richardson et al., 1999; Richardson et al., 2002). However, no
`
`obvious toxicity was observed to result from exposure to 2’-F
`modifi ed nucleic acids. In contrast, some dose-dependent
`hepatic toxicity has been reported when LNA-containing
`oligonucleotides were administered to mice, ranging from
`mild elevation of hepatic serum transaminases (Fluiter et
`al., 2003) to frank hepatic necrosis (Swayze et al., 2007). In
`another study, no signifi cant toxicity was observed in intra-
`venous (i.v.) dosing of LNA-modifi ed oligonucleotides to
`African green monkeys (Elmen et al., 2008). More studies
`need to be done to fully assess potential toxicity of the LNA
`modifi cation, perhaps considering the possibility of species-
`specifi c variation in such responses.
`Although not generally considered to be a nuclease-stabi-
`lizing modifi cation, substitution of DNA bases into a siRNA
`can alter its stability to ribonucleases and may offer certain
`
`Downloaded by REPRINTS DESK INC from www.liebertpub.com at 03/29/18. For personal use only.
`
`

`

`CHEMICAL MODIFICATION OF SIRNAS FOR IN VIVO USE
`
`309
`
`advantages. A surprisingly large amount of DNA can be in-
`corporated into a dsRNA and retain potency to trigger RNAi;
`the entire S (passenger) strand can be DNA (Hogrefe et al.,
`2006; Pirollo et al., 2007). The guide strand is less tolerant to
`DNA modifi cation than the passenger strand. Nevertheless,
`the 5′ end of the guide strand (AS-strand) can contain DNA
`residues and still retain most functionality (Ui-Tei et al.,
`2008). The ability to insert DNA bases in this area may have
`added benefi t to alter OTEs (see below).
`The modifi cation strategies discussed above are intended
`to impart nuclease resistance to 21-mer siRNAs while retain-
`ing the ability of the duplexes to enter RISC and maintain
`guide-strand function with Ago2. The situation is somewhat
`more complex when introducing chemical modifi cations
`into longer Dicer-substrate siRNAs where some degree of
`nuclease sensitivity is desired so that Dicer cleavage can
`still occur. Thus slightly different modifi cation rules apply
`for this class of siRNAs. So long as the “Dicing domain”
`remains unmodifi ed, very similar patterns of modifi cation
`can be employed with good results (Collingwood et al., 2008;
`Nishina et al., 2008), and it is possible to make duplexes hav-
`ing improved stability in serum while retaining the ability
`to be cleaved by Dicer.
`The relative impact that nuclease stabilization of a siRNA
`has on functional gene knockdown in vivo will vary with
`the method of administration. “Naked” siRNA exposed
`to serum will obviously benefi t the greatest from chemi-
`cal modifi cation. In one study, nuclease-resistant siRNA
`administered by direct hydrodynamic injection gave 4-fold
`greater reduction in target levels than unmodifi ed siRNAs
`(Bartlett and Davis, 2007), however the kinetics of recovery
`after administration were similar. An even greater differ-
`ence in potency between modifi ed and unmodifi ed duplexes
`was seen in a murine hepatitis B virus (HBV) model system
`(Morrissey et al., 2005a). Once the guide strand is associ-
`ated with Ago2 in RISC, the protein components may them-
`selves protect the RNA from intracellular nucleases, and
`unmodifi ed siRNA can show 2–4 weeks duration of action
`in slowly dividing or nondividing cells (Song et al., 2003;
`Omi et al., 2004; Bartlett and Davis, 2007). Thus the great-
`est benefi t from nuclease stability may be realized during
`delivery, and chemical stabilization of the siRNA might be
`less important when employing a delivery tool that protects
`the siRNA cargo.
`
`Off-Target Effect: Triggering the
`Innate Immune System
`
`The innate immune system provides the body’s fi rst line
`of defense in the recognition and response to foreign sub-
`stances. A variety of different specialized receptors have
`evolved that recognize “pathogen associated molecular pat-
`terns” and trigger immune responses when their ligands are
`present (Armant and Fenton, 2002; Tosi, 2005). Some of these
`receptors are restricted to immune cell lineages while others
`are present in all cells. Synthetic nucleic acids can be rec-
`ognized as “foreign” by the innate immune system. These
`responses constitute one of the major types of OTEs which
`must be addressed when using antisense oligonucleotides,
`ribozymes, aptamers, or siRNAs in vivo.
`
`Different receptors exist in the cytoplasm and/or in endo-
`somal compartments that specifi cally recognize foreign
`motifs in DNA or RNA molecules (Marques and Williams,
`2005; Schlee et al., 2006). Toll-like receptor 9 (TLR9) recog-
`nizes unmethylated CpG dinucleotides in DNA. In mam-
`mals, the cytosine in CpG pairs is methylated at the C5
`position; in bacteria, cytosine is not methylated. Synthetic
`DNA made with unmethylated CpG motifs is recognized as
`foreign by TLR9 and triggers a type I interferon (IFN) re-
`sponse (Krieg et al., 1999; Krieg et al., 2000). Similarly, syn-
`thetic RNA can trigger an IFN response. TLR3 recognizes
`motifs in dsRNAs (Alexopoulou et al., 2001) and TLRs 7 and
`8 recognize motifs in ssRNAs (Diebold et al., 2004). In the cy-
`toplasm, oligoadenylate synthetase (OAS), dsRNA respon-
`sive kinase (PKR), retinoic acid inducible gene 1 (RIG-I), and
`melanoma differentiation-associated gene 5 (Mda5) are all
`capable of recognizing dsRNA in some form and can trigger
`immune responses (Stark et al., 1998; Yoneyama et al., 2004).
`TLRs 3, 7, and 8 are largely restricted to endosomal com-
`partments and exposure to these receptors is infl uenced by
`the mode of entry by which a synthetic RNA enters the cell.
`Delivery of siRNA using cationic lipids or liposomes maxi-
`mizes exposure to the endosomal compartment and there-
`fore increases the risk of triggering a TLR based response
`(Sioud and Sorensen, 2003; Ma et al., 2005; Morrissey et al.,
`2005b; Sioud, 2005). A known immunogenic sequence that
`is synthesized within a cell is less immunostimulatory than
`that same sequence transfected into the cell using lipid-
`based delivery (Robbins et al., 2006). Similarly, mechani-
`cal delivery of an immunostimulatory RNA in mice using
`hydrodynamic injection fails to produce an IFN response
`although that same sequence will trigger a response when
`delivered using lipid vehicles (Heidel et al., 2004). Thus the
`route and means of in vivo delivery of a siRNA can play a
`large role in the need to protect that sequence from detection
`from the innate immune system.
`Certain RNA sequences have been identifi ed that are
`particularly immunostimulatory, such as “UGUGU” (Heil et
`al., 2004; Judge et al., 2005) and “GUCCUUCAA” (Hornung
`et al., 2005). Unfortunately, avoiding these sequence motifs
`does not prevent immune activation. The presence of spe-
`cifi c chemical modifi cations allows mammalian tRNAs and
`rRNAs to escape triggering an autoimmune response; pro-
`tective modifi cations include pseudouridine, N6-methyl-A,
`and 2′OMe modifi ed ribose (Kariko et al., 2005). Use of these
`same chemical modifi cations can similarly allow synthetic
`siRNAs to evade immune detection. In fact, inclusion of only
`two or three 2′OMe modifi ed residues in an RNA duplex can
`be suffi cient to prevent immune activation, and modifi cation
`of rU and rG residues is most effective (Judge et al., 2006).
`Mechanistically, 2′OMe groups act as a competitive inhib-
`itor of TLR7 (Robbins et al., 2007). As a result, 2′-modifi ed
`groups can protect in trans, so that modifi cation of only a
`single strand of a siRNA is necessary to block the immuno-
`stimulatory potential of that duplex. Other 2′-modifi cations
`such as 2′-F can confer protection from immune activation; it
`has not been reported if the LNA modifi cation offers similar
`benefi ts. Interestingly, 2′-deoxy (DNA) bases have recently
`been reported to also block immune detection, particularly
`dT or dU bases (Eberle et al., 2008). Triggering TLR7 may
`
`Downloaded by REPRINTS DESK INC from www.liebertpub.com at 03/29/18. For personal use only.
`
`

`

`310
`
`BEHLKE
`
`involve recognition of specifi c structures formed by ssRNAs
`involving internal hairpins, especially containing rU bases
`(Sioud, 2006; Gantier et al., 2008). Given the minimal impact
`that substitution of a limited number of 2′OMe-U or dT resi-
`dues for rU has on functional potency of an siRNA, it may
`be prudent to routinely include either or both of these mod-
`ifi cations in sequences intended for in vivo use, especially
`if lipid-based delivery tools are employed. Unfortunately,
`these modifi cation strategies do not effectively block TLR3
`activation, and immune stimulation through this receptor
`can still occur even in the absence of lipid-based delivery. It
`was recently reported that both modifi ed and unmodifi ed
`naked siRNAs administered by direct intraocular injection
`can trigger cell surface–localized TLR3 and affect angiogen-
`esis pathways in a sequence nonspecifi c fashion (Kleinman
`et al., 2008).
`Defending against the cytoplasmic RNA receptors
`OAS, PKR, RIG-I, and MDA5 may also be important.
`Oligoadenylate synthetase is not fully stimulated until it
`encounters dsRNAs in the 60–70 base size (Minks et al.,
`1979), so direct involvement of OAS in sensing siRNAs seems
`unlikely. Although PKR is generally thought to maximally
`respond to dsRNAs >30 bases long, it can sense the pres-
`ence of species as short as 16 bases. Like TLR7, however, PKR
`recognition can be blocked by a variety of chemical modifi -
`cations (Nallagatla and Bevilacqua, 2008). Interestingly, the
`2′-F modifi cation does not help evade PKR responses. The
`specifi c structural requirements for MDA5 to detect small
`synthetic RNAs have not been defi ned.
`RIG-I is an important cytoplasmic receptor that can sense
`the presence of certain classes of synthetic RNAs and plays
`several different roles in immune surveillance (Yoneyama et
`al., 2004; Kato et al., 2006; Saito et al., 2008). It was reported that
`in certain cell lines synthetic RNA duplexes having 19-mer
`duplex domains with 2-base 3′-overhangs (Dicer-product
`21-mer siRNAs) do not trigger any adverse response but that
`longer RNA duplexes can induce immune responses; TLR3
`dependence was proposed (Reynolds et al., 2006). Although
`some element of TLR3 recognition of these sequences may
`occur, it appears that RIG-I is an important cytoplasmic
`receptor capable of recognizing these longer RNA species.
`Specifi cally, RIG-I can recognize RNA duplexes >21-mer
`length having blunt ends and that the presence of 3′-over-
`hangs evades recognition even for duplexes of 27-mer length
`(Marques et al., 2006). Importantly, 2′OMe modifi cation of
`the RNA duplex will prevent this response and, interest-
`ingly, it seems that the related 2′-F modifi cation is less pro-
`tective (Collingwood et al., 2008; Zamanian-Daryoush et al.,
`2008). RIG-I also recognizes the presence of a triphosphate at
`the 5′-end of nucleic acids (Kim et al., 2004; Hornung et al.,
`2006; Pichlmair et al., 2006), causing an immune response
`to transcripts made by viral polymerases (including in vitro
`transcripts).
`
`Off-Target Effect: Unwanted Participation in
`miRNA Pathways
`
`Although it is possible to achieve single base discrimi-
`nation with select siRNAs, single- or even double-base mis-
`matches are often tolerated and can still reduce target levels
`
`by signifi cant amounts (Du et al., 2005; Birmingham et al.,
`2006; Schwarz et al., 2006; Dahlgren et al., 2008). If the full
`sequence of the reference genome is known, a thorough ho-
`mology screen of candidate siRNAs should permit exclusion
`of sites where unwanted homology exists with other genes
`and theoretically lead to high specifi city. Unfortunately, this
`kind of traditional cross-hybridization analysis can be less
`effective than expected and even carefully screened siR-
`NAs can cause signifi cant changes in expression levels in
`unrelated genes (Jackson et al., 2003; Persengiev et al., 2004;
`Scacheri et al., 2004). It appears that many of these effects
`are mediated by the unintended participation of siRNAs in
`miRNA pathways.
`The miRNA translational suppression pathway is di-
`rected by imperfect base pairing between target and guide
`strand (He and Hannon, 2004; Kim, 2005) and the specifi city
`of this process is defi ned by a 6–7 base “seed region” at the
`5′ end of the antisense strand of the miRNA (Doench and
`Sharp, 2004; Lin et al., 2005; Jackson et al., 2006b). Given the
`expected frequency of fi nding 6–7 base matches between a
`siRNA and nontargeted genes within the entire

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket