`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addtess. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, ViJgLnia 22313-1450
`wwwusptogov
`
`61/917,936
`
`12/18/2013
`
`Paresh K. Patel
`
`PRszMDMP
`CONFIRMATION NO. 8250
`
`26790
`
`LAW OFFICE OF KAREN DANA OSTER, LLC
`PMB 506
`16869 SW 65TH AVENUE
`
`LAKE OSWEGO, OR 97035
`
`POWER OF ATTORNEY NOTICE
`
`HullllllIllIllLIIIllMlllllllllllyllllllllllllml
`
`Date Mailed: 07/07/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/25/2014.
`
`. The Power of Attorney to you in this application has been revoked by the applicant. Future correspondence
`will be mailed to the new address of record(37 CFR 1.33).
`
`/snguyen/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner Kiosoft Exhibit 1020
`Page 1
`
`Petitioner Kiosoft Exhibit 1020
`Page 1
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`AddIESS. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, ViJgLnia 22313-1450
`wwwusptogov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`61/917,936
`
`12/ 18/2013
`
`Paresh K. Patel
`
`104402-5001-PR
`CONFIRMATION NO. 8250
`
`24341
`
`MORGAN, LEWIS & BOCKIUS LLP (PA)
`2 PALO ALTO SQUARE
`3000 EL CAMINO REAL, SUITE 700
`PALO ALTO, CA 94306
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllIllllIIHLIIIIIHIllllllllllllllllllllIlIllllIIlllIllllllIlllllllllllllllll
`00000006933 587
`
`Date Mailed: 07/07/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/25/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/snguyen/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner Kiosoft Exhibit 1020
`Page 2
`
`Petitioner Kiosoft Exhibit 1020
`Page 2
`
`

`

`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE
`THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313—1450
`
`l hereby revoke all previous powers of attorney given in the application identified in the
`attached statement under 37 CFR 373(0).
`
`I hereby appoint the practitioners of Morgan, Lewis & Bockius LLP, Customer Number
`24341 as attorneys or agents to represent the undersigned and to transact all business before
`the United States Patent and Trademark Office (USPTO) in connection with any and all patent
`applications and patents assigned gflly to the undersigned according to the USPTO assignment
`records or assignment documents attached to this form in accordance with 37 C.F.R. § 373(0),
`said appointment to be to the exclusion of the inventor(s) and their attorney(s) in accordance
`with the provisions of 37 C.F.R. § 3.71, provided that,
`if any one of these attorneys ceases
`being affiliated with the law firm of Morgan, Lewis & Bockius LLP as partner, counsel, or
`employee,
`then the appointment of that attorney and all powers derived therefrom shall
`terminate on the date such attorney ceases being so affiliated.
`
`Assignee Name and Address:
`
`PayRange lnc.
`12815 NE Marx Street
`
`Portland, Oregon 97230
`
`SIGNATURE of Assignee of Record
`The undersigned whose signature and title is supplied below is authorized to act on behalf of the assignee.
`
`Signature
`Name
`Title
`
`‘ é}: \
`EC”
`Paresh K. Patel, PhD, MBA
`CEO
`
`June 24’ 2014
`Date
`Telephone 855—856—6398
`
`A copy of this form, together with a statement under 37 C.F,R. § 3.73(c) (Form PTO/8896 or equivalent) is
`required to be filed in each application in which this form is used. The statement under 37 C.F.R. § 3.73(c) may
`be completed by one of the practitioners appointed in this form if the appointed practitioner is authorized to act
`on behalf of the assignee and must identify the application in which this Power of Attorney is to be filed.
`
`DB2/25169366.1
`
`Petitioner Kiosoft Exhibit 1020
`Page 3
`
`Petitioner Kiosoft Exhibit 1020
`Page 3
`
`

`

`Electronic Acknowledgement Receipt
`
`19414476
`
`Application Number:
`
`61917936
`
`International Application Number:
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`Mobile Device To Machine Payment Systems
`
`First Named Inventor/Applicant Name:
`
`Paresh K. Patel
`
`Customer Number:
`
`26790
`
`Andrew Jackson Gray/Sherri Ballbach
`
`Filer Authorized By:
`
`Andrew Jackson Gray
`
`Attorney Docket Number:
`
`PRszMDMP
`
`Receipt Date:
`
`25-JUN-2014
`
`Filing Date:
`
`18-DEC-2013
`
`Time Stamp:
`
`19:15:00
`
`Application Type:
`
`Provisional
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`bb48d2f1370292603e6e7616845bc5d07c3
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`104402-5001-
`
`PR_StatementUnder3_73CWith
`GeneralPowerOfAttorney.pdf
`
`Petitioner Kiosoft Exhibit 1020
`Page 4
`
`Petitioner Kiosoft Exhibit 1020
`Page 4
`
`

`

`Multipart Description/PDF files in .zip description
`
`Document Description “
`
`Assignee showing of ownership per 37 CFR 3.73.
`
`Power of Attorney
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Information:
`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Petitioner Kiosoft Exhibit 1020
`Page 5
`
`Petitioner Kiosoft Exhibit 1020
`Page 5
`
`

`

`Electronically filed June 25, 2014
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Application of:
`
`Paresh K. Patel et al.
`
`Confirmation No.:
`
`8250
`
`Serial No.:
`
`61/917,936
`
`Art Unit
`
`To be assigned
`
`Filed:
`
`For:
`
`December 18, 2013
`
`Examiner:
`
`To be assigned
`
`Mobile Device to Machine
`Payment Systems
`
`Attorney Docket No.:
`
`104402—5001—PR
`(Previous Docket
`No.: PR:P;MDMP)
`
`STATEMENT UNDER 37 CPR.
`
`3.73 0
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313—1450
`
`Sir:
`
`PayRange Inc., a Corporation, states that it is the assignee of the entire right, title and
`
`interest in the patent application/patent identified above by virtue of an assignment from the
`
`inventor(s) of the patent application/patent identified above.
`
`The assignment was recorded in the United States Patent and Trademark Office on
`
`December 19, 2013 at Reel 031821, Frame 0781, or for which a copy thereof is attached.
`
`The undersigned is authorized to act on behalf of the assignee.
`
`Date:
`
`June 25, 2014
`
`w“.
`
`
`
`Andrew J. Gray IV
`
`41,796
`
`(Reg. No.)
`
`MORGAN, LEWIS & BOCKIUS LLP
`2 Palo Alto Square
`3000 El Camino Real, Suite 700
`
`Palo Alto, CA 94306
`
`(650) 843—4000
`
`DBZ/ 251717231
`
`Petitioner Kiosoft Exhibit 1020
`Page 6
`
`Petitioner Kiosoft Exhibit 1020
`Page 6
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addl'fiss. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, ViJgLnia 22313-1450
`wwwuspto.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`F
`
`61/917,936
`
`12/18/2013
`
`FEE REC'D
`
`130
`
`ATTY.DOCKET.NO
`
`PRszMDMP
`
`TOT CLAHVIS IND CLAIMS
`
`26790
`LAW OFFICE OF KAREN DANA OSTER, LLC
`PMB 506
`16869 SW 65TH AVENUE
`LAKE OSWEGO, OR 97035
`
`CONFIRMATION NO. 8250
`
`FILING RECEIPT
`
`lllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllflllllllllllllllllllllllllllll
`0000000657
`
`Date Mailed: 12/23/2013
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the US. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant(s)
`
`Paresh K. Patel, Portland, OR;
`Chau M. Doan, Beaverton, OR;
`
`PayRange, Inc, Portland, OR
`
`Power of Attorney: The patent practitioners associated with Customer Number 26790
`
`If Required, Foreign Filing License Granted: 12/23/2013
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/917,936
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`Mobile Device To Machine Payment Systems
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`page 1 of 3
`
`Petitioner Kiosoft Exhibit 1020
`Page 7
`
`Petitioner Kiosoft Exhibit 1020
`Page 7
`
`

`

`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`page 2 of 3
`
`Petitioner Kiosoft Exhibit 1020
`Page 8
`
`Petitioner Kiosoft Exhibit 1020
`Page 8
`
`

`

`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The US. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of US. cities, states,
`and regions competing for global investment; and counsels US. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+1 -202-482—6800.
`
`page 3 of 3
`
`Petitioner Kiosoft Exhibit 1020
`Page 9
`
`Petitioner Kiosoft Exhibit 1020
`Page 9
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addtess. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`wwwusptogov
`
`61/917,936
`
`12/18/2013
`
`Paresh K. Patel
`
`PRszMDMP
`CONFIRMATION NO. 8250
`
`26790
`
`LAW OFFICE OF KAREN DANA OSTER, LLC
`PMB 506
`16869 SW 65TH AVENUE
`LAKE OSWEGO, OR 97035
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllIllll"11111111IlllllllllllllllllllIlllllllllllllllllllllllllllllllllllll
`0000000657
`703
`
`Date Mailed: 12/23/2013
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/18/2013.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/nhnguyen/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner Kiosoft Exhibit 1020
`Page 10
`
`Petitioner Kiosoft Exhibit 1020
`Page 10
`
`

`

`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`PROVISIONAL APPLICATION FOR PATENT COVER SHEET — Page 1 of 2
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
`Express Mail Label No.
`
`Given Name (first and middle [if any])
`
`Family Name or Surname
`
`INVENTOR(S)
`
`Residence
`(City and either State or Foreign Country)
`
`Paresh K.
`
`Chau M.
`
`Patel
`
`Dean
`
`Portland, OR
`
`Beaverton, OR
`
`Additional inventors are being named on the
`
`separately numbered sheets attached hereto.
`
`TITLE OF THE INVENTION (500 characters max):
`
`Mobile Device To Machine Payment Systems
`
`Direct all correspondence to:
`
`CORRESPONDENCE ADDRESS
`
`The address corresponding to Customer Number:
`
`26790
`
`OR
`
`Firm or
`IndIVIdual Name
`
`
`
`StateCity Zip
`Country
`Telephone
`Email
`
`
`
`
`
`Application Data Sheet. See 37 CFR 1.76.
`
`I CD(s), Number of CDs
`
`ENCLOSED APPLICATION PARTS (check all that apply)
`
`Drawing(s) Number ofSheets— Other (SPECify) POA & 373(0) (combined) & copy of Assignment
`
`Specification (e.g., description of the invention) Number of Pages
`
`Fees Due: Filing Fee of $260 ($130 for small entity) ($65 for micro entity). If the specification and drawings exceed 100 sheets of paper, an
`application size fee is also due, which is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheets or fraction thereof.
`See 35 U.S.C. 41(a)(1)(G) and 37 CFR 1.16(s).
`METHOD OF PAYMENT OF THE FILING FEE AND APPLICATION SIZE FEE FOR THIS PROVISIONAL APPLICATION FOR PATENT
`
`Applicant asserts small entity status. See 37 CFR 1.27.
`
`D Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`
`D A check or money order made payable to the Director of the United States Patent
`and Trademark Office is enclosed to cover the filing fee and application size fee (if applicable).
`Payment by credit card.
`The Director is hereby authorized to charge the filing fee and application size fee (if applicable) or credit any overpayment to Deposit
`
`TOTAL FEE AMOUNT (5)
`
`.
`Account Number: 50-2 I I5
`USE ONLY FOR FILING A PROVISIONAL APPLICATION FOR PATENT
`This collection of information is required by 37 CFR 1.51. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 10 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`Petitioner Kiosoft Exhibit 1020
`Page 11
`
`Petitioner Kiosoft Exhibit 1020
`Page 11
`
`

`

`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`PROVISIONAL APPLICATION FOR PATENT COVER SHEET — Page 2 of 2
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States Government.
`No.
`
`
`
`I: Yes, the invention was made by an agency of the U.S. Government. The U.S. Government agency name is:
`
`
`I: Yes, the invention was made under a contract with an agency of the U.S. Government. The name of the U.S. Government agency and
`Government contract number are:
`
`WARNING:
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by
`the USPTO to support a petition or an application. Ifthis type of personal information is included in documents submitted to
`the USPTO, petitioners/applicants should consider redacting such personal information from the documents before submitting
`them to the USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after
`publication of the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application)
`or issuance of a patent. Furthermore, the record from an abandoned application may also be available to the public ifthe
`application is referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization
`forms PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly
`available.
`
`TYPED OR PRINTED NAME Karen Dana Oster
`
`
`REGISTRATION NO. 37 621
`(if appropriate)
`
`TELEPHONE
`
`(503) 810—2560
`
`DOCKET NUMBER PRIPIIVIDIVIP
`
`Petitioner Kiosoft Exhibit 1020
`Page 12
`
`Petitioner Kiosoft Exhibit 1020
`Page 12
`
`

`

`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995 no ersons are re-uired to res ond to a collection of information unless it dis la s a valid OMB control number
`
`Complete if known
`FEE TRANSMITTAL —
`
`Paresh K. Patel
`First Named Inventor
`'2‘ Applicant asserts small entity status. See 37 CFR 1.27.
`537 ——
`Form PTO/SB/15A or B or equivalent must either be enclosed or have
`.
`een submitted preVIously.
`b
`.
`.
`Art Unit
`TOTAL AMOUNT OF PAYMENT
`Practitioner Docket No.
`
`pR3p3MDMP
`
`METHOD OF PAYMENT (check all that apply)
`
`|:| Check (2| Credit Card |:| Money Order |:| None D Other (pleaseidentify):
`
`
`
`Deposit Account Name:
`Deposit Account Deposit Account Number: 50-21 15
`For the above—identified deposit account, the Director is hereby authorized to (check all that apply):
`
`'2‘ Charge fee(s) indicated below
`
`I: Charge fee(s) indicated below, except for the filing fee
`
`Charge any additional fee(s) or underpayment of fee(s)
`under 37 CFR 1.16 and 1.17
`
`(2| Credit any overpayment of fee(s)
`
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO—2038.
`FEE CALCULATION
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES (U = undiscounted fee; S = small entity fee; M = micro entity fee)
`FILING FEES
`SEARCH FEES
`EXAMINATION FEES
`
`Application Type
`Utility
`Design
`Plant
`Reissue
`Provisional
`* The $140 small entity status filing fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web.
`2. EXCESS CLAIM FEES
`
`S_($_)_
`
`60
`
`U_(_$_)
`
`ME)
`150
`30
`95
`
`Fee Description
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Total Claims
`
`Undiscounted Fee (5)
`8O
`420
`780
`Fee (S)
`Extra Claims
`Fee Paid ($1
`
`0
`$40
`0
`—20 or HP =
`x
`—
`HP = highest number of total claims paid for, if greater than 20.
`Fee Paid ($1
`Fee (S)
`lndep. Claims
`Extra Claims
`
`0
`$210
`$0
`—3 or HP =
`x
`—
`HP = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`
`Small Entity Fee (5) Micro Entig Fee (5)
`4O
`20
`210
`105
`390
`195
`
`Multiple Dependent Claims
`Fee (S)
`Fee Paid (S)
`
`— 100 =
`4. OTHER FEE(S)
`Non—English specification, $130 fee (no small or micro entity discount)
`Non-electronic filing fee under 37 CFR 1.16(t) for a utility application, $400 fee ($200 small or micro entity)
`
`Other (e.g., late filing surcharge):
`
`SUBMITTED BY
`
`
`
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer listings under 37 CFR 1.52(e)),
`the application size fee due is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`Total Sheets
`Extra Sheets
`
`Number of each additional 50 or fraction thereof
`(round up to a whole number)
`x
`
`/50 =
`
`Fee (S)
`$200
`
`—
`
`Fee Paid ($1
`$0
`Fees Paid (g)
`
`Telephone (503) 810-2560
`/Karen Dana Oster, Reg. No. 37,621/ Fftgt's:;::?2gl::‘t)
`Signature
`Date December18, 2013
`Name(Print/Type) Karen Dana Oster
`This collection of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`37,621
`
`Petitioner Kiosoft Exhibit 1020
`Page 13
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`Petitioner Kiosoft Exhibit 1020
`Page 13
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`

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`MOBILE DEVICE TO MACHINE PAYMENT SYSTEMS
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`Docket No. PR:P:MDMP
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`BACKGROUND OF THE INVENTION
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`Disclosed herein are mobile device to machine payment systems
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`and, more specifically, mobile device to machine payment systems over non-
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`persistent network connection and featuring hands-free and manual modes.
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`As the number of people with internet-connected mobile devices
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`proliferates, so does the variety of uses for such devices. Mobile payment is a
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`logical extension.
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`There is a large development effort around bringing mobile
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`payment to the retail sector in an effort to not only provide options to the user, but
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`also increased convenience.
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`10
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`15
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`Page 1 of 23
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`Petitioner Kiosoft Exhibit 1020
`Page 14
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`Petitioner Kiosoft Exhibit 1020
`Page 14
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`

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`BRIEF SUMMARY OF THE INVENTION
`
`Docket No. PR:P:MDMP
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`Disclosed herein are mobile device to machine payment systems
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`and, more specifically, mobile device to machine payment systems over non-
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`persistent network connection and featuring hands-free and manual modes.
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`Objectives, features, combinations, and advantages described and
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`implied herein will be more readily understood upon consideration of the
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`following detailed description of the invention, taken in conjunction with the
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`accompanying drawings.
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`10
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`Page 2 of 23
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`Petitioner Kiosoft Exhibit 1020
`Page 15
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`Petitioner Kiosoft Exhibit 1020
`Page 15
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`

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`BRIEF DESCRIPTION OF THE SEVERAL VIEWS OF THE DRAWINGS
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`Docket No. PR:P:MDMP
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`The accompanying drawings illustrate various exemplary mobile
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`device to machine payment systems and/or provide teachings by which the
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`various exemplary mobile device to machine payment systems are more readily
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`understood.
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`The drawing figures are not necessarily to scale. Certain features
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`or components herein may be shown in somewhat schematic form and some
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`details of conventional elements may not be shown or described in the interest of
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`10
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`clarity and conciseness. The drawing figures are hereby incorporated in and
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`constitute a part of this specification.
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`Page 3 of 23
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`Petitioner Kiosoft Exhibit 1020
`Page 16
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`Petitioner Kiosoft Exhibit 1020
`Page 16
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`

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`DETAILED DESCRIPTION OF THE INVENTION
`
`Docket No. PR:P:MDMP
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`Exemplary mobile device to machine payment systems may be
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`better understood with reference to the drawings, but these mobile device to
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`machine payment systems are not intended to be of a limiting nature.
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`The mobile device to machine payment systems disclosed herein
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`focus on the unattended retail space, and more specifically cases where
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`payment is being made by a person to a payment accepting unit. Exemplary
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`payment accepting units include, but are not limited to vending machines,
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`parking meters, toll booths, laundromat washers and dryers, arcade games,
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`kiosks, photo booths, toll booths, transit ticket dispensing machines.
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`Historically those payment accepting units or “machines” were
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`required to be persistently connected to a network to facilitate payment. The
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`mobile device to machine payment systems allow those payment accepting units
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`to accept cashless payment without requiring a persistent network connection
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`directly to the payment accepting unit.
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`The mobile device to machine payment systems may be
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`implemented as an apparatus and/or method for enabling payments to machine
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`via a mobile device such as a smart phone.
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`Definitions:
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`Before describing the mobile device to machine payment systems
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`and the figures, some of the terminology should be clarified. Please note that the
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`terms and phrases may have additional definitions and/or examples throughout
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`the specification. Where otherwise not specifically defined, words, phrases, and
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`acronyms are given their ordinary meaning in the art. The following paragraphs
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`provide some of the definitions for terms and phrases used herein.
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`- Adapter Module: The adapter module is a physical device that
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`is installed in a machine that bridges the communication
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`between the machine and a mobile device. Although described
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`Page 4 of 23
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`Petitioner Kiosoft Exhibit 1020
`Page 17
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`10
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`15
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`20
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`25
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`30
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`Petitioner Kiosoft Exhibit 1020
`Page 17
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`Docket No. PR:P:MDMP
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`as a unique component, it should be noted that the adapter
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`module could be implemented as a plurality of devices or
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`integrated into other devices (e.g. components of a machine).
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`In its unique component form, the adapter module can be
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`inserted into a machine so that the machine is able to perform
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`new features with the assistance of the adapter module.
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`Mobile Device (or App): The mobile device (or app) is the
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`user’s personal mobile device such as a smart phone or tablet
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`computer. The mobile device has an application (app) running
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`on it. The term "app" is used broadly to include any software
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`program(s) capable of implementing the features described
`
`herein. FIGS. 10A-1 OD show exemplary mobile devices with
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`apps thereon.
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`Payment Accepting Unit (or Machine): A payment accepting
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`unit (or machine) is equipment that requires payment for the
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`dispensing of an item and/or service. The payment accepting
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`units can be vending machines, parking meters, toll booths,
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`laundromat washers and dryers, arcade games, kiosks, photo
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`booths, toll boot