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SEO AND
`
`® UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ss
`
`
`
`Sy
`OFa
`APPLICATION NO.
`
`14/341,471
`
`ISSUE DATE
`
`12/31/2019
`
`PATENT NO.
`
`10523492
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www. uspto. gov
`
`ATTORNEY DOCKET NO.
`
`
`
`
`CONFIRMATION NO.
`
`$9612/00067
`
`2381
`
`27871
`
`7590
`
`12/11/2019
`
`BLAKE, CASSELS & GRAYDON LLP
`COMMERCE COURT WEST
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`ISSUE NOTIFICATION
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`The projected patent number and issue date are specified above.
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
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`The Patent Term Adjustment is 655 day(s). Any patent to issue from the above-identified application will include
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`APPLICANT(s) (Please see PAIR WLBsite http://pair-uspto.gov for additional applicants):
`
`Andrew D. HILLIER, Toronto, CANADA;
`Cirba Inc., Richmond Hill, CANADA;
`Tom YUYITUNG,Toronto, CANADA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`IR103 (Rev. 10/09)
`
`Page 1
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 1
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`x
`
` geese
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313 1450
`www.uspto. gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`14/341,471
`
`07/25/2014
`
`Andrew D. HILLIER
`
`59612/00067
`
`2381
`
`BLAKE, CASSELS & GRAYDON LLP
`COMMERCE COURT WEST
`199 BAY STREET, SUITE 4000
`TORONTO, ONTARIO MSL 1A9
`CANADA
`
`MEJIA, ANTHONY
`
`2451
`
`11/21/2019
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`epatent@blakes.com
`jelena.zubac @ blakes.com
`
`PTOL-90A(Rev. 04/07)
`
`Page 2
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 2
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`
`
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROLNO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR/
`PATENTIN REEXAMINATION
`
`ATTORNEY DOCKETNO.
`
`14/341 471
`
`07/25/2014
`
`HILLIER etal.
`
`596 12/00067
`
`BLAKE, CASSELS & GRAYDON LLP
`COMMERCE COURT WEST 199 BAY STREET,SUITE 4000
`TORONTO,MSL 149
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`EXAMINER
`
`ANTHONY MEJIA
`ART UNIT
`|PAPER
`
`DATE MAILED:
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`Please find below and/or attached an Office communication concerning this application or
`proceeding.
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`Re-considered Information Disclosure Statement (IDS) filed 12/08/2014.
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`Commissionerfor Patents
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`Primary Examiner, Art Unit 2451 PTO-90G (Rev.04-03)
`
`IANTHONY MEUJIA/
`
`Page3
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 3
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`SB/os
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`
`Complete if Known
`14/341,471
`Application Number
`Filing Date
`First named Invenior
`HILLIER. Andrew D.
`
`
`Art Unit
`2642
`Examiner Name
`Attorney Docket Number
`
`59612/00067
`
`
`U.S. PATENT DOCUMENTS
`Document Number
`i
`Pages, Columns, Lines, Where
`Name of Patentee or
`Publication Date
`i
`Examiner
`TTT
`Relevant Passages or Relevant
`ent
`.
`Applicant
`of Cited Do
`MNM-DD-YYYY
`Initials
`igures Appear
`
`Number-Kind
`Code? “Mc
`
`US-2005/0132331 A1
`06-16-2005
`wooD
`US-2007/0094375 At
`04-26-2007
`SNYDER etal.
`US-2007/0250621 A1
`10-25-2007
`HILLIER
`=
`Ui
`
`
`US-6,249,769 B1
`06-19-2001
`RUFFIN et al.
`US-6,557,008 B1
`04-29-2003
`TEMPLE, III et al.
`
`
`US-7,616,583 B1
`11-10-2009
`POWER etal.
`
`US-7,640,342 B1
`12-29-2009
`AHARONI et al.
`US-7,680,754 B2
`03-16-2010
`HILLIER
`
`
`US-20070250615
`
`US-
`US-
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`
`Examiner
`Initials*
`
`
`Foreign Patent Document
`
`Country Code®
`0498130
`
`Number*
`
`5
`Kind-Code?iit known)
`
`
`
`
`
`INTERNATIONAL
`BUSINESS MACHINE
`CORPORATION
`
`UNISYS CORPORATION
`2004/084083
`09-30-2004
`
`
`
`Publication
`Date
`MM-DD-YYYY
`08-12-1992
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns,Lines,
`Where Relevant
`Passagesor Relevant
`Fi
`Ay
`gures APPSSr
`
`
`
`Examiner
`Signature
`
`/ANTHONY MEJIA/
`
`Date
`Considered
`
`11/18/2019
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through
`EXAMINER:
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`Applicants’ unique citation designation number(optional).
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`° Kind of
`document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible.
`° Applicant is to place
`a check mark here if English language Translation is attached.
`
`22651769.1
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/A.M/
`
`Page 4
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 4
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`SB/os
`
`
`Complete if Known
`14/341,471
`Application Number
`July 25,2014
`Fig Date
`INFORMATION DISCLOSURE
`
`STATEMENTBY APPLICANT FRIES, Andrea
`
`(Use as many sheets as necessary)
`Examiner Name
`Attorney Docket Number
`
`59612/00067
`
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`7?
`Include nameof the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book, magazine,
`Cite
`Examiner
`journal, serial, symposium, catalogue, etc.), date, page(s), volume-issue number(s), publisher, city and/or country where
`No,"
`Initials *
`published
`McKENNA, D.; “Systems Consolidation Framework”; 2004; pp. 1
`to 21;
`htip.//www.sun.com/emrkvcampaign docs/O904entergrise consolidation‘consolidation iramework,
`
`TANENBAUM, Andrew S. et al; Distributed Systems: Principles and Paradigms; US Ed edition;
`January 15, 2002; pp. 22-42, 326-336; Prentice Hall
`HILLIER, Andrew; “A Quantitative and Analytical Approach to Server Consolidation” dated January
`2006, published at least as early as February 3, 2006; CiIRBA Inc.; Technical Whitepaper
`
`HILLIER, Andrew; “Data Center Intelligence” dated March 2006, published at least as early as April
`
`1, 2006; CIRBAInc.; Technical Whitepaper
`
`
`
`
`
`SPELLMAN, Amyet al.; “Server Consolidation Using Performance Modeling”; IT Professional;
`Sep/Oct 2003; pp. 31-36; Vol. 5, No. 5
`TSAGARIS, N.; International PCT Search Report from corresponding PCT Application No.
`PCT/CA2007/000675; search completed June 19, 2007
`
`KIELHOFER, P.; Search Report from corresponding European Application No. 13169900.1;
`search completed November 6, 2013
`
`KIELHOFER, P.; Supplementary Partial Search Report for corresponding European Application
`No. 07719602.0; search completed July 7, 2010
`
`
`
`
`
`
`
`
`
`Signature|/awmnowymeotay Considered 11/18/2019
`Examiner
`/
`.
`Date
`‘
`ANTHONY MEJIA/
`
`
`
`.
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through
`EXAMINER:
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`'
`Applicants’ unique citation designation number (optional).
`* Applicant
`is to place a check mark here if English language
`Translation is attached.
`
`22651769.1
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/A.M/
`
`Page5
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 5
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

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`TYELE OF INVENTION: METHOD AND SYSTEM POR DETERMINING COMPATIBILITY OF COMPUTER SYSTEMS
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`ART UND
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`LASS-SURCLASS
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` 1. Change af correspoddeace address oy uidicaiia of "Fee Address” (37
`CER LAG
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`3. For pemmting on the patent front page, Hat
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`(FH) The sames of up tu FT xegistered puvent aldormevs
`Brett. SLANEY
`
`
`-
`ov agmnis OR, alternatively.
`7
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`| Change of correspondence address (or Change of Correspondence$4,ga,seeandaeinataHawChuuineaeaemempereaeee
`(2) The name aa single firm(having as a membera
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`Address form PPUVSHY 1234 allached.
`stered attorney oragent)and the ames if Up 10
`2Blake,Cassels&GraydonLLP
`
`
`
`
`registered patent atharneys or agit, Hono name is
`
`oss" indication (ov “Fee Address" ludication form PTO
`
`listed, ino aime well be printed.
`oor mote vecent) aluched. Use of a Casiomer
`Namberis required,
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`3 ASSHUNEDR NAME AND RESIDENCE DATA TG BE PRINTED GN THE PATENT (peint or type)
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`PLEASE NOTE: Uniess an assigneeis identified bekow, neassigneedaia wHE appearon the patent. Hanassignee ts idennfied below, the document must have been previously
`seconded, or Bled fhe recordation. ay set farth ia 37 CPR 911 and 37 CER 3.8ifa, Completion of this form js NOT2 subsutaute tor {ding an assignumest.
`ii NAMEOF ASSIONER
`(8B) RESHDENCE: (CITY and STATE OR CORINTRY)
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`Markham, CANADA
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`Cirba IP Inc.
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`seosensenneevenseenenenensesenanesnieennenenenseeneneensntbenntbeeeeabatentbebenteabetbenbttnenberbenbetinebttetnenteinnterbnerbntbetsttbebetbinternntbenhttbettibetanbiebennnientetbetrenberbetberbietetPeeretteehittbebiererttetbtebetHtebteterbetbertreetHeabhtbeneteeneeDePPetPePeRPeeD,
`Please check the appropriae aasignes cauesory of categomes (9H got be primed ou the patent) : fadk Tndivicaat 22e Cogporaion ov other privake soougy catiey bad Chowera ment
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`3, Changein Butity Slates (fromsinus jndicated uboye}
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`
`
`_ Appicant cerlifying micro emity status. See 37 CEN J 2e
`ment in dhe micro sati¢y amount will got bs acoupled ai the risk
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`
`iftheapyplication was previously umdcr aticre ctity status, checkiag dns box will he takes
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`NOTE: This formmust be sik
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`PYCIL-S4 Part B (08-18) Apporved for use through OF LY2020
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`OMB O68 TNS
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` . Patent aad Trademack Office U8. DEEPY
`
`Page6
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 6
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`Filer:
`
`Attorney Docket Number:
`
`
`
`14341471
`
`25-Jul-2014
`
`METHOD AND SYSTEM FOR DETERMINING COMPATIBILITY OF COMPUTER
`SYSTEMS
`
`Andrew D.HILLIER
`
`Brett Joseph Slaney/Judith Martin
`
`59612/00067
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`UTILITY APPL ISSUE FEE
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`
`Page7
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 7
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`Description
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`Fee Code
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`Quantity
`
`Total in USD (S$)
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`Sub-Total in
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`Extension-of-Time:
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`Miscellaneous:
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`Pages
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 8
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`Electronic AcknowledgementReceipt
`
`37704523
`EFS ID:
`
`
`Application Number:
`
`14341471
`
`International Application Number:
`
`Confirmation Number:
`
`2381
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR DETERMINING COMPATIBILITY OF COMPUTER
`SYSTEMS
`
`First Named Inventor/Applicant Name:
`
`Andrew D. HILLIER
`
`Customer Number:
`
`27871
`
`Filer:
`Brett Joseph Slaney/Judith Martin
`
`Filer Authorized By:
`
`Brett Joseph Slaney
`
`5961 2/00067
`Attorney Docket Number:
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`08-NOV-2019
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`25-JUL-2014
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`
`Page9
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 9
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`37 CFR 1.19 (Document supply fees)
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`37 CFR 1.21 (Miscellaneous fees and charges)
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`Page 10
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 10
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspta. gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`27871
`
`7590
`
`10/18/2019
`
`BLAKE, CASSELS & GRAYDON LLP
`COMMERCE COURT WEST
`199 BAY STREET, SUITE 4000
`TORONTO, ONTARIO MSL 1A9
`CANADA
`
`EXAMINER
`
`MEIA, ANTHONY
`
`2451
`DATE MAILED: 10/18/2019
`
`APPLICATION NO.
`
`FELLING DATE
`
`FIRS'T NAMED LNVENTOR
`
`ATTORNEY DOCKEL NO.
`
`CONFIRMATION NO.
`
`14/341,471
`
`07/23/2014
`
`Andrew D. HILLIER
`
`59612/00067
`
`2381
`
`TITLE OF INVENTION: METHOD AND SYSTEM FOR DETERMINING COMPATIBILITY OF COMPUTER SYSTEMS
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PATD ISSUE FERENTITY STATUS TISSUE PEE DUR TOTAT. PEER(S) DUE DATE DUE
`
`
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`01/21/2020
`
`THE APPLICATION IDENTIFIED ABOVE ITAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`PROSECUTION ON THE MERITSIS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATIONFEE (IF REQUIRED) MUSTBE PAID WITHIN THREE MONTHS FROM THE MAILING
`
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN TITS APPLICATION. IF AN ISSUE FEE TITAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PARTB OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW DUE.
`
`HOWTO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO, verify whether entitlement to that
`entity statusstill applies.
`
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposesof this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`Il. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) ‘Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`II. All communications regarding this application must give the application number. Please direct all communicationsprior to issuance to Mail
`Stop ISSUE FEEunless advised to the contrary.
`
`IMPORTANT REMINDER: Maintenancefees are duein utility patents issuing on applicationsfiled on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More informationis available at
`www.uspto.gov/PatentMaintenanceFees.
`
`Page 1 of 3
`
`PTOL-85 (Rev. 02/11)
`
`Page 11
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 11
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`By fax, send to:
`
`(571)-273-2885
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`Bymail, send to:
`Mail Stop ISSUE FEE
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent, advance orders and notification of maintenancefees will be mailed to the current correspondence addressas indicated unless corrected
`belowordirected otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be uscd for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`Therebycertify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above,or being transmitted to
`the USPTOvia EFS-Weborby facsimile to (571) 273-2885, on Lhe dale below.
`Ciyped or printed name)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change of address}
`
`10/18/2019
`7590
`27871
`BLAKE, CASSELS & GRAYDON LLP
`,
`COMMERCE COURT WEST
`199 BAY STREET. SUITE 4000
`TORONTO, ONTARIO M5L 1A9
`CANADA
`
`sig
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`14/341,471
`
`07/25/2014
`
`Andrew D. HILLIER
`
`59612/00067
`
`2381
`
`TITLE OF INVENTION: METHOD AND SYSTEM FOR DETERMINING COMPATIBILITY OF COMPUTER SYSTEMS
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`01/21/2020
`
`CLASS-SUBCLASS
`
`ARI UNIT
`
`2451
`
`709-223000
`
`EXAMINER
`
`MEJIA, ANTHONY
`
`1. Change ofcorrespondence address or indication of "Fee Address” (37
`CFR 1.363).
`
`wa
`
`2. For printing on the patent front page, list
`(1) The namesof up lo 3 registered patent attorneys
`or agents OR,alternatively,
`| Changeof correspondenceaddress (or Change of Correspondence
`(2) The nameof a single firm (having as a member a
`Address form PTO/SB/122) attached.
`registered attorney or agent) and the names of upto—_2
`2 registered patentattorncys or agents. If no nameis
`LI "Ree Address" indication (or "Fee Address" Indication form PTO/
`listed, no name will be printed.
`SB/47; Rev 03-09 or morerecent) attached. Use of a Customer
`Numberis required.
`. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printortype)
`PLEASE NOTE:Unless an assigneeis identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOTa substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`1
`
`
`Please check the appropriate assignee calegory or categories (will not be printed on the patent) :
`(CV individual LJ Corporation or olher private group enlity LJ Government
`4a. Fees submitted:
`wissue Fee
`(Ipublication Fee (if required)
`(Ld Advance Order - # of Copies
`4b. Method of Payment:(Pleasefirst reapply any previously paidfee shown above)
`(LJ Electronic Paymentvia EFS-Web
`(I Enclosed check
`(LI Non-electronic paymentby credit card (Attach form PTO-2038)
`(I The Directoris hereby authorized to charge the required fec(s), any deficiency, or credit any overpayment to Deposit Account No.
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`NOTE:If the application was previously undcr micro cntity status, checking this box will be taken
`to be a notification ofloss of entitlement to micro entity status.
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE:This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements andcertifications.
`
`Date
`
`Registration No.
`
`Authorized Signature
`
`Typedorprinted name
`
`PTOL-85 Part B (08-18) Approvedfor use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 12
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
` (_j Applicant changing to regular undiscounted fee status.
`
`5. Change in Entity Status (from status indicated above)
`C1 Appl
`t
`certifvine
`mi
`tity status.
`See
`37 CFR 1.29
`Ppiicant ceriilying MICTO Entity Slats. yee 97
`.
`| Applicant asserting small entity status. See 37 CFR 1.27
`
`VMware, Inc. Exhibit 1024 Page 12
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspta. gov
`
`APPLICATION NO.
`
`FELLING DATE
`
`FIRS'T NAMED LNVENTOR
`
`ATTORNEY DOCKEL NO.
`
`CONFIRMATION NO.
`
`
`
`14/341 471
`
`07/25/2014
`
`Andrew 1D. HILLIER
`
`59612/00067
`
`2381
`
`BLAKE, CASSELS & GRAYDON LLP
`COMMERCE COURT WEST
`199 BAY STREET, SUITE 4000
`TORONTO, ONTARIO MSL 1A9
`CANADA
`
`MEIA, ANTHONY
`
`2451
`DATE MAILED: 10/18/2019
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the ATA Technical Corrections Act amended35 U.S.C. 154(b)(3)(B)() to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continuc to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeksprior
`to the issue date of the patent, and will include the patent term adjustmenton the patent. Any request for reconsideration
`of the patent term adjustment determination (or reinstatement of patent term adjustment) should follow the process
`outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fec payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`Page 13
`Exhibit1024
`VMware, Inc.
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`VMware, Inc. Exhibit 1024 Page 13
`VMware, Inc. vs. Cirba IP, Inc. PGR2021-00098
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When OMB approves an agency request to
`collect information from the public, OMB(i) provides a valid OMB Control Number and expiration date for the
`agencyto display on the instrumentthat will be used to collect the information and (11) requires the agency to inform
`the public about the OMB Control Number’s legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public whichis to file (and by the USPTOto process) an application. Confidentialityis
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions
`for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office,
`U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection
`of information unlessit displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements
`of the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)
`(2); (2) furnishing of the information solicited is voluntary: and (3) the principal purpose for which the information
`is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent
`application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not
`be able to process and/or cxamine your submission, which mayresult in termination of procecdings or abandonment
`of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
`Freedom

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