SPECIFICATION
`
`| have invented a new design for a display device or portion thereof with a graphical user
`
`interface as set forth in the following specification:
`
`FIGURE1is a front view of a display device or portion thereof with a graphical user interface
`
`showing my new design;
`
`FIGURE 2 is a front view thereof;
`
`FIGURE 3 is a front view thereof;
`
`FIGURE 4 is a front view thereof;
`
`FIGURE 5 is a front view thereof;
`
`FIGURE 6 is a front view thereof;
`
`FIGURE 7 is a front view thereof;
`
`FIGURE 8 is a front view thereof;
`
`FIGURE 9 is a front view thereof;
`
`FIGURE 10is a front view thereof;
`
`FIGURE 11 is a front view thereof;
`
`FIGURE 12 is a front view thereof;
`
`FIGURE 13 is a front view thereof;
`
`FIGURE 14is a front view thereof;
`
`FIGURE 15is a front view thereof;
`
`FIGURE 16 is a front view thereof;
`
`FIGURE 17 is a front view thereof;
`
`Early Warning
`Ex. 1071 - 1
`
`Early Warning
`Ex. 1071 - 1
`
`

`

`FIGURE 18is a front view thereof;
`
`FIGURE 19is a front view thereof;
`
`FIGURE 20is a front view thereof;
`
`FIGURE 21 is a front view thereof;
`
`FIGURE 22 is a front view thereof;
`
`FIGURE 23 is a front view thereof;
`
`FIGURE 24is a front view thereof;
`
`FIGURE 25is a front view thereof;
`
`FIGURE 26 is a front view thereof;
`
`FIGURE 27is a front view thereof;
`
`FIGURE 28is a front view thereof;
`
`FIGURE 29is a front view thereof;
`
`FIGURE 30 is a front view thereof;
`
`FIGURE 31 is a front view thereof;
`
`FIGURE 32 is a front view thereof; and
`
`FIGURE 33 is a front view thereof.
`
`The outermost broken lines show a display screen or portion thereof and form no part of the
`
`claimed design.
`
`Early Warning
`Ex. 1071 -2
`
`Early Warning
`Ex. 1071 - 2
`
`

`

`| claim:
`
`The ornamental design for a display device or portion thereof with a graphical user interface as
`
`shown.
`
`Early Warning
`Ex. 1071 -3
`
`Early Warning
`Ex. 1071 - 3
`
`

`

`) Digital Debit®
`
`Pay Mode
`
`Enter Amount
`
`Close
`
`FIGURE1
`
`Early Warn
`ing
`Ex. 1071 - 4
`
`Early Warning
`Ex. 1071 - 4
`
`

`

`QD Digital Debit®
`
`Pay Mode
`
`$86.47 =
`
`Amount Not Avaifable
`
`Please make a deposit to your account
`
`Close
`
`FIGURE 2
`
`Early Warning
`Ex. 1071-5
`
`Early Warning
`Ex. 1071 - 5
`
`

`

`A) Digital Debit®
`
`Pay Mode
`
`$86.47 om
`
`Amount bs Available
`
`Scan a Digital Debit® QR to send payment
`
`(S)
`
`Sattings
`
`FIGURE 3
`
`Early Warning
`Ex. 1071 -6
`
`Early Warning
`Ex. 1071 - 6
`
`

`

`QD Digital Debit*
`
`Pay Made
`
`$86.47
`
`Amount is Available
`
`Add a tip?
`
`5% 10% 15% 20% 25%
`
`Finish Payment
`
`Cancel
`
`mPOS ©>
`
`Settings
`
`FIGURE 4
`
`Early Warning
`Ex. 1071 - 7
`
`Early Warning
`Ex. 1071 - 7
`
`

`

`QD Digital Debit®
`
`Receive Mode
`
`in settings to print receipis,
`
`mPOS mode requires a printer to be selacted
`
`mPOS ©>
`
`Settings
`
`FIGURE 5
`
`Early Warning
`Ex. 1071 -8
`
`Early Warning
`Ex. 1071 - 8
`
`

`

`@) Digital Debit®
`
`gRPUS Moxa
`
`Enter a order references or confirmation #
`
`[ S
`
`tart Payment
`
`MPOS |
`hm
`
`Settings
`
`FIGURE6
`
`Early Warning
`Ex. 1071 -9
`
`Early Warning
`Ex. 1071 - 9
`
`

`

`Q) Digital Debit”
`
`MMPOG Mods
`
`Enter a order reference or confirmation #
`
`DD44992030-44323
`
`clear
`
`Issue Refund
`
`MPOS @
`
`Settings
`
`FIGURE7
`
`Early Warning
`Ex. 1071 - 10
`
`Early Warning
`Ex. 1071 - 10
`
`

`

`QD Digital Debit*
`
`MPS Made
`
`Accept a QR scan to receive a payment.
`
`CANCEL
`
`mPOS©
`
`Settings
`
`FIGURE 8
`
`Early Warning
`Ex. 1071 - 11
`
`Early Warning
`Ex. 1071 - 11
`
`

`

`@) Digital Debit°
`
`mPOS Mode
`
`$86.47
`Scan a Digital Debit® receipt to refund
`
`(3)
`
`Cancel
`
`mPOS” ©
`
`Settings
`
`FIGURE 9
`
`Early Warning
`Ex. 1071 - 12
`
`Early Warning
`Ex. 1071 - 12
`
`

`

` * 3008we
`
`r
`2.
`F
`=i nL the we
`i kee
`He
`L
`
`dighaldabitcom
`
`Save as photo
`
`Print
`
`Exit
`
`FIGURE 10
`
`Early Warning
`Ex. 1071 - 13
`
`Early Warning
`Ex. 1071 - 13
`
`

`

` nean topay with Digital Debit®
`
`igitaldebit.com
`
`csaLammeeeeeeeeeeeeeeeeeeeeeee
`
`Save asphoto
`
`Print
`
`Exit
`
`FIGURE 11
`
`Early Warning
`Ex. 1071 - 14
`
`Early Warning
`Ex. 1071 - 14
`
`

`

`Scan to pay with Digital Debit®
`
`Write payer name from app.
`
`Write confirmation numberfrom app.
`
`Save as photo
`
`Print
`
`Exit
`
`FIGURE 12
`
`Early Warning
`Ex. 1071 - 15
`
`Early Warning
`Ex. 1071 - 15
`
`

`

`fFmz~nmenerenerenenenetet ee eee
`
`Digital Debit® receipt | Scan for refund
`
`Payer: John P
`
`Amount: $56.43
`Tip paid: $10.00
`Total $66.43
`
`Reference: 81677935-4321
`
`Customer Capy
`
`FIGURE 13
`
`Early Warning
`Ex. 1071 - 16
`
`Early Warning
`Ex. 1071 - 16
`
`

`

`Digital Debit® receipt | Scan for refund
`
`dighaldebiLcom
`
`Payer John P
`
`Amount $56.43
`Tip paid: $10.06
`Total: $66.43
`
`Reference: 81617935-432 1
`
`Merchant Capy
`
`FIGURE 14
`
`Early Warning
`Ex. 1071 - 17
`
`Early Warning
`Ex. 1071 - 17
`
`

`

`
`
`Payer: John P
`Amount -$56.43
`Confirmation: 81677935-4321
`
`Custamer Copy
`
`FIGURE 15
`
`Early Warning
`Ex. 1071 - 18
`
`Early Warning
`Ex. 1071 - 18
`
`

`

`Digital Debit® Refund Issued
`
`reaa
`"+He aeneed-T
`
`" v.
`
`ke - r = . Thy po r
`fey Oe 4.
`
`dighaldebiLcom
`
`Payer John P
`Amount -$56_43
`Confirmation: 81617935-4327
`
`Merchant Copy
`
`FIGURE 16
`
`Early Warning
`Ex. 1071 - 19
`
`Early Warning
`Ex. 1071 - 19
`
`

`

`QD Digital Debit®
`
`Pay Mode
`
`$86.47
`
`Payment Complete
`
`Confirmation Number
`
`4339
`
`Payer Name
`
`John A.
`
`EXIT
`
`Settings
`
`FIGURE 17
`
`Early Warning
`Ex. 1071 - 20
`
`Early Warning
`Ex. 1071 - 20
`
`

`

`QD Digital Debit®
`
`Resaive Mode
`
`$86.47
`
`Payment Received
`
`Confirmation Number
`
`4339
`
`Payer Name
`
`John A.
`
`EXIT
`
`Settings
`
`FIGURE 18
`
`Early Warning
`Ex. 1071 - 21
`
`Early Warning
`Ex. 1071 - 21
`
`

`

`@) Digital Debit°
`
`mPOS Made
`
`$86.47
`
`Payment Received
`
`Confirmation Number
`
`4339
`
`Payer Name
`
`John A.
`
`EXIT
`
`Note: Receipt for payer arui merchant! wil print automatically
`
`mPOS. ©
`
`Satings
`
`FIGURE 19
`
`Early Warning
`Ex. 1071 - 22
`
`Early Warning
`Ex. 1071 - 22
`
`

`

`
`
` e U
`
`) Digital Debit®
`
`You've recieved an invalos Dan’
`
`se your Digdal Debt’ device
`to scan 8 payment.
`
`
`
`FIGURE 20
`
`Early Warning
`Ex. 1071 - 23
`
`Early Warning
`Ex. 1071 - 23
`
`

`

`You've racievad a Wire Chebr™
`
`$300
`
`Expires O8- ERY
`
`Needtosignupforanaccount?|
`
`Use your Digital Debit’ device
`fo scan funds into your account.
`g
`
`
`FIGURE 21
`
`Early Warning
`Ex. 1071 - 24
`
`Early Warning
`Ex. 1071 - 24
`
`

`

`i i i i i i i i i i i i i i i i i i i i i i i i i i i
`
`i i a
`
`nHmHHHHHHHReHmHHHHHHHeHHHHHHEEH
`
`sevetenwitoFBakeote:
`opeGoatees
`
`
`ts
`
`FIGURE 22
`
`Early Warning
`Ex. 1071 - 25
`
`Early Warning
`Ex. 1071 - 25
`
`

`

`
`
`moHeyancheBRBIOIYOSOEBC@
`
`PARAieELLS|
`
`ay}yyAed03ues
`
`
`
`‘ddeajiqow,ugqaeqjeybig
`
`
`
`
`
`jBOURD)
`
`FIGURE 23
`
`Early Warning
`Ex. 1071 - 26
`
`Early Warning
`Ex. 1071 - 26
`
`
`

`

`
`
`nHHHHHHeHHHHHeeHReHeHeHeHmeGHmhemMmUMLhmMmMUmUMLUCUAELUlUUaEELlUCUULeLUCUUeeELllCeel
`
`
`
`
`
`wehorl>aintOESISWiedpourseUbiC)By
`
`Uy,tytyty4HytytyYZY#4,2°By,GZ4tukthYY
`
`
`
`MODUIAASIULIX"
`
`Lemme eee ee ee ee es I
`
`FIGURE 24
`
`Early Warning
`Ex. 1071 - 27
`
`Early Warning
`Ex. 1071 - 27
`
`
`

`

`QD Digital Debit®
`
`Pay Mode
`
`$86.47 =
`
`Amount Is Available
`
`Ok
`
`Close
`
`FIGURE 25
`
`Early Warning
`Ex. 1071 - 28
`
`Early Warning
`Ex. 1071 - 28
`
`

`

`) Digital Debit®
`
`Recaive Mode
`
`Tap here to start Pay Mode
`
`Accept a QR scan to receive a payment.
`
`Settings
`
`FIGURE 26
`
`Early Warning
`Ex. 1071 - 29
`
`Early Warning
`Ex. 1071 - 29
`
`

`

`Fiiiiiiiiiiiiiii
`
`L
`
`) Digital Debit®
`
`Receive Mode
`
`$0.00
`
`Set amount to enter Pay Mode
`
`Accept a QR scanto receive a payment.
`
`FIGURE 27
`
`Early Warning
`Ex. 1071 - 30
`
`Early Warning
`Ex. 1071 - 30
`
`

`

`Q) Digital Debit°
`
`Receive Mode
`
`$0.00
`
`Set amount to enter Pay Mode
`
`mPOS ©-}
`
`Sattings
`
`FIGURE 28
`
`Early Warning
`Ex. 1071 - 31
`
`Early Warning
`Ex. 1071 - 31
`
`

`

`@) Digital Debit*
`
`Pay Made
`
`$86.47 cox
`
`Amount is Avaliable
`
`Scan a Digital Debit® QR to send amount
`
`Close
`
`mPOS ®>
`
`Settings
`
`FIGURE 29
`
`Early Warning
`Ex. 1071 - 32
`
`Early Warning
`Ex. 1071 - 32
`
`

`

`i i i i i i i i i i i i i i i i i i i i
`
`i i i i i i i =
`
`Fema nz nenrenene ee ee ee =
`
`Digital Debit® receipt
`
`Paid to: Jim A
`
`Amount $56.43
`
`Reference: 81617935-4324
`
`Sender Copy
`
`FIGURE 30
`
`Early Warning
`Ex. 1071 - 33
`
`Early Warning
`Ex. 1071 - 33
`
`

`

`Digital Debit® receipt
`
`Paid ta: Jim A
`
`Amount: $56.43
`
`Reference: 816417935-4321
`
`Receiver Copy
`
`FIGURE 31
`
`Early Warning
`Ex. 1071 - 34
`
`Early Warning
`Ex. 1071 - 34
`
`

`

`Q) Digital Debit®
`
`$86.47 ox
`
`Amount ls Available
`
`Enter an amoumnt fo deposit fo a Digital Debit card.
`
`will scan automatically.
`
`Hold a Digital Debit® enabled card here.
`The account number for deposit
`
`Cancel
`
`Settings
`
`FIGURE 32
`
`Early Warning
`Ex. 1071 - 35
`
`Early Warning
`Ex. 1071 - 35
`
`

`

`Q) Digital Debit
`
`. ®
`
`=
`
`.
`
`Scan a Digital Debit’ QR ar enabled card fo send amount.
`$20.00 clear
`
`Arnount is Available
`
`Total daposits made today: $2223
`
`(3)
`
`Exit
`
`Settings
`
`FIGURE 33
`
`Early Warning
`Ex. 1071 - 36
`
`Early Warning
`Ex. 1071 - 36
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Attorney Docket Number
`
`Title of Invention|Display device or portion thereof with a graphical user interface
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
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`Secrecy Order 37 CFR 5.2:
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`Legal Name
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`{1
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`P885 Sanford Ave SW
`Address 1
`|i 13208
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`
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`For further information see 37 CFR 1.33(a).
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`| jwill@qondado.com
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`Application Information:
`
`
`
`Title of the Invention
`Display device or portion thereof with a graphical user interface
`
`
`es
`Attorney Docket Number
`
`
`
`pees
` Application Type
`
`
`
`Subject Matter
`
`
`Total Number of Drawing Sheets (if any)
`
`
`Ex. 1071 - 37
`
`EFS Web 2.2.12
`
`
`
`Early Warning
`Ex. 1071 - 37
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Attorney Docket Number
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` Application Data Sheet 37 CFR 1.76
`Application Number
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`
`Title of Invention
`Display device or portion thereof with a graphical user interface
`
`
`Filing By Reference:
`
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`EFS Web2.2.12
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`ng
`Ex. 1071 - 38
`
`
`
`Early Warning
`Ex. 1071 - 38
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Application Data Sheet 37 CFR 1.76
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`
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`Early Warning
`Ex. 1071 - 39
`
`Early Warning
`Ex. 1071 - 39
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`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Application Data Sheet 37 CFR 1.76
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`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIP©), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`applicationis filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention} requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)}
`
`[|
`
`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents andinformation identified in subsection 1A above.
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
`application in accordance with 37 CFR 1.14.
`
`EFS Web2.2.12
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`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`—
`
`Title of Invention|Display device or portion thereof with a graphical user interface
`
`
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`{1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and addressof the legal representative whois the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicantis an
`applicant under 37 CFR 1.46 (assignee, person to whem theinventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`Clear
`
`@ Assignee
`
`
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person who showssufficient proprietary interest
`Person to whom the inventoris obligated to assign.
`
`lf applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Nameof the Deceased or Legally Incapacitated Inventor:Po
`If the Applicant is an Organization check here.
`Xx]
`
`Organization Name = LLC
`
`Mailing Address Information For Applicant:
`
`
`
`
`
`| uite 236
`Address 2
`[fave] Siatarovince|
`city
`county) [FRtlci
`
`Prone Number [pramoas|Faxnumser
`
`Email Address | ill@qondado.com
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
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`Ex. 1071 - 41
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`Early Warning
`Ex. 1071 - 41
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`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number
`
` Application Data Sheet 37 CFR 1.76
`Application Number
`
`
` Title of Invention
`Display device or portion thereof with a graphical user interface
`
`
`Assignee
`
`(1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information” section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section onlyif identification as an assigneeis also desired on the
`patent application publication.
`Remove
`
`
`
`If the Assignee or Non-Applicant Assignee is an Organization check here. [|
`
` Prefix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`
`
`
`
`
`
`Address 2
`city
`county’
`
`i
`[id Siateirovincs [TS
`[[id stlcoce
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Add
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIALfiling of the application and either box A or B is not checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access”section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (€.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`powerof attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`
`Signature—william grecia/ Date (YYYY-MM-DD)| (2017-08-18
`
`
`
`
`First Name
`illiam
`Last Name
`recia
`Registration Number
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`EFS Web 2.2.12
`
`Early Warning
`Ex. 1071 - 42
`
`Early Warning
`Ex. 1071 - 42
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`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention|Display device or portion thereof with a graphical user interface
`
`This collection of information is required by 37 CFR 1.76. The information is required te obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web2.2.12
`
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`Ex. 1071 - 43
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`Ex. 1071 - 43
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`
`
`Early Warning
`LEX1071=a4
`EFS Web 2.2.12
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.S.C. 2(b) (2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings or abandonmentof
`the application or expiration of the patent.
`
`Theinformation provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3
`
`The information cn this form will be treated confidentially to the extent allowed under the Freedom ofInformation Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Departmentof Justice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`Arecord from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counselin the course of settlement negotiations.
`
`Areécord in this system of records may be disclosed,as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, when the individual has requested assistance from the Memberwith respect to the subject matter of the record.
`
`4. Arecordin this system of records may be disclosed,as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the Internaticnal Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181}
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`7. Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSAas part of that agency's responsibility to recommend improvements in records managementpractices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`recordsfor this purpose, and any other relevant(i.e., GSA or Commerce) directive. Such disclosure shall not be used tc make determinations about
`individuals.
`
`8. Arecord from this system of records may be disclosed,as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37 CFR 1.14, as a routine use,
`te the public if the record wasfiled in an application which became abandoned cr in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9. Arecord from this system of records may be disclosed,as a routine use, to a Federal, State, or local law enforcement agency,if the USPTO becomes
`awareof a violation or potential violation of law or regulation.
`
`
`
`Early Warning
`Ex. 1071 - 44
`
`

`

`PTO/AIA/01 (06-12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of||Display device or portion thereof with a graphical user interface
`Invention
`
`As the below namedinventor, | hereby declare that:
`
`This declaration
`is directed to:
`
`(ml
`The attached application, or
`[ United States application or PCT international application number
`filed on
`
`The above-identified application was made or authorized to be made by me.
`
`| believe that | am the original inventor or an original joint inventor of a claimed invention in the application.
`
`| hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`been previously filed. Use an additional PTO/AIA/01 form for each additional inventor. This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public whichisto file (and
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documentsfiled in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a checkor credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application.
`If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned