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`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`FIL
`
`62/396,730
`
`09/19/2016
`
`FEE REC'D
`
`130
`
`ATTY.DOCKET.NO
`
`Z096 0001/GNM
`
`ITOT CLAIMSJIND CLAIMS
`
`720
`OYEN, WIGGS, GREEN & MUTALA LLP
`480 - THE STATION
`
`601 WEST CORDOVA STREET
`VANCOUVER, BC V6B 1G1
`CANADA
`
`CONFIRMATION NO. 3085
`FILING RECEIPT
`
`AAG
`
`Date Mailed: 09/30/2016
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandonednotlater than twelve monthsafter its filing date. Any correspondence concerning the application
`mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Feestransmitted by checkor draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Yasser FAWZY, Vancouver, CANADA;
`
`Zycor Labs Inc., Richmond, CANADA;
`
`Powerof Attorney:
`Gavin Manning--36412
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 09/29/2016
`
`The country code and number of your priority application, to be usedfor filing abroad under the Paris Convention,
`is US 62/396,730
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`
`page 1 of 3
`
`Petitioner's Exhibit 1009
`Page | of 52
`
`Petitioner's Exhibit 1009
`Page 1 of 52
`
`

`

`Title
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL
`CAMERAS
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does notresult in a grantof "an international
`patent" and doesnoteliminate the needof applicantsto file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewith its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions madein the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents”(specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://“www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Awww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`
`page 2 of 3
`
`Petitioner's Exhibit 1009
`Page 2 of 52
`
`Petitioner's Exhibit 1009
`Page 2 of 52
`
`

`

`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicatedis the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This licenseis to be retained by the licensee and maybe usedat any time onor after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license doesnot in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Governmentcontract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselvesof current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOESNOTappear on this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee mayforeign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`businessinvestment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote andfacilitate business investment. SelectUSAprovides information assistance to the international investor
`community; serves as an ombudsmanfor existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic developmentorganizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http:/Awww.SelectUSA.govor call
`+1-202-482-6800.
`
`page 3 of 3
`
`Petitioner's Exhibit 1009
`Page 3 of 52
`
`Petitioner's Exhibit 1009
`Page 3 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|2096 0001/GNM
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`Title of Invention|METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`
`
`
`
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paperfiled application.
`
` Total Number of Drawing Sheets (if any)
`
`
`Secrecy Order 37 CFR 5.2:
`
`Oo Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor
`Legal Name
`
`{1
`
`Remove
`
`
`
`ResidenceInformation (Select One)
`City
`
`US Residency
`e@ Non US Residency
`Active US Military Service
`Country of Residence Ro]
`
`Mailing Address of Inventor:
`
`Address 1
`
`
`503 — 33 Smithe Street
`
`Address 2
`
`Postal Code
`
`
`
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`CorrespondenceInformation:
`
`
`Enter either Customer Numberor complete the Correspondence Information section below.
`Forfurther information see 37 CFR 1.33(a).
`
`[] An Addressis being provided for the correspondenceInformation of this application.
`
`| po720
`Customer Number
`
`| NMdocket@patentable.com
`Email Address
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`Add Email
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`Application Information:
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`
`Title of the Invention
`
`
`
`|096 0001/GNM
`Small Entity Status Claimed
`[Xx]
`Attorney Docket Number
`[Powow
`Application Type
`
`
`
`
`
`
`Subject Matter
`fo Suggested Figure for Publication (if any) f|
`Petitioner's Exhibit 1009
`Page 4 of 52
`
`EFS Web 2.2.12
`
`
`
`
`
`Petitioner's Exhibit 1009
`Page 4 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|2096 0001/GNM
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`Title of Invention
`
`
`Application Number
`
`Filing By Reference:
`
`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57{a). Do not complete this section if
`application papers including a specification and any drawings are beingfiled. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below(i.e., "Domestic Benefit/National Stage Information’ and “Foreign Priority Information”).
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`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a}.
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`Filing date (YYYY-MM-DD)
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`Request Not to Publish. | hereby requestthat the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen monthsafterfiling.
`
`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
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`C) Limited Recognition (37 CFR 11.9) Customer Number
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`Please Select One:
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`i 00720
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`Domestic Benefit/National Stage Information:
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`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
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`
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`EFS Web 2.2.12
`
`Petitioner's Exhibit 1009
`Page 5 of 52
`
`
`
`Petitioner's Exhibit 1009
`Page 5 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`ee Attorney Docket Number|2096 0001/GNM
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. Whenpriority is claimed to a foreign application
`thatis eligible for retrieval under the priority document exchange program (PDX)! the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(1)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g){1).
`
`Filing Date (YYYY-MM-DD)
`Country!
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`Add button.
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`Remove
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78,this application, with a filing date on or after March
`
`16, 2013, will be examined underthefirst inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Petitioner's Exhibit 1009
`Page 6 of 52
`
`Petitioner's Exhibit 1009
`Page 6 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`leat
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`
`
`
`
`Whenthis Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (See paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIALfiling of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIP©), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`applicationis filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention} requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)}
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`[|
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`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents andinformation identified in subsection 1A above.
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Petitioner's Exhibit 1009
`Page 7 of 52
`
`Petitioner's Exhibit 1009
`Page 7 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`ee Attorney Docket Number|2096 0001/GNM
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`{1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and addressof the legal representative whois the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicantis an
`applicant under 37 CFR 1.46 (assignee, person to whem theinventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`Clear
`
`@ Assignee
`
`
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`
`
`
`
`Person who showssufficient proprietary interest
`Person to whom the inventoris obligated to assign.
`
`lf applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Nameof the Deceased or Legally Incapacitated Inventor:Po
`If the Applicant is an Organization check here.
`Xx]
`Organization Name
`Zycor Labs Inc
`
`Mailing Address Information For Applicant:
`
`|
`Address 2
`
`City [FarmersCYStaterProvince[Bo
`count [PA—C*ditalote—_—|WPCA
`PhoneNumber]auNumber|
`J
`
`Email Address
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
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`Assignee Information including Non-Applicant Assignee Information:
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`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
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`Petitioner's Exhibit 1009
`Page 8 of 52
`
`Petitioner's Exhibit 1009
`Page 8 of 52
`
`

`

`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information” section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section onlyif identification as an assigneeis also desired on the
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`Mailing Address Information For Assignee including Non-Applicant Assignee:
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`city
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`i
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`[[id stlcoce
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`selecting the Add button.
`
`Add
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`
`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|2096 0001/GNM
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`Title of Invention
`
`
`Application Number
`
`Assignee
`
`(1
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIALfiling of the application and either box A or B is not checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access”section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (€.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`powerof attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`Signature
`|/GavinNManning/
`Date (YYYY-MM-DD)|
`(2016-09-15
`
`
`
`First Name
`avin
`Last Name
`anning
`Registration Number
`6412
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`EFS Web 2.2.12
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`Petitioner's Exhibit 1009
`Page 9 of 52
`
`Petitioner's Exhibit 1009
`Page 9 of 52
`
`

`

`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`ee Attorney Docket Number|2096 0001/GNM
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention
`
`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING USING DIGITAL CAMERAS
`
`This collection of information is required by 37 CFR 1.76. The information is required te obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
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`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`Petitioner's Exhibit 1009
`Page 10 of 52
`
`Petitioner's Exhibit 1009
`Page 10 of 52
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent
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`Theinformation provided by you in this form will be subject to the following routine uses:
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`1
`
`The information cn this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Departmentof Justice to determine whether the Freedom of
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`A recordin this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the informaticn in order to perform
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`552a(m).
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the Internaticnal Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181}
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`Arecord from this system of records may be disclosed,as a routine use, to the Administrator, General Services, or his/her designee, during an
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`A record from this system of records may be disclosed,as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
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`A record from this system of records may be disclosed,as a routine use, to a Federal, State, or local law enforcement agency,if the USPTO becomes
`awareof a violation or potential violation of law or regulation.
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`
`
`
`Petitioner's Exhibit 1009
`esweaeeage11OF52
`
`Petitioner's Exhibit 1009
`Page 11 of 52
`
`

`

`METHOD AND APPARATUS FOR SPECTRAL REFLECTANCE IMAGING
`
`USING DIGITAL CAMERAS
`
`Field
`
`[0001] This invention relates to imaging. Some embodiments provide spectral intensity
`
`calibration devices for cameras. Such devices may be provided as camera accessories or
`
`may be built into cameras. applications of invention include multi-spectral imaging. Some
`
`embodiments provide camera-based devices configured for multi-spectral imaging and
`
`color shade measurements.
`
`Background
`
`[0002] Spectral reflectivity is the fraction of light reflected by an object. This fraction
`
`typically varies with the wavelength of light incident on the object. Spectral reflectivity
`
`can be used to characterize the surface of an object. Digital cameras can be used to
`
`estimate the spectral reflectance of a surface. However, digital cameras are not optimized
`
`for measuring spectral reflectance or for quantitative color measurements.
`
`[0003] Most digital camcras capture digital color images in a trichromatic fashion using
`
`three distinct sets of detectors. The detectors may, for example, be complementary metal-
`
`oxide semiconductor (“CMOS”) or charge-coupled device (“CCD”) sensors. Eachset of
`
`detectors is sensitive to different wavelengths (colors) of light. Typical digital cameras
`
`have detectors sensitive to each of: red (R), green (G), and blue (B) light. Such cameras
`
`(“RGB digital cameras”) are incapable of reproducing hi-fidelity color images which are
`
`required in fields such as tele-dermatology. In addition, RGB digital cameras have a
`
`limited color gamut and cannot reproduc

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