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`OFFICE UNITED STA TES p A TENT AND TRADEMARK
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`UNITED STATES DEPARTMENT OF COMMERCE
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`United States Patent and Trademark Office
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`Address: COMMISSIONERFORPATENTS
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`APPLICATION NO.
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`ISSUE DATE
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`PATENT NO.
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`ATTORNEY DOCKET NO. CONFIRMATION NO.
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`16/347,283
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`09/20/2022
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`11445727 UP20010US (FPAA06284)
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`4341
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`23413
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`7590
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`08/31/2022
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`CANTOR COLBURN LLP
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`20 Church Street
`22nd Floor
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`Hartford, CT 06103
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`ISSUE NOTIFICATION
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`The projected patent number and issue date are specified above.
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`Determination of Patent Term Adjustment under 35 U .S.C. 154 (b)
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`(application filed on or after May 29, 2000)
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`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
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`an indication of the adjustment on the front page.
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`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
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`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
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`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
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`of Patent Legal Administration at (571 )-272-7702. Questions relating to issue and publication fee payments should
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`be directed to the Application Assistance Unit (AAU) of the Office of Patents Stakeholder Experience (OPSE),
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`Stakeholder Support Division (SSD) at (571)-272-4200.
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`INVENTOR(s) (Please see PAIR WEB site http://pair.uspto.gov for additional inventors):
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`Carlos Eduardo FABRI, Sao Paulo -SP, BRAZIL;
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`Rajju Devidas SHROFF, Mumbai, Maharashtra, INDIA;
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`Jaidev Rajnikant SHROFF, Dubai, UNITED ARAB EMIRATES;
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`Vikram Rajnikant SHROFF, Dubai, UNITED ARAB EMIRATES;
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
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`UPL LTD, West Bengal, Haldia, INDIA
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`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
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`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
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`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
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`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
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`IR103 (Rev. 10/09)
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`SYNGENTA EXHIBIT 1002
`Syngenta v. UPL, PGR2023-00017
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`

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`Application/Control No.
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`Applicant(s)/Patent Under
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`16/347,283
`Reexamination
`FABRI et al.
`Art Unit
`1616
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`Examiner
`Mina Haghighatian
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`I Page 1 of 1
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`U.S. PATENT DOCUMENTS
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`Name
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`CPC Classification
`US Classification
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`Notice of References Cited
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`Document Number Date
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`Country Code-Number-Kind
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`* A US-20150181870-A
`Code MM-YYYY
`B C
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`1
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`07-2015 Kemmitt; Greg
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`A01 N37/42
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`514/229.2
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`FOREIGN PATENT DOCUMENTS
`Document Number Date
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`Country Code-Number-Kind
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`Country
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`Name
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`Grammenos et al
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`CPC Classification
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`--------
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`Code MM-YYYY
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`12-2014 --- ... E.F
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`NON-PATENT DOCUMENTS
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`F
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`G H
`J K L
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`*
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`*
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`N EP 2783569
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`0 Chan_e;e(s) applied
`p
`to document,
`Q /CG/
`R 2/22/2022
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`T
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`u
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`V
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`w
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`X
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`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
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`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
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`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
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`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
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`Notice of References Cited
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`Part of Paper No. 20210114
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`Under the Paperwork Reduction Act of 1995, no persons are required lo respond lo a collection of information unless it contains a valid 0MB control number.
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`16/347,283 - GAU: 1616
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`Number �6347283 Application
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`R019-05-03
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`Filing Date
`INFORMATION DISCLOSURE First Named Inventor
`I t:,arlos Eduardo
`FABRI
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`Art Unit
`1616
`Name I Mina Haghighatian
`Examiner
`Attorney Docket Number UP20010US
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`U.S.PATENTS
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`Ro210007355 A1 Ro21-01-14 GONGORA ET AL
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`120210022343 A1 12021-01-28 GONGORA ET AL
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`120210106006 A1 12021-04-14 ::-ABRI ET AL
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`Ro210127679 A1 12021-05-06 ::-ABRI ET AL
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`5
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`Ro210131119 A1 12021-05-13 �ABRI ET AL
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`EFSWeb 2.1.18
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`Receipt date: 04/27/2022
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`Filing Date
`I Carlos Eduardo FABRI
`First Named Inventor
`Art Unit
`I Mina Haghighatian
`Examiner Name
`Attorney Docket Number
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`16347283
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`2019-05-03
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`1616
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`UP20010US
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`16/347,283 - GAU: 1616
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`6
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`120220039388
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`�022-02-10
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`::-ABRI ET AL
`A1
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`Receipt date: 04/27/2022
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
`
`16347283
`Application Number
`2019-05-03
`Filing Date
`I Carlos Eduardo FABRI
`First Named Inventor
`1616
`Art Unit
`I Mina Haghighatian
`Examiner Name
`UP20010US
`Attorney Docket Number
`
`16/347,283 - GAU: 1616
`
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`CONFIR1\.1ATION NO.
`APPLICATION NO.
`FIRST NAMED INVENTOR
`ATTORNEY DOCKET NO.
`FILING DATE
`Carlo, Eduanlo FABRI
`UP20010US (FPA A06284)
`4341
`16/347,283
`05/03/2019
`TITLE OF INVENTION: HJNGICJDAL COMBINATIONS
`APPLN. TYPE
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`ENTITY STATUS
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`HALDIA, WEST B E N GAL, I N DIA
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`Electronic Patent Application Fee Transm itta l
`
`Application Number:
`
`Filing Date:
`
`16347283
`03-May-2019
`
`Title of Invention:
`
`FUNGICIDAL COMBINATIONS
`
`First Named Inventor/Applicant Name:
`
`Filer:
`
`Attorney Docket Number:
`Filed as Large Entity
`Filing Fees for U.S. National Stage under 35 USC 371
`
`Carlos Eduardo FABRI
`David Fox/LaShauna Greene
`UP2001 0US (FPAA06284)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`UTILITY APPL ISSUE FEE
`
`1501
`
`1
`
`1200
`
`1200
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`PRINTED COPY OF PATENT -NO COLOR
`
`8001
`
`5
`
`3
`
`1 5
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`Total i n USO ($)
`
`1 21 5
`
`

`

`Electronic Acknowledgement Receipt
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`EFS ID:
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`Application Number:
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`46055809
`
`1 6347283
`
`International Application Number:
`
`Confirmation Number:
`
`4341
`
`Title of Invention:
`
`FUNGICIDAL COMBINATIONS
`
`First Named Inventor/Applicant Name:
`
`Carlos Eduardo FABRI
`
`Customer Number:
`
`2341 3
`
`Filer:
`
`David Fox/LaShauna Greene
`
`Filer Authorized By:
`
`David Fox
`
`Attorney Docket Number:
`
`UP2001 0US (FPAA06284)
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`
`27-JU N-2022
`
`03-MAY-201 9
`
`1 7:37: 1 9
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`CARD
`
`$ 1 2 1 5
`
`E20226QH41 470635
`
`061 1 30
`
`LaShauna Greene
`
`The Di rector of the USPTO is hereby a uthorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1 . 1 7 (Patent application and reexami nation processing fees)
`
`37 CFR 1 . 1 9 (Document supply fees)
`
`

`

`37 CFR 1.20 (Post Issuance fees)
`37 CFR 1.21 (Miscellaneous fees and charges)
`37 CFR 1.492 (National application filing, search, and examination fees)
`
`File Listing:
`Document
`Number
`
`1
`Warnings:
`Information:
`
`2
`Warnings:
`Information:
`
`Document Description
`
`File Name
`
`Issue Fee Payment (PTO-85B)
`
`8WC7645.PDF
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`File Size(Bytes}/
`Message Digest
`1045098
`
`a99e5b 1 bb4091 3 1 d7cf81 b3a6fc799fdcbe5
`
`b2c8
`
`40221
`
`a 1 5 1 91437e2b0463254a03da2f5a862a559
`
`32d4f
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`no
`
`no
`
`1
`
`2
`
`Total Files Size (in bytes)
`
`1085319
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`New Agglications Under 35 U.S.C. 1 1 1
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1 .53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1 .54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 1 1 and MPEP 1 81 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`

`

`234 13
`7590
`CANTOR COLBURN LLP
`
`06/2 1/2022
`
`1 6 1 6
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`EXAMINER
`HAGHIGHATIAN, MINA
`20 Church Street
`PAPER NUMBER
`ART UNIT
`22nd Floor
`Hartford, CT 06103
`DATE MAILED: 06/21/2022
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`FIRST NAMED INVENTOR
`FILING DATE
`APPLICATION NO.
`UP20010US (FPAA06284)
`Carlos Eduardo FABRI
`05/03/2019
`16/347,283
`4341
`TITLE OF INVENTION: FUNGICIDAL COMBINATIONS
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`APPLN. TYPE
`ENTITY STATUS
`ISSUE FEE DUE
`TOTAL FEE(S) DUE
`DATE DUE
`$0.00
`nonprovisional
`UNDISCOUNTED
`$1200
`$1200
`09/21/2022
`$0.00
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE MAILING
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW DUE.
`HOW TO REPLY TO THIS NOTICE:
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B -FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`II. PART B -FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B -Fee(s) Transmittal should be completed. If an equivalent of Part Bis filed, a request to reapply a previously paid issue fee must be
`clearly made, and delays in processing may occur due to the difficulty in recognizing the paper as an equivalent of Part B.
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to Mail
`Stop ISSUE FEE unless advised to the contrary.
`IMPORTANT REMINDER: Maintenance fees are due in utility patents issuing on applications filed on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More information is available at
`www .uspto.gov/PatentMaintenanceFees.
`Page 1 of 3
`PTOL-85 (Rev. 02/11)
`
`

`

`PART B -FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`By mail, send to: Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`23413
`7590
`06/21/2022
`20 Church Street
`22nd Floor
`Hartford, CT 06103
`FILING DATE
`APPLICATION NO.
`ISSUE FEE DUE
`APPLN. TYPE
`ENTITY STATUS
`ART UNIT
`EXAMINER
`0 Change of correspondence address ( or Change of Correspondence
`0 "Fee Address" indication (or "Fee Address" Indication form PTO/
`AIA/47 or PTO/SB/47; Rev 03-02 or more recent) attached. Use ofa
`Customer Number is required.
`
`FIRST NAMED INVENTOR
`ATTORNEY DOCKET NO.
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`TOTAL FEE(S) DUE
`CLASS-SUBCLASS
`
`Carlos Eduardo FABRI
`
`UP20010US (FPAA06284)
`
`$0.00
`
`$0.00
`
`$1200
`
`09/21/2022
`
`CONFIRMATION NO.
`DATE DUE
`
`4341
`
`By fax, send to:
`
`(571)-273-2885
`
`INSTRUCTIONS : This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Web or by facsimile to (571) 273-2885, on the date below.
`(Typed or printed name)
`(Signature)
`(Date)
`
`CANTOR COLBURN LLP
`
`16/347,283
`
`05/03/2019
`
`TITLE OF INVENTION: FUNGICIDAL COMBINATIONS
`
`nonprovisional
`
`UNDISCOUNTED
`
`$ 1200
`
`HAGHIGHATIAN, MINA
`
`1616
`
`504- 136000
`
`1 . Change of correspondence address or indication of "Fee Address" (37
`CFR 1 .363).
`
`Address form PTO/ AIA/122 or PTO/SB/122) attached.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ____________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document must have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3 . 1 1 and 37 CFR 3.8l(a). Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`4a. Fees submitted: □Issue Fee □Publication Fee (if required)
`□Advance Order - # of Copies ________ _
`4b. Method of Payment: (Please first reapply any previously paid fee shown above)
`
`0 Electronic Payment via EFS-Web 0 Enclosed check 0 Non-electronic payment by credit card (Attach form PTO-2038)
`0 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. ___ _
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`0 Applicant certifying micro entity status. See 37 CFR 1 .29
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`0 Applicant asserting small entity status. See 37 CFR 1.27
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`0 Applicant changing to regular undiscounted fee status.
`
`5. Change in Entity Status (from status indicated above)
`
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`
`to be a notification of loss of entitlement to micro entity status.
`
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1 .4 for signature requirements and certifications.
`
`Authorized Signature ____________________ _
`
`Date __________________ _
`
`Typed or printed name ____________________ _
`
`Registration No. ______________ _
`
`PTOL-85 Part B (08- 1 8) Approved for use through 01/3 1/2020
`
`Page 2 of 3
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`APPLICATION NO.
`FILING DATE
`FIRST NAMED