throbber
U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`1
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`----------------------------------- )
`SYNGENTA CROP PROTECTION AG, )Case No.
` Petitioner, )PGR2023-00017
` vs. )
`UPL LTD., )US Patent no.
` Patent Owner. )11,445,727
`----------------------------------- )
`
` DEPOSITION OF BARRY JACOBSEN, Ph.D.
` WASHINGTON, D.C.
` JANUARY 10, 2024
`
`REPORTED BY: Tina Alfaro, RPR, CRR, RMR
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 1 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`2
`
` Videotaped deposition of BARRY JACOBSEN,,
`Ph.D., held at the offices of:
`
` Finnegan Henderson Farabow Garrett &
` Dunner, LLP
` 901 New York Avenue, NW
` Washington, D.C. 20001
`
` Taken pursuant to notice before Tina M.
`Alfaro, a Notary Public within and for the District
`of Columbia.
`
`1
`
`2
`
`3 4
`
`5
`
`6
`
`7
`
`8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 2 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`3
`
`APPEARANCES:
` ON BEHALF OF THE PETITIONER:
` BAKERHOSTETLER
` BY: CHARLES CARSON, ESQ.
` DAVID KLECYNGIER, ESQ.
` 1050 Connecticut Avenue, NW
` Washington, D.C. 20036
`
` ON BEHALF OF THE PATENT OWNER:
` FINNEGAN HENDERSON FARABOW GARRETT & DUNNER
` BY: MARK FELDSTEIN, Ph.D., ESQ.
` KENNETH GUERRA, ESQ.
` 901 New York Avenue, NW
` Washington, D.C. 20001
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 3 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`4
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` I N D E X
` EXAMINATION
`WITNESS PAGE
`BARRY J. JACOBSEN, PH.D.
` By Mr. Carson 6
` EXHIBITS
`SYNGENTA EXHIBITS PAGE
`Exhibit 1034 199
` Submission by UPL to European Patent
` Office in support of a European patent
` application that claims priority to the
` Oliveira patent application
`Exhibit 1035 88
` De Oliveira affidavit
`Exhibit 1038 79
` UPL document submitted to Patent Office
`Exhibit 1039 107
` Preliminary response
`
`Exhibit 1040 155
` Jacobsen patent
`Exhibit 1041 160
` Document re application of fungicides
`
`Exhibit 1042 163
` Detailed method descriptions
` PREVIOUSLY MARKED EXHIBITS
`SYNGENTA EXHIBITS PAGE
`Exhibit 1001 20
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 4 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`5
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` PREVIOUSLY MARKED EXHIBITS
`SYNGENTA EXHIBITS PAGE
`Exhibit 1004 75
` Godoy Article (Portuguese)
`
`Exhibit 1005 75
` Godoy article (translated)
`Exhibit 1006 40
` Tobler patent
`
`Exhibit 1007 69
` De Oliveira reference
`Exhibit 1012 177
` Colby reference
`
`Exhibit 1021 72
` De Oliveira declaration
`Exhibit 1022 59
` Supplemental declaration of Sylvia
` Hall-Ellis
`Exhibit 1030 121
` Machado reference
`UPL EXHIBITS PAGE
`Exhibit 2020 19
` Jacobsen Declaration
`Exhibit 2030 169
` The Pesticide Manual
`
`Exhibit 2060 214
` FRAC document
`
` NOTE: Exhibits 1036 and 1037
` were not marked
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 5 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`6
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` (Witness sworn.)
`WHEREUPON:
` BARRY J. JACOBSEN, Ph.D.,
`called as a witness herein, having been first duly
`sworn, was examined and testified as follows:
` EXAMINATION
`BY MR. CARSON:
` Q. Good morning, Dr. Jacobsen. How are
`you?
` A. Just fine thank you.
` Q. Have you been deposed before?
` A. Yes.
` Q. When's the last time you were deposed?
` A. Probably more than ten years ago.
` Q. More than ten years ago. Okay. So just
`to refresh your recollection on the process, I'm
`sure you've discussed it with your attorneys, but
`obviously I'll be asking the questions, you'll be
`answering the questions. The court reporter's
`taking down everything that we say. So to
`facilitate her job if you could wait until I'm
`finished with a question before you start answering
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 6 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`7
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`so that we're not talking over each other, and I'll
`likewise try to let you finish your answers before
`I ask the next question.
` If I ask a yes-or-no question, you'll have
`to give a verbal answer. A head nod obviously
`can't be captured on the transcript.
` A. I understand that.
` Q. Okay. From time to time your attorney may
`object to a question that I ask. Unless your
`attorney instructs you not to answer, you still
`have to answer the question to the extent you
`understand it. If at any point you don't
`understand a question I've asked, please ask me to
`clarify.
` We will take regular breaks, perhaps every
`hour or so. If you need a break, though, as long
`as there's not a question pending, please feel free
`to let me know and we'll take a break.
` A. Thank you.
` Q. I think that covers it.
` So how many times have you been deposed?
` A. I don't know. It's probably more than
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 7 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`8
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`ten, less than 20. Over 50 years I can't remember.
`I've been retired now completely for about seven
`years. So...
` Q. Okay. Okay. So when you say you've been
`retired completely, what do you mean by that?
` A. I'm no longer affiliated with my
`university employer on a full-time basis. I've
`done some part-time things and some consulting, but
`that's it. I mostly play golf and train bird
`dogs.
` Q. Okay. And you said you're no longer
`affiliated with your university employer. Would
`that be Montana State University?
` A. Montana State, that's correct.
` Q. But you are doing some consulting work or
`you have since retiring?
` A. That's correct.
` Q. And do you consider the work you're doing
`on this case to be consulting work?
` A. Yes, I do.
` Q. Are you doing any other consulting work
`right now?
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 8 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`9
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` A. Yes.
` Q. Is any of that work on behalf of UPL,
`apart from this particular matter?
` A. No.
` Q. The other consulting work that you're
`presently doing, is that as an expert?
` A. It's as an agricultural consultant for
`potato farms.
` Q. So it's not part of any legal
`proceeding?
` A. No.
` Q. You understand that your services that
`you're rendering for UPL are part of a legal
`proceeding, correct?
` A. Yes, I do.
` Q. You're serving as an expert for them; is
`that right?
` A. Yes, I understand that.
` Q. Have you served as an expert in any other
`legal proceedings?
` A. Yes.
` Q. Are you currently serving as an expert in
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 9 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`10
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`another proceeding?
` A. No.
` Q. When's the last time you were an expert?
` A. Like I said, I'm going to guess about ten
`years ago.
` Q. Okay. And what sort of case was that?
` A. I believe in my recollection it would be a
`marine arbitration case. I think it was cargo
`wheat that went from a port in Texas to Mexico. It
`could have been another case where a grain elevator
`blew up in Corpus Christi, Texas. So they were
`about the same time, two different cases.
` Q. Okay. So a marine case and a grain
`elevator case?
` A. That's correct.
` Q. And the deposition that you did ten years
`ago, was that part of one of those two cases?
` A. Yeah. I'm trying to remember -- yes.
` Q. But you don't remember which one?
` A. No.
` THE REPORTER: I'm sorry. You both have
`to keep your voices up. Thank you.
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 10 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`11
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` Q. So prior to your work on this case you had
`not served as an expert in the last ten years; is
`that fair?
` A. In a legal case, no.
` Q. Okay. What does that distinction mean to
`you?
` A. Well, I've continued to serve my potato
`farm clients.
` Q. So have you -- in the last ten years have
`you been putting yourself out there as a potential
`expert in legal proceedings?
` A. No.
` Q. So when -- I take it you were approached
`by UPL at some point to serve as an expert here?
` A. I was approached by Rubin Anders, which I
`guess is a firm that people hire to find experts.
` Q. Okay. So your understanding is that UPL
`or a representative from UPL reached out to Robin
`Anders who in turned reached out to you; is that
`your understanding?
` A. Yes, that's my understanding.
` Q. And when did Robin Anders reach out to
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 11 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`12
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`you?
` A. I think it's Rubin Anders.
` My recollection is six to eight months
`ago.
` Q. Okay. So that would be, what, June, July
`2023?
` A. I believe so, yes.
` Q. So in the summer?
` A. That's just my recollection. I could look
`back in my e-mails, but I don't have them available
`to me.
` Q. Okay. So they reached out to you and then
`how did you come to actually be retained?
` A. Rubin Anders asked me for -- did somewhat
`of an interview and asked me for a CV. And then I
`didn't hear back from them until about a week later
`and they said that their client had decided to
`retain me, and that's when the attorneys from
`Finnegan first contacted me.
` Q. Okay. And when was that?
` A. Six months ago, in that ballpark.
` Q. Okay. So June, July 2023?
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 12 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`13
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` A. My recollection is that, yes.
` Q. Okay. It wasn't before that?
` A. No.
` Q. Okay. Prior to being formally retained by
`Finnegan had you seen any materials, documents
`related to this case?
` A. No, I did not.
` Q. So is it fair to say that you agreed to
`serve as an expert without having reviewed any
`materials related to this case?
` A. That is correct.
` Q. Did you ask to review any materials
`related to this case before agreeing to be
`retained?
` A. I did not ask to see any materials, no. I
`did ask what the case involved.
` Q. Okay.
` A. And orally that was communicated to me.
` Q. Okay. Was that a phone call?
` A. Yes, it would have been by phone call or
`Zoom call. I can't remember.
` Q. How long did that call last?
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 13 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`14
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` A. Less than five minutes.
` Q. Okay. So was that -- did they interview
`you for the position?
` A. Finnegan did not interview me. The Rubin
`Anders people did.
` Q. Okay. But the five-minute conversation
`that you mentioned, that was a conversation with
`Finnegan?
` A. With one of their attorneys that's no
`longer associated with Finnegan, to the best of my
`understanding.
` Q. And it was after that five-minute call
`that you were formally retained?
` A. Then they sent me some materials to review
`and then we continued on since that time.
` Q. But in terms of, you know, signing the
`dotted line saying I'll serve as an expert, was
`that before or after the five-minute call?
` A. I signed on the dotted line with Rubin
`Anders, not with Finnegan. I bill Rubin Anders,
`Rubin Anders bills Finnegan.
` Q. So when was that five-minute call with
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 14 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`15
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`Finnegan?
` A. Within the last six months.
` Q. Okay.
` A. I mean, I don't -- I don't have my
`calendar in front of me, I do not have my computer.
`I could give you an exact time if I had that, but I
`don't have it. And I don't have my phone with me
`either.
` Q. So after that call you were sent materials
`related to this case?
` A. That is correct.
` Q. Do you recall what you were sent?
` MR. FELDSTEIN: And I'm going to direct
`you -- it's a yes-or-no question, Doctor. I'm
`going to direct you to answer it that way in order
`to avoid potentially revealing any attorney-client
`communication or work product. Do you understand?
`Do you need the question back?
` MR. CARSON: The question is do you, yes
`or no, recall what documents you were sent.
` A. No. I'm answering that in that way
`because the attorney told me not to reveal what was
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 15 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`16
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`sent to me.
` Q. I'm just asking you if you remember what
`was sent to you.
` A. I remember.
` Q. Okay.
` MR. FELDSTEIN: My caution was not to
`reveal what, if anything, was sent. That's why I
`asked you to answer yes or no do you remember.
` A. So if the question is do I remember,
`yes.
` Q. Okay. And did you rely on those documents
`in preparing your declaration and opinions?
` A. Yes.
` Q. Okay. So what documents were those?
` A. Well, there was what we, quote, term the
`'727 Patent.
` Q. Okay.
` A. I believe the documents have come over
`time. I believe the Syngenta petition to review
`the patent or whatever that petition is. And I
`believe there were papers by Tobler, the Tobler
`patent, De Oliveira patent, de Souza, the
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 16 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`17
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`translation of the Godoy article, a set of APS
`abstracts that had an abstract from Wigelsworth in
`there. That's what I recall at this time.
` Q. In May of last year UPL filed with the
`Patent Office, the patent board a preliminary
`response to Syngenta's petition. Were you provided
`a copy of that?
` A. I don't recall.
` Q. Do you recall -- have you ever reviewed
`the preliminary response that UPL submitted?
` A. To the best of my knowledge, I didn't rely
`on it for the declaration.
` Q. I'm actually just asking if you've looked
`at it.
` A. I just said I didn't recall.
` Q. Okay. Just to clarify, I wasn't -- I
`wasn't ignoring your responses. I assumed that you
`had testified that you didn't get it upfront, and
`my question was whether you had ever read it since.
` A. I don't recall.
` Q. Okay.
` Okay. I'd like to step back and ask you
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 17 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`18
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`some more questions about your background, but
`before we do that just one preliminary matter that
`I forgot to cover. Are you taking any medication
`that would affect your testimony today?
` A. No, I am not.
` Q. And you mentioned your prior relationship
`with Montana State University. What was that
`relationship?
` A. Well, it went over quite a long time. I
`was initially hired there as a Dean of the college
`of agriculture, director of the Ag Experiment
`Station. Stepped out of that job and went into
`being a senior professor with the research and
`extension responsibilities. Then I took a -- very
`quickly after I resigned the deanship I took an
`assignment with the United States Department of
`Agriculture to run their integrated pest management
`initiative and did that for about two and a half
`years. I was here in Washington, D.C. for about
`80 percent of my time and I went back and forth.
`Then when I went back on faculty I continued as a
`professor, and then they asked me to run the
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 18 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`19
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`Department of Research Centers and they asked me to
`be the associate director of the Ag Experiment
`Station and basically run the research operation
`for scientists in the Ag Experiment Station. That
`was my last job.
` Q. Okay. And when did that job end?
` A. I believe it was in 2019. I think that
`was my last paycheck. It's listed in my CV.
` Q. Okay. So I see that you have some
`documents there in front of you. What are those
`documents?
` A. This is my declaration, this is a set of
`Syngenta data that was submitted and given to me,
`and this is the '727 Patent.
` Q. Okay. And just to make sure the record's
`clear, the declaration you referred to is
`Exhibit 2020?
` A. Yes.
` Q. And the data you mentioned are for
`Exhibits 1031, 1032, and 1033; is that correct?
` A. That is correct.
` Q. Okay. And then I'm sorry. What's the
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 19 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`20
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`third document there? If you could provide the
`exhibit number.
` A. This document is the UPL '727 Patent.
` Q. And that's Exhibit 1001, correct?
` A. That is correct.
` Q. And are those clean copies of those
`documents?
` A. Yes, with one exception. There's two red
`tabs in here, in the declaration.
` Q. Okay. And what are those red tabs?
` A. The red tabs are denoting typos in the
`table.
` Q. Okay. Are those typos in Appendix B?
` A. One is in the declaration and the same
`table is in Appendix B.
` Q. Okay. Well, I may ask you about those
`tabs later today perhaps.
` A. Okay.
` Q. So Appendix A in Exhibit 2020 is your CV;
`is that correct? If you could turn to that.
` A. Yes.
` Q. Okay. And looking at the first page there
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 20 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`21
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`of Appendix A, you've got some personal
`information, education, employment experience,
`correct?
` A. Yes.
` Q. Is all of that completely accurate?
` A. I believe so.
` Q. Okay. And can you describe for me the
`circumstances surrounding your -- the end of your
`professorship at Montana State University?
` A. I was 70 years old and it was time to
`retire. My wife and I had -- it was just time to
`retire.
` Q. Okay. I take it you weren't asked to
`leave?
` A. Oh, no.
` Q. Have you ever been asked to leave any
`position that you've had as reflected in the CV?
` A. No.
` Q. You've never been fired from a position?
` A. I've never been fired.
` Q. And your resume says that you're an
`emeritus professor, July 1st, 2013 to present?
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 21 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`22
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` A. That's correct.
` Q. You don't have any present
`responsibilities as an emeritus professor?
` A. I don't have any present responsibilities,
`no.
` Q. What is an emeritus professor?
` A. The title is bestowed by the university to
`people that they want to honor with continuing
`relationship and it gives you the right to use the
`library, to use the Internet resources. If I was
`on campus I would have an office. Probably would
`be sharing with somebody. The right to use the
`university facilities, but I don't reside in Bozman
`anymore. So...
` Q. But if you did reside in Bozman, you would
`have access to those amenities?
` A. That is correct.
` Q. Have you ever been sued before?
` A. Personally?
` Q. Yes.
` A. No.
` Q. Have you ever been named as a party in a
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 22 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`23
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`lawsuit?
` A. Yes.
` Q. Okay. What sort of suit was that?
` A. It was a traffic accident in Bozman,
`Montana. I was never asked to do a deposition or
`appear in court and the insurance company took care
`of everything.
` Q. You've never been named as a party in a
`lawsuit in conjunction with Montana State
`University?
` A. Yes. It involved a termination of an
`employee, and the employee was not happy.
` Q. Okay. Is there any reason why you didn't
`mention that in answer to my first question?
` A. Because I just remembered it.
` Q. Okay. So can you just tell me what that
`was about beyond the one-sentence description you
`just gave?
` MR. FELDSTEIN: I'll caution you, Doctor,
`to the extent you have confidentiality obligations
`to the university or other third parties, that I
`don't believe counsel is asking you to violate
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 23 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`24
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`those.
` A. That would be a violation of
`confidentiality to name the party involved and the
`circumstances.
` Q. Are there any public documents relating to
`the suit that you're aware of?
` A. The lawsuit was settled out of court.
`That's all I can tell you.
` Q. Was a complaint filed?
` A. The employee filed a complaint, that is
`correct.
` Q. So what was alleged in there?
` MR. FELDSTEIN: Again, Doctor, if the
`allegations are confidential and you have duties of
`confidentiality, I don't believe counsel is asking
`you to violate those.
` A. I can't discuss that. I've been told I
`couldn't discuss it and I've not been released from
`that.
` Q. Okay. Were you found at fault in any way?
` MR. FELDSTEIN: Again, if any of that
`information is confidential, Doctor, I don't
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 24 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`25
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`believe counsel is asking you to violate any
`confidentiality.
` A. I can answer that there were no findings
`in the case. The lawsuit was settled out of court.
` Q. Did the lawsuit affect in any way your
`relationship with Montana State University?
` A. No, it did not.
` Q. What are you being paid for your work on
`this case?
` A. I charge an hourly rate when I'm working
`from home, and I charge a rate -- a different rate
`when I travel and it's portal to portal. If you
`need a specific number -- do you need a specific
`number?
` Q. I'm asking you what your rate is, yes,
`sir.
` A. For working at home I charge a hundred
`dollars an hour with a half hour minimum.
` Q. Okay.
` A. And when I'm traveling I believe it's a
`thousand dollars a day with a half-day minimum
`charge.
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 25 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`26
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` Q. So is that in addition to the hundred
`dollars per hour?
` A. No.
` Q. You said portal to portal. What did you
`mean by that?
` A. That's from the time I leave home until
`the time I'm back at my home.
` Q. I see. Okay. And it's a thousand dollars
`a day whether you work an hour or ten hours?
` A. That's correct.
` Q. Do you know how many hours you've worked
`on this matter?
` A. I haven't totaled them all up. I bill
`Rubin Anders on a monthly basis. So no, I don't
`know the total number of hours.
` Q. You said you have not totaled them all
`up?
` A. I have not totaled them all up.
` Q. Do you have a ballpark idea?
` A. 75 to 80 hours, plus or minus five or ten
`hours, and that does not include the time here in
`Washington, D.C.
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 26 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`27
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` Q. Okay. How many times have you been to
`Washington, D.C.?
` A. This is the first time. Well, this is the
`first time for this case.
` Q. That's what I mean. So in terms of your
`thousand dollars per day while traveling, this is
`the first trip you've taken in association with --
` A. That is correct.
` Q. -- with this case?
` MR. FELDSTEIN: Let him finish the
`question, Doctor.
` Q. And that was my fault because I got a
`little tongue tied and I couldn't quite get the end
`of it out. So that was on me.
` Okay. So 75 to 80 hours, give or take,
`not including your trip here?
` A. That is correct.
` Q. How long have you been here in D.C. for
`this -- to get ready for this deposition?
` A. I arrived Sunday night and I will leave
`tomorrow morning.
` Q. Okay. The 75 to 80 hours, when did that
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 27 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`28
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`start, do you know?
` A. I started keeping track of my time from
`the first contact with the Finnegan attorney.
` Q. Okay.
` A. That's my answer.
` Q. Your report -- your declaration I should
`say, which you've got there in front of you, has a
`signature and date on the first page, correct?
` A. That is correct.
` Q. And you signed this on November 8th, 2023?
` A. That is correct.
` Q. Do you recall when you first started
`working on this declaration?
` A. My best guess would have been September,
`October.
` Q. Okay.
` A. If I had my records in front of me I could
`tell you definitively.
` Q. Yeah. Ballpark's fine.
` Are you familiar with a document in this
`proceeding called an institution decision from the
`patent board?
`
`202-220-4158
`
`Henderson Legal Services
`www.hendersonlegalservices.com
`
`SYNGENTA EXHIBIT 1043 - Page 28 of 352
`Syngenta v. UPL, PGR2023-00017
`
`

`

`U.S. Patent No. 11,445,727
`Jacobsen, Ph.D., Barry
`
`January 10, 2024
`
`29
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
` A. No, I am not.
` Q. Do you have a sense of how this sort of
`proceeding plays out from beginning to end?
` A. Just a rough sense, yes.
` Q. Okay. Can you describe that for me?
` A. My understanding is that UPL filed a
`patent -- I'm not going to giv

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket