throbber
Bioorganic & Medicinal Chemistry Letters 20 (2010) 3036–3038
`
`Contents lists available at ScienceDirect
`
`Bioorganic & Medicinal Chemistry Letters
`
`j o u r n a l h o m e p a g e : w w w . e l s e v i e r . c o m / l o c a t e / b m c l
`
`A convenient synthesis of (Z)-4-hydroxy-N-desmethyltamoxifen (endoxifen)
`
`Abdul H. Fauq *, Ghulam M. Maharvi, Dola Sinha
`
`Chemical Synthesis Core Facility, Mayo Clinic Jacksonville, FL 32246, USA
`
`a r t i c l e
`
`i n f o
`
`a b s t r a c t
`
`Article history:
`Received 17 February 2010
`Revised 29 March 2010
`Accepted 31 March 2010
`Available online 3 April 2010
`
`Keywords:
`LY411575
`Endoxifen
`Tamoxifen
`Semipreparative HPLC
`
`A mixture of the (Z)- and (E)-isomers of 4-hydroxy-N-desmethyltamoxifen was conveniently prepared in
`four steps. These geometrical isomers were then neatly separated by semi-preparative Reverse Phase
`High Performance Liquid Chromatography (RP-HPLC) using specified conditions. Additionally, the iso-
`lated E-isomer could be equilibrated in aqueous strong acid in acetonitrile or trifluoroacetic acid/dichlo-
`romethane to give a clean 1:1 mixture of Z/E isomers that was re-subjected to HPLC separation. In this
`way, most of the undesired (E)-isomer could be readily converted to the desired (Z)-isomer providing
`quick access to over 200 mg quantities of pure endoxifen (Z-isomer), a potent antiestrogenic metabolite
`of tamoxifen traditionally used in breast cancer treatment.
`
`Ó 2010 Elsevier Ltd. All rights reserved.
`
`1-[4-(2-Dimethylaminoethoxy)-phenyl]-1,2-diphenylbut-1(Z)-
`ene (tamoxifen (TAM)) is a non-steroidal antiestrogen drug widely
`used for breast cancer treatment.1 The pharmacological profiles of
`tamoxifen indicate that it elicits its anti-cancer activity through its
`active metabolites 4-hydroxytamoxifen (4-OH-TAM) and its desm-
`ethyl analogue endoxifen that are generated by the action of hepatic
`CYP 2D6 and 3A4 isozymes on tamoxifen after hydroxylation fol-
`lowed by N-demethylation.2,3 It is established that some patients
`do not derive therapeutic benefit from the administration of tamox-
`ifen or even suffer relapses because of their inherent genotypic con-
`straints.3 Co-administration of certain drugs (e.g., paroxetine or
`fluoxetine) also have demonstrated interactive inhibitory effect on
`CYP 2D6 and other cytochrome P450 enzymes. This of lack of activity
`results from reduced availability of therapeutic levels of the active
`metabolite (Z)-desmethyl-4-hydroxytamoxifen (endoxifen).4 Re-
`cently, Hawse and co-workers have shown that endoxifen is the ac-
`tual anti-estrogenic drug that works by degrading the estrogen
`receptor and not by its inhibition.3 Therefore, in order to facilitate
`human tissue studies as well to explore the possibility that it may
`be appropriate in special cases to consider a dose regimen that, in-
`stead of tamoxifen, includes the active metabolite endoxifen, rela-
`tively large quantities of endoxifen may be required. A search of
`the literature showed that while low level milligram quantities of
`the endoxifen have been purified by analytical HPLC,5 synthesis
`and purification of relatively large quantities of endoxifen have not
`been reported. Herein, we report synthesis and purification proto-
`cols that have resulted in production of pure endoxifen in excess of
`200 mg quantities for animal studies and tissue work in less than
`
`* Corresponding author. Tel.: +1 904 953 8034; fax: +1 904 953 7117.
`E-mail address: fauq.abdul@mayo.edu (A.H. Fauq).
`
`0960-894X/$ - see front matter Ó 2010 Elsevier Ltd. All rights reserved.
`doi:10.1016/j.bmcl.2010.03.117
`
`two weeks time. This work involved a short four-step synthesis of
`a mixture of endoxifen and the (E)-isomer and the use of semi-pre-
`parative reverse phase HPLC columns for their separation. Neverthe-
`less, much larger quantities of endoxifen are expected to be
`conveniently generated by employing preparative columns.
`Apart from a stereoselective synthesis of tamoxifen involving car-
`bometalation of alkynylsilanes,6 earlier reported syntheses of (Z)-4-
`hydroxytamoxifen, a precursor of endoxifen, were somewhat
`cumbersome and non-stereoselective.7 A ground-breaking stereose-
`lective synthesis of (Z)-4-hydroxytamoxifen by Gauthier and Labrie
`involved McMurry reaction as a key step.8 Even though the synthesis
`of endoxifen was not reported, the authors managed to obtain a favor-
`able 14:1 ratio of the (E)- and (Z)-isomers of 1-(4-hydroxyphenyl)-1-
`[4-(trimethylacetoxy)phenyl]-2-phenylbut-1-ene (3b:4a,Fig. 1) after
`reacting the monopivaloyl derivative of 4,40-dihydroxybenzophe-
`none (1b) with propiophenone in the McMurry reaction simply by
`manipulating proportions of TiCl4 and Zn. The ratio 14:1 was en-
`hanced to 100:1 by trituration of the crude with methanol. In our
`hands, the crude obtained after the McMurry reaction was directly
`chromatographed on silica gel to obtain desired (E)-stereoisomer in
`88% yield. In this reaction, the phenolic and the ethyl components
`were shown to preferentially align trans to each other as prece-
`dented.9 We carried out the reported four-step Gauthier–Labrie syn-
`thetic sequence through the intermediate 5 to (Z)-4-OH-TAM 3c.
`Unfortunately, attempted demethylation of 5 or the (Z)-4-OH-TAM
`3c itself using drastic conditions (vinyl chloroformate in dioxane at
`135–170 °C in sealed tube) as reported5c or ethyl chloroformate5a,10a
`in refluxing toluene produced a significantly stereoscrambled mix-
`ture of endoxifen and its (E)-isomer in low yield. In using some other
`milder carbamate-mediated N-demethylation conditions,10b–d it was
`noticed that lower yields and significant stereorandomization of the
`
`Accord Exhibit 1022
`Page 1 of 3
`PGR2023-00043
`
`

`

`A. H. Fauq et al. / Bioorg. Med. Chem. Lett. 20 (2010) 3036–3038
`
`3037
`
`O
`
`RO
`
`OH
`
`1a, R = H
`1b, R = pivaloyl
`2, R = CH2CH2N(Me)2
`
`RO
`
`OR'
`
`RO
`
`OR'
`
`3a, R = H; R' = H
`3b, R = pivaloyl; R' = H
`3c, R = H; R' = -CH2CH2N(Me)2
`((Z)-4-OH-TAM)
`5, R = pivaloyl; R' = -CH2CH2N(Me)2
`6a, R = pivaloyl;
`R' =CH2CH2N(CH3)C(O)OCH(Cl)CH3
`6b, R = pivaloyl;
`R' = CH2CH2N(CH3)C(O)OCH2CH3
`8a, R = H; R' = CH2CH2NHCH3 (endoxifen)
`
`4a, R = pivaloyl; R' = H
`4b, R = H; R' = CH2CH2N(Me)2
`((E)-4-OH-TAM)
`7a, R =CH2CH2N(CH3)C(O)OCH(Cl)CH3;
`R' = pivaloyl
`7b, R = pivaloyl;
`R' =CH2CH2N(CH3)C(O)OCH2CH3
`8b, R = H;
`R' = CH2CH2NHCH3 (E)-isomer
`
`Figure 1. Endoxifen and reported intermediates for its synthesis.
`
`double bond could not be avoided. Of the various carbamate-medi-
`ated demethylation protocols, the best reaction conditions entailed
`heating a mixture of 2-chloroethyl chloroformate and (Z)-4-OH-
`TAM 3c in dichloroethane which resulted in stereorandomization of
`the tetrasubstituted double bond to the extent of 20% furnishing a
`4:1 mixture of the desired endoxifen carbamoyl precursor (6a) and
`its (Z)-isomer (7a) in 79% yield (Fig. 1). The mechanism of the isomer-
`ization during carbamate-mediated N-demethylation is currently
`speculative, albeit precedented.5a Since the components of this ste-
`reoisomeric mixture could not be separated, it was directly reacted
`with methyllithium at 78 °C in tetrahydrofuran which concomi-
`tantly cleaved carbamoyl and pivaloyl ester moieties to generate a
`4:1 mixture of endoxifen (8a) and its (E)-isomer (8b). The overall
`six-step synthetic sequence furnished a mixture of endoxifen 8a
`and its (E)-isomer 8b in 26% combined yield.
`With the hope of retaining stereochemical integrity during
`demethylation, we attempted to synthesize pure carbamoyl (E)-
`isomer of 6b by reacting 3b (Scheme 1) either with the ethyl (2-
`hydroxyethyl)(methyl)carbamate (10, prepared by reacting the
`alcohol with ethylchloroformate/triethylamine in DCM;
`cf.
`Supplementary data) under Mitsunobu conditions, or by SN2
`reaction between 3b and 2-bromo or 2-iodo-derivative of ethyl
`(2-hydroxyethyl)(methyl)carbamate (prepared by reacting ethyl
`(2-hydroxyethyl)(methyl)carbamate 10 with CBr4, triphenylpho-
`shine/DCM to give 11a, or with I2/triphenylphoshine/imidazole/
`toluene to give 11b under basic (Cs2CO3/DMF); cf. Supplementary
`data). While the Mitsunobu reaction completely retained stereo-
`chemistry of the substituted product 6b, the basic conditions
`(Cs2CO3/DMF) employed during bromo- or iodo-displacement re-
`sulted in 30% stereoscrambling to give 7b. This unwelcome reac-
`
`tion outcome suggested that both acidic (e.g., treatment with
`DCM/TFA mixture, vide infra) as well as the basic milieu compro-
`mised the stereochemical integrity of the electron-rich tetrasubsti-
`tuted double bond. The labile nature of the stereochemistry under
`basic conditions was further evidenced when an attempt was
`made to achieve simultaneous removal of the pivaloyl and ethoxy-
`carbonyl moieties from pure 6b (derived from Mitsunobu reaction)
`with methyllithium under the usual mild (78 °C) conditions. This
`reaction also produced ca. 30% undesired (E)-isomer 8b. Similarly,
`when methyllithium was mixed with pure 8b in THF at 78 °C,
`30% of endoxifen 8a was obtained. While the acid-catalyzed stere-
`orandomization of the tetrasubstituted double bond is expected,
`the base-mediated partial isomerization during the ethoxycar-
`bonyl removal may be explained by invoking the possibility of res-
`onance in phenolate anion playing a part in generating a partial
`single bond character in the para-substituted sp2-hybridized ben-
`zylic carbon of the phenol moiety.
`Since it was important to rapidly produce over 200 mg of
`endoxifen for use in several ongoing anti-breast cancer investiga-
`tions, the problem of separating the final 4:1 endoxifen:(E)-isomer
`mixture presented a challenge. Even though RP-HPLC separation of
`endoxifen from its (E)-isomer has been achieved in small quanti-
`ties for in vitro studies,5c–e protocols for larger scale separation
`were not reported. Our attempts using the reported RP-HPLC con-
`ditions for larger scale separation using semi-preparative RP-HPLC
`columns and phosphate or triethylamine-containing buffers gave
`poor resolution of the endoxifen and its (E)-isomer. Additionally,
`silica gel chromatography using various eluents containing basic
`additives was unsuccessful. After considerable experimentation,
`success was finally realized when the RP-HPLC separation of the
`
`OH
`
`NH
`9
`
`EtOC(O)Cl/TEA/
`
`DCM
`
`OH
`
`N O
`O
`10
`
`CBr4/TPP/THF
`
`or, I2/TPP/imidazole
`
`Br
`
`N O
`O
`11a
`
`or
`
`I
`
`N O
`O
`11b
`
`OEt
`
`O
`
`ON
`
`7b
`
`+
`
`PivO
`
`OEt
`
`O
`
`ON
`
`10, TPP, DEAD,
`
`PivO
`
`OH
`
`or, 11a,/ 11b, Cs2CO3
`
`PivO
`
`3b
`
`6b
`
`Scheme 1.
`
`Accord Exhibit 1022
`Page 2 of 3
`PGR2023-00043
`
`

`

`3038
`
`A. H. Fauq et al. / Bioorg. Med. Chem. Lett. 20 (2010) 3036–3038
`
`.HCl
`
`NH
`
`O
`
`O
`
`9
`
`HO
`
`(i) CH3CH(Cl)OCOCl
`DCE, 0 ºC to reflux
`
`(ii) 6M HCl, MeOH
`reflux, 4 h
`
`2
`
`O
`
`NH
`
`O
`
`HO
`8b (E)-isomer)
`
`equilibration
`
`+
`
`.HCl
`
`NH
`
`Zn, TiCl3, THF
`reflux, 7h
`
`HO
`
`O
`8a (endoxifen)
`
`Scheme 2. Modified synthesis of endoxifen.
`
`stereoisomeric mixture was attempted with isocratic elution with
`a buffer containing 50% of 20 mM triethylammonium bicarbonate
`in acetonitrile at pH 8.8. This protocol separated the two peaks well
`apart even under significant column overloads (Vydac column, C-8,
`2.2  25 cm, FR 8 mL/min: RT for endoxifen, 53 min; for (E)-isomer
`81 min). The identities of the two geometrical isomers were con-
`firmed by peak matching with reported NMR data5a as well as by
`its expected antiestrogenic activity.3
`In spite of the fact that the six-step protocol for the synthesis of
`endoxifen can be achieved from the published synthetic proce-
`dures from its precursor 4-OH-TAM, the confounding problem of
`significant double bond isomerization during the demethylation
`still remained and necessitated HPLC purification. It was, therefore,
`deemed pragmatic to shorten the overall synthesis of endoxifen by
`doing away with protection/deprotection of the hydroxyl group of
`4,40-dihydroxybenzophenone (1) altogether. Our overall four-step
`strategy that continues to rely on the McMurry reaction8 is given
`in Scheme 2. The N,N-dimethylethyl derivative 4,40-dihydroxyben-
`zophenone (2), made from 4,40-dihydroxybenzophenone 1 in 46%
`yield was demethylated using 2-chloroethyl chloroformate-medi-
`ated demethylation methodology as described above in 83% overall
`yield. However, instead of decarbamoylation with methyllithium
`furnishing lower yield of the deprotected product, the intermediate
`2-chloroethyl carbamate was decomposed with 6 M-HCl in reflux-
`ing methanol to give the secondary amine hydrochloride salt (9) in
`higher yield (83%, Scheme 2). The hydrochloride salt 9 was sub-
`jected to McMurry reaction with propiophenone furnishing a 90%
`chromatographed combined yield of a mixture of the endoxifen
`8a and the (E)-isomer 8b in 1:3 ratio. Fortunately, this unfavorable
`ratio was readily and cleanly enhanced to 1:1 by heating the iso-
`meric mixture in 6 N-HCl in aqueous acetonitrile for 6 h or by,
`more simply, stirring the mixture with 1:1 DCM/TFA for 1 h. The
`(Z)-and (E)-isomers were then separated using the RP-HPLC condi-
`tions as outlined above. Additionally, the undesired (E)-isomer
`(8b)-containing fractions obtained from the HPLC runs were com-
`bined and re-equilibrated cleanly to 1:1 mixture of endoxifen and
`8b either by heating with equal volume of 6 N-HCl at 60 °C for 4–
`6 h, or, by evaporating to dryness and stirring with 1:1 DCM/TFA at
`rt. In both cases, the equilibrated mixture was directly subjected to
`HPLC purification resulting in enhanced overall yield of the endox-
`ifen. The remarkably large RT difference between the two isomers
`achieved under specified buffer conditions was critical to their suc-
`cessful larger scale separation because semipreparative RP-HPLC
`column could be safely overloaded. This protocol also enabled stor-
`age of large quantities of endoxifen as 1:1 Z/E mixture at 15 °C
`under dark for extended periods of time, pending fresh isolation
`of endoxifen as and when needed.
`In sum, a short four-step methodology for rapid generation of
`endoxifen/(E)-isomer mixture, obtained in 34% overall yield, was
`
`combined with a highly efficient RP-HPLC protocol for separation
`of endoxifen from the (E)-isomer. This methodology was used to
`conveniently and rapidly prepare over 200 mg quantities of pure
`endoxifen as and when needed for animal and tissue studies.
`
`Acknowledgment
`
`The internal financial support provided for this synthetic pro-
`ject by Mayo Foundation is gratefully acknowledged.
`
`Supplementary data
`
`Supplementary data (the spectroscopic and RP-HPLC chromato-
`graphic data as well as synthetic procedures for all the reported
`intermediates, and those of the final products) associated with this
`article can be found,
`in the online version, at doi:10.1016/
`j.bmcl.2010.03.117.
`
`References and notes
`
`1.
`
`2.
`
`(a) Fisher, B.; Costantino, J. P.; Wickerham, D. L., et al J. Natl. Cancer. Inst. 1998,
`90, 1371; (b) Osborne, C. K. N. Eng. J. Med. 1998, 339, 1609; (c) Cuzick, J.;
`Powles, T.; Veronesi, U., et al Lancet 2003, 361, 296; (d) Howell, A.; Howell, S. J.;
`Evans, D. G. Cancer Chemother. Pharmacol. 2003, 52, S39.
`(a) Jordan, V. C.; Collins, M. M.; Rowsby, L.; Prestwich, G. A. J. Endocrinol. 1977,
`75, 305; (b) Furr, B.
`J.; Jordan, V. C. Pharmacol. Ther. 1984, 25, 27; (c)
`Katzenellenbogen, B. S.; Norman, M. J.; Eckert, R. L.; Peltz, S. W.; Mangel, W. F.
`Cancer Res. 1984, 44, 112.
`3. Wu, X. L.; Hawse, J. R.; Subramaniam, M.; Goetz, M. P.; Ingle, J. N.; Spelsberg, T.
`C. Cancer Res. 2009, 69, 1722. and references cited therein.
`4. Goetz, M. P.; Ingle, J. Cancer 2007, 110, 2595.
`5.
`(a) Sun, D.; Sharma, A. K.; Dellinger, R. W.; Blevins-Primeau, A. S.; Balliet, R.;
`Chen, G.; Boyiri, T.; Amin, S.; Lazarus, P. Drug Metab. Dispos. 2007, 35, 2006; (b)
`Johnson, M. D.; Zuo, H.; Lee, K. H.; Trebley, J.; Rae, J. M.; Weatherman, R. V.;
`Desta, Z.; Flockhart, D. A.; Skaar, T. C. Breast Cancer Res. 2004, 85, 151; (c)
`Stearns, V.; Johnson, M. D.; Rae, J. M.; Morocho, A.; Novielli, A.; Bhargava, P.;
`Hayes, D. F.; Desta, Z.; Flockhart, D. A. J. Natl. Cancer Inst. 2003, 95, 1758; (d)
`Johnson, M. D.; Zuo, H.; Lee, K. H.; Trebley, J. P.; Rae, J. M.; Weatherman, R. V.;
`Desta, Z.; Flockhart, D. A.; Skaar, T. C. Breast Cancer Res. Treat. 2004, 85, 151; (e)
`Kushner, P.; Cyrus, H.; Myles, D.; James, P. Publication No. WO2009/120999
`(A2).
`6. Al-Hassan, M. I. Synth. Commun. 1989, 19, 1619.
`7.
`(a) Grafe, I.; Schickaneder, H.; Jungblut, P. W.; Ahrens, K. H. EP 287690 A1
`881026, Heumann Pharma G.m.b.H. und Co.; (b) McCague, R. J. Chem. Res.,
`Synop. 1986, 2, 58; (c) McCague, R. J. Chem. Res., Miniprint 1986, 771; (d) Forster,
`A. B.; Jarman, M.; Leung, O. T.; McCague, R.; Leclercq, G.; Devleeschouwer, N. J.
`Med. Chem. 1985, 28, 1491; (e) Toivola, R. J.; Karjalainen, A. J.; Kurbela, K. O. A.;
`Soderwall, M. L.; Kangas, L. V. M.; Blanco, G. L.; Sundquist, H. K. EP 95875 A2
`831207.; (f) Richardson, D. N. DE 2807599 780831.
`8. Gauthier, S.; Mailhot, J.; Labrie, F. J. Org. Chem. 1996, 61, 3890.
`9. Coe, P. L.; Scriven, C. E. J. Chem. Soc., Perkin Trans. 1 1986, 475.
`10. Some other N-demethylation protocols employing various chloroformates, see:
`(a) Kazuo, O.; Yoh-ichi, M.; Ichiro, Y.; Manabu, M.; Jiro, J.; Toshiyuki, T.; Tetsuzi,
`A. Chem. Pharm. Bull. 1991, 39, 911; (b) Ratz, A. M.; Weigel, L. O. Tetrahedron
`Lett. 1999, 2239–2242; (c) Robertson, D. W.; Wong, D. T.; Krushinsky, J. R.;
`Joseph, H. U.S. patent 5,023,269, 1991.; (d) Floyd, D. M.; Kimball, S. D.; Krapcho,
`J., et al J. Med. Chem. 1992, 35, 756; (e) Peat, A. J.; Buckhwald, S. L. J. Am. Chem.
`Soc. 1996, 118, 1028.
`
`Accord Exhibit 1022
`Page 3 of 3
`PGR2023-00043
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket