throbber
FEMS Yeast Research 4 (2003) 233^245
`
`www.fems-microbiology.org
`
`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`Phylogenetic circumscription of Saccharomyces, Kluyveromyces and
`other members of the Saccharomycetaceae, and the proposal of
`the new genera Lachancea, Nakaseomyces, Naumovia,
`Vanderwaltozyma and Zygotorulaspora
`Cletus P. Kurtzman
`
`Microbial Genomics and Bioprocessing Research Unit, National Center for Agricultural Utilization Research, Agricultural Research Service,
`U.S. Department of Agriculture, 1815 N. University Street, Peoria, IL 61604, USA
`
`Received 22 April 2003; received in revised form 23 June 2003; accepted 25 June 2003
`
`First published online
`
`Abstract
`
`Genera currently assigned to the Saccharomycetaceae have been defined from phenotype, but this classification does not fully
`correspond with species groupings determined from phylogenetic analysis of gene sequences. The multigene sequence analysis of
`Kurtzman and Robnett [FEMS Yeast Res. 3 (2003) 417^432] resolved the family Saccharomycetaceae into 11 well-supported clades. In
`the present study, the taxonomy of the Saccharomyctaceae is evaluated from the perspective of the multigene sequence analysis, which has
`resulted in reassignment of some species among currently accepted genera, and the proposal of the following five new genera: Lachancea,
`Nakaseomyces, Naumovia, Vanderwaltozyma and Zygotorulaspora.
`ß 2003 Federation of European Microbiological Societies. Published by Elsevier B.V. All rights reserved.
`
`Keywords: Saccharomyces; Kluyveromyces; New ascosporic yeast genera; Molecular systematics; Multigene phylogeny
`
`1. Introduction
`
`The name Saccharomyces was proposed for bread and
`beer yeasts by Meyen in 1838 [1], but it was Reess in 1870
`[2] who ¢rst de¢ned the genus. As additional species were
`discovered and assigned to Saccharomyces, subgroups dif-
`fering in morphology and physiology were recognized. The
`presence of these subgroups led to the description of Zy-
`gosaccharomyces by Barker in 1901 [3] and to Torulaspora
`by Lindner in 1904 [4]. Stelling-Dekker [5] accepted Tor-
`ulaspora and recognized Zygosaccharomyces as a subgenus
`of Saccharomyces, but the distinction between these taxa
`was not always clear because some species have intermedi-
`ate phenotypes. Lodder and Kreger-van Rij [6], as well as
`van der Walt [7], argued that it was not possible to sepa-
`rate Torulaspora and Zygosaccharomyces from Saccharo-
`myces until additional taxonomic characters were found to
`
`* Corresponding author. Tel.: +1 (309) 681 6561;
`Fax: +1 (309) 681 6672.
`E-mail address: kurtzman@ncaur.usda.gov (C.P. Kurtzman).
`
`support the maintenance of three distinct genera. Yarrow
`[8^10] revived the concept of three genera and separated
`Torulaspora and Zygosaccharomyces from Saccharomyces,
`although species assignments were often di⁄cult. One of
`the most apparent morphological characters among spe-
`cies of the ‘Saccharomyces complex’ is the ascus. Some
`species have persistent asci whereas others have deliques-
`cent asci that release their ascospores at maturity. Van der
`Walt [11] described the genus Kluyveromyces based on
`K. polysporus,
`later expanding the genus to include all
`members of the ‘Saccharomyces complex’ that produce
`deliquescent asci [12].
`With the introduction of nuclear-DNA reassociation
`techniques, a number of studies demonstrated that species
`demarcation from phenotype was often incorrect. Apply-
`ing this method, Price et al. [13] found nine species vari-
`ously assigned to Torulaspora or Saccharomyces to be
`conspeci¢c with Torulaspora delbrueckii, and Vaughan-
`Martini and Kurtzman [14] showed that 16 previously
`described Saccharomyces species were conspeci¢c with
`S. cerevisiae. With the foregoing precedent, it is not sur-
`prising that gene sequence comparisons have shown that
`
`1567-1356 / 03 / $22.00 ß 2003 Federation of European Microbiological Societies. Published by Elsevier B.V. All rights reserved.
`doi:10.1016/S1567-1356(03)00175-2
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 1 of 13
`
`

`

`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`234
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`species assignments among genera of the family Saccharo-
`mycetaceae are often incorrect. From 18S rDNA analyses,
`species of Kluyveromyces and Zygosaccharomyces were
`seen to be interspersed with Saccharomyces species [15].
`Comparisons from cytochrome oxidase II (COX II) [16]
`and from domains 1 and 2 (D1/D2) of large-subunit
`(26S) rDNA [17] showed the same heterogeneity. How-
`ever, none of these single-gene sequence analyses provided
`strong support for basal lineages, leaving in doubt rela-
`tionships among more divergent species. Kurtzman and
`Robnett [18] analyzed relationships among species of the
`‘Saccharomyces complex’ from sequences of 18S, ITS, 5.8S
`and 26S rDNAs, translation elongation factor 1-K (EF1-
`K), mitochondrial small-subunit rDNA and COX II. As
`with previous studies, single-gene phylogenies did not re-
`solve divergent lineages, but analysis of the combined se-
`quences resolved the ca. 80 species compared into 14 well-
`supported clades. Support for basal branches leading to
`these 14 clades was generally not strong, but was sugges-
`tive that the clades could be assigned to three families, the
`Saccharomycetaceae, the Eremotheciaceae, and the Sac-
`charomycodaceae.
`Examination of the 11 clades that comprise the Saccha-
`romycetaceae shows that most presently accepted genera
`include species from other genera (Fig. 1). Most notably,
`Kluyveromyces species are found in six clades, demonstrat-
`ing that the key character for this genus, ascus deliques-
`cence, has no phylogenetic basis. This is not the ¢rst time
`that ascus deliquescence was shown to be phylogenetically
`incongruent. Species of Debaryomyces characteristically
`have persistent asci, but D. udenii is an exception, which
`has led to concerns of misclassi¢cation. Placement of
`D. udenii in Debaryomyces, however, has been supported
`by rDNA sequence analysis [17,19].
`A long-standing goal of yeast systematists has been to
`develop a classi¢cation system based on natural relation-
`ships, thus providing genetic homogeneity and predictive-
`ness to taxon names. This has not been possible when
`using phenotypic characters, but
`the opportunity to
`achieve this goal now appears attainable through phyloge-
`netic analysis of gene sequences. A major problem in uti-
`lizing this new information is determining the basis for
`de¢ning taxa. Avise and Johns [20] proposed a standar-
`dized scheme of biological classi¢cation based on temporal
`emergence of taxa. They acknowledged, however, that
`there is neither su⁄cient well-dated fossil evidence nor
`are there su⁄cient gene sequences to accurately date evo-
`lutionary events to provide the time scale necessary for
`this proposal. Another issue is that of missing taxa. The
`vast majority of yeast species, as well as other microorgan-
`isms, are yet to be discovered, and this limited sampling
`impacts the interpretation of present taxonomic groupings.
`One likely outcome is that somewhat divergent phyloge-
`netically de¢ned genera will be further divided as addi-
`tional species are discovered, and that monotypic genera
`established for isolated species will expand in size as more
`
`species are found. Consequently, genera de¢ned phyloge-
`netically from presently known species will be subject to
`future modi¢cation, but establishing a phylogenetic frame-
`work now will provide direction to future work.
`Kurtzman and Robnett [18] observed that the extent of
`resolution from di¡erent gene sequences varied among
`clades of the Saccharomycetaceae with the primary e¡ect
`being strength of branch support on phylogenetic trees
`rather than disparate evolutionary histories. Phylogenetic
`trees constructed from multiple genes have far greater
`bootstrap support than do single-gene trees, which indi-
`cates that each gene sequence is conveying the same evolu-
`tionary history and contributing to the strength of the
`signal. Combining data has been predicted to increase
`phylogenetic accuracy by increasing signal and dispersing
`noise [21], and any informational con£icts between genes
`are not expected to increase statistical support for a¡ected
`nodes [22]. An alternate approach would be to use whole-
`genome sequence comparisions to achieve more robust
`species phylogenies, which should be possible in the near
`future for taxonomic groups of the size compared here.
`However, because multigene phylogenies are likely to be
`an accurate re£ection of evolutionary history, whole-ge-
`nome comparisons would be expected to provide a re¢ne-
`ment of the present work rather than result in major
`changes.
`Analysis of the multigene dataset presented by Kurtz-
`man and Robnett [18] showed each of the 11 clades of the
`Saccharomycetaceae to be similarly diverged from one an-
`other. Some of the clades, such as Saccharomyces, Toru-
`laspora and Zygosaccharomyces, as well as Eremothecium
`from the Eremotheciaceae, are recognized from phenotype
`as well as from phylogenetic analysis. Using these genera
`as exemplars,
`the remaining phylogenetically de¢ned
`clades have been interpreted as genera. To apply the
`new gene sequence data to development of a phylogenetic
`system for classi¢cation, ¢ve new genera and various new
`combinations are proposed.
`
`2. Materials and methods
`
`2.1. Organisms
`
`The species compared are represented by their type
`strains or equivalent authentic strains when type material
`was a drawing or a herbarium specimen. The strains com-
`pared are listed in Table 1 with culture collection accession
`numbers.
`
`2.2. Phylogenetic analysis
`
`The phylogenetic analysis used for the taxonomic pro-
`posals presented is represented by ¢gure 9 of Kurtzman
`and Robnett [18] and reproduced here as Fig. 1. As de-
`scribed in that study, the phylogenetic tree was derived
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 2 of 13
`
`

`

`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`235
`
`Fig. 1. Phylogenetic tree resolving species of the ‘Saccharomyces complex’ into clades, which are proposed as phylogenetically circumscribed genera.
`This is one of three most parsimonious trees derived from maximum-parsimony analysis of a dataset comprised of nucleotide sequences from 18S, 5.8S/
`alignable ITS, and 26S (three regions) rDNAs, EF-1K, mitochondrial small-subunit rDNA and COX II [18]. Branch lengths, based on nucleotide substi-
`tutions, are indicated by the bar. Bootstrap values v 50% are given. Pichia anomala is the outgroup species, and all species are analyzed from type
`strains.
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 3 of 13
`
`

`

`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`Table 1 (Continued).
`
`Speciesa
`
`T. pha⁄i
`Torulaspora delbrueckii
`T. franciscae
`T. globosa
`T. pretoriensis
`Zygosaccharomyces bailii
`Z. bisporus
`Z. cidri
`Z. fermentati
`Z. £orentinus
`Z. kombuchaensis
`Z. lentus
`Z. mellis
`Z. microellipsoides
`Z. mrakii
`Z. rouxii
`Reference species
`Pichia anomala
`
`Accession numbersb;c
`
`NRRL
`
`Y-8282T
`Y-866T
`Y-17532T
`Y-12650T
`Y-17251T
`Y-2227T
`Y-12626T
`Y-12634T
`Y-1559T
`Y-1560T
`YB-4811T
`Y-27276T
`Y-12628T
`Y-1549T
`Y-12654T
`Y-229T
`
`Other
`
`CBS 4417
`CBS 1146
`CBS 2926
`CBS 764
`CBS 2187
`CBS 680
`CBS 702
`CBS 4575
`CBS 707
`CBS 746
`CBS 8849
`CBS 8574
`CBS 736
`CBS 427
`CBS 4218
`CBS 732
`
`Y-366NT
`
`CBS 5759
`
`aCommonly recognized synonym names are given in parentheses.
`bT = type strain, NT = neotype strain, A = authentic strain, the reference
`strain used when there is no living type or ex-type strain.
`cNRRL = ARS Culture Collection, National Center for Agricultural Uti-
`lization Research, Peoria, IL, USA; CBS = Centraalbureau voor Schim-
`melcultures, Utrecht, The Netherlands; JCM = Japan Collection of Mi-
`croorganisms, Saitama, Japan; IFO = Institute for Fermentation, Osaka,
`Japan; NCYC = National Collection of Yeast Cultures, Norwich, UK.
`
`from maximum-parsimony analysis of a dataset comprised
`of nucleotide sequences from 18S, 5.8S/alignable ITS, and
`26S (three regions) rDNAs, translation elongation factor
`EF-1K, mitochondrial small-subunit rDNA and COX II.
`Analyses were made using PAUP* 4.063a [23], and boot-
`strap values were based on 1000 replications. GenBank
`accession numbers for all nucleotide sequences analyzed
`were previously reported [18].
`Three recently described species of Saccharomyces, i.e.
`S. humaticus, S. naganishii, and S. yakushimaensis were
`not included in the work of Kurtzman and Robnett [18],
`but are included in the present study. Phylogenetic place-
`ment of these three new species near Saccharomyces trans-
`vaalensis and Kluyveromyces sinensis was determined from
`maximum-parsimony analysis of D1/D2 26S rDNA se-
`quences that were provided in the original descriptions
`of these species [24].
`
`3. Results and discussion
`
`The 11 clades of the Saccharomycetaceae resolved from
`multigene phylogenetic analysis are shown in Fig. 1 with
`proposed species assignments to phylogenetically circum-
`scribed genera. Table 2 is a compilation of intra- and in-
`tergeneric divergence among the species compared. Not
`unexpectedly, the clades vary in size with intrageneric dis-
`tances often re£ecting the number of species in each clade.
`
`Accession numbersb;c
`
`NRRL
`
`YB-4302T
`Y-17070T
`Y-65T
`Y-17074T
`Y-1363A
`Y-12970T
`Y-17582A
`Y-1056A
`Y-17231T
`Y-1625T
`Y-7946T
`Y-1613T
`Y-1614T
`Y-1626T
`Y-17529T
`Y-27206T
`Y-17531T
`YB-4510T
`Y-8276T
`Y-17846T
`Y-10934T
`Y-2379T
`Y-1974T
`Y-8279T
`Y-8280T
`Y-8281T
`Y-27343T
`Y-17977T
`Y-8283T
`Y-27222T
`Y-8284T
`Y-8285T
`Y-8286T
`Y-17763T
`Y-27223T
`Y-12624T
`Y-27203T
`Y-27337T
`Y-12630T
`Y-12632NT
`Y-12639T
`Y-12640NT
`
`Y-12651T
`Y-27339T
`Y-27209T
`Y-409T
`Y-27341T
`
`Y-17217NT
`Y-27171NT
`Y-17919T
`Y-12661T
`Y-17920T
`Y-17245T
`Y-27345T
`Y-1556T
`
`Y-12793T
`Y-27308T
`Y-27309T
`Y-27310T
`
`Other
`
`CBS 2685
`CBS 4332
`CBS 138
`CBS 5658
`
`CBS 2608
`CBS 270.75
`CBS 109.51
`CBS 8199
`CBS 465
`CBS 2592
`CBS 313
`CBS 314
`CBS 479
`CBS 2171
`CBS 6463
`CBS 285
`CBS 4438
`CBS 2517
`CBS 7720
`CBS 6284
`CBS 2170
`CBS 2104
`CBS 683
`CBS 2757
`CBS 712
`JCM 10232
`CBS 7738
`CBS 2163
`CBS 7660
`CBS 6340
`CBS 6430
`CBS 2745
`CBS 8242
`CBS 6946
`CBS 380
`CBS 8638
`NCYC 2890
`CBS 4309
`CBS 1171
`CBS 421
`CBS 379
`IFO 10673T
`CBS 3082
`IFO 1802
`CBS 7662
`CBS 6334
`IFO 1815
`IFO 10181T
`CBS 432
`CBS 1538
`CBS 7127
`CBS 4311
`CBS 3019
`CBS 2186
`CBS 8665
`CBS 398
`IFO 1889T
`CBS 821
`IFO 10925
`IFO 10929
`IFO 10899
`
`236
`
`Table 1
`Species compared
`
`Speciesa
`
`Arxiozyma telluris
`Candida castellii
`C. glabrata
`C. humilis
`Eremothecium ashbyi
`E. (Nematospora) coryli
`E. cymbalariae
`E. (Ashbya) gossypii
`E. (Holleya) sinecaudum
`Hanseniaspora guilliermondii
`H. (Kloeckeraspora) occidentalis
`H. (Kloeckeraspora) osmophila
`H. uvarum
`H. valbyensis
`H. (Kloeckeraspora) vineae
`Kazachstania viticola
`Kloeckera lindneri
`Kluyveromyces aestuarii
`K. africanus
`K. bacillisporus
`K. blattae
`K. delphensis
`K. dobzhanskii
`K. lactis var. lactis
`K. lodderae
`K. marxianus
`K. nonfermentans
`K. piceae
`K. polysporus
`K. sinensis
`K. thermotolerans
`K. waltii
`K. wickerhamii
`K. yarrowii
`Saccharomyces barnettii
`S. bayanus
`S. bulderi
`S. cariocanus
`S. castellii
`S. cerevisiae
`S. dairenensis
`S. exiguus
`S. humaticus
`S. kluyveri
`S. kudriavzevii
`S. kunashirensis
`S. martiniae
`S. mikatae
`S. naganishii
`S. paradoxus
`S. pastorianus
`S. rosinii
`S. servazzii
`S. spencerorum
`S. (Pachytichospora) transvaalensis
`S. turicensis
`S. unisporus
`S. yakushimaensis
`Saccharomycodes ludwigii
`Tetrapisispora arboricola
`T. iriomotensis
`T. nanseiensis
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 4 of 13
`
`

`

`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`237
`
`The proposed genus Zygotorulaspora has just two species,
`which are separated by 52 nucleotide di¡erences, whereas
`Zygosaccharomyces has six species with a divergence of
`154 nucleotides and Eremothecium has ¢ve species with a
`divergence of 331 nucleotides. Do these clades represent
`genera? When phylogenetically circumscribed, the genera
`Saccharomyces, Torulaspora, Zygosaccharomyces and Ere-
`mothecium can also be recognized from phenotype. Several
`of the other clades are less easily recognized from available
`phenotypic data, but genetically, they are just as well de-
`¢ned as Saccharomyces. Consequently, these clades, al-
`though phenotypically somewhat heterogenous, appear
`to be phylogenetically circumscribed genera. The following
`proposals of phylogenetically circumscribed genera also
`include a phenotypic description of the taxa. Because
`some of the genera are di⁄cult to recognize from pheno-
`type, a key is provided. Individual species descriptions that
`include known synonyms are given in The Yeasts, A
`Taxonomic Study, 4th edition [25^32] and in Yeasts of
`the World [33].
`
`3.1. Accepted taxa and proposed new genera and new
`combinations for species of the Saccharomycetaceae
`
`3.1.1. Kazachstania Zubkova (1971)
`
`reproduction.
`description. Vegetative
`3.1.1.1. Genus
`Asexual reproduction is by multilateral budding on a nar-
`row base. Cells are spheroidal, ovoidal or elongate. Pseu-
`
`dohyphae may be formed, but true hyphae are not pro-
`duced.
`Ascospore formation. Asci may be unconjugated or
`show conjugation between independent cells or between
`a cell and its bud. Asci may be deliquescent or persistent
`and produce 1^16 or more ascospores that are spherical,
`ovoidal or elongate. Ascospore surfaces may be roughened
`or smooth.
`Physiology/biochemistry. Glucose is fermented and most
`species ferment and assimilate galactose. Cadaverine, L-
`lysine and ethylamine are seldom utilized as nitrogen sour-
`ces. Nitrate is not utilized. Coenzyme Q-6 is produced.
`The diazonium blue B reaction is negative.
`Comments on the genus. The Kazachstania clade,
`although moderately well supported basally, has a rela-
`tively large number of poorly supported internal nodes.
`Besides the genes analyzed for Fig. 1, Kurtzman and Rob-
`nett [18] also sequenced actin-1 and RNA polymerase II in
`an unsuccessful attempt to better resolve internal lineages.
`The species Kluyveromyces africanus, Kazachstania vitico-
`la and Saccharomyces martiniae are particularly subject to
`movement within the clade, depending on the outgroup
`used in phylogenetic analysis. For this reason, the entire
`clade is treated as a single genus, but it seems likely that
`the clade will resolve into three main lineages if a larger
`number of gene sequences are included in the phylogenetic
`analysis.
`The genus Kazachstania was validly described by Zub-
`kova in 1971 [34] and therefore has taxonomic priority
`
`Table 2
`Extent of intrageneric and intergeneric nucleotide changes among members of the Saccharomycetaceae, Eremotheciaceae and Saccharomycodaceae from
`analysis of a multigene dataseta
`
`Genus
`
`Intrageneric
`nucleotide changes
`
`Intergeneric nucleotide changes
`
`Kaz. Nau.
`
`Nak.
`
`Tet.
`
`Van.
`
`Zyg.
`
`Z’tor. Tor.
`
`Lac.
`
`Klu.
`
`Ere. Han.
`
`S’my.
`
`101
`
`104
`75
`
`96
`115
`118
`
`181
`200
`203
`155
`
`160
`179
`182
`134
`77
`
`166
`185
`188
`140
`181
`160
`
`206
`225
`228
`180
`221
`200
`138
`
`177
`196
`199
`151
`192
`171
`109
`69
`
`Saccharomyces (7)b
`88
`412
`Kazachstania (21)
`345
`431
`Naumovia (2)
`106
`434
`Nakaseomyces (4)
`197
`386
`340c
`Tetrapisispora (5)
`427
`Vanderwaltozyma (2)
`99
`406
`Zygosaccharomyces (6)
`154
`344
`Zygotorulaspora (2)
`52
`350
`Torulaspora (5)
`105
`321
`Lachancea (5)
`115
`274
`Kluyveromyces (6)
`129
`266
`Eremothecium (5)
`331
`242
`297d
`Hanseniaspora (7)
`150
`Saccharomycodes (1)
`(1 sp.)
`(1 sp.)
`aThe multigene dataset used is comprised of nucleotide sequences from 18S, 5.8S/alignable ITS, and 26S (three regions) rDNAs, EF-1K, mitochondrial
`small-subunit rDNA and COX II. The dataset was pruned of all potentially ambiguously aligned regions resulting in 4962 characters of which 929 were
`parsimony informative. Distances are summations of branch lengths given on a phylogenetic tree derived from maximum-parsimony analysis (dataset
`used for ¢gure 9 of Kurtzman and Robnett [18]). Intrageneric distances are based on the two most distantly related species of each genus. Intergeneric
`distances are the sum of nucleotide changes separating the basal nodes of the genera compared. All species are represented by type, neotype, or authen-
`tic strains as listed in Table 1.
`bNumber of recognized species is given in parentheses and includes associated anamorphic species (Candida, Kloeckera).
`cIntrageneric divergence in Tetrapisispora was 107 nucleotide changes with the exclusion of T. blattae.
`dDivergence in the H. valbyensis clade is 65 nucleotide changes, and 54 changes in the H. vineae clade.
`
`194
`213
`216
`168
`209
`188
`126
`132
`103
`
`232
`251
`254
`206
`247
`226
`164
`170
`141
`94
`
`270
`289
`292
`244
`285
`264
`202
`208
`179
`132
`124
`
`416
`435
`438
`390
`431
`410
`348
`354
`325
`278
`270
`246
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 5 of 13
`
`

`

`238
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`Basionym: Saccharomyces barnettiiVaughan-Martini.
`Antonie van Leeuwenhoek 68, 116. 1995.
`(Middelhoven, Kurtzman p
`3. Kazachstania bulderi
`Vaughan-Martini) Kurtzman comb. nov.
`Basionym:
`Saccharomyces
`bulderi Middelhoven,
`Kurtzman p Vaughan-Martini. Antonie van Leeu-
`wenhoek 77, 224. 2000.
`4. Kazachstania exigua (Reess ex E.C. Hansen) Kurtz-
`man comb. nov.
`Basionym: Saccharomyces exiguus Reess ex E.C.
`Hansen. C.R. Trav. Lab. Carlsberg 2, 146. 1888.
`5. Kazachstania humatica (Mikata p Ueda-Nishimura)
`Kurtzman comb. nov.
`Basionym: Saccharomyces humaticus Mikata p
`Ueda-Nishimura. Int. J. Syst. Evol. Microbiol. 51,
`2193. 2001.
`6. Kazachstania kunashirensis (James, Cai, Roberts p
`Collins) Kurtzman comb. nov.
`Basionym: Saccharomyces kunashirensis James, Cai,
`Roberts p Collins. Int. J. Syst. Bacteriol. 47, 458.
`1997.
`7. Kazachstania lodderae (van der Walt p Tscheuschner)
`Kurtzman comb. nov.
`Basionym: Saccharomyces lodderae (as S. lodderi) van
`der Walt p Tscheuschner. Antonie van Leeuwenhoek
`23, 188. 1957.
`8. Kazachstania martiniae (James, Cai, Roberts p Col-
`lins) Kurtzman comb. nov.
`Basionym: Saccharomyces martiniae James, Cai, Rob-
`erts p Collins. Int. J. Syst. Bacteriol. 47, 458. 1997.
`9. Kazachstania naganishii (Mikata, Ueda-Nishimura p
`Hisatomi) Kurtzman comb. nov.
`Basionym: Saccharomyces naganishii Mikata, Ueda-
`Nishimura p Hisatomi. Int. J. Syst. Evol. Microbiol.
`51, 2191. 2001.
`10. Kazachstania piceae (Weber p Spaaij) Kurtzman
`comb. nov.
`Basionym: Kluyveromyces piceae Weber p Spaaij. An-
`tonie van Leeuwenhoek 62, 240. 1992.
`11. Kazachstania rosinii (Vaughan-Martini, Barcaccia p
`Pollacci) Kurtzman comb. nov.
`Basionym: Saccharomyces rosinii Vaughan-Martini,
`Barcaccia p Pollacci. Int. J. Syst. Bacteriol. 46, 616.
`1996.
`12. Kazachstania servazzii (Capriotti) Kurtzman comb.
`nov.
`Basionym: Saccharomyces servazzii Capriotti. Ann.
`Microbiol. Enzimol. 17, 83. 1967.
`13. Kazachstania sinensis (Li, Fu p Tang) Kurtzman
`comb. nov.
`Basionym: Kluyveromyces sinensis Li, Fu p Tang.
`Acta Microbiol. Sin. 30, 96. 1990.
`14. Kazachstania spencerorum (Vaughan-Martini) Kurtz-
`man comb. nov.
`spencerorum Vaughan-
`Basionym: Saccharomyces
`Martini. Antonie van Leeuwenhoek 68, 116. 1995.
`
`Fig. 2. Phylogenetic tree showing placement of Saccharomyces humati-
`cus, S. naganishii and S. yakushimaensis with representative species of
`the Kazachstania clade. Represented by one of three most parsimonious
`trees derived from maximum-parsimony analysis of D1/D2 26S rDNA
`sequences. Tree length = 104, consistency index = 0.923, retention in-
`dex = 0.917 and rescaled consistency index = 0.846. Type strains were an-
`alyzed for all species. GenBank accession numbers follow species names.
`Branch lengths, based on nucleotide substitutions, are the lower num-
`bers and bootstrap values v 50% are given above the branches. Kluy-
`veromyces polysporus was the outgroup species in the analysis.
`
`over Arxiozyma van der Walt p Yarrow (1984) [35] and
`Pachytichospora van der Walt (1978) [36], two closely re-
`lated monotypic genera also included in this clade. Species
`of this clade that are currently assigned to Saccharomyces
`or Kluyveromyces must be transferred to Kazachstania as
`new combinations because they are not members of either
`Saccharomyces or Kluyveromyces as now de¢ned. Recog-
`nition of the genus Kazachstania from phenotype alone is
`di⁄cult because the species assigned have little de¢nitive
`group-speci¢c morphology and their restricted responses
`on the standard tests used in yeast taxonomy do not reli-
`ably separate them from certain species in other genera.
`Lack of phenotypic identity is not peculiar to Kazachsta-
`nia species, but is characteristic of many species in the
`‘Saccharomyces complex’, which has led to past uncertain-
`ties about genus assignments. Assignment to Kazachstania
`of the three newly described species Saccharomyces huma-
`ticus, S. naganishii and S. yakushimaensis was made from
`phylogenetic analysis of D1/D2 26S rDNA sequences,
`which places these three species near ‘Saccharomyces
`transvaalensis’ and ‘Kluyveromyces sinensis’ in the Kazach-
`stania clade (Fig. 2).
`
`3.1.1.2. Species accepted.
`1. Kazachstania africana (van der Walt) Kurtzman comb.
`nov.
`Basionym: Kluyveromyces africanus van der Walt. An-
`tonie van Leeuwenhoek 22, 325. 1956.
`2. Kazachstania barnettii
`(Vaughan-Martini) Kurtzman
`comb. nov.
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 6 of 13
`
`

`

`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`239
`
`15. Kazachstania turicensis (Wyder, Meile p Teuber)
`Kurtzman comb. nov.
`Basionym: Saccharomyces turicensis Wyder, Meile p
`Teuber. Syst. Appl. Microbiol. 22, 423. 1999.
`16. Kazachstania telluris (van der Walt) Kurtzman comb.
`nov.
`Basionym: Saccharomyces telluris (as S. tellustris) van
`der Walt. Antonie van Leeuwenhoek 23, 27. 1957.
`17. Kazachstania transvaalensis (van der Walt) Kurtzman
`comb. nov.
`transvaalensis van der
`Basionym: Saccharomyces
`Walt. Antonie van Leeuwenhoek 22, 192. 1956.
`18. Kazachstania unispora (Jo«rgensen) Kurtzman comb.
`nov.
`Basionym: Saccharomyces unisporus Jo«rgensen. Die
`Mikroorganismen der Ga«rungsindustrie, 5te Au£., p.
`371, 1909. P. Parey, Berlin.
`19. Kazachstania viticola Zubkova (1971) (type species of
`the genus Kazachstania).
`20. Kazachstania yakushimaensis (Mikata p Ueda-Nishi-
`mura) Kurtzman comb. nov.
`Basionym: Saccharomyces yakushimaensis Mikata p
`Ueda-Nishimura. Int. J. Syst. Evol. Microbiol. 51,
`2194. 2001.
`
`3.1.2. Kluyveromyces Kurtzman, Lachance, Nguyen p
`Prillinger nom. cons. (2001)
`
`reproduction.
`description. Vegetative
`3.1.2.1. Genus
`Asexual reproduction is by multilateral budding on a nar-
`row base. Cells are spheroidal, ovoidal or elongate. Pseu-
`dohyphae may be formed, but true hyphae are not pro-
`duced.
`Ascospore formation. Asci may be unconjugated or
`show conjugation between independent cells or between
`a cell and its bud. Asci are deliquescent at maturity
`and produce 1^4 spherical, ovoidal or reniform ascospores.
`Physiology/biochemistry. With the exception of one spe-
`cies, glucose is fermented and all species assimilate galac-
`tose. Cadaverine, L-lysine and ethylamine are generally
`utilized as nitrogen sources. Nitrate is not utilized. Coen-
`zyme Q-6 is produced. The diazonium blue B reaction is
`negative.
`Comments on the genus. Species previously described as
`Kluyveromyces are distributed among six clades (Fig. 1),
`demonstrating the polyphyly of this genus when de¢ned
`from the character of ascus deliquescence. Lachance [28]
`has reviewed the history of the genus and discussed pos-
`sible species groupings based on phenotype, genotype and
`habitat speci¢city. In view of molecular, physiological,
`ecological and biotechnological considerations, Kurtzman
`et al.
`[37] proposed to conserve Kluyveromyces with
`K. marxianus as the conserved type species. This resulted
`in assignment of the six known species of the K. marx-
`ianus clade to the newly conserved Kluyveromyces. Nau-
`mov [38] and Naumov and Naumova [39] have argued
`
`that these six species should be placed in the genus Zygo-
`fabospora, but
`the proposal of Kurtzman et al.
`[37]
`pointed out that the genus Zygofabospora was ambigu-
`ously conceived, and that changing the genus name of
`the widely known and biotechnologically important spe-
`cies K. marxianus and K. lactis after more than 30 years
`assignment to Kluyveromyces is incompatible with Article
`14.2 of the International Code of Botanical Nomenclature
`[40], which proposes nomenclatural stability for well-
`known species.
`
`(Dombrowski) van der Walt
`
`3.1.2.2. Species accepted.
`1. Kluyveromyces aestuarii (Fell) van der Walt (1971).
`2. Kluyveromyces dobzhanskii (Shehata, Mrak p Pha¡)
`van der Walt (1971).
`Kluyveromyces
`lactis
`(1971).
`3.1. Kluyveromyces lactis (Dombrowski) van der
`Walt var. lactis (1986).
`3.2. Kluyveromyces lactis var. drosophilarum (Sheha-
`ta, Mrak p Pha¡) Sidenberg p Lachance
`(1986).
`4. Kluyveromyces marxianus (E.C. Hansen) van der Walt
`(1971) (type species of the genus Kluyveromyces nom.
`cons.).
`5. Kluyveromyces nonfermentans Nagahama, Hamamo-
`to, Nakase p Horikoshi (1999).
`6. Kluyveromyces wickerhamii (Pha¡, M. W. Miller p
`Shifrine) van der Walt (1971).
`
`3.1.3. Lachancea Kurtzman gen. nov.
`
`3.1.3.1. Latin diagnosis of Lachancea Kurtzman gen.
`nov.. Asci conjugati vel
`inconjugati, habentes 1^4 asco-
`sporae globosae et rumpuntur vel non rumpuntur. Cellulae
`vegetativae globosae, ellipsoideae aut elongatae. Pseudohy-
`phae ¢unt raro; non ¢unt hyphae verae. Glucosum et alius
`saccharas fermentantur. Cadaverinum, L-lysinum et ethyla-
`minum plerumque assimilantur. Nitras kalicus non assimi-
`lantur. Systema coenzymatis Q-6 adest. Diazonium caeruli-
`an B non
`respondens. Species
`typica: Lachancea
`thermotolerans (Filippov) Kurtzman comb. nov.
`
`reproduction.
`description. Vegetative
`3.1.3.2. Genus
`Asexual reproduction is by multilateral budding on a nar-
`row base. Cells are spheroidal, ovoidal or elongate. Pseu-
`dohyphae may be formed, but true hyphae are not pro-
`duced.
`Ascospore formation. Asci may be unconjugated or
`show conjugation between independent cells or between
`a cell and its bud. Asci may be deliquescent or persistent
`and produce 1^4 spherical ascospores.
`Physiology/biochemistry. Glucose and at least one other
`sugar are fermented. Galactose is assimilated by nearly all
`species. Cadaverine, L-lysine and ethylamine are generally
`utilized as nitrogen sources, but nitrate is not utilized.
`
`LCY Biotechnology Holding, Inc.
`Ex. 1041
`Page 7 of 13
`
`

`

`Downloaded from https://academic.oup.com/femsyr/article/4/3/233/562841 by guest on 27 June 2024
`
`240
`
`C.P. Kurtzman / FEMS Yeast Research 4 (2003) 233^245
`
`Coenzyme Q-6 is produced. The diazonium blue B reac-
`tion is negative.
`Comments on the genus. The ¢ve species assigned to
`this newly described genus were formerly members of
`Kluyveromyces, Saccharomyces and Zygosaccharomyces.
`Despite di¡erences in the morphology of their ascosporic
`states, the species share many similarities in physiology
`and habitat. The somewhat low bootstrap support for
`the basal node of this genus results from inclusion of the
`former Saccharomyces kluyveri, which may eventually
`serve as type species for a sister genus.
`The genus is named in honor of Dr. Marc-Andre¤ La-
`chance, University of Western Ontario, London, Ontario,
`Canada, for his many contributions to yeast systematics
`and ecology.
`
`3.1.3.3. Species accepted.
`1. Lachancea cidri (Legakis) Kurtzman comb. nov.
`Basionym: Saccharomyces cidri Legakis. A contribu-
`tion to the study of the yeast £ora of apples and apple
`wine. Thesis. University of Athens, Greece. 1961 (cf.
`van der Walt, p. 609, 1970 [7]).
`2. Lachancea fermentati (H. Naganishi) Kurtzman comb.
`nov.
`Basionym: Zygosaccharomyces fermentati H. Naga-
`nishi. J. Zymol. 6, 1. 1928.
`3. Lachancea kluyveri (Pha¡, M. W. Miller p Shifrine)
`Kurtzman comb. nov.
`Basionym: Saccharomyces kluyveri Pha¡, M. W. Miller
`p Shifrine. Antonie van Leeuwenhoek 22, 159. 1956.
`4. Lachancea thermotolerans (Filippov) Kurtzman comb.
`nov. (type species of the genus Lachancea).
`Basionym: Zygosaccharomyces
`thermotolerans Filip-
`pov. Arb. Zentr. Biochem. Forsch. Inst. Nahrungs-u.
`Genussmittel-Ind. 2, 26. 1932.
`5. Lachancea waltii (K. Kodama) Kurtzman comb. nov.
`Basionym: Kluyveromyces waltii K. Kodama. J. Ferm.
`Technol. 52, 609. 1974.
`
`3.1.4. Nakaseomyces Kurtzman gen. nov.
`
`3.1.4.1. Latin diagnosis of Nakaseomyces Kurtzman gen.
`nov.. Asci conjugati vel inconjugati, rumpuntur, habentes
`1^8 ascosporae reniformes aut bacilliformes. Cellulae vege-
`tativae globosae, ellipsoideae aut elongatae. Non ¢unt pseu-
`dohyphae et hyphae verae. Glucosum fermentantur. Cadav-
`erinum, L

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket