throbber
Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`R E V I E W
`Open Access
`Carbon source dependent promoters in yeasts
`Katrin Weinhandl1, Margit Winkler1, Anton Glieder1 and Andrea Camattari2*
`
`Abstract
`
`Budding yeasts are important expression hosts for the production of recombinant proteins.
`The choice of the right promoter is a crucial point for efficient gene expression, as most regulations take place at
`the transcriptional level. A wide and constantly increasing range of inducible, derepressed and constitutive
`promoters have been applied for gene expression in yeasts in the past; their different behaviours were a reflection
`of the different needs of individual processes.
`Within this review we summarize the majority of the large available set of carbon source dependent promoters for
`protein expression in yeasts, either induced or derepressed by the particular carbon source provided. We examined
`the most common derepressed promoters for Saccharomyces cerevisiae and other yeasts, and described carbon
`source inducible promoters and promoters induced by non-sugar carbon sources. A special focus is given to
`promoters that are activated as soon as glucose is depleted, since such promoters can be very effective and offer
`an uncomplicated and scalable cultivation procedure.
`
`Introduction
`Recombinant protein production in yeast has repre-
`sented, in the last thirty years, one of the most import-
`ant tools of modern biotechnology. The possibility to
`express a high amount of a single protein, separated
`from its original context, allowed major leaps forward in
`the understanding of many cellular functions and en-
`zymes. However, since every host has its specific genetic
`system, species-specific tools have been established for
`each individual host/vector combination. In particular,
`promoters drive the transcription of the gene of interest
`and therefore are key parts of efficient expression sys-
`tems to produce recombinant proteins. Furthermore ex-
`pression of enzyme cascades and whole heterologous or
`synthetic pathways fully relies on a tool box of pro-
`moters with different sequence and properties.
`Typically, there are two major choices concerning tran-
`scription of a gene of interest: inducible or constitutive pro-
`moters. The decision for one of these alternatives depends
`on the specific requirements of a bioprocess and the prop-
`erties of the target protein to be produced. Constitutive ex-
`pression, performed by a range of very strong promoters
`like PGAP (glycerinaldehyde-3-phosphate dehydrogenase)
`[1], PPGK1 (3-Phosphoglyceratekinase) [2] or PTEF1 (transla-
`tion elongation factor) [3] from Saccharomyces cerevisiae is
`
`* Correspondence: andrea.camattari@tugraz.at
`2Institute of Molecular Biotechnology, Technical University Graz, Graz, Austria
`Full list of author information is available at the end of the article
`
`not always preferable, since recombinant proteins can have
`a toxic effect on their host organism at constantly high ex-
`pression level.
`Controllable gene expression can be achieved with indu-
`cible and derepressed promoters. Most of these inducible
`promoters are responsive to catabolite repression or react
`to other environmental conditions, such as stress, lack or
`accumulation of essential amino acids, ion concentrations
`inside the cell and others [4-6]. For practical applications,
`carbon source dependent promoters have the main advan-
`tage in the segregation of the host growth phase from the
`protein production phase, allowing maximizing growth
`before inducing a potentially burdening expression phase.
`Very recently, Da Silva & Srikrishnan have summarized
`important tools for controlled gene expression and meta-
`bolic engineering in S. cerevisiae, such as useful vectors,
`promoters and the procedure of chromosomal integration
`of recombinant genes [7].
`In order to categorize a large amount of information,
`and due to its practical importance, in this review we de-
`scribe the various promoters according to their basic be-
`havior in relation to carbon sources. This includes the
`most essential regulatory elements and mechanisms of
`carbon source regulation as described by the main chap-
`ters of this review: glucose repression in yeast and pro-
`moters which are either induced by simple de-repression
`or induced by carbohydrates or other non sugar carbon
`sources.
`
`© 2014 Weinhandl et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the
`Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use,
`distribution, and reproduction in any medium, provided the original work is properly cited. The Creative Commons Public
`Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this
`article, unless otherwise stated.
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 1 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 2 of 17
`
`Wherever possible, special emphasis is given on the
`applicability of individual promoters in different hosts
`and application spectra for industrial protein synthesis.
`Figure 1 gives an overview of the particular target pro-
`moters described within this work and their localization
`in the yeast cell metabolism.
`
`Glucose repression in yeasts
`Glucose is a favored carbon and energy source in yeast.
`Glucose repression and derepression essentially concern
`genes involved in oxidative metabolism and TCA (tri-
`carboxylic acid) cycle, genes encoding for the metabolism
`of alternative carbon sources (e.g. sucrose, maltose, gal-
`actose), or genes for gluconeogenesis [8-10]. In presence
`of glucose, decrease in transcription or translation at the
`gene level or increase in protein degradation at the pro-
`tein level are the most common mechanism to regulate
`the gene products involved [11].
`In an early attempt to clarify carbon source dependence
`in S. cerevisiae, Gancedo has listed the elements of catab-
`olite repression in yeast, focusing on regulatory elements
`on transcriptional level (Table 1), which was extended to
`additional proteins such as Oaf1 or Mig2 and Mig3.
`
`The current understanding of the mechanism of glucose
`derepression suggests that first of all the presence of glu-
`cose has to be signaled to the related genes. This signal
`transduction is likely performed by hexose transporters
`(HXT-gene products, Rgt2, Snf3) and hexokinases (HXK
`gene products). In yeast cells, a fully functional hexose
`transport is essential to provide functional glucose repres-
`sion events, since repression is prompted by uptake and
`metabolism of glucose [13]. This is consistent with the
`phenotype of a HXT deletion strain [14], and also with the
`observation that the AMP/ATP ratio reflects the glucose
`level inside the cell (a high AMP/ATP ratio leads to activa-
`tion of Snf1 [9], a kinase directly involved in gene regula-
`tion by carbon sources). However, most
`likely the
`processed metabolite of monosaccharides in the cell–glu-
`cose-6-phosphate–is the main signal that activates glucose
`repression [15].
`The event of glucose repression usually follows glucose
`level recognition, by repressors belonging to the Mig fam-
`ily comprising a group of C2H2-zinc-finger DNA-binding
`proteins. This family takes the name after Mig1, the most
`important repressor protein in this context, regulating the
`majority of glucose repressed genes (Figure 2).
`
`Figure 1 Target genes for inducible (orange) and derepressed (blue) carbon source dependent promoters in yeasts and their
`localization in the metabolism.
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 2 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 3 of 17
`
`Table 1 Promoter interacting elements of catabolite
`repression in Saccharomyces cerevisiae (as reviewed
`in [10], [11], [12])
`Element
`Designation Function
`Activator (DNA-
`Hap2/3/4/5
`Activates transcription of proteins for
`binding proteins)
`complex
`respiratory functions
`
`Gal4
`
`Mal63
`
`Adr1, Cat8,
`Sip4
`
`Oaf1
`
`Activates transcription of proteins for
`galactose and melobiose metabolism
`
`Activates transcription of proteins for
`maltose utilization
`
`Activates transcription of proteins for
`ethanol, glycerol and lactate
`utilization, as well as for
`gluconeogenic proteins
`
`Activates transcription of proteins for
`oleate utilization
`
`Repressor (DNA-
`binding proteins)
`
`Mig1 (Mig2,
`Mig3)
`
`Recruits Ssn6-Tup1 complex (repressor
`complex) in glucose repressed genes
`
`Intermediate
`elements
`
`Snf1
`
`Glc7
`
`Protein kinase (in complex with Snf4);
`derepression of glucose-repressed
`genes by phosphorylation of Mig1
`
`Protein phosphatase;
`dephosphorylation of Snf1
`
`Glucose signaling Hxt-proteins Hexose transporter
`
`Snf3
`
`Rgt2
`
`Glucose transporter
`
`Glucose transporter
`
`Hxk-proteins Hexokinase
`
`Phosphorylation of glucose
`
`At high glucose level, Mig1 is transferred from the
`cytoplasm into the nucleus, where it binds a GC-rich
`recognition site in the promoter sequence (for consensus
`sequences see Table 2), and recruits a repressor complex
`consisting of Ssn6-Tup1 [17-19]. Using SUC2 promoter
`as a reporter system, it has been observed that the bind-
`ing of Mig1 leads to a conformational change of the
`chromatin structure, further reinforced by Tup1 inter-
`action with histones H3 and H4. Consequently, tran-
`scription initiating factors (such as Sip4) have no access
`to their binding sites [20].
`
`Many glucose repressed genes, for example hexose trans-
`porters (e.g. MTH1, HXT4, HXK1), are solely affected by
`Mig1-repression. However,
`two more Mig repressors
`(Mig2 and Mig3) are reported to be involved in glucose
`repression, by partly assisting Mig1 in a synergistic way
`(e.g. ICL1, ICL2, GAL3, HXT2, MAL11, MAL31, MAL32,
`MAL33, MRK1, SUC2 are repressed by Mig1 and Mig2) or
`taking over complete repression events in some genes
`without the intervention of Mig1 activity (SIR2 is repressed
`by Mig3). The involvement of a particular Mig repressor
`in gene expression is strongly correlated to glucose con-
`centrations inside the cell, as has been observed for HXT
`genes [10].
`Generally, MIG1 from several yeast species are highly
`conserved, but there are some differences in regulation
`of homologous genes in different yeasts. One example is
`GAL4 of Saccharomyces cerevisiae, which is regulated by
`Mig1 as described above, although GAL4 homologue
`LAC9 in Kluyveromyces lactis is triggered by a regulatory
`function of KlGAL1 and has no Mig1 binding site [18].
`As soon as glucose is depleted, the protein kinase Snf1
`is activated, mediating the release of Mig1 and the repres-
`sor complex by phosphorylation. Subsequently, Mig1 is
`exported from the nucleus, the promoter is derepressed
`and the gene expression gets activated [8]. Again, in the
`SUC2 expression model, the ATPase activity of the com-
`plex Swi/Snf triggers an ATP-dependent change of nucleo-
`somal structure (chromatin remodeling) and facilitates the
`binding of transcription factors [20,23]. Consequently,
`activator proteins are binding to particular consensus
`sequences (Table 2) and initiate transcription [21,22,24].
`
`Promoters derepressed by carbon source depletion
`The peculiarity of all these promoters (Table 3), all in-
`duced at low glucose levels, lays in the lack of a proper
`induction for their activity. Such a behavior, in fact, rep-
`resents also a reason for interest in potential applica-
`tions, as the expression of the protein of interest does
`not start during cell growth, when the carbon source is
`typically abundant, but only at
`the late exponential
`
`Figure 2 Mechanism of glucose repression in yeast; modified from [16].
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 3 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 4 of 17
`
`Table 2 DNA-motifs for regulator protein binding in
`natural promoter sequences of carbon source dependent
`S. cerevisiae promoters
`DNA-binding protein
`Mig1
`
`Consensus sequence
`SYGGGG
`
`Reference
`[11]
`
`Gal4
`
`Mal63
`
`Cat8
`
`Sip4
`
`Adr1
`
`Oaf1
`
`Hap2
`
`CGGASGACAGTCSTCCG
`
`GAAAWTTTCGC
`
`YCCNYTNRKCCG
`
`TCCATTSRTCCGR
`
`TTGGRG
`
`CGGN3TNAN9-12CCG
`TNATTGGT
`
`[11]
`
`[11]
`
`[21]
`
`[21]
`
`[22]
`
`[22]
`
`[22]
`
`phase, allowing de facto a regulated gene expression
`without external induction step. The advantage of these
`promoters is even more promising moving from batch
`cultivations to fed-batch processes: during the feeding
`phase, a strict control on growth rate (and, in turns, on
`carbon source concentration in the fermenter) can be
`easily achieved, hence having a tight control on recom-
`binant protein production with relatively simple fermen-
`tation procedures.
`These promoter regions attract the binding of special
`transcription factors (e.g. Adr1), but as long as the car-
`bon source is available, the chromatin structure is orga-
`nized in such a way that the promoter is inaccessible to
`the activator protein. In the case of glucose, when its
`concentrations decreases, dephosphorylation of DNA-
`binding domains (as well as acetylation of histones H3
`and H4) occurs, leading to a conformational change of
`the DNA region. Subsequently, the promoter region is
`accessible and gene expression can be activated by the
`activator protein without any induction signal [38].
`Recently, Thierfelder and colleagues presented a new
`set of plasmids for Saccharomyces cerevisiae, containing
`several glucose dependent promoters induced at a low
`level of glucose (PHXK1, PYGR243, PHXT4, PHXT7; [39]). In
`Pichia pastoris, a set of 6 novel glucose dependent pro-
`moters was described; promoters of hexose transporters,
`of a mitochondrial aldehyde dehydrogenase and of some
`proteins with unknown function were represented in this
`list. Generally, all of them were also activated during
`glucose starvation [40].
`
`Hexose transporter genes in S. cerevisiae and other yeasts
`Hexose transporters in S. cerevisiae are encoded by 17
`HXT genes. Some of them are induced (e.g. HXT1),
`whereas others are repressed by high levels of glucose (e.
`g. HXT2, HXT4, HXT7) [41]. In this section we will
`focus on the glucose-repressed fraction of HXT genes,
`that includes all high-affinity glucose transporters. In
`addition, high-affinity hexose transporters from other
`
`yeasts, that may have the potential of good promoter ac-
`tivity, will be discussed.
`Hexose transporter proteins Hxt2, 4, 6 and 7 in S. cerevi-
`siae are repressed by high glucose concentration, and
`induced when glucose concentration decreases below a
`certain level [39]. Two independent transcription repres-
`sion mechanisms apply, mediated respectively by Mig re-
`pressor (high glucose level) or by Rgt1, a C6-zinc cluster
`(no glucose). Both proteins are responsible for recruiting
`the Ssn6-Tup1 complex [29]. While derepression upon
`Mig1 release is dependent by Snf1, Rgt1 dissociation re-
`quires Grr1-mediated phosphorylation, which is dependent
`from Mth1 and Std1 activities [42]. Interestingly, another
`regulatory complex, depending on pH and the correspond-
`ing altered calcineurin pathway, was hypothesized. This as-
`sumption is based on observations on HXT2 regulation:
`after shifting the media pH to 8, the expression of HXT2
`reaches a plateau, while in snf1 mutant strains the expres-
`sion was not completely inhibited. It was suggested that
`HXT2 promoter might be a target for the transcription fac-
`tor Crz1, which is active at high pH and activates the cal-
`cineurin pathway, a response to environmental stress in
`yeast. Also related to pH shift, although to a lesser extent,
`is the induction of HXT7 and other glucose dependent
`proteins like Hxk1, Tps1, and Ald4. Overall, the response
`to alkaline stress of genes involved in glucose utilization
`suggests an impairment of glucose metabolism, probably
`due to a disturbed electrochemical gradient and subse-
`quent uptake of nutrient through the cell wall: a sudden
`increase of pH value is a signal for the activation of stress
`responsive enzymes (e.g. superoxide dismutase, SOD) in
`order to maintain an appropriate pH for a functioning
`electrochemical gradient [27].
`Many hexose transporter genes are not well described
`yet. Greatrix and colleagues compared the expression levels
`of HXT1-17. HXT13, for example, showed similar induc-
`tion characteristics as HXT2 (i.e. induction at 0.2% w/v glu-
`cose). Furthermore, HXT6, closely related to HXT7,
`is
`induced at low glucose concentrations [43], but its expres-
`sion is more dependent on the Mig2 repressor [10].
`HXT7 seems to bind glucose with the highest affinity
`among all glucose transporters, and this fact is associ-
`ated to a strong induction at low glucose level. The
`HXT7 promoter region turned out to be suitable for re-
`combinant protein production in yeast and was com-
`pared to other yeast promoters (PTEF1, PADH1, PTPI1,
`PPGK1, PTDH3 and PPYK1) using lacZ as a reporter gene.
`Among them, PHXT7 was stated as the strongest pro-
`moter in continuous culture with limited glucose level
`[44]. Also in comparison with PADH1 for SUC2- and
`GFP-expression, respectively, PHXT7 produced promising
`results [25].
`A variant of PHXT7 (PHXT7-391, 5′ deletion [26]), show-
`ing strong constitutive expression, was applied for
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 4 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 5 of 17
`
`Table 3 Yeast promoters derepressed by gradual glucose consumption (repressed by glucose), and respective known
`regulator elements and binding sites
`Promoter
`Protein function
`Organism Derepressed by: (strength)
`
`Ref.
`
`DNA-binding target
`Regulating
`protein
`sequence
`No information available
`
`−590 to −579
`−430 to −424
`−393 to −387
`−504 to −494
`−427 to −415
`−291 to −218
`−226 to −218
`−645 to −639
`
`No information
`available
`
`Rgt1
`
`Mig1
`
`UAS
`
`Activator protein?
`
`Rgt1
`
`Mig2
`
`[25]
`[26]
`
`[27]
`[28]
`
`[27]
`
`[29]
`
`[29]
`
`[28]
`
`[10]
`
`[30]
`
`[31]
`
`[20]
`
`High affinity hexose
`transporter
`
`High affinity hexose
`transporter
`
`S. cerevisiae
`
`Low glucose level (10-15×)
`
`S. cerevisiae
`
`Low glucose level (10-15×)
`
`HXT7
`
`HXT2
`
`HXT4
`
`HXT6
`
`KHT2
`
`High affinity hexose
`transporter
`
`High affinity hexose
`transporter
`
`High affinity hexose
`transporter
`
`HGT9, 10, 12,
`17
`
`High affinity hexose
`transporter
`
`SUC2
`
`Invertase
`
`S. cerevisiae
`
`Low glucose level
`
`S. cerevisiae
`
`Low glucose level (10×)
`
`K. lactis
`
`Low glucose level (2×)
`
`No information available
`
`C. albicans
`
`Low glucose level
`
`No information available
`
`S. cerevisiae
`
`Sucrose low glucose level
`(200×)
`
`Mig1/2
`
`Sko1
`
`Low glucose level (100×)
`
`−499 to −480
`−442 to −425
`−627 to −617
`−650 to −418
`−133
`−319 to −292
`−291 to ??
`Low glucose level (10×), lactate −651 to −632
`−1321 to −1302
`−660 to −649
`−1447 to −1436
`−739 to −727
`−245 to −112
`−507 to −430
`
`Low glucose level, glycerol
`
`UAS
`
`RNA-Pol II
`
`Cat8
`
`Adr1
`
`Cat8
`
`Mig1
`
`Abf1
`
`Adr1
`
`UAS
`
`ADH2
`
`Alcohol dehyrogenase
`
`S. cerevisiae
`
`JEN1
`
`Lactate permease
`
`S. cerevisiae
`
`MOX
`
`Methanol oxidase
`
`H.
`polymorpha
`
`AOX delta 6
`
`Alcohol oxidase
`
`P. pastoris
`
`Low glucose level, glycerol
`
`deleted GCR1-site
`
`GLK1
`
`Glucokinase
`
`S. cerevisiae
`
`Low glucose level (6×), ethanol
`(25×)
`
`HXK1
`
`ALG2
`
`Hexokinase
`
`Isocitrate lyase
`
`S. cerevisiae
`
`Low glucose level (10×),
`ethanol
`
`H.
`polymorpha
`
`Low glucose level
`
`No information available
`
`Gcr1
`
`URS
`
`−881 to −702
`−572 to −409
`−408 to −104
`No information available
`
`Msn2/4
`
`[24]
`
`[21]
`[32]
`
`[32]
`
`[32]
`
`[33]
`
`[34]
`
`[33]
`
`[35]
`
`[36]
`
`[37]
`
`overexpression of phosphoglucomutase 2 to improve an-
`aerobic galactose metabolism [45].
`PHXT2 was successfully used for the recombinant pro-
`duction of squalene synthase (ERG9), which plays an im-
`portant role in synthesis of compounds for perfumes
`and pharmaceuticals [46].
`
`the characterization of hexose trans-
`As expected,
`porters, and relative promoters, is poorly characterized
`in less conventional yeasts. Nevertheless, KHT1 and
`KHT2 from K. lactis, GHT1-6 from Schizosaccharomyces
`pombe, orHGT -genes from C. albicans have been de-
`scribed [47,48].
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 5 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 6 of 17
`
`KHT1 and 2 represent a sort of genetic anomaly, as
`both are located in a polymorphic gene locus of RAG1
`[30], which encodes either a low (Kht1, Rag1) or a mod-
`erate affinity hexose transporter (Kht2). Therefore, PKHT2
`is more interesting for application where a more sensitive
`glucose dependent promoter element is required. KHT2
`turned out to be, sequence-wise, a close relative of HXT7
`and is similarly regulated. It has to be considered that
`KHT2 is only weakly repressed by high glucose level and
`about 2-fold induced at concentrations below 0.1% (w/v)
`[49]. To our knowledge, the KHT2 promoter has not yet
`been applied for recombinant protein production so far.
`The GHT genes from S. pombe not only encode glucose
`transporters (GHT1, 2 and 5) but also gluconate trans-
`porters (GHT3 and 4). GHT2 and 5 are not repressed by
`glucose, in contrast to GHT1, GHT3 and 4. Nevertheless,
`GHT5 is expected to be a high affinity glucose trans-
`porter, but so far no promoter studies about any of the
`GHT gene group of fission yeast is available [50].
`Expression of another set of hexose transporters–the
`HGT genes–was studied in Candida albicans. In con-
`junction with derepressed genes (and promoters) HGT9,
`HGT10, HGT12 and HGT17 are most interesting for this
`review, since they are strongly induced at low glucose
`concentrations (0.2% w/v) [31].
`Not surprisingly, also hexose transporters in the indus-
`trial workhorse Pichia pastoris attracted interest in the
`context of natural promoters and strain engineering aim-
`ing at methanol-free alcohol oxidase (AOX1)-promoter
`controlled expression. The only two known hexose trans-
`porters are PpHxt1 and PpHxt2. PpHxt1 is related to the
`S. cerevisiae HXT genes, is induced at high glucose con-
`centrations and seems to play a minor role in P. pastoris.
`PpHxt2 is more species specific, has characteristics of a
`high-affinity glucose transporter, but is also responsible
`for main glucose transport during high glucose concen-
`trations. Interestingly, a deletion of PpHXT1 leads to a
`hexose mediated induction of PAOX1 [14], most probably
`due to the resulting low intracellular glucose concentra-
`tion in such deletion variants.
`Additionally, Prielhofer and colleagues described the
`use of several Pichia species’ hexose transporters as new
`promoter targets with green fluorescent protein (GFP)
`as reporter and, therefore, provided a potential alterna-
`tive to methanol induced promoters [40] or engineered
`synthetic promoters, which also do not need methanol
`for induction [33].
`
`SUC2 promoter
`The SUC2 gene of S. cerevisiae encodes an invertase
`(beta-fructofuranosidase) and is inducible by sucrose. As
`for other glucose repressed genes, also the promoter of
`SUC2 enables expression to a high level without any ex-
`ternal inducer. Similarly to HXT genes, derepression of
`
`SUC2 promoter takes place when the level of glucose (or
`fructose as well) is decreasing below a certain level
`(0.1% w/v); SUC2 promoter, interestingly, gets repressed
`again when glucose concentration drops to zero. In cul-
`tivations with glycerol as only (non-repressing) carbon
`source, the expression of SUC2 was shown to be 8-fold
`lower than expression in media with low glucose con-
`centration [51]. The regulation of the SUC2-promoter is
`subjected to Mig1 and Mig2 binding sites on one hand
`(repression at high glucose level, [52]) and to Rgt1 re-
`pressor on the other hand (repression at lack of glucose,
`basal SUC2 transcription). At low glucose concentra-
`tions, Mig1/2, as well as Rgt1, are phosphorylated by the
`Snf1/Snf4 complex and thus transcription of SUC2 is
`initiated [53]. Additionally, the promoter activity can be
`further enhanced by sucrose induction but this is not es-
`sential for good promoter activity [51].
`PSUC2 is a very suitable promoter for heterologous pro-
`tein expression in yeast, and processes have been opti-
`mized for several applications, also above laboratory
`scale. For example, significant results for α-amylase ex-
`pression by PSUC2 have been obtained using lactic acid
`as carbon source, a substrate supporting recombinant
`gene expression as well as cell growth by providing a fast
`way of energy production (lactate is converted to pyru-
`vate and enters the TCA cycle). The advantage of an ex-
`tended cell growth phase driven by a non repressing
`carbon source opened the possibility for the use of PSUC2
`also in large scale applications [54].
`In analogy, inv1 from Schizosaccharomyces pombe was
`subject of the development of a regulated expression
`system in S. pombe, since also the Pinv1 is repressed by
`glucose (Scr1 mediated, which is another DNA binding
`protein recognizing GC-rich motifs within the promoter)
`and is further inducible by sucrose [55].
`In Kluyveromyces marxianus, INU1, which is a closely
`related gene to SUC2 and encodes an inulase enzyme, re-
`sponsible for fructose hydrolyzation, also carries two puta-
`tive Mig1-recognition sites [18]. The promoter is activated
`by addition of sucrose or inulin, the derepression is con-
`trolled in a similar way to SUC2 [56]. PINU1 was applied to
`several protein synthesis approaches in K. marxianus and
`S. cerevisiae, such as expression of inulase (inuE) or glu-
`cose oxidase (GOX) from Aspergillus niger [57,58].
`
`JEN1 promoter
`JEN1 encodes a transporter for carboxylic acids (e.g. lac-
`tate, pyruvate) in S. cerevisiae. JEN1 expression is re-
`pressed by glucose and derepressed when glucose level
`falls below 0.3 % (w/v), reaching a peak of activity at 0.1 %
`(w/v) glucose. Additionally, a weak PJEN1 activation by lac-
`tic acid was observed, using GFP as reporter gene [59].
`The regulation of PJEN1 by the transcription factor Adr1
`and the alternative carbon source responsive activator
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 6 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 7 of 17
`
`Cat8 was confirmed [60]. Two Mig1 binding sites in the
`upstream sequence of JEN1 were identified [32,61]. Subse-
`quently, however, Andrade and colleagues published an
`alternative mechanism of regulation, proposing that Jen1
`is post-transcriptionally regulated by mRNA degradation,
`rather than by Mig1 mediated repression [62].
`JEN1 promoter has been successfully applied to Flo1
`expression, a protein involved in flocculation processes
`[59].
`
`ADH2 promoter
`A very popular promoter, used in several yeasts, is the pro-
`moter of the alcohol dehydrogenase II gene from S. cerevi-
`siae [63]. In contrast to the widely used constitutive yeast
`ADH1 promoter, PADH2 is strongly repressed in presence
`of glucose, and derepressed as soon as the transcription
`factor Adr1 binds to the upstream activating sequence
`UAS1 of PADH2. Adr1 is dephosphorylated when glucose is
`depleting, and the cell switches to growth on ethanol
`(Adr1 dephosphorylation appears to be Snf1-dependent).
`There is also a second glucose dependent UAS (namely
`UAS2), less characterized but likely activated by Cat8 in a
`synergistic way with Adr1, and thus identified as a CSRE
`sequence (carbon source responsive element) [24,64]. Fur-
`thermore, some other protein kinases, such as Sch9, Tpk1
`and Ccr1, that also derepress PADH2, influence the expres-
`sion level of ADH2. Interestingly, there is no typical Mig1-
`binding site in the ADH2 promoter sequence; glucose
`repression is mainly mediated by the Glc7/Reg1 complex
`[11].
`The potential of PADH2 was evaluated and compared to
`the inducible S. cerevisiae promoters PCUP1 and PGAL1
`and turned out to yield the highest level of expression
`after 48 hours [65].
`S. cerevisiae ADH2 promoter is not the only alcohol
`dehydrogenase promoter used in expression studies. Padh
`from S. pombe, (adh shows high homology with S. cerevi-
`siae Adh2 at the protein level) is a frequently used
`promoter in fission yeast, but is described as being con-
`stitutively expressed [66].
`The related ADH4 gene from K. lactis is characterized
`by a strong ethanol induction, and is therefore separately
`described in Section Induction by non-sugar carbon
`sources.
`A Pichia-specific ADH2 promoter was isolated from
`Pichia stipitis and is–in contrast
`to ScADH2–not
`glucose- but oxygen-dependent (induction at low O2
`level). This PsADH2 promoter was used in the heterol-
`ogous host Pichia pastoris for the expression of Vitreos-
`cilla hemoglobin (VHb) [67].
`
`HXK1, GLK1 promoter
`Hexokinase (HXK1) and Glucokinase (GLK1) in S. cerevi-
`siae are involved in the first reaction of glycolysis, the
`
`phosphorylation of glucose, and are activated when the
`cell is entering a starvation phase or when switched to an-
`other carbon source [36]. Both enzymes are not expressed
`in presence of high glucose levels (subjected by a classical
`Mig1 repression; [10]), but become derepressed as soon as
`glucose is depleting. In case of GLK1, a 6-fold increase of
`expression level by derepression and further 25-fold in-
`duction by ethanol was reported [35]. HXK1, in compari-
`son,
`is 10-fold repressed by glucose in dependence of
`Hxk2 protein [36] and was listed as one of Thierfelder’s
`glucose dependent promoters with average strength, when
`it is induced at low glucose concentration [39].
`PHXK1, for instance, was successfully applied to the ex-
`pression of a GST-cry11A fusion protein in S. cerevisiae
`[68] or, in more recent years, to the expression of bovine
`β-casein [69]. In case of PGLK1, no application in terms
`of recombinant protein production was reported.
`
`Carbon source dependent inducible promoters
`Other promoters are derepressed in absence of glucose
`and additionally need to be induced by an alternative car-
`bon source to obtain full expression efficiency (Table 4).
`The inducer is either produced by the cell in course of
`time or has to be provided in the medium.
`Galactose, maltose, sucrose, and some other ferment-
`able carbon sources, as well as oleate, glycerol, acetate
`or ethanol, as non-fermentable carbon sources, can be
`considered as alternative inducers for regulated gene ex-
`pression, since the genes that are involved in the particu-
`lar metabolism are repressed, as long as the preferred
`carbon source glucose is available.
`
`Induction by carbohydrates
`Induction by galactose
`The promoters of the S. cerevisiae GAL genes are the most
`typical and most characterized examples of galactose-
`inducible promoters. They are strongly regulated by cis-
`acting elements, depending on glucose level, whereupon
`galactose is acting as the main inducer [70].
`Gal6 and Gal80 are negative regulators of Gal4, which is
`classified as the activator of the main proteins of galactose
`utilization pathway GAL1 (galactokinase), GAL7 (α-D-gal-
`actose-1- phosphate uridyltransferase) and GAL10 (uri-
`dine diphosphoglucose 4-epimerase) [89], as shown in
`Figure 3. Negative regulators for GAL genes have been
`shown to work in synergy with Mig1 [71]. Gal3 is ex-
`pected to act as a signal transducer that forms a complex
`with galactose and Gal80, further releasing Gal4 inside the
`nucleus and activating GAL1, 7 and 10 expression [90,91].
`PGAL1 and PGAL10 are widely used in S. cerevisiae for
`recombinant protein production, for which different cul-
`tivation protocols have been developed. The crucial point
`is the maintenance of a low glucose level, which is im-
`portant for efficient induction [92]. Since also galactose
`
`LCY Biotechnology Holding, Inc.
`Ex. 1062
`Page 7 of 17
`
`

`

`Weinhandl et al. Microbial Cell Factories 2014, 13:5
`http://www.microbialcellfactories.com/content/13/1/5
`
`Page 8 of 17
`
`Table 4 Yeast promoters induced in dependence of carbon sources and their regulator elements
`Promoter Protein function Organism
`Induced by (strength)
`Repressed by Regulating
`sequence
`−390 to −255
`−201 to −187
`−264 to −161
`No information available
`−324 to −216
`
`GAL1
`
`GAL7
`
`GAL10
`
`Galactose
`metabolism
`
`Galactose
`metabolism
`
`Galactose
`metabolism
`
`S. cerevisiae
`
`Galactose (1000×)
`
`Glucose
`
`S. cerevisiae
`
`K. lactis
`
`S. cerevisiae
`
`Galactose (1000×)
`
`Glucose
`
`Galactose
`
`Galactose (1000×)
`
`Glucose
`
`DNA-bindingtarget
`protein
`Gal4
`
`Mig1
`
`Gal4
`
`Gal4
`
`Galactose
`metabolism
`
`Phosphoinositol
`synthase
`
`PIS1
`
`C. maltosa
`
`Galactose
`
`Glucose
`
`No information available
`
`S. cerevisiae
`
`Galactose, hypoxia (2×),
`zinc depletion (2×)
`
`(glycerol)
`
`−149 to −138
`
`−224 to −205
`
`Rox1
`
`Gcr1
`
`Ste12
`
`Pho2
`
`LAC4
`
`Lactose
`metabolism
`
`K. lactis
`
`Lactose, galactose (100×)
`
`-
`
`Maltase
`
`Maltase
`
`H. polymorpha
`
`S. cerevisiae
`
`Maltose sucrose
`
`Maltose sucrose
`
`Glucose
`
`Glucose
`
`MAL1
`
`MAL62
`
`AGT1
`
`Alpha-glucoside
`transporter
`
`Brewing strains S.
`cerevisiae, S. pastorianus
`
`Ma

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket