throbber

`(Slip Opinion)
`
`
`
` OCTOBER TERM, 2023
`
`
`Syllabus
`
`1
`
` NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
`
`
`
` being done in connection with this case, at the time the opinion is issued.
`
`
`
` The syllabus constitutes no part of the opinion of the Court but has been
`
`
`
`
`
`
` prepared by the Reporter of Decisions for the convenience of the reader.
`
` See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
`
`
`SUPREME COURT OF THE UNITED STATES
`
`
`
` Syllabus
`
` ERLINGER v. UNITED STATES
`
`CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
`
`THE SEVENTH CIRCUIT
` No. 23–370. Argued March 27, 2024—Decided June 21, 2024
`
` Paul Erlinger pleaded guilty to being a felon in possession of a firearm
`
`in violation of 18 U. S. C. §922(g). At sentencing, the judge found Mr.
`Erlinger eligible for an enhanced sentence under the Armed Career
`Criminal Act, §924(e)(1), which increases the penalty for a 922(g) con-
`viction from a maximum sentence of 10 years to a mandatory mini-
`mum sentence of 15 years when the defendant has three or more qual-
`
`ifying convictions for offenses committed on different occasions.
`Subsequently, the Seventh Circuit held in unrelated decisions that two
`of the offenses on which the government relied for Mr. Erlinger’s sen-
`
`tence enhancement no longer qualified as ACCA predicate offenses.
`
`
`The District Court vacated Mr. Erlinger’s sentence and scheduled re-
`
`
`
`
`sentencing. At the resentencing hearing, prosecutors again pursued
`an ACCA sentence enhancement based on a new set of 26-year-old con-
`
`victions for burglaries committed by Mr. Erlinger over the course of
`
`
`several days. Mr. Erlinger protested that the burglaries were part of
`
`
`a single criminal episode and did not occur on separate occasions, as
`
`required by ACCA. Moreover, Mr. Erlinger argued that the question
`whether he committed these prior burglaries during a single episode
`
`or on distinct occasions required an assessment of the facts surround-
`ing those offenses, and that the Fifth and Sixth Amendments required
`that a jury make that assessment. The District Court rejected Mr.
`
`Erlinger’s request for a jury and issued a 15-year enhanced sentence.
`On appeal, the government confessed error. Pointing to this Court’s
`
`recent decision in Wooden v. United States, 595 U. S. 360, which
`acknowledged that an ACCA “occasions inquiry” can be intensely fac-
`tual in nature, the government admitted that given the factual nature
`of the inquiry and its impact on a defendant’s sentence, the Constitu-
`
`tion requires a jury to decide unanimously and beyond a reasonable
`
`
`
`
`
`

`

`2
`
`
`
`ERLINGER v. UNITED STATES
`
`
`Syllabus
`doubt whether Mr. Erlinger’s prior offenses were committed on differ-
`
`ent occasions. This Court granted certiorari and appointed counsel to
`defend the judgment below.
`
`
`
`
`Held: The Fifth and Sixth Amendments require a unanimous jury to
`
`make the determination beyond a reasonable doubt that a defendant’s
`
`past offenses were committed on separate occasions for ACCA pur-
`poses. Pp. 5–26.
`
`(a) The Sixth Amendment promises that “[i]n all criminal prosecu-
`tions the accused” has “the right to a speedy and public trial, by an
`
`impartial jury.” Inherent in that guarantee is an assurance that any
`
`guilty verdict will issue only from a unanimous jury. Ramos v. Louisi-
`
`ana, 590 U. S. 83, 93. The Fifth Amendment further promises that the
`
`government may not deprive individuals of their liberty without “due
`
`process of law.” It safeguards for criminal defendants well-established
`common-law protections, including the “ancient rule” that the govern-
`
`ment must prove to a jury every one of its charges beyond a reasonable
`doubt. Together, these Amendments place the jury at the heart of our
`criminal justice system and ensure a judge’s power to punish is derived
`
`wholly from, and remains always controlled by, the jury and its verdict.
`
`Blakely v. Washington, 542 U. S. 296, 306.
`
`The Court has repeatedly cautioned that trial and sentencing prac-
`tices must remain within the guardrails provided by these two Amend-
`
`ments. Thus in Apprendi v. New Jersey, 530 U. S. 466, the Court held
`that a novel “sentencing enhancement” was unconstitutional because
`
`it violated the rule that only a jury may find “facts that increase the
`prescribed range of penalties to which a criminal defendant is ex-
`
`posed.” Id., at 490. This principle applies when a judge seeks to issue
`
`a sentence that exceeds the maximum penalty authorized by a jury’s
`findings as well as when a judge seeks to increase a defendant’s mini-
`
`
`mum punishment. See, e.g., Alleyne v. United States, 570 U. S. 99,
`111–113. Pp. 5–10.
`
`
`(b) The government concedes what all of this means for Mr. Erlinger.
`To trigger ACCA’s mandatory minimum, the government had to prove,
`among other things, that his three predicate convictions were “com-
`
`mitted on occasions different from one another.” §924(e)(1). And as
`Wooden observed, deciding whether those past offenses occurred on
`
`three or more different occasions is a fact-laden task. As the govern-
`ment recognizes, virtually “any fact” that “increase[s] the prescribed
`
`range of penalties to which a criminal defendant is exposed” must be
`resolved by a unanimous jury beyond a reasonable doubt (or freely ad-
`mitted in a guilty plea). Apprendi, 530 U. S., at 490. Here, the sen-
`tencing court made a factual finding that Mr. Erlinger’s offenses oc-
`
`
`curred on at least three separate occasions. And as in Apprendi and
`
`
`
`

`

`3
`
`
`Cite as: 602 U. S. ____ (2024)
`
`
`Syllabus
`Alleyne, that factual finding had the effect of increasing both the max-
`
`
`
`imum and minimum sentences Mr. Erlinger faced. Thus, Mr. Erlinger
`
`was entitled to have a jury resolve ACCA’s occasions inquiry unani-
`
`mously and beyond a reasonable doubt. This Court decides no more
`than that. Pp. 10–12.
`
`(c) Court-appointed amicus cannot avoid this conclusion. Pp. 12–22.
`
`
`(1) Amicus relies on an exception announced in Almendarez-
`
`Torres v. United States, 523 U. S. 224, which he argues permits a judge
`to find certain facts related to a defendant’s past offenses, including
`whether he committed them on different occasions. That decision is
`
`an outlier. And the Court has described it as “at best an exceptional
`departure” from historic practice. Apprendi, 530 U. S., at 487. It per-
`
`sists as a “narrow exception” permitting judges to find only “the fact of
`
`a prior conviction.” Alleyne, 570 U. S., at 111, n. 1. Pp. 13–15.
`
`(2) Amicus responds that if Almendarez-Torres permits a judge to
`
`find the fact of a conviction, that necessarily implies that a judge may
`
`also find the jurisdiction in which the underlying offense occurred and
`the date it happened, which is generally enough to resolve the occa-
`
`sions inquiry, making sending it to a jury pointless. This Court disa-
`
`grees. To answer such questions, a court will sometimes consult the
`Shepard documents in a case, which include judicial records, plea
`
`agreements, and colloquies between a judge and the defendant. See
`
`
`Shepard v. United States, 544 U. S. 13. This Court’s cases hold that a
`sentencing judge may use the information gleaned from Shepard doc-
`uments for the “limited function” of determining the fact of a prior con-
`viction and the then-existing elements of that offense. “[N]o more is
`
`
`allowed.” Mathis v. United States, 579 U. S. 500, 511. Moreover, often
`Shepard documents will not contain all the information needed to con-
`duct a sensible ACCA occasions inquiry, and they can also be “prone to
`
`error.” Mathis, 579 U. S., at 512. Pp. 15–19.
`
`
`(3) Amicus insists this Court’s Almendarez-Torres precedents are
`
`mistaken, because the Fifth and Sixth Amendments’ original meaning
`
`
`and common-law traditions authorize judges at sentencing to find all
`
`manner of facts about an offender’s past crimes. But this Court has
`
`been down this road many times before, and to reconsider all those
`
`precedents now would require, at the least, convincing proof indeed.
`
`
`See Gaudin, 515 U. S., at 515. Yet amicus offers nothing like that, and
`the evidence he does offer does more to hurt than help his cause. Ami-
`
`cus points to supplemental information procedures that a few States
`
`employed in the early 19th century. But a sentencing procedure fol-
`lowed by a few States hardly represents “convincing” proof that our
`precedents have mistaken the original meaning of the Fifth and Sixth
`
`Amendments. And in upholding one such scheme, the Court stressed
`that, under the law’s terms, even “the fact of former conviction” had to
`
`
`
`
`
`

`

`4
`
`
`ERLINGER v. UNITED STATES
`
`Syllabus
`be “charged” by prosecutors and then “determined by a jury in a pro-
`ceeding thereby instituted.” Graham v. West Virginia, 224 U. S. 616
`(1912). Amicus next turns to the Double Jeopardy Clause, which per-
`mits a judge to look into a defendant’s past conduct to ask whether the
`government has charged a defendant for the same crime a second time.
`While the Double Jeopardy Clause protects a defendant by prohibiting
`a judge from even empaneling a jury when the defendant has already
`faced trial on the charged crime, the Fifth and Sixth Amendments’ jury
`trial rights provide a defendant with entirely complementary protec-
`tions at a different stage of the proceedings by ensuring that, once a
`jury is lawfully empaneled, the government must prove beyond a rea-
`sonable doubt to a unanimous jury the facts necessary to sustain the
`punishment it seeks. Finally, amicus points to case law and statutes
`in four other States. But while this evidence may suggest that in a
`small number of jurisdictions, judges could find the existence, number,
`and dates of a defendant’s prior convictions, none of this provides a
`persuasive basis for revisiting this Court’s many precedents forbidding
`judges from doing more, let alone prove a longstanding tradition.
`Pp. 19–23.
`
`
`(4) Amicus argues that leaving the occasions inquiry to juries
`would do more to prejudice than to protect defendants. That concern,
`like arguments about efficiency, cannot alter the demands of the Fifth
`and Sixth Amendments. Tools such as bifurcation in any event exist
`to address the prejudicial effect evidence about a defendant’s past
`crimes can have on a jury. Pp. 23–26.
`77 F. 4th 617, vacated and remanded.
` GORSUCH, J., delivered the opinion of the Court, in which ROBERTS,
`C. J., and THOMAS, SOTOMAYOR, KAGAN, and BARRETT, JJ., joined. ROB-
`ERTS, C. J., and THOMAS, J., filed concurring opinions. KAVANAUGH, J.,
`filed a dissenting opinion, in which ALITO, J., joined, and in which JACK-
`SON, J., joined except as to Part III. JACKSON, J., filed a dissenting opin-
`ion.
`
`
`
`

`

`
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
`
`1
`
`
`
`
`
`
`
` NOTICE: This opinion is subject to formal revision before publication in the
`
` United States Reports. Readers are requested to notify the Reporter of
` Decisions, Supreme Court of the United States, Washington, D. C. 20543,
`
` pio@supremecourt.gov, of any typographical or other formal errors.
`
`SUPREME COURT OF THE UNITED STATES
`
`_________________
`
` No. 23–370
`_________________
`PAUL ERLINGER, PETITIONER v. UNITED STATES
`ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
`
`APPEALS FOR THE SEVENTH CIRCUIT
`[June 21, 2024]
`JUSTICE GORSUCH delivered the opinion of the Court.
`
`This case concerns the Armed Career Criminal Act
`
`
`(ACCA) and the Fifth and Sixth Amendments. ACCA im-
`poses lengthy mandatory prison terms on certain defend-
`ants who have previously committed three violent felonies
`
`or serious drug offenses on separate occasions. The ques-
`tion we face is whether a judge may decide that a defend-
`ant’s past offenses were committed on separate occasions
`under a preponderance-of-the-evidence standard, or
`whether the Fifth and Sixth Amendments require a unani-
`mous jury to make that determination beyond a reasonable
`doubt.
`
`I
`In 2017, the federal government charged Paul Erlinger
`
`under 18 U. S. C. §922(g) with being a felon unlawfully in
`
`possession of a firearm. At the time, a conviction for that
`
`offense ordinarily carried a sentence of up to 10 years in
`prison. §924(a)(2) (2012 ed.). But the government also
`
`charged Mr. Erlinger under ACCA. And under that statute,
`
`
`a defendant found guilty of violating §922(g) can face even
`more severe punishment. Specifically, if the defendant has
`three prior convictions for “violent felon[ies]” or “serious
`
`

`

`2
`
`
`
`
` ERLINGER v. UNITED STATES
`
`Opinion of the Court
`drug offense[s]” that were “committed on occasions differ-
`
`ent from one another,” ACCA increases the prison term he
`faces to a minimum of 15 years and a maximum of life.
`§924(e)(1) (2012 ed.).
`
`
`Mr. Erlinger pleaded guilty to violating §922(g). But in
`doing so, he stressed that his previous convictions were
`
`more than a decade old and since then he had turned his
`life around, secured a steady job, built a family, and re-
`mained free from drugs. Tr. of Plea and Sentencing Hear-
`
`ing in No. 2:18–cr–00013 (SD Ind., Oct. 24, 2018), ECF Doc.
`67, p. 24. In light of these facts, the sentencing judge stated
`
`that a 5-year prison term would represent a “fair sentence.”
`Id., at 30. But the judge also found it more likely than not
`that Mr. Erlinger’s past included three ACCA-qualifying of-
`fenses committed on three different occasions. Id., at 17.
`
`
`And based on that finding, the court concluded, it had no
`
`
`authority to issue a 5-year sentence. Id., at 29–30. Instead,
`
`ACCA required a sentence of at least 15 years. That was
`“too high” for Mr. Erlinger’s crime, the court emphasized,
`
`but it had “no power” to order anything less. Ibid.
`
`
`Shortly after the court issued a 15-year sentence con-
`sistent with ACCA, the ground shifted. The Seventh Cir-
`cuit issued decisions indicating that two of the three of-
`fenses on which the district court had relied to invoke
`
`ACCA did not qualify as “violent felon[ies]” or “serious drug
`
`offense[s].” 77 F. 4th 617, 619 (2023) (citing United States
`v. Glispie, 978 F. 3d 502 (2020), and United States v. De La
`
`
`Torre, 940 F. 3d 938 (2019)). That left Mr. Erlinger with
`only one qualifying prior conviction, not the three ACCA re-
`quires. Recognizing as much, the district court vacated its
`sentence and set the case for a new sentencing hearing. Or-
`der, ECF Doc. 81.
`
`There, prosecutors once more pursued a 15-year ACCA
`
`sentence. This time, though, they pointed to a new set of
`prior convictions arising from burglaries Mr. Erlinger com-
`
`mitted when he was 18 years old—some 26 years before his
`
`
`
`
`
`

`

`
`
`
`
`
`
`3
`
`
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
`§922(g) charge. Tr. of Video Resentencing Hearing, ECF
`Doc. 120, at 37–38. As the government told it, within a span
`
`of days Mr. Erlinger burglarized a pizza shop, a sporting
`goods store, and two restaurants. Ibid. Because each of
`these burglaries occurred on different occasions, the gov-
`ernment submitted, each could serve as an ACCA predicate
`and collectively they could support an ACCA sentence. Id.,
`at 39–40.
`
`Mr. Erlinger protested. He maintained that his decades-
`old burglaries had not occurred on four separate occasions
`but during a single criminal episode, all of which meant he
`still lacked the three prior offenses ACCA requires. Id., at
`
`20. More than that, Mr. Erlinger argued, the question
`
`whether he committed his prior burglaries during a single
`episode or on distinct occasions required an assessment of
`
`the facts surrounding those offenses. Id., at 22–23. And,
`
`he contended, the Fifth and Sixth Amendments entitled
`him to have a jury make that assessment. Id., at 23.
`The district court rejected Mr. Erlinger’s request for a
`
`jury. It proceeded to find for itself that each of his 26-year-
`old burglaries occurred on distinct occasions. Id., at 48–49.
`
`
`Armed with this finding, the court held that Mr. Erlinger
`had at least three previous ACCA-qualifying offenses and
`
`once more issued a 15-year sentence. Again, the court said
`that it thought the result “unfortunate” and “excessive.”
`Id., at 50. But, again, it said ACCA left it no choice. Id., at
`50–51.
`
`
`On appeal, Mr. Erlinger renewed his argument that the
`Fifth and Sixth Amendments entitled him to have a jury
`decide whether his burglaries occurred on different occa-
`sions. But this time, the government confessed error. The
`Constitution, it said, “requires a jury” to decide unani-
`mously and beyond a reasonable doubt whether Mr. Er-
`linger’s ACCA predicates were “‘committed on occasions
`different from one another.’” 77 F. 4th, at 619, 620.
`
`In explaining its turnabout, the government pointed to
`
`

`

`4
`
`
`
`
` ERLINGER v. UNITED STATES
`
`Opinion of the Court
` this Court’s recent decision in Wooden v. United States, 595
`
`U. S. 360 (2022). That decision did not directly address
`whether a judge may, or a jury must, resolve disputes about
`whether multiple crimes occurred on multiple occasions.
`
`Id., at 365, n. 3; see id., at 397, n. 7 (GORSUCH, J., concur-
`
`ring in judgment). But, the government acknowledged,
`
`Wooden did hold that ACCA’s occasions “inquiry” can re-
`quire an examination of a “range” of facts, including
`
`whether the defendant’s past offenses were “committed
`
`close in time,” whether they were committed near to or far
`
`from one another, and whether the offenses were “similar
`or intertwined” in purpose and character. Id., at 369. And
`
`given the intensely factual nature of this inquiry and the
`
`impact its resolution can have on a defendant’s sentence,
`the government admitted, a jury must resolve it. That con-
`clusion, the government represented, flows directly from
`this Court’s consistent holdings that the Fifth and Sixth
`Amendments generally guarantee a defendant the right to
`have a unanimous jury find beyond a reasonable doubt any
`fact that increases his exposure to punishment. Brief for
`United States in No. 22–1926 (CA7), pp. 9–11.
`
`
`Despite the government’s concession, the Seventh Circuit
`
`refused to disturb the district court’s sentence. 77 F. 4th,
`
`at 621–622. That left Mr. Erlinger to petition this Court for
`
`certiorari. The government filed a brief in support of his
`petition. In it, the government argued that a number of
`courts of appeals have refused requests for juries in cases
`like Mr. Erlinger’s and that “this Court’s intervention is
`necessary to ensure that the circuits correctly recognize de-
`fendants’ constitutional rights in this context.” Brief for
`
`United States on Pet. for Cert. 5–6.
`
`We agreed to take up Mr. Erlinger’s case to decide
`
`whether ACCA’s occasions inquiry must be resolved by a
`jury. 601 U. S. ___ (2023). Because the government now
`
`agrees with Mr. Erlinger about the proper resolution of that
`
`question, we appointed Nick Harper to defend the judgment
`
`

`

`
`
`
`
`5
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
` below as amicus curiae. 601 U. S. ___ (2023). He has ably
` discharged his responsibilities.
`
`
` II
`A
`Prominent among the reasons colonists cited in the Dec-
`
`
`laration of Independence for their break with Great Britain
`
`was the fact Parliament and the Crown had “depriv[ed]
`
` [them] in many cases, of the benefits of Trial by Jury.” ¶20.
`
`For centuries, English law had recognized the right to trial
`
`by jury. Duncan v. Louisiana, 391 U. S. 145, 151 (1968).
`Yet, as tensions grew between the British Empire and its
`American Colonies, imperial authorities responded by
`stripping away that ancient right. By their lights, colonial
`juries “‘were not to be trusted’” because they found for de-
`fendants too often. D. Lovejoy, Rights Imply Equality: The
`Case Against Admiralty Jurisdiction in America, 1764–
`
`1776, 16 Wm. & Mary Q. 459, 468 (1959). To secure more
`vigorous enforcement of the Stamp Act and other unpopular
`
`
`
`laws, authorities directed more and more cases to vice-
`
`admiralty courts where crown-appointed judges, rather
`than local juries, decided the defendant’s fate. Jones v.
`United States, 526 U. S. 227, 245–246 (1999). Just as au-
`thorities hoped, the tactic proved “‘most effective’” at secur-
`ing the verdicts they wished. Parklane Hosiery Co. v. Shore,
`
`439 U. S. 322, 340, n. 3 (1979) (Rehnquist, J., dissenting)
`
`(quoting 11 W. Holdsworth, A History of English Law 110
`(1966)).
`
`After securing their independence, the founding genera-
`tion sought to ensure what happened before would not hap-
`pen again. As John Adams put it, the founders saw repre-
`sentative government and trial by jury as “the heart and
`lungs” of liberty. Letter from Clarendon to W. Pym (Jan.
`27, 1766), in 1 Papers of John Adams 169 (R. Taylor ed.
`1977). “[W]ithout them,” he wrote, we “have no other forti-
`fication . . . against being ridden like horses, fleeced like
`
`
`
`
`
`
`
`
`
`

`

`6
`
`
`
`
` ERLINGER v. UNITED STATES
`
`Opinion of the Court
`
` sheep, worked like cattle, and fed and clothed like swine
`
`and hounds.” Ibid. Reflecting that sentiment, the right to
`trial by jury in criminal cases was, on one telling, the only
`right included in every newly enacted state constitution. A.
`
`Alschuler & A. Deiss, A Brief History of the Criminal Jury
`in the United States, 61 U. Chi. L. Rev. 867, 870 (1994).
`Those who drafted our Federal Constitution took just as
`
`strong a stand on the jury trial right. As originally pro-
`posed, the Constitution promised that “[t]he Trial of all
`Crimes, except in Cases of Impeachment, shall be by Jury.”
`
`Art. III, §2, cl. 3. In the ratification debates that followed,
`
`some questioned the adequacy of this provision; even with
`
`it, they feared, the new federal government might fall prey
`
`to the kinds of temptations that led the British to restrict
`
`the jury trial right in the colonies. That right, they argued,
`
`had to be “guard[ed] with the most jealous circumspection.”
`
`A [New Hampshire] Farmer, No. 3, June 6, 1788, quoted in
`
`The Complete Bill of Rights 681 (N. Cogan 2d ed. 2015) (in-
`ternal quotation marks and italics omitted). To address
`this and other concerns about the new Constitution, James
`
`Madison agreed to draft a series of amendments we now
`know as the Bill of Rights. No fewer than three of those ten
`amendments touch on the right to trial by jury, two with
`
`implications for criminal cases. Amdts. 5, 6, 7. Madison
`himself described protections for the jury trial right as
`among “the most valuable” that appear in “the whole list”
`of amendments he produced. 1 Annals of Cong. 755 (1789).
`
`The Sixth Amendment promises that “[i]n all criminal
`
`prosecutions the accused” has “the right to a speedy and
`
`public trial, by an impartial jury.” Inhering in that guaran-
`tee is an assurance that a guilty verdict will issue only from
`a unanimous jury. Ramos v. Louisiana, 590 U. S. 83, 93
`
`
`(2020). The Fifth Amendment further promises that the
`government may not deprive individuals of their liberty
`without “due process of law.” It is a promise that safe-
`
`

`

`
`
`
`
`
`
`
`
`7
`
`
`
`
`
`
`
`
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
`guards for criminal defendants those procedural protec-
`tions well established at common law, including the “an-
`
`cient rule” that the government must prove to a jury every
`
`one of its charges beyond a reasonable doubt. United States
`
`
`v. Haymond, 588 U. S. 634, 641 (2019) (plurality opinion);
`see Apprendi v. New Jersey, 530 U. S. 466, 477–478 (2000);
`
`United States v. Gaudin, 515 U. S. 506, 510 (1995); Sullivan
`v. Louisiana, 508 U. S. 275, 277–278 (1993).
`
`
`The Fifth and Sixth Amendments placed the jury at the
`heart of our criminal justice system. From the start, those
`
`provisions were understood to require the government to
`include in its criminal charges “‘all the facts and circum-
`
`stances which constitute the offence.’” Apprendi, 530 U. S.,
`at 478 (quoting J. Archbold, Pleading and Evidence in
`Criminal Cases 44 (15th ed. 1862)). Should an “indictment
`
`or ‘accusation . . . lack any particular fact which the laws
`
`ma[d]e essential to the punishment,’ it was treated as ‘no
`
`accusation’ at all.” Haymond, 588 U. S., at 642 (quoting 1
`
`J. Bishop, Criminal Procedure §87, p. 55 (2d ed. 1872) (some
`alterations omitted)). And at all times the “‘truth of every
`accusation’” against a defendant had to be “‘confirmed by
`the unanimous suffrage of twelve of [his] equals and neigh-
`bours.’” Apprendi, 530 U. S., at 477 (quoting 4 W. Black-
`
`stone, Commentaries on the Laws of England 343 (1769);
`
`emphasis deleted).
`
`Equally, the Fifth and Sixth Amendments sought to en-
`sure that a judge’s power to punish would “deriv[e] wholly”
`from, and remain always “control[led]” by, the jury and its
`
`verdict. Blakely v. Washington, 542 U. S. 296, 306 (2004).
`
`Ordinarily, common-law crimes carried “specific sanctions,
`
`and ‘[o]nce the facts of the offense were determined by the
`jury, the judge was meant simply to impose the prescribed
`sentence.’” Haymond, 588 U. S., at 642 (quoting Alleyne v.
`
`
`United States, 570 U. S. 99, 108 (2013) (plurality opinion)).
`Even when it came to early American statutes that gave
`judges a measure of discretion in selecting among possible
`
`

`

`
`
`
`
`8
`
`
`
`
` ERLINGER v. UNITED STATES
`
`Opinion of the Court
`sentences, “the ranges themselves were linked to particular
`
`facts” found by the jury. Alleyne, 570 U. S., at 109 (collect-
`ing examples). All of which guaranteed that a judge could
`not “‘swell the penalty above what the law . . . provided for
`the acts’” found by a jury of the defendant’s peers. Hay-
`
`mond, 588 U. S., at 642 (quoting Apprendi, 530 U. S., at 519
`(THOMAS, J., concurring)).
`
`
`These principles represent not “procedural formalit[ies]”
`
`
`but “fundamental reservation[s] of power” to the American
`
`people. Blakely, 542 U. S., at 305–306. By requiring the
`Executive Branch to prove its charges to a unanimous jury
`beyond a reasonable doubt, the Fifth and Sixth Amend-
`ments seek to mitigate the risk of prosecutorial overreach
`and misconduct, including the pursuit of “pretended of-
`fenses” and “arbitrary convictions.” The Federalist No. 83,
`
`p. 499 (C. Rossiter ed. 1961); accord, Federal Farmer, Letter
`XV (Jan. 18, 1788), reprinted in 2 The Complete Anti-Feder-
`
`alist 320 (H. Storing ed. 1981). By requiring a unanimous
`jury to find every fact essential to an offender’s punishment,
`
`those amendments similarly seek to constrain the Judicial
`Branch, ensuring that the punishments courts issue are not
`the result of a judicial “inquisition” but are premised on
`
`laws adopted by the people’s elected representatives and
`facts found by members of the community. Blakely, 542
`U. S., at 307; Haymond, 588 U. S., at 640–641. Both of
`these checks on governmental power, the framers appreci-
`ated, were “anchor[s]” essential to prevent a slide back to-
`ward regimes like the vice-admiralty courts they so des-
`pised. Letter from T. Jefferson to T. Paine (July 11, 1789),
`
`reprinted in 15 Papers of Thomas Jefferson 266, 269 (J.
`
`Boyd ed. 1958).
`With the passage of time, and accelerating in earnest in
`
`
`the 20th century, various governments in this country
`sought to experiment with new trial and sentencing prac-
`tices. See Mistretta v. United States, 488 U. S. 361, 363–
`
`367 (1989); Williams v. New York, 337 U. S. 241, 247–248
`
`
`

`

`
`
`
`
`
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
`(1949); see also P. Tappan, Sentencing Under the Model Pe-
`
`nal Code, 23 Law & Contemp. Prob. 528, 529–532 (1958).
`But in case after case, this Court has cautioned that, while
`some experiments may be tolerable, all must remain within
`the Fifth and Sixth Amendments’ guardrails.
`
`So, for example, in Apprendi this Court faced a case in-
`volving a New Jersey offense that ordinarily carried a max-
`imum sentence of 10 years in prison. 530 U. S., at 468. The
`State, however, had adopted a novel “sentencing enhance-
`ment” that purported to allow a judge to impose an even
`longer term of imprisonment after finding, by a preponder-
`ance of the evidence, that the offender’s crime was moti-
`vated by racial bias. Id., at 468–471. Relying on that stat-
`utory authority, the sentencing
`judge ordered the
`defendant to serve 12 years in prison. Id., at 471. This
`
`Court found the sentence unconstitutional, and did so for a
`by-now familiar reason: Only a jury may find “‘facts that
`increase the prescribed range of penalties to which a crimi-
`nal defendant is exposed.’” Id., at 490.
`
`It is a principle we have since reiterated in response to a
`variety of other recent sentencing innovations. See Hay-
`mond, 588 U. S., at 644 (collecting cases). And it is a prin-
`ciple, we have observed, that does not just apply when a
`
`judge seeks to issue a sentence that exceeds the maximum
`
`
`penalty authorized by a jury’s findings (or a guilty plea). It
`is a principle that also applies when a judge seeks to in-
`crease a defendant’s minimum punishment. Alleyne illus-
`
`trates the point. There, we confronted a case in which a
`jury had convicted the defendant of a crime that usually
`carried a sentence of between five years and life in prison.
`570 U. S., at 103–104. But a separate statutory “sentencing
`
`enhancement” ostensibly allowed the judge to transform
`that 5-year minimum sentence into a 7-year minimum sen-
`tence if he found a certain additional fact by a preponder-
`ance of the evidence. Ibid. That innovation, too, the Court
`held, improperly invaded the jury’s province because “[a]
`
`9
`
`
`
`

`

`10
`
`
`
`
` ERLINGER v. UNITED STATES
`
`Opinion of the Court
`fact that increases” a defendant’s exposure to punishment,
`whether by triggering a higher maximum or minimum sen-
`tence, must “be submitted to a jury” and found unanimously
`and beyond a reasonable doubt. Id., at 111–113.
`
`The principles Apprendi and Alleyne discussed are so
`firmly entrenched that we have now overruled several deci-
`sions inconsistent with them. See, e.g., Hurst v. Florida,
`577 U. S. 92, 101–102 (2016) (overruling Hildwin v. Flor-
`ida, 490 U. S. 638 (1989) (per curiam), and Spaziano v. Flor-
`
`ida, 468 U. S. 447 (1984)); Alleyne, 570 U. S., at 107 (over-
`
`ruling Harris v. United States, 536 U. S. 545 (2002)); Ring
`
`v. Arizona, 536 U. S. 584, 609 (2002) (overruling Walton v.
`Arizona, 497 U. S. 639 (1990)).
`B
`
`
`Commendably, the government concedes before us, as it
`
`did before the court of appeals, what all this means for Mr.
`Erlinger’s case and others like it. Under §922(g), Mr. Er-
`linger faced between 0 and 10 years in prison. §924(a)(2)
`(2012 ed.). To trigger ACCA and expose him to longer
`prison terms, the government had to prove that his past in-
`
`cluded three convictions for “violent felon[ies]” or “serious
`drug offense[s]” that were “committed on occasions differ-
`ent from one another.” §924(e)(1). And under Wooden, de-
`
`ciding whether those past offenses occurred on three or
`
`more different occasions is a fact-laden task. Were the
`crimes “committed close in time”? 595 U. S., at 369. How
`about the “[p]roximity” of their “location[s]”? Ibid. Were
`the offenses “similar or intertwined” in purpose and char-
`acter? Ibid. All these questions, Wooden observed, “may be
`
`relevant” to determining whether the offenses were com-
`mitted on one occasion or separate ones—and all require
`facts to be found before ACCA’s more punitive mandatory
`
`minimum sentence may be lawfully deployed. Ibid.
`
`As the government recognizes, there is no doubt what the
`
`
`Constitution requires in these circumstances: Virtually
`
`

`

`
`
`
`
` 11
`
`
`
`
`
`
`
` Cite as: 602 U. S. ____ (2024)
`
`Opinion of the Court
`“any fact” that “‘increase[s] the prescribed range of penal-
`ties to which a criminal defendant is exposed’” must be re-
`solved by a unanimous jury beyond a reasonable doubt (or
`freely admitted in a guilty plea). Apprendi, 530 U. S., at
`
`490; see Brief for United States 9. Judges may not assume
`the jury’s factfinding function for themselves, let alone pur-
`port to perform it using a mere preponderance-of-the-evidence
`
`standard. To hold otherwise might not portend a revival of
`
`the vice-admiralty courts the framers so feared. See Part
`
`II–A, supra. But all the same, it would intrude on a power
`the Fifth and Sixth Amendments reserve to the American
`
`people.
`
`Really, this case is as nearly on all fours with Apprendi
`
`
`
`and Alleyne as an

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket