`NOT CITABLE AS
`PRECEDENT OF THE TTAB
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`Paper No. 12
`AD
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`3/7/02
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`________
`
`Trademark Trial and Appeal Board
`________
`
`In re Sterling Software, Inc.
`________
`
`Serial Nos. 75/788,509;
`75/788,510; 75/788,855;
`75/788,856; 75/788,860;
`and 75/788,861
`
`
`
`_______
`
`Anita Nesser of Baker Botts L.L.P. for Sterling Software,
`Inc.
`
`Ronald L. Fairbanks, Trademark Examining Attorney, Law
`Office 112 (Janice O’Lear, Managing Attorney).
`_______
`
`Before Cissel, Seeherman and Drost, Administrative
`Trademark Judges.
`
`Opinion by Drost, Administrative Trademark Judge:
`
`
`On August 30, 1999, Sterling Software, Inc.
`
`(applicant) filed six intent-to-use applications to
`
`register the following marks (in typed form) on the
`
`Principal Register for the following goods, all in
`
`International Class 9:
`
` (1) EUREKA:INTELLIGENCE
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software for
`personalized, browser-based, integrated searching,
`analyzing and creating a wide variety of reports using
`an organization's internal information and
`intelligence over computer networks. (Ser. No.
`75/788,509)
`
`(2) EUREKA:STRATEGY
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software for
`creating and managing large databases and performing
`calculations on, and generating a wide variety of
`reports from, such databases, using an organization's
`internal information over computer networks. (Ser.
`No. 75/788,510)
`
`(3) EUREKA:ANALYST
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software that
`performs high-speed multidimensional analysis on an
`organization's internal information over computer
`networks. (Ser. No. 75/788,855)
`
`(4) EUREKA:PORTAL
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software for
`providing a single point of network entry for
`accessing and viewing an organization's internal
`information and intelligence over computer networks.
`(Ser. No. 75/788,856).
`
`(5) EUREKA:SUITE
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software that
`enables organizations to organize, manage and
`distribute internally and externally stored
`information via a global communication network. (Ser.
`No. 75/788,860)
`
`(6) EUREKA:REPORTER
`
`
`2
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`
`For: Computer software for use in connection with
`enterprise information portals, namely, software for
`producing production reports based on an
`organization's internal information over computer
`networks. (App. No. 75/788,861).
`
`In each case, the Examining Attorney1 ultimately
`
`
`
`refused to register the marks because of the following
`
`registration of the mark shown below for “software
`
`development and consulting services” in International Class
`
`42:
`
`
`
`
`
`The registration contains a disclaimer of the word
`
`”software” and a statement that the stippling is a feature
`
`of the mark and does not represent color. Additionally, we
`
`note that affidavits under Section 8 and 15 pertaining to
`
`this registration have been accepted and acknowledged,
`
`respectively, by the Office. 15 U.S.C. §§ 1058 and 1065.2
`
`
`
`After the Examining Attorney made the refusals final,
`
`these appeals followed. Both applicant and the Examining
`
`Attorney filed briefs. Oral hearings were not requested.
`
`
`1 The present Examining Attorney was not the original Examining
`Attorney in these cases.
`2 Registration No. 1,913,902, issued August 22, 1995.
`
`3
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`
`Inasmuch as the records and the issue in all six
`
`
`
`applications are similar, we will consolidate the appeals
`
`and issue a single opinion for all marks on appeal. In
`
`this opinion, when we refer to portions of the record that
`
`are common to all the applications, we will refer to
`
`Application No. 75/788,509.
`
`According to the Examining Attorney, “eureka” is a
`
`“unique/arbitrary term” (Examining Attorney’s Br. at 9).
`
`The Examining Attorney argues that it is the dominant
`
`portion of applicant’s mark, which is identical to the
`
`dominant portion of the registered mark. The Examining
`
`Attorney points out that the word “software” is disclaimed.
`
`He also maintains that the words in applicant’s mark are
`
`suggestive of an ingredient, quality, characteristic,
`
`function, feature, purpose, or use of the relevant goods,
`
`and these words do not distinguish the marks in those
`
`applications from the cited registration.
`
`
`
`The Examining Attorney also found that the goods and
`
`services are “highly related.” Examining Attorney’s Br. at
`
`9. As evidence of this relatedness, the Examining Attorney
`
`made of record numerous copies of registrations for the
`
`purpose of showing that “one mark [was] used for both the
`
`goods of computer software/computer programs and the
`
`4
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`services of development and/or consulting of computer
`
`software.” Office Action dated December 6, 2000, p. 3 n.1.
`
`The Examining Attorney concluded that there would be a
`
`likelihood of confusion.
`
` On the other hand, applicant argues that “there are no
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`visual or aural similarities whatsoever between the marks,
`
`and the commercial impression engendered by each mark is
`
`substantially different.” Applicant’s Br. at 5. Applicant
`
`also maintains that the Examining Attorney “is straining to
`
`create a relationship between the Registrant’s services and
`
`Applicant’s goods, while the record (and common sense)
`
`dictate otherwise.” Applicant’s Br. at 7. Applicant
`
`concludes that its services “simply do not move in the same
`
`channels of trade as Applicant’s goods, and they are not
`
`offered or sold to the same classes of purchasers,” and it
`
`submits that the refusal should be reversed. Applicant’s
`
`Br. at 11.
`
`
`
`After considering the records and the arguments of the
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`applicant and the Examining Attorney, the Examining
`
`Attorney’s refusals to register applicant’s marks for the
`
`identified goods because they would be likely to cause
`
`confusion with registrant’s mark for its services are
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`affirmed.
`
`
`
`5
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`
`
`Evidentiary Issues
`
`
`
`Before we consider the likelihood of confusion issue,
`
`we must first address several evidentiary issues that have
`
`been raised on appeal. When the Examining Attorney
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`initially refused to register applicant’s marks, the
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`Examining Attorney relied on 76 third-party registrations
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`to demonstrate that registrant’s services were related to
`
`applicant’s goods. In its Appeal Brief, applicant points
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`out that there are only 73 registrations at issue because
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`two copies of the same registrations were included and two
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`registrations were issued to the same entity. The
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`Examining Attorney now apparently accepts this number
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`because, in his Appeal Brief, he refers to “a
`
`representative sampling of seventy-three (73)
`
`registrations.” Examining Attorney’s Br. at 7 n.3.
`
`However, applicant further requests that we disregard
`
`23 of these registrations because they were issued under
`
`Section 44(e) of the Trademark Act and were not based on
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`use. Applicant’s Brief at 3. Surprisingly, the Examining
`
`Attorney persists in arguing that all 73 registrations have
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`probative value. Examining Attorney’s Br. at 7 n.3 (“The
`
`applicant’s request that any of the previously attached
`
`evidence be disregarded is without merit”). While the
`
`6
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`Examining Attorney cites In re Mucky Duck Mustard Co. Inc.
`
`for support, we note that this case stands for exactly the
`
`opposite point.
`
`In the instant case, however, 11 of the 15 third-party
`applications and registrations which cover both
`restaurant services and mustard were filed under the
`provisions of Section 44 of the Act, that is, they are
`based on foreign registration rather than on use in
`commerce, and most of their owners appear to have
`simply copied large parts of the title (including, in
`some cases, even the punctuation used therein) of
`International Class 30. Such registrations and
`applications are not even necessarily evidence of a
`serious intent to use the marks shown therein in the
`United States on all of the listed goods and services,
`and they have very little, if any, persuasive value on
`the point for which they were offered.
`
`In re Mucky Duck Mustard Co. Inc., 6 USPQ2d 1467, 1470
`
`
`
`n.6 (TTAB 1988).
`
`Therefore, we agree with applicant, and we will not
`
`consider the registrations based on Section 44(e) as
`
`evidence of the relatedness of the goods and services.
`
`The Examining Attorney then goes on to attempt to
`
`submit additional evidence in the same footnote in its
`
`brief. Id. at 7-8 n.3 (“Furthermore, as of the date of
`
`this brief, there are 448 registrations of the type
`
`attached by the original examining attorney — 284 of which
`
`did not claim a priority filing date via Section 44(e) of
`
`the Trademark Act”). Not unexpectedly, applicant submits
`
`that this ”’evidence’ cannot be considered by the Board.”
`
`7
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`Reply Br. at 2. The Examining Attorney has not provided
`
`any argument as to how we can consider this evidence on
`
`appeal. The record should be complete prior to appeal. 37
`
`CFR § 2.142(d). Of course, we do not take judicial notice
`
`of registrations in the Office nor, even if timely
`
`submitted, is it sufficient to simply include a list of
`
`marks with registration numbers. In re Hub Distributing,
`
`Inc., 218 USPQ 284, 285 (TTAB 1983) (“[W]e do not consider
`
`a copy of a search report to be credible evidence of the
`
`existence of the registrations and the uses listed
`
`therein”); See also In re Smith and Mehaffey, 31 USPQ2d
`
`1531, 1532 (TTAB 1994); In re Duofold, Inc., 184 USPQ 638,
`
`640 (TTAB 1974). Worse yet is to simply reference a large
`
`number of registrations without providing any other
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`details. Therefore, we agree with applicant, and we will
`
`not consider this “evidence” in our decision.
`
`Likelihood of Confusion
`
`
`
`Now, we address the main issue in this appeal:
`
`whether applicant’s marks for its goods would be
`
`confusingly similar to the registered mark for the
`
`identified services. Determining whether there is a
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`likelihood of confusion requires consideration of the
`
`factors set forth in In re E. I. du Pont de Nemours & Co.,
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`476 F.2d 1357, 1361, 177 USPQ 563, 567 (CCPA 1973). In
`
`8
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`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`considering the evidence of record on these factors, we
`
`must keep in mind that “[t]he fundamental inquiry mandated
`
`by § 2(d) goes to the cumulative effect of differences in
`
`the essential characteristics of the goods and differences
`
`in the marks.” Federated Foods, Inc. v. Fort Howard Paper
`
`Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976).
`
`The first factor we consider is whether the marks are
`
`similar in sound, appearance, meaning or commercial
`
`impression. du Pont, 476 F.2d at 1361, 177 USPQ at 567.
`
`Applicant seeks to register the marks EUREKA:INTELLIGENCE;
`
`EUREKA:STRATEGY; EUREKA:ANALYST; EUREKA:PORTAL;
`
`EUREKA:SUITE; and EUREKA:REPORTER in typed form. The cited
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`registration is for the mark:
`
`
`
`Both marks contain the common term “eureka.” The
`
`Examining Attorney submits that the term is unique and
`
`arbitrary. Applicant, on the other hand, agrees that both
`
`marks contain the same word “eureka,” but it maintains that
`
`because “eureka” is defined as “used to express triumph
`
`upon finding or discovering something,” it is highly
`
`9
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`suggestive when used in connection with computer-related
`
`goods or services because these programs are often used
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`“for location and/or discovery of something.” Request for
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`Reconsideration, p. 3. We do not agree with applicant that
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`the term “eureka” is highly suggestive when used in
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`connection with computer-related goods or services nor is
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`there any evidence that the term is widely used in this
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`field. Therefore, we agree with the Examining Attorney
`
`that the word would not be highly suggestive of applicant’s
`
`or registrant’s goods or services.
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`Next, we must compare the marks in their entireties to
`
`see if the marks are similar. We agree that the word
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`“eureka” is the only term common to both applicant’s marks
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`and the registered mark. Applicant correctly notes that
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`the cited registration is a composite mark containing a
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`design element, applicant’s marks contain a colon, and the
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`other wording in the marks is different.
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`We acknowledge that the marks are certainly not
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`identical although that, of course, does not end the
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`likelihood of confusion analysis. It is well settled that
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`it is improper to dissect a mark. In re Shell Oil Co., 992
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`F.2d 1204, 1206, 26 USPQ2d 1687, 1688 (Fed. Cir. 1993).
`
`However, more or less weight may be given to a particular
`
`feature of a mark for rational reasons. In re National
`
`10
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`
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`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`Data Corporation, 753 F.2d 1056, 224 USPQ 749, 751 (Fed.
`
`Cir. 1985).
`
`The differences in type styles between registrant’s
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`design mark and applicant’s marks are not significant here
`
`because applicant’s marks are in typed form and, thus, not
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`limited to any special depiction. Squirtco v. Tomy Corp.,
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`697 F.2d 1038, 1041, 216 USPQ 937, 939 (Fed. Cir. 1983);
`
`Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d
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`1842, 1847-48 (Fed. Cir. 2000). Nor is the fact that the
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`registrant also has a design in its mark sufficient to
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`distinguish the marks. The design consists simply of the
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`stylized letters “ES.” These letters reinforce the
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`connection with EUREKA SOFTWARE, the first letters of the
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`two words in the mark. See In re Dixie Restaurants Inc.,
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`105 F.3d 1405, 41 USPQ2d 1531, 1533-34 (Fed. Cir. 1997)
`
`(DELTA, the dominant portion of applicant’s THE DELTA CAFE
`
`and design mark, held similar in sound, appearance, and
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`meaning to registrant’s DELTA mark).
`
`As for the colon in applicant’s mark, we find that the
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`colon does not serve to distinguish applicant’s marks from
`
`the registrant’s. The CCPA held that the addition of a
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`hyphen and another digit did not eliminate the similarity
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`of the marks. See Phillips Petroleum Co. v. C.J. Webb,
`
`Inc., 442 F.2d 1376, 170 USPQ 35, 36 (CCPA 1971)(“The
`
`11
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`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`addition of the extra 6 and the hyphen has already been
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`held not to avoid likelihood of confusion, and in the
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`absence of some other apparent significance for the term 6-
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`66 we find this conclusion inescapable”). Punctuation
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`often does not significantly change the commercial
`
`impression of marks. In re Burlington Industries, Inc.,
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`196 USPQ 718, 719 (TTAB 1977) (“[A]n exclamation point does
`
`not serve to identify the source of the goods”). Here, the
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`colon seems to emphasize the significance of the word
`
`“eureka” and to indicate that the next word is a
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`subcategory of goods available under the EUREKA trademark.
`
`The only truly significant difference between the
`
`marks is the fact that the word following EUREKA in each
`
`mark is different: “software” in the registered mark and
`
`“intelligence,” “strategy,” “analyst,” “portal,” “suite,”
`
`and “reporter” in applicant’s marks. The term “software”
`
`is disclaimed in the registered mark and it does not
`
`significantly change the commercial impression of the
`
`registrant’s mark. Disclaimed matter is often given less
`
`weight than other elements of a mark. Hilson Research Inc.
`
`v. Society for Human Resource Management, 27 USPQ2d 1423
`
`(TTAB 1993). Here, when applicant’s goods are software and
`
`registrant’s services are “software development and
`
`consulting services,” the word “software” would not
`
`12
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`significantly distinguish the marks because both
`
`applicant’s goods and registrant’s services involve
`
`software.
`
`The words in applicant’s marks also do not serve to
`
`distinguish the marks. These words, “intelligence,”
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`“strategy,” “analyst,” “portal,” “suite,” and “reporter,”
`
`are highly suggestive of software programs that: use “an
`
`organization’s information and intelligence;” perform
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`“multidimensional analysis;” are “used in connection with
`
`enterprise information portals;” or produce “production
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`reports.” The Examining Attorney also pointed out that
`
`“suite” is a descriptive term, and commonly disclaimed, for
`
`computer software. Application No. 75/788,860, Office
`
`Action dated December 6, 2000, p.2 and attached
`
`registrations. The Examining Attorney also argues that
`
`“strategy does little to distinguish these marks. Strategy
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`is a suggestive term when used in relation to the
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`applicant’s goods [‘software for performing calculations …
`
`generating reports’]”. Application No. 75/788,510, Office
`
`Action dated December 6, 2000, p. 2 (emphasis omitted).
`
`“Strategy” is defined as “[t]he art or skill of using
`
`13
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`stratagems esp. in politics and business.” Webster’s II
`
`New Riverside University Dictionary (1984).3
`
`When we compare the marks in their entireties, we find
`
`that they are similar. As we previously discussed, we find
`
`that the presence of the colon seems to accentuate the
`
`common word “eureka.” The suggestive meaning of the
`
`additional words in applicant’s marks would simply indicate
`
`different subspecialties of the software.
`
`Next, we turn to the issue of whether applicant’s
`
`goods and registrant’s services are related. “[I]t is well
`
`established that a “relatedness” which speaks to a
`
`likelihood of confusion may occur not only where goods are
`
`involved but can exist between products on one hand and
`
`services dealing with or related to those products on the
`
`other hand.” MSI Data Corp. v. Microprocessor Systems,
`
`Inc., 220 USPQ 655, 658 (TTAB 1983) (Computer hardware
`
`manufacturing services to the order of or specification of
`
`others held related to electronic ordering system for
`
`gathering and transmitting data comprising a recorder-
`
`transmitter and data receiver). See also Safety-Kleen
`
`Corp. v. Dresser Industries, 518 F.2d 1399, 186 USPQ 476
`
`
`3 We take judicial notice of this dictionary definition.
`University of Notre Dame du Lac v. J.C. Gourmet Food Imports Co.,
`213 USPQ 594, 596 (TTAB 1982), aff'd, 703 F.2d 1372, 217 USPQ 505
`(Fed. Cir. 1983).
`
`14
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`(CCPA 1975) (Maintenance services found related to parts
`
`for cleaning units). Relatedness may exist even if the
`
`products and services are not competitive “if they could
`
`come to the attention of the same types of customers
`
`suggesting a common origin.” MSI Data, 220 USPQ at 658.
`
`To determine whether the goods and services are
`
`related, we must consider the goods and services as they
`
`are described in the identification of goods and services
`
`in the applications and registration.4 “’Likelihood of
`
`confusion must be determined based on an analysis of the
`
`mark applied to the … services recited in applicant’s
`
`application vis-à-vis the … services recited in [a] …
`
`registration, rather than what the evidence shows the …
`
`services to be.’” Dixie Restaurant, 41 USPQ2d at 1534
`
`(punctuation in original), quoting, Canadian Imperial Bank
`
`of Commerce v. Wells Fargo Bank, 811 F.2d 1490, 1 USPQ2d
`
`1813, 1816 (Fed. Cir. 1987). See also Octocom Systems Inc.
`
`v. Houston Computer Services, 918 F.2d 937, 942, 16 USPQ2d
`
`1783, 1787 (Fed. Cir. 1990). Here, the services in the
`
`registration are identified broadly as “software
`
`development and consultation services.” Contrary to
`
`
`4 Applicant’s evidence regarding registrant’s actual services,
`submitted with applicant’s request for reconsideration, does not
`limit the scope of the registration.
`
`15
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`applicant’s argument, the Examining Attorney is not
`
`“straining to create a relationship” between applicant’s
`
`goods and registrant’s services. Applicant’s Br. at 7.
`
`Obviously, these services can involve developing software
`
`and providing consulting services for software involving
`
`enterprise information portals. Canadian Imperial Bank, 1
`
`USPQ2d at 1816 (Board properly considered “whether, in the
`
`entire market for that service (banking services), there
`
`was a likelihood of confusion”).
`
`While the identifications of applicant’s goods in its
`
`six applications are different, they are all for “computer
`
`software for use in connection with enterprise information
`
`portals, namely, software for … on an organization's
`
`internal information over computer networks.”5 In this
`
`case, the Examining Attorney has made of record dozens of
`
`third-party registrations based on use in commerce to show
`
`that the goods of the applicant and the services of
`
`registrant often are marketed under the same marks. See
`
`Mucky Duck Mustard, 6 USPQ2d at 1470 n.6 (Although third-
`
`party registrations “are not evidence that the marks shown
`
`
`5 Application No. 75/788,860 does not use the language “over
`computer networks.” Instead it contains the language “via a
`global communications network” in the identification of goods.
`We do not view this difference to have a significant effect on
`the issue of the relatedness of the goods and services.
`
`16
`
`
`
`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
`
`therein are in use on a commercial scale or that the public
`
`is familiar with them, [they] may have some probative value
`
`to the extent that they may serve to suggest that such
`
`goods or services are the type which may emanate from a
`
`single source”). These registrations support the Examining
`
`Attorney’s position that the goods and services are
`
`related. See, e.g., Reg. No. 2,306,921 (“computer software
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`for use in the field of engineering…” and “consultation
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`services and computer software development for others in
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`the field of engineering…”); No. 2,305,105 (“computer
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`software, namely, inventory tracking software…” and
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`“computer consultation services, namely, customer software
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`and development…”); No. 2,303,524 (“computer software for
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`developing custom-based software applications…” and “design
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`development installation and maintenance of computer
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`software…”); and No. 2,302,680 (“computer software, namely,
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`integrated human resources, payroll, benefits, and job
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`requisition software packages” and “computer consultation,
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`namely, consulting services … involving business management
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`software systems”). Even sophisticated purchasers would be
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`likely to be confused if applicant’s and registrant’s
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`services were used on such closely related goods and
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`services. Octocom Systems, 16 USPQ2d at 1787.
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`17
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`
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`Ser Nos. 75/788,509; 75/788,510; 75/788,855; 75/788,856;
`75/788,860; and 75/788,861
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`
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`Applicant cites Reynolds and Reynolds Co. v. I.E.
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`Systems, Inc., 5 USPQ2d 1749 (TTAB 1987), and argues that
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`“[n]ot everything involving the use of computers is
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`necessarily related.” Applicant’s Br. at 7. We agree. In
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`that case, the very specific and different software of the
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`applicant and the opposer were not so closely related that
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`confusion was likely. Unlike the cited case, the goods and
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`services here are much more closely related.
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`
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`In this case, we find that EUREKA is a strong term
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`that dominates applicant’s and registrant’s marks. There
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`is no basis to find that the word is weak or highly
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`suggestive of the goods and services. While there are
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`differences in the marks, these differences are eclipsed by
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`the common feature “EUREKA.” The goods and services are
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`related such that purchasers familiar with registrant’s ES
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`EUREKA SOFTWARE and design software development and
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`consultation services would likely believe that there is a
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`common source for computer software for use in connection
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`with enterprise information portals offered under the marks
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`EUREKA:INTELLIGENCE, EUREKA:STRATEGY, EUREKA:ANALYST,
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`EUREKA:PORTAL, EUREKA:SUITE, and EUREKA:REPORTER.
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`
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`Decision: The refusals to register applicant’s marks
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`under Section 2(d) of the Trademark Act are affirmed.
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`
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`18