`Trademark Trial and Appeal Board
`P.O. Box 1451
`Alexandria, VA 22313-1451
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`DUNN
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` Mailed: June 28, 2011
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`Opposition No. 91197571
`Opposition No. 91197573
`Opposition No. 91197574
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`Chase Brass, LLC
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`v.
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`Sipi Metals Corp.
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`Before Kuhlke, Wellington, and Lykos, Administrative
`Trademark Judges:
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`By the Board:
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`This case comes up on applicant’s combined motions,
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`filed January 3, 2011 in each consolidated opposition, to
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`dismiss the false association claim pursuant to Fed. R. Civ.
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`P. 12(b)(6) and for a more definite statement of the
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`likelihood of confusion claim pursuant to Fed. R. Civ. P.
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`12(e). The motions have been fully briefed. The Board sua
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`sponte addresses the sufficiency of applicant’s counterclaim
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`to cancel Registration Nos. 2474958 and 2479029, which are
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`owned by a third party.
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`Sipi Metals Corp. filed three applications pursuant to
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`Trademark Act Sec. 1(b) for variants of the same mark, all
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`Opposition Nos. 91197571, 91197573, and 91197574
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`to be used on the same goods, namely “bronze and bronze
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`alloy in bars, billets and sheets for use in manufacturing
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`by machining, casting or forging.”
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`App. Serial No. 779476061
`(Opp. No. 91197571)
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`Application Serial No.
`(Opp. No. 91197573)
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`Application Serial No.
`(Opp. No. 91197574 )
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`ECOBRONZE
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`ECO BRONZE
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`ECO-BRONZE
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`Chase Brass, LLC filed an ESTTA notice of opposition
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`comprising the ESTTA notice of opposition form and nine
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`numbered allegations which are essentially the same for each
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`proceeding. The ESTTA form lists Trademark Act Sec. 2(a),
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`2(d), and 43(c) as grounds for opposition and cites
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`Registration Nos. 2474958 for the mark ECOBRASS for “copper
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`and copper alloy in bars, billets and sheets for use in
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`future manufacturing by machining, casting or forging” and
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`2479029 for the mark ECO BRASS for “copper alloy in the
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`nature of brass in bars, billets and sheets for use in
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`future manufacturing by machining, casting and forging.”2
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` In each proceeding the attached numbered paragraphs
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`allege that applicant seeks registration of its respective
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`marks (¶1); that opposer’s licensor Sambo registered the
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`1
`App. Serial No. 77947606 is the basis for International
`Registration No. 1046194 issued July 30, 2010.
`2
`On April 1, 2008, original registrant Sambo Copper Alloy
`Co., Ltd. merged with Mitsubishi Shindoh Co., Ltd., and on May
`26, 2011, the merger was recorded with the Office Assignment
`Branch (Registration No. 2474958 at Reel 4549, Frame 0529, and
`Registration No. 2479029 at Reel 4549/0495).
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`2
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`Opposition Nos. 91197571, 91197573, and 91197574
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`pleaded registrations for ECO BRASS and ECOBRASS prior to
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`applicant’s filing of its application (¶2-3); that opposer
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`has a license to use the registered marks (¶4); that opposer
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`used the mark ECO BRASS for “copper alloys in rods for use
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`in, among other things, manufacturing by machining, casting
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`and forging” prior to applicant’s filing of its application
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`(¶5); that opposer’s use of ECO BRASS predates applicant’s
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`filing of its application and any actual use applicant may
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`have (¶6); and that applicant should be denied registration
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`based on opposer’s priority of use (¶7).
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`With respect to Paragraph 8, the issue to be decided is
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`whether the allegations set forth below, in combination with
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`those summarized above, state legally sufficient claims
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`under Trademark Rule Sec. 2(a) and (d).3 Paragraph 8
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`states:
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`The mark sought to be registered by Applicant is
`confusingly similar to the ECO BRASS mark and the
`use of ECOBRONZE by Applicant is likely to cause
`confusion or mistake in the minds of the public
`and lead the public and prospective purchasers to
`believe that applicant’s goods are those of Sambo
`and/or Chase or are endorsed, sponsored, or
`otherwise affiliated or connected with Sambo
`and/or Chase, or that Sambo’s and/or Chase’s goods
`and services are associated with applicant,
`contrary to 15 U.S.C. §1052(d), and all to the
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`3
`Paragraph 9 alleges that applicant’s use and registration
`dilutes the distinctiveness of the famous ECO BRASS mark.
`Applicant’s motion sought dismissal of the dilution claim, and in
`its response, opposer voluntarily withdrew the dilution claim.
`Accordingly, the notice of opposition is amended to strike
`Paragraph 9, the dilution claim is no longer part of this
`consolidated proceeding, and applicant’s motion is denied as moot
`with respect to that claim.
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`3
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`Opposition Nos. 91197571, 91197573, and 91197574
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`damage and injury of the purchasing public and to
`the damage and injury of Sambo and Chase.
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`To survive a motion to dismiss, a complaint must
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`contain sufficient factual matter, accepted as true, to
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`“state a claim to relief that is plausible on its face.”
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`Ashcroft v. Iqbal, _ U.S. _, 129 S.Ct. 1937, 1949 (2009)
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`quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570
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`(2007). The pleading is sufficient if it alleges plausible
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`facts as would, if proved, establish that plaintiff is
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`entitled to the relief sought, that is, that 1) plaintiff
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`has standing to maintain the proceeding, and 2) a valid
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`ground exists for denying or cancelling the registration.
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`See Young v. AGB Corp., 152 F.3d 1377, 47 USPQ2d 1752, 1755
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`(Fed. Cir. 1998).
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`Opposer’s allegations that it uses the term ECO BRASS
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`are sufficient to plead its standing. William & Scott Co.
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`v. Earl's Restaurants Ltd., 30 USPQ2d 1870, 1873 n.2 (TTAB
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`1994)(plaintiff has standing ”even if [its] use of the two
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`pleaded marks is as a licensee or distributor for [the owner
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`of the marks], for a plaintiff may have standing in a case
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`brought under Section 2(d) of the Trademark Act even if it
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`does not claim ownership of the assertedly similar mark, or
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`the right to control its use.”).
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`With respect to the Sec. 2(a) claim, a plaintiff
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`asserting a claim that a mark falsely suggests a connection
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`with persons living or dead, or institutions, must plead (i)
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`4
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`Opposition Nos. 91197571, 91197573, and 91197574
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`that the defendant's mark is the same or a close
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`approximation of plaintiff's previously used name or
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`identity; (ii) that the mark would be recognized as such;
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`(iii) that the plaintiff is not connected with the
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`activities performed by the defendant under the mark; and
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`(iv) that the plaintiff's name or identity is of sufficient
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`fame or reputation that when the defendant's mark is used on
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`the goods or services, a connection with the plaintiff would
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`be presumed. Association pour la Defense et la Promotion de
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`l'oeuvre de Marc Chagall Dite Comite Marc Chagall v.
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`Bondarchuk, 82 USPQ2d 1838, 1842 (TTAB 2007)(citations
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`omitted). The second factor has been construed to require
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`that “the name claimed to be appropriated by the defendant
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`must point uniquely to the plaintiff.” Lesley Hornby a/k/a
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`Lesley Lawson a/k/a Twiggy v. TJX Companies, Inc., 87 USPQ2d
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`1411, 1424 (TTAB 2008). While we have not restricted our
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`consideration to Paragraph 8, the notice of opposition
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`considered in its entirety pleads none of the required
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`elements set forth above.
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`In each proceeding applicant’s motion to dismiss is
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`granted with respect to the Sec. 2(a) claim to the extent
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`that opposer is allowed until TWENTY DAYS from the mailing
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`date of this order to file an amended notice of opposition
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`properly asserting a Section 2(a) claim, failing which this
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`5
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`Opposition Nos. 91197571, 91197573, and 91197574
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`proceeding will go forward only as to the claim of priority
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`and likelihood of confusion.
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`A motion for a more definite statement is appropriate
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`only in those cases where the pleading states a claim upon
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`which relief can be granted, but is so vague or ambiguous
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`that the movant cannot make a responsive pleading in good
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`faith or without prejudice to itself. Fed. R. Civ. P.
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`12(e); Trademark Trial and Appeal Board Manual of Procedure
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`(TBMP) §505.01 (3rd ed. 2011). With respect to the Sec.
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`2(d) claim, applicant contends that a more definite
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`statement is needed because the registered marks licensed to
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`opposer specify that the copper alloy is in the shape of
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`“bars, billets and sheets” but the notice of opposition
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`alleges that opposer uses the mark on copper alloy in
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`“rods”, and thus applicant is not given sufficient notice of
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`the rights claimed by opposer. The Board does not find the
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`difference in the meaning of the terms ROD and BAR to be so
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`great as to make the Sec. 2(d) claim ambiguous; and finds
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`adequate notice of opposer’s claim of priority and
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`likelihood of confusion in connection with its use of the
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`ECO BRASS mark on goods related to those with which
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`applicant intends to use the mark. Because we find that the
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`likelihood of confusion claim is sufficiently definite in
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`each opposition, applicant’s motion for a more definite
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`statement is denied.
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`6
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`Opposition Nos. 91197571, 91197573, and 91197574
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`Inasmuch as applicant filed only a partial answer,
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`applicant is allowed until FORTY DAYS from the mailing date
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`of this order to file a substitute answer to the notice of
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`opposition, or any amended notice of opposition, which
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`complies with Fed. R. Civ. P. 8(b).4
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`The Board sua sponte addresses the counterclaim to
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`cancel Registration Nos. 2474958 and 2479029 included in
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`applicant’s answer. The registrations are owned by a third
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`party that is not a party to this proceeding. As set forth
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`above, opposer explained that its use of the mark, which is
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`the basis for its priority and likelihood of confusion
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`claim, is through a license from the owner of the registered
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`marks. Opposer may not rely on the Section 7(b)
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`presumptions afforded to the owner of the registrations.
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`Thus, to establish its claim, opposer must prove prior use
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`of the mark, and likelihood of confusion between the goods
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`in the application and the rods for which opposer alleges
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`use. The fact that a third party related to the plaintiff,
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`such as a parent or licensor of the plaintiff, may also have
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`an interest in a mark relied on by the plaintiff does not
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`4
`Inasmuch as its partial answer and counterclaim included
`exhibits, applicant is advised that - with the exception of
`pleaded registrations - no consideration is given to exhibits
`attached to pleadings. Trademark Rule 2.122(c)(“Except as
`provided in paragraph (d)(1) of this section, an exhibit attached
`to a pleading is not evidence on behalf of the party to whose
`pleading the exhibit is attached unless identified and introduced
`in evidence as an exhibit during the period for the taking of
`testimony.”).
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`7
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`Opposition Nos. 91197571, 91197573, and 91197574
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`mean that the third party must be joined as a party
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`plaintiff. See Avia Group International Inc. v. Faraut, 25
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`USPQ2d 1625 (TTAB 1992) (respondent's motion to join
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`petitioner's licensor as party plaintiff denied); Trademark
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`Trial and Appeal Board Manual of Procedure (TBMP) §512 (3d
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`ed. 2011).
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`Applicant asserts, as an “affirmative defense”, that
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`the owner of the registrations is an indispensable party who
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`should be joined pursuant to Fed. R. Civ. P. 19(a), so that
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`applicant cannot be subject to “double, multiple or
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`otherwise inconsistent obligations” based on the
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`registrations. However, cancellation of the registrations
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`would not preclude opposer’s assertion of its common law
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`rights in this opposition, and applicant prevailing in the
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`opposition would not mandate cancellation of Registration
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`Nos. 2474958 and 2479029, owned by a third party.5 Thus, we
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`find Fed. R. Civ. P. 19(a) inapplicable here, and applicant
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`must bring any claims for cancellation against the owner of
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`the registrations in a separate proceeding.
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`In sum, applicant’s motion to dismiss is granted with
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`respect to Trademark Act Sec. 2(a) and denied as moot with
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`respect to Sec. 43(c); applicant’s motion for a more
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`definite statement with respect to Sec. 2(d) is denied.
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`5
`We note that the notice of opposition does not allege that
`opposer is the exclusive licensee of the registered marks.
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`8
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`Opposition Nos. 91197571, 91197573, and 91197574
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`Applicant’s proposed counterclaim to cancel the third party
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`registrations is denied, and should not form any part of the
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`substitute answer.
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`Proceedings herein are resumed and dates are reset
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`below.
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`Deadline for Discovery
`Conference
`Discovery Opens
`Initial Disclosures Due
`Expert Disclosures Due
`Discovery Closes
`Plaintiff's Pretrial
`Disclosures Due
`Plaintiff's 30-day Trial Period
`Ends
`Defendant's Pretrial
`Disclosures Due
`Defendant's 30-day Trial Period
`Ends
`Plaintiff's Rebuttal
`Disclosures Due
`Plaintiff's 15-day Rebuttal
`Period Ends
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`9/15/2011
`9/15/2011
`10/15/2011
`2/12/2012
`3/13/2012
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`4/27/2012
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`6/11/2012
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`6/26/2012
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`8/10/2012
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`8/25/2012
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`9/24/2012
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`In each instance, a copy of the transcript of testimony
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`together with copies of documentary exhibits, must be served
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`on the adverse party within thirty days after completion of
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`the taking of testimony. Trademark Rule 2.l25.
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`Briefs shall be filed in accordance with Trademark
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`Rules 2.128(a) and (b). An oral hearing will be set only
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`upon request filed as provided by Trademark Rule 2.l29.
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`®®®®®
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`9