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UNITED STATES PATENT AND TRADEMARK OFFICE
`Trademark Trial and Appeal Board
`P.O. Box 1451
`Alexandria, VA 22313-1451
`
`
`
`
`
`
`
`
`
`
`
`DUNN
`
` Mailed: June 28, 2011
`
`
`Opposition No. 91197571
`Opposition No. 91197573
`Opposition No. 91197574
`
`
`
`Chase Brass, LLC
`
`v.
`
`Sipi Metals Corp.
`
`
`Before Kuhlke, Wellington, and Lykos, Administrative
`Trademark Judges:
`
`By the Board:
`
`
`This case comes up on applicant’s combined motions,
`
`filed January 3, 2011 in each consolidated opposition, to
`
`dismiss the false association claim pursuant to Fed. R. Civ.
`
`P. 12(b)(6) and for a more definite statement of the
`
`likelihood of confusion claim pursuant to Fed. R. Civ. P.
`
`12(e). The motions have been fully briefed. The Board sua
`
`sponte addresses the sufficiency of applicant’s counterclaim
`
`to cancel Registration Nos. 2474958 and 2479029, which are
`
`owned by a third party.
`
`
`
`Sipi Metals Corp. filed three applications pursuant to
`
`Trademark Act Sec. 1(b) for variants of the same mark, all
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`to be used on the same goods, namely “bronze and bronze
`
`alloy in bars, billets and sheets for use in manufacturing
`
`by machining, casting or forging.”
`
`App. Serial No. 779476061
`(Opp. No. 91197571)
`
`Application Serial No.
`(Opp. No. 91197573)
`
`Application Serial No.
`(Opp. No. 91197574 )
`
`
`ECOBRONZE
`
`
`ECO BRONZE
`
`
`ECO-BRONZE
`
`
`Chase Brass, LLC filed an ESTTA notice of opposition
`
`
`
`comprising the ESTTA notice of opposition form and nine
`
`numbered allegations which are essentially the same for each
`
`proceeding. The ESTTA form lists Trademark Act Sec. 2(a),
`
`2(d), and 43(c) as grounds for opposition and cites
`
`Registration Nos. 2474958 for the mark ECOBRASS for “copper
`
`and copper alloy in bars, billets and sheets for use in
`
`future manufacturing by machining, casting or forging” and
`
`2479029 for the mark ECO BRASS for “copper alloy in the
`
`nature of brass in bars, billets and sheets for use in
`
`future manufacturing by machining, casting and forging.”2
`
` In each proceeding the attached numbered paragraphs
`
`allege that applicant seeks registration of its respective
`
`marks (¶1); that opposer’s licensor Sambo registered the
`
`
`1
`App. Serial No. 77947606 is the basis for International
`Registration No. 1046194 issued July 30, 2010.
`2
`On April 1, 2008, original registrant Sambo Copper Alloy
`Co., Ltd. merged with Mitsubishi Shindoh Co., Ltd., and on May
`26, 2011, the merger was recorded with the Office Assignment
`Branch (Registration No. 2474958 at Reel 4549, Frame 0529, and
`Registration No. 2479029 at Reel 4549/0495).
`
`
`
`2
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`pleaded registrations for ECO BRASS and ECOBRASS prior to
`
`applicant’s filing of its application (¶2-3); that opposer
`
`has a license to use the registered marks (¶4); that opposer
`
`used the mark ECO BRASS for “copper alloys in rods for use
`
`in, among other things, manufacturing by machining, casting
`
`and forging” prior to applicant’s filing of its application
`
`(¶5); that opposer’s use of ECO BRASS predates applicant’s
`
`filing of its application and any actual use applicant may
`
`have (¶6); and that applicant should be denied registration
`
`based on opposer’s priority of use (¶7).
`
`With respect to Paragraph 8, the issue to be decided is
`
`whether the allegations set forth below, in combination with
`
`those summarized above, state legally sufficient claims
`
`under Trademark Rule Sec. 2(a) and (d).3 Paragraph 8
`
`states:
`
`The mark sought to be registered by Applicant is
`confusingly similar to the ECO BRASS mark and the
`use of ECOBRONZE by Applicant is likely to cause
`confusion or mistake in the minds of the public
`and lead the public and prospective purchasers to
`believe that applicant’s goods are those of Sambo
`and/or Chase or are endorsed, sponsored, or
`otherwise affiliated or connected with Sambo
`and/or Chase, or that Sambo’s and/or Chase’s goods
`and services are associated with applicant,
`contrary to 15 U.S.C. §1052(d), and all to the
`
`
`3
`Paragraph 9 alleges that applicant’s use and registration
`dilutes the distinctiveness of the famous ECO BRASS mark.
`Applicant’s motion sought dismissal of the dilution claim, and in
`its response, opposer voluntarily withdrew the dilution claim.
`Accordingly, the notice of opposition is amended to strike
`Paragraph 9, the dilution claim is no longer part of this
`consolidated proceeding, and applicant’s motion is denied as moot
`with respect to that claim.
`
`
`
`3
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`damage and injury of the purchasing public and to
`the damage and injury of Sambo and Chase.
`
`To survive a motion to dismiss, a complaint must
`
`contain sufficient factual matter, accepted as true, to
`
`“state a claim to relief that is plausible on its face.”
`
`Ashcroft v. Iqbal, _ U.S. _, 129 S.Ct. 1937, 1949 (2009)
`
`quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570
`
`(2007). The pleading is sufficient if it alleges plausible
`
`facts as would, if proved, establish that plaintiff is
`
`entitled to the relief sought, that is, that 1) plaintiff
`
`has standing to maintain the proceeding, and 2) a valid
`
`ground exists for denying or cancelling the registration.
`
`See Young v. AGB Corp., 152 F.3d 1377, 47 USPQ2d 1752, 1755
`
`(Fed. Cir. 1998).
`
`
`
`Opposer’s allegations that it uses the term ECO BRASS
`
`are sufficient to plead its standing. William & Scott Co.
`
`v. Earl's Restaurants Ltd., 30 USPQ2d 1870, 1873 n.2 (TTAB
`
`1994)(plaintiff has standing ”even if [its] use of the two
`
`pleaded marks is as a licensee or distributor for [the owner
`
`of the marks], for a plaintiff may have standing in a case
`
`brought under Section 2(d) of the Trademark Act even if it
`
`does not claim ownership of the assertedly similar mark, or
`
`the right to control its use.”).
`
`
`
`With respect to the Sec. 2(a) claim, a plaintiff
`
`asserting a claim that a mark falsely suggests a connection
`
`with persons living or dead, or institutions, must plead (i)
`
`
`
`4
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`that the defendant's mark is the same or a close
`
`approximation of plaintiff's previously used name or
`
`identity; (ii) that the mark would be recognized as such;
`
`(iii) that the plaintiff is not connected with the
`
`activities performed by the defendant under the mark; and
`
`(iv) that the plaintiff's name or identity is of sufficient
`
`fame or reputation that when the defendant's mark is used on
`
`the goods or services, a connection with the plaintiff would
`
`be presumed. Association pour la Defense et la Promotion de
`
`l'oeuvre de Marc Chagall Dite Comite Marc Chagall v.
`
`Bondarchuk, 82 USPQ2d 1838, 1842 (TTAB 2007)(citations
`
`omitted). The second factor has been construed to require
`
`that “the name claimed to be appropriated by the defendant
`
`must point uniquely to the plaintiff.” Lesley Hornby a/k/a
`
`Lesley Lawson a/k/a Twiggy v. TJX Companies, Inc., 87 USPQ2d
`
`1411, 1424 (TTAB 2008). While we have not restricted our
`
`consideration to Paragraph 8, the notice of opposition
`
`considered in its entirety pleads none of the required
`
`elements set forth above.
`
`
`
`In each proceeding applicant’s motion to dismiss is
`
`granted with respect to the Sec. 2(a) claim to the extent
`
`that opposer is allowed until TWENTY DAYS from the mailing
`
`date of this order to file an amended notice of opposition
`
`properly asserting a Section 2(a) claim, failing which this
`
`
`
`5
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`proceeding will go forward only as to the claim of priority
`
`and likelihood of confusion.
`
`
`
`A motion for a more definite statement is appropriate
`
`only in those cases where the pleading states a claim upon
`
`which relief can be granted, but is so vague or ambiguous
`
`that the movant cannot make a responsive pleading in good
`
`faith or without prejudice to itself. Fed. R. Civ. P.
`
`12(e); Trademark Trial and Appeal Board Manual of Procedure
`
`(TBMP) §505.01 (3rd ed. 2011). With respect to the Sec.
`
`2(d) claim, applicant contends that a more definite
`
`statement is needed because the registered marks licensed to
`
`opposer specify that the copper alloy is in the shape of
`
`“bars, billets and sheets” but the notice of opposition
`
`alleges that opposer uses the mark on copper alloy in
`
`“rods”, and thus applicant is not given sufficient notice of
`
`the rights claimed by opposer. The Board does not find the
`
`difference in the meaning of the terms ROD and BAR to be so
`
`great as to make the Sec. 2(d) claim ambiguous; and finds
`
`adequate notice of opposer’s claim of priority and
`
`likelihood of confusion in connection with its use of the
`
`ECO BRASS mark on goods related to those with which
`
`applicant intends to use the mark. Because we find that the
`
`likelihood of confusion claim is sufficiently definite in
`
`each opposition, applicant’s motion for a more definite
`
`statement is denied.
`
`
`
`6
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`
`
`Inasmuch as applicant filed only a partial answer,
`
`applicant is allowed until FORTY DAYS from the mailing date
`
`of this order to file a substitute answer to the notice of
`
`opposition, or any amended notice of opposition, which
`
`complies with Fed. R. Civ. P. 8(b).4
`
`The Board sua sponte addresses the counterclaim to
`
`cancel Registration Nos. 2474958 and 2479029 included in
`
`applicant’s answer. The registrations are owned by a third
`
`party that is not a party to this proceeding. As set forth
`
`above, opposer explained that its use of the mark, which is
`
`the basis for its priority and likelihood of confusion
`
`claim, is through a license from the owner of the registered
`
`marks. Opposer may not rely on the Section 7(b)
`
`presumptions afforded to the owner of the registrations.
`
`Thus, to establish its claim, opposer must prove prior use
`
`of the mark, and likelihood of confusion between the goods
`
`in the application and the rods for which opposer alleges
`
`use. The fact that a third party related to the plaintiff,
`
`such as a parent or licensor of the plaintiff, may also have
`
`an interest in a mark relied on by the plaintiff does not
`
`
`4
`Inasmuch as its partial answer and counterclaim included
`exhibits, applicant is advised that - with the exception of
`pleaded registrations - no consideration is given to exhibits
`attached to pleadings. Trademark Rule 2.122(c)(“Except as
`provided in paragraph (d)(1) of this section, an exhibit attached
`to a pleading is not evidence on behalf of the party to whose
`pleading the exhibit is attached unless identified and introduced
`in evidence as an exhibit during the period for the taking of
`testimony.”).
`
`
`
`7
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`mean that the third party must be joined as a party
`
`plaintiff. See Avia Group International Inc. v. Faraut, 25
`
`USPQ2d 1625 (TTAB 1992) (respondent's motion to join
`
`petitioner's licensor as party plaintiff denied); Trademark
`
`Trial and Appeal Board Manual of Procedure (TBMP) §512 (3d
`
`ed. 2011).
`
`Applicant asserts, as an “affirmative defense”, that
`
`the owner of the registrations is an indispensable party who
`
`should be joined pursuant to Fed. R. Civ. P. 19(a), so that
`
`applicant cannot be subject to “double, multiple or
`
`otherwise inconsistent obligations” based on the
`
`registrations. However, cancellation of the registrations
`
`would not preclude opposer’s assertion of its common law
`
`rights in this opposition, and applicant prevailing in the
`
`opposition would not mandate cancellation of Registration
`
`Nos. 2474958 and 2479029, owned by a third party.5 Thus, we
`
`find Fed. R. Civ. P. 19(a) inapplicable here, and applicant
`
`must bring any claims for cancellation against the owner of
`
`the registrations in a separate proceeding.
`
`
`
`In sum, applicant’s motion to dismiss is granted with
`
`respect to Trademark Act Sec. 2(a) and denied as moot with
`
`respect to Sec. 43(c); applicant’s motion for a more
`
`definite statement with respect to Sec. 2(d) is denied.
`
`
`5
`We note that the notice of opposition does not allege that
`opposer is the exclusive licensee of the registered marks.
`
`
`
`8
`
`

`
`Opposition Nos. 91197571, 91197573, and 91197574
`
`Applicant’s proposed counterclaim to cancel the third party
`
`registrations is denied, and should not form any part of the
`
`substitute answer.
`
`
`
`Proceedings herein are resumed and dates are reset
`
`below.
`
`Deadline for Discovery
`Conference
`Discovery Opens
`Initial Disclosures Due
`Expert Disclosures Due
`Discovery Closes
`Plaintiff's Pretrial
`Disclosures Due
`Plaintiff's 30-day Trial Period
`Ends
`Defendant's Pretrial
`Disclosures Due
`Defendant's 30-day Trial Period
`Ends
`Plaintiff's Rebuttal
`Disclosures Due
`Plaintiff's 15-day Rebuttal
`Period Ends
`
`
`9/15/2011
`9/15/2011
`10/15/2011
`2/12/2012
`3/13/2012
`
`4/27/2012
`
`6/11/2012
`
`6/26/2012
`
`8/10/2012
`
`8/25/2012
`
`9/24/2012
`
`In each instance, a copy of the transcript of testimony
`
`together with copies of documentary exhibits, must be served
`
`on the adverse party within thirty days after completion of
`
`the taking of testimony. Trademark Rule 2.l25.
`
`
`
`Briefs shall be filed in accordance with Trademark
`
`Rules 2.128(a) and (b). An oral hearing will be set only
`
`upon request filed as provided by Trademark Rule 2.l29.
`
`®®®®®
`
`
`
`9

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