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`ULTRAVISION TECHNOLOGIES, LLC,
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`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
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`Plaintiff,
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`Case No. 2:18-cv-00100-JRG-RSP
`(LEAD CASE)
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`JURY TRIAL DEMANDED
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`v.
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`GOVISION LLC,
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`SHENZHEN ABSEN OPTOELECTRONIC
`CO., LTD. AND ABSEN, INC.,
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`Defendants.
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`SHENZHEN ABSEN OPTOELECTRONIC CO., LTD.’S AND ABSEN, INC.’ S MOTION
`FOR RECONSIDERATION AND OBJECTION TO THE ORDER RECOMMENDING
`DENIAL OF THEIR MOTION FOR PARTIAL SUMMARY JUDGMENT (D.I. 654)
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`Case No 2:18-cv-00112-JRG-RSP
`(CONSOLIDATED CASE)
`JURY TRIAL DEMANDED
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`
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 2 of 8 PageID #: 27082
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`Pursuant to Federal Rule 72 and Local Rule CV-72(b), Defendants Shenzhen Absen
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`Optoelectronic Co., Ltd. and Absen, Inc (together, “Absen”) object to, and move for
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`reconsideration of, the Court’s decision recommending denial of their motion for partial summary
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`judgment that Ultravision’s claim to pre-notice damages is barred for failure to mark under 35
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`U.S.C. § 287. See D.I. 654 (the “Order”). The Court held that Absen had failed to provide proper
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`notice—for purposes of summary judgment—of the products it contends practice the patents-in-
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`suit but are unmarked, because it first identified them in its opening summary judgment brief
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`(although the Court went on to hold that this constituted sufficient notice under the circumstances
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`for purposes of trial). Other courts, however, consistently have held or otherwise assumed that it
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`is sufficient for an accused infringer to first provide notice of unmarked products in its opening
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`summary judgment brief, or even at trial. Putting the sufficiency of notice aside, Ultravision has
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`insufficient evidence to carry its burden of proving that it properly marked its products. The Court
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`therefore should grant summary judgment to Absen as to pre-suit damages.
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`BACKGROUND
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`Ultravision sued Absen on March 27, 2018, asserting infringement of U.S. Patent No.
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`9,916,782 (the “’782 Patent”). Ultravision Techs., LLC v. Shenzhen Absen Optoelectronic Co.,
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`Ltd. et al., Case No. 2:18-cv-00112-JRG-RSP. Ultravision then filed a First Amended Complaint
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`on June 6, 2019, which asserted several more patents including U.S. Patent Nos. 9,207,904 (“’904
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`Patent”); 9,916,782 (“’782 patent”); 9,978,294 (“’294 Patent”); and 9,990,869 (“’869 Patent”)
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`(collectively, the “asserted patents”). Ultravision Techs., LLC v. Shenzhen Absen Optoelectronic
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`Co., Ltd., No. 2:18-cv-112-JRG-RSP, D.I. 73 (E.D. Tex. June 6, 2019).
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`Absen promptly asserted lack of marking under 35 U.S.C. § 287 as a limitation of damages
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`in its Answer to Ultravision’s First Amended Complaint. D.I. 217 at 18. Absen later identified
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 3 of 8 PageID #: 27083
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`the Master Plus Series and the Brilliant Series as unmarked products that practice the asserted
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`patents in its Motion for Partial Summary Judgment. D.I. 436 at 3.
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`Ultravision itself contends that its Master Plus Series and Brilliant Series products practice
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`the asserted patents. D.I. 436, Ex. 1 [UV Infringement Contentions v. Ledman] at 11. Ultravision
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`also asserts that the Brilliant Series “was first sold in 2018” and “replaced the Master Series,”
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`whose “last sale was in December 2017.” D.I. 436, Ex. 4 [UV Resp. to Ledman Rogs 1–8] at 12.
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`It is undisputed, moreover, that neither the Master Plus Series nor the Brilliant Series products are
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`physically marked with the patent numbers of any asserted patents. Ultravision has argued that it
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`virtually marks the products on its website, and points to a product label directing consumers to
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`http://www.ultravisioninternational.com/patents. D.I. 436, Ex. 4 [UV Resp. to Ledman Rogs 1–
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`8] at 10–12. Ultravision, however, did not produce any evidence as to whether or when this label
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`was applied to products. The only marking webpage Ultravision produced, a June 28, 2018
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`screencapture (D.I. 436, Ex. 7), does not adequately mark the Master Plus Series and the Brilliant
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`Series with each of the asserted patents—indeed, the Brilliant Series does not even appear in that
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`screencapture. See id. Further, the screencapture shows that several of the asserted patents do not
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`even appear at all, namely the ’294 patent and the ’869 patent. Id.
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`Based on these undisputed facts, Absen moved for summary judgment of no pre-suit
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`damages. The Court, in relevant part, recommended denying Absen’s summary judgment motion
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`on procedural grounds (while leaving it open to Absen to prove Ultravision’s failure to comply
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`with § 287 at trial). See D.I. 654. The Court’s sole basis for its recommendation was:
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`the fact that Absen did not identify the products before filing its
`motion. Absen has not shown that it has identified ‘specific
`unmarked products which the alleged infringer believes practice
`the patent’ but rather merely identified its intent to assert a
`marking defense in its Answer. See Arctic Cat, 876 F.3d at 1368.
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`2
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 4 of 8 PageID #: 27084
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`Since Absen has not met its burden under Arctic Cat, the Absen’s
`Motion must be denied.
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`D.I. 654 at 6.
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`ARGUMENT
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`To challenge a patentee’s compliance with § 287, an alleged infringer “bears an initial
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`burden of production to articulate the products it believes are unmarked ‘patented articles.’” Arctic
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`Cat Inc. v. Bombardier Recreational Products, Inc., 876 F.3d. 1350, 1368 (Fed. Cir. 2017). The
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`Federal Circuit held in Arctic Cat that this initial burden is a “low bar,” as “the alleged infringer
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`need only put the patentee on notice that he or his authorized licensees sold specific unmarked
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`products which the alleged infringer believes practice the patent.” Id. at 1368. “Once the alleged
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`infringer meets its burden of production, however, the patentee bears the burden to prove the
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`products identified do not practice the patented invention.” Id.
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`The Court recommended denying Absen’s motion for partial summary judgment on the
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`basis that Absen did not identify specific unmarked products before its opening brief on summary
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`judgment motion. D.I. 654 at 6. The court in Arctic Cat, however, did not set forth any
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`requirement as to when an alleged infringer must identify the allegedly unmarked products.
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`Indeed, the court in Arctic Cat specifically held that the alleged infringer in that case had satisfied
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`its “initial burden” by identifying the allegedly unmarked products at trial. As the Federal Circuit
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`explained:
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`We do not here determine the minimum showing needed to meet the
`initial burden of production, but we hold in this case it was satisfied
`by BRP. At trial BRP introduced the licensing agreement between
`Honda and Arctic Cat showing Honda's license to practice “Arctic
`Cat patents that patently cover Arctic Cat’s Controlled Thrust
`Steering methods, systems and developments.” J.A. 7830 § 1.01.
`BRP identified fourteen Honda PWCs from three versions of its
`Aquatrax series sold between 2002 and 2009. J.A. 3540–41 ¶ II.
`BRP’s expert testified that he “review[ed] information regarding
`those models” and believed if BRP's OTAS system practiced the
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`3
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 5 of 8 PageID #: 27085
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`patents, so did Honda's throttle reapplication system in the Aquatrax
`PWCs. J.A. 2447–49; J.A. 2482. This was sufficient to satisfy
`BRP’s initial burden of production.
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`Arctic Cat, 876 F.3d at 1368 (emphases added); see also Infernal Tech., LLC v. Epic Games, Inc.,
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`335 F.R.D. 94, 97 (E.D.N.C. 2020) (“Arctic Cat focused on the burden parties bear at trial for a
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`§ 287 defense.”).1
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`Nothing in Arctic Cat requires an accused infringer to satisfy its initial burden of
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`production sometime prior to summary judgment, in order for the defense to be considered at
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`summary judgment. Recent cases applying Arctic Cat have held or otherwise assumed that
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`accused infringers can meet their initial burden by identifying products in their opening summary
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`judgment brief, which is the latest point Absen did so in this case. That is reasonable, because the
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`facts concerning marking and the characteristics of a patentholder’s products (its own products or
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`licensed products) should be in the hands of the patentholder, who can readily either marshal them
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`in its opposition brief, or request additional discovery under Rule 56(d). For example, in Finjan,
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`Inc. v. Juniper Networks, Inc., 387 F.Supp.3d 1004 (N.D. Cal. 2019), the parties cross-moved for
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`summary judgment, including a motion for summary judgment of no pre-suit damages by
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`defendant Juniper. Finjan challenged whether Juniper “gave adequate Arctic Cat notice,” but the
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`district court held that Juniper had, pointing specifically to Juniper’s opening brief on summary
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`judgment: “This order finds that Juniper met its burden of production when it notified Finjan of
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`the following products it believed practiced the ’780 patent (Dkt. No. 371-11 at 3).” Id. at 1016;
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`see also id. at 1006 (identifying Dkt. No. 371 as Juniper’s summary judgment motion). See also
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`Biedermann Tech. GmbH & Co. v. K2M, Inc., 2021 WL 1143767, *10 (E.D. Va. Mar. 25, 2021)
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`1 Indeed, in Arctic Cat the Defendant first asserted lack of marking as a limitation on damages in its Answer (Arctic
`Cat v. Bombardier Recreational Products Inc., No. 14-cv-62369, Doc. 11 at 7-8 (S.D. Fla. Jan. 9, 2015), and then
`later identified the specific products it contended were unmarked during summary judgment briefing. Arctic Cat,
`No. 14-cv-62369, Doc. 119 at 59-60 (S.D. Fla. May 2, 2016).
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`4
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 6 of 8 PageID #: 27086
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`(on cross motions for summary judgment, suggesting that an “opening summary judgment brief”
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`could be sufficient to satisfy the Arctic Cat notice requirement, before concluding that defendant’s
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`summary judgment papers were “not sufficiently clear” concerning the actual sale of unmarked
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`products in the United States).
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`Consistent with this precedent, Absen met its initial burden of production by identifying
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`the Master Plus Series and Brilliant Series as unmarked products that practice the asserted patents
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`in its Motion for Partial Summary Judgment. See D.I. 436 at 3. By identifying the unmarked
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`products in its summary judgment brief, Absen put Ultravision on proper notice of the unmarked
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`products at issue, providing Ultravision time to develop its arguments in opposition during
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`summary judgment briefing. Again, if Ultravision needed more time, it could have sought it under
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`Rule 56(d).
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`Ultravision, in contrast, has not met its burden of proof. As described above, Ultravision
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`has no evidence regarding whether or when its label directing consumers to its website was applied
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`to any products. And its June 28, 2018 screencapture falls short. The Brilliant Series does not
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`even appear in the screencatpure, even though Ultravision contends the Brilliant Series replaced
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`the Master Series in 2018. See D.I. 436, Ex. 7. Several of the asserted patents do not even appear
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`in the screencapture at all, including the ’294 patent and the ’869 patent. See id. Because
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`Ultravision has failed to produce sufficient evidence of marking of substantially all of its products
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`that practice the asserted patents, Ultravision is unable to carry its burden of proof and Absen is
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`entitled to summary judgment of no pre-suit damages.
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`CONCLUSION
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`The Court should grant Absen’s motion for reconsideration and/or objection.
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`5
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 7 of 8 PageID #: 27087
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`Dated: May 27, 2021
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`Respectfully submitted,
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`/s/ Patrick J. McCarthy________________
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`Patrick J. McCarthy (DC Bar No. 990490)
`Madeline DiLascia (DC Bar No. 1618650)
`Ce Li (MD Bar No. 0706110149)
`GOODWIN PROCTER LLP
`1900 N Street, N.W.
`Washington, D.C. 20036
`Telephone: (202) 346-4000
`Facsimile: (202) 346-4444
`DG-AbsenDCt@goodwinlaw.com
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`Srikanth K. Reddy (MA Bar No. 669264)
`Kevin P. Martin (MA Bar No. 655222)
`Molly R. Grammel (MA Bar No. 688439)
`Louis L. Lobel (MA Bar No. 693292)
`GOODWIN PROCTER LLP
`100 Northern Avenue
`Boston, MA 02210
`Telephone: (617) 570-1465
`Facsimile: (617) 523-1231
`DG-AbsenDCt@goodwinlaw.com
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`Naomi Birbach (NY Bar No. 5201199)
`GOODWIN PROCTER LLP
`620 Eighth Avenue
`New York, NY 10018-1405
`Telephone: (212) 459-7374
`Facsimile: (212) 355-3333
`DG-AbsenDCt@goodwinlaw.com
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`Melissa R. Smith (TX Bar No. 24001351)
`Harry L. Gillam, Jr. (TX Bar No. 07921800)
`GILLAM & SMITH LLP
`303 South Washington Avenue
`Marshall, TX 75670
`Telephone: (903) 934-8450
`Facsimile: (903) 934-9257
`melissa@gillamsmithlaw.com
`gil@gillamsmithlaw.com
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`Counsel for Shenzhen Absen Optoelectronic
`Co., Ltd. and Absen, Inc.
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`6
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`Case 2:18-cv-00100-JRG-RSP Document 659 Filed 05/27/21 Page 8 of 8 PageID #: 27088
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`CERTIFICATE OF SERVICE
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`The undersigned certifies that on this 27th day of May 2021, counsel of record are being
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`served with a copy of this document via electronic mail.
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`/s/ Harry Lee Gillam, Jr.
`Harry Lee Gillam, Jr.
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`7
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