` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 1 of 10 PageID 3168
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE NORTHERN DISTRICT OF TEXAS
`DALLAS DIVISION
`
`
`FRACTUS, S.A.
`
`Plaintiff,
`
` CIVIL ACTION NO.
` 3:18-CV-2838-K
`
`§
`§
`§
`
`§
`v.
` §
`ZTE CORPORATION,
`§
`ZTE (USA), INC., and
`§
`ZTE (TX), INC.,
`§
`
`§
`
`§
`
`
`Defendants.
`
`
`
`AMENDED MARKMAN ORDER
`
`
`
`Before the Court is the parties' claim construction briefing. After consideration
`
`of the parties' claim construction briefing on the disputed phrases (Doc. Nos. 77, 82,
`
`and 85), all supporting material filed with these briefs, and the previous claim
`
`construction order issued in this case prior to this case being transferred to this Court,
`
`the Court construes the disputed claim phrases.
`
`A. Background
`
`
`
`This is a patent infringement case in which the Plaintiff, Fractus, S.A.
`
`("Fractus"), alleges that the Defendants, ZTE Corporation, ZTE (USA), Inc., and ZTE
`
`(TX), Inc. (collectively "ZTE"), have infringed a number of patents owned by Fractus.
`
`The case originated in the Eastern District of Texas, Marshall Division and was
`
`assigned to the Honorable Rodney Gilstrap. The Defendants moved that Court to
`
`transfer venue to the Northern District of Texas, which Judge Gilstrap granted. Prior
`
`
`
`1
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 2 of 10 PageID 3169
`
`to transferring the venue of this case to the Northern District of Texas, the parties filed
`
`claim construction briefing in which the parties presented a number of patent claim
`
`phrases that the parties assert require construction. Judge Gilstrap issued a
`
`Memorandum Opinion and Order (Doc. No. 93) in which Judge Gilstrap construed
`
`the disputed terms and phrases. The Court has reviewed the parties' claim construction
`
`briefing and Judge Gilstrap's claim construction order. While the Court is in agreement
`
`with most of Judge Gilstrap's constructions of the disputed phrases, the Court does not
`
`adopt the construction of "fractal type antenna." The Court, therefore, issues this
`
`Amended Markman Order and construes the disputed terms and phrases as follows.
`
`B. Patents in Suit
`
`
`
`There are seven patents in suit, which are U.S. Patent 7,394,432; U.S. Patent
`
`7,397,431; U.S. Patent 8,941,541; U.S. Patent 8,976,069; U.S. Patent 9,054,421;
`
`U.S. Patent 9,240,632; and U.S. Patent 9,362,617. The inventions of the patents are
`
`all related to multiband antennas having, what the patents refer to as, multilevels.
`
`These antennas have multiple levels of structural detail incorporated into their design.
`
`The multiple levels of structural detail are created by the combination of smaller
`
`geometric shapes into an overall larger geometric shape. The various levels of detail are
`
`each associated with different frequency bands. In this manner, one antenna can be
`
`used with multiple frequency bands while being smaller than other multiband antennas
`
`known in the art.
`
`
`
`
`
`2
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 3 of 10 PageID 3170
`
`C. The Disputed Phrases
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The parties dispute the meanings of the following claim phrases:
`
`1. "multilevel structure" and "structure for the multiband antenna,"
`
`2. "antenna element having a multi-band behavior,"
`
`3. "majority of the geometric elements,"
`
`4. "level of structural detail" and "levels of detail,"
`
`5. "geometric element" and "polygon,"
`
`6. "set of closed figures bounded by the same number of sides, the sides
`
`comprising one or more straight lines, portions of circles and portions of ellipses,"
`
`
`
`
`
`7. "number of sides,"
`
`8. The "substantially within" terms, which are "said second [and third] portion[s]
`
`being located substantially within the first portion," "at least substantial parts of said
`
`second and third portions being part of the first portion," and "a [second/third] portion
`
`located substantially within the first portion."
`
`
`
`9. "the second portion is a second level of structural detail within the first level
`
`of structural detail,"
`
`10. "overall structure of the conductive radiating element" and "overall structure,"
`
`11. "frequency band," and
`
`12. "fractal type antenna"
`
`
`
`3
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 4 of 10 PageID 3171
`
`D. Disputed Phrases for Which the Court Agrees with the Previous
`
`Constructions
`
`
`
`The Court has fully reviewed the patents in suit, the parties' claim construction
`
`briefing, and Judge Gilstrap's construction of the disputed phrases. The Court agrees
`
`with the constructions of Judge Gilstrap for all disputed phrases, except for the phrase
`
`"fractal type antenna." For all other phrases, besides "fractal type antenna," the Court
`
`fully adopts the constructions of Judge Gilstrap and the reasoning described in his
`
`Memorandum Opinion and Order (Doc. No. 93) for those constructions. For clarity,
`
`the Court has included the adopted constructions of these disputed phrases in the
`
`Court's claim construction chart attached to this order.
`
`E. "fractal type antenna"
`
`
`
`The Court does not adopt Judge Gilstrap's construction of "fractal type antenna"
`
`and construes this disputed phrase as follows.
`
`
`
`The parties dispute the meaning of "fractal type antenna," which occurs in claim
`
`1 of the '421 patent. The Plaintiff proposes that this phrase be construed to mean "an
`
`antenna with a self-similar shape generated in an iterative manner." The Defendants
`
`propose that the phrase be construed to mean "an antenna possessing ideal fractal
`
`geometry." Judge Gilstrap construed "fractal type antenna" to mean "an antenna with a
`
`self-copying shape generated in an iterative manner on different scaling levels."
`
`
`
`The dispute of this phrase is over the meaning of a "fractal" as it applies to
`
`antennas. Strictly speaking, a fractal is an abstract mathematical concept which defines
`
`
`
`4
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 5 of 10 PageID 3172
`
`a shape that has an infinite number, self-similar shapes across different scaling levels.
`
`Regardless of the scale at which one views a fractal, the fractal presents the same shape
`
`or pattern. As a mathematical concept, the self-similarity at different scaling levels is
`
`infinite, so no matter how many times the scaling is increased, the same pattern or
`
`shape is repeated again and again.
`
`The confusion with the construction of "fractal type antenna" stems from the
`
`practical limitations of application of this abstract mathematical concept. Because the
`
`abstract concept includes an infinite number of self-similar shapes at an infinite number
`
`of scaling levels, the creation of an actual physical fractal is impossible. While one may
`
`create a fractal-like object that displays a self-similar shape at multiple scaling levels,
`
`one cannot create a fractal object that displays a self-similar shape at all scaling levels.
`
`Eventually the level of detail required to do this becomes too small to practically
`
`manufacture. For this reason, there will ultimately be a level of scale for a fractal-like
`
`object at which the object no longer displays a self-similar shape. Therefore, in creating
`
`a fractal-like object, the best that can practically be created is an object having multiple
`
`fractal type iterations or, in other words, an object with multiple but a finite number
`
`of fractal iterations at multiple scaling levels.
`
`A person of ordinary skill in the art would understand that a true fractal is a
`
`mathematical concept and would also understand the practical limitations on creating
`
`a real fractal type object. With this understanding, a person of ordinary skill in the art
`
`would understand that the claim's reference to a "fractal type antenna" is to an antenna
`
`
`
`5
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 6 of 10 PageID 3173
`
`that has a shape with multiple but a finite number of fractal iterations at different
`
`scaling levels.
`
`The Plaintiff's, Defendants', and Judge Gilstrap's constructions of "fractal type
`
`antenna" all attempt to address the issue of defining a fractal in the context of the
`
`practical limitations on creating a fractal-like object. The Plaintiff's proposed
`
`construction, which is "an antenna with a self-similar shape generated in an iterative
`
`manner," captures the self-similar shape requirement of a fractal, but leaves out the
`
`requirement for this to occur on multiple scaling levels and fails to address the practical
`
`limitation of not being able to create a real object that is a fractal. The Defendants'
`
`proposed construction, which is "an antenna possessing ideal fractal geometry," fails to
`
`address the practical limitations of creating a fractal object. Because it is impossible to
`
`create an antenna possessing ideal fractal geometry, the Defendants' proposed
`
`construction does little to define anything. Judge Gilstrap's construction, which is "an
`
`antenna with a self-copying shape generated in an iterative manner on different scaling
`
`levels," is better than the Plaintiff's and Defendants' proposed constructions, because it
`
`addresses the fractal property of having self-similar shapes at different scaling levels.
`
`The Court believes that it is not necessary to attempt to define the word "fractal"
`
`in the construction of this phrase. The unclarity of the phrase does not stem from the
`
`definition of "fractal." Instead the unclarity of the phrase comes from the application
`
`of that mathematical concept to the actual object that is claimed. A person of ordinary
`
`skill in the art would understand these issues in the context of the patents in suit. A
`
`
`
`6
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 7 of 10 PageID 3174
`
`person of ordinary skill in the art would also understand that the claim's reference to a
`
`fractal type antenna cannot be to a true fractal. Instead, the reference to a fractal type
`
`antenna is to an antenna having multiple fractal iterations, but it is not to a true fractal
`
`because there are only a finite number of fractal iterations on the antenna, as opposed
`
`to a true fractal which has an infinite number of fractal iterations. For these reasons,
`
`the Court construes "fractal type antenna" to mean "an antenna having a shape with
`
`multiple but a finite number of fractal iterations at different scaling levels."
`
`The Court's construction of "fractal type antenna" replaces the previous
`
`construction of the phrase. All of the previous constructions of other disputed phrases
`
`are adopted as this Court's construction. All phrases submitted by the parties as phrases
`
`with agreed constructions are also adopted as the Court's construction of those phrases.
`
`The Court's construction of disputed phrases is summarized in the attached Court's
`
`Claim Construction Chart.
`
`SO ORDERED.
`
`Signed March 15th, 2019.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`__________________________________
`ED KINKEADE
`UNITED STATES DISTRICT JUDGE
`
`7
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 8 of 10 PageID 3175
`
`Court's Claim Construction Chart
`
`
`
`"a structure for an antenna usable at multiple frequency
`bands with at least two levels of detail, wherein one level
`of detail makes up another level. These levels of detail
`are composed of polygons (polyhedrons) of the same
`type with the same number of sides (faces) wherein most
`of the polygons (polyhedrons) are clearly visible and
`individually indistinguishable and most of the polygons
`(polyhedrons) having an area of contact, intersection or
`interconnection with other elements (polygons or
`polyhedrons) that is less than 50% of the perimeter or
`area"
`
`
`"more than 50% of the geometric elements"
`
`
`"detail that clearly shows the overall structure"
`
`
`"detail that clearly shows most of the individual
`elements"
`
`
`"a first level of detail that clearly shows the overall
`structure and a second level of detail that clearly shows
`most of the individual elements"
`
`
`"a closed plane figure bounded by straight sides, further
`including circles and ellipses, where a portion of a circle
`or ellipse is counted as one side"
`
`
`
`
`"multilevel structure"
`
`and
`
`"structure for the
`multiband antenna"
`
`and
`
`"antenna element
`having a multi-band
`behavior"
`
`
`"majority of the
`geometric elements"
`
`
`"first level of
`structural detail"
`
`
`"second level of
`structural detail"
`
`
`"two levels of detail"
`
`
`
`"geometric element"
`
`and
`
`"polygon"
`
`
`
`
`8
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 9 of 10 PageID 3176
`
`
`Plain and ordinary meaning
`
`
`Plain and ordinary meaning
`
`
`"the second [and third] portion[s] has an area that
`substantially overlap[s] an area of the first portion,
`where the portions differ in size or configuration"
`
`
`"the second and third portions have areas that
`substantially overlap an area of the first portion, where
`the portions differ in size or configuration"
`
`
`"the [second/third] portion has an area that substantially
`overlaps an area of the first portion, where the portions
`differ in size or configuration"
`
`
`Plain and ordinary meaning
`
`
`"a set of closed figures
`bounded by the same
`number of sides, the
`sides comprising one
`or more straight lines,
`portions of circles and
`portions of ellipses"
`
`
`"number of sides"
`
`
`"said second [and
`third] portion[s]
`being located
`substantially within
`the first portion"
`
`
`"at least substantial
`parts of said second
`and third portions
`being part of the first
`portion"
`
`
`"a [second/third]
`portion located
`substantially within
`the first portion"
`
`
`"the second portion is
`a second level of
`structural detail
`within the first level
`of structural detail"
`
`
`
`
`9
`
`
`
`
` Case 3:18-cv-02838-K Document 159 Filed 03/15/19 Page 10 of 10 PageID 3177
`
`
`"overall structure of
`the conductive
`radiating element"
`
`and
`
`"overall structure"
`
`
`"frequency band"
`
`
`"fractal type antenna"
`
`
`
`
`
`
`
`Plain and ordinary meaning
`
`
`"a range of frequencies"
`
`
`"an antenna having a shape with multiple but a finite
`number of fractal iterations at different scaling levels"
`
`
`
`
`10
`
`