Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 1 of 45
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`EXHIBIT 3
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`Part 3 of 6
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 2 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 2 of 45
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`Specification Sequence Listing on:
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`i C4 CD-ROM or CD-R (2 copies); or
`.
`ii. Cc Paper
`c. ( Statements verifying identity of above copies
`ACCOMPANYING APPLICATION PARTS
`
`
`
`b. [°] Copy from a prior application (37 CFR 1.63(d))
`(for continuation/divisional with Box 18 completed)
`
`i.((] DELETION OF INVENTOR(S)
`Signed statement attached deleting inventor(s)
`namein the prior application, see 37 CFR
`1.63(d)(2) and 1.33(b).
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`Customer Number:
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`OR CG Correspondence address below
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`aT
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`his collection of informétion iy required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
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`ADDRESS. SEND TO: Mail Step Patent Application, Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`10Tales0000359
`
`
`
`Attorney Docket No.
`
`127072.111
`
`
`D
`
`UTILITY
`S
`PATENT APPLICATION
`First Inventor
`Russek
`
`
`
` Method, System ang
`TRANSMITTAL
`
`
`EV309119601US
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`Express Mail Label No.
`
`Mait Stop Patent Application
`
`
`Commissioner for Patents
`.
`APPLICATION ELEMENTS
`
`
`P.O. Box 1450
`ADDRESSTO;
`See MPEP chapter 600 concerning utility patent application contents.
`Alexandria VA 22313-1450
`
`
`
`
`
`1.
`[[¢]
`Fee Transmittal Form (e.g., PTO/SB/17)
`7. CI CD-ROMor CD-Rin duplicate, large table or
`aa (Submit an original and a duplicate forfee processing)
`Computer Program (Appendix)
`Applicant claims small entity status.
`8. Nucleotide and/or Amino Acid Sequence Submission
`
`
`See 37 CFR 1.27.
`(if applicable, all necessary)
`[Total Pages.
`3. 14] Specification
`a.
`Computer Readable Form (CRF)
`
`
`(preferredarrangement set forth below)
`
`
`~ Descriptive title of the invention
`- Cross Reference to Related Applications
`~ Statement Regarding Fed sponsored R & D
`- Reference to sequencelisting, a table,
`
`
`or a computer programlisting appendix
`- Background of the Invention
`
`
`- Brief Summary of the Invention
`- Brief Description of the Drawings(if filed)
`
`
`
`~ Detailed Description
`~Claim(s)
`
`
`
`
`- Abstract of the Disclosure
`
`9. CJ Assignment Papers (cover sheet & documeni(s))
`
`
`
`4. £2]
`prawing(s) (35 U.S.C. 113)
`[Total Sheets
`25]
`0. [] 37 CFR 3.73(b) Statement
`[CJ Powerof
`(when there is an assignee)
`Attorney
`.
`
`
`
`1.0)
`English Translation Document(if applicable)
`5. Oath or Declaration
`.
`{Total Sheets2 |
`
`
`42.
`information Disclosure
`Copies of IDS
`a.
`Newly executed (original or copy)
`
`
`Statement (IDS)/PTO-1449
`Citations
`
`
`13. I Preliminary Amendment
`
`
`14.
`Return Receipt Postcard (MPEP 503)
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`(Should be specifically itemized)
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`
`
`
`15. rl) Certified Copy of Priority Document(s)
`
`(if foreign priority is claimed)
`16. CI Nonpublication Request under 35 U.S.C. 122
`
`
`
`(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`
`
`or its equivalent.
`6. C)
`Application Data Sheet. See 37 CFR 1.76
`
`
`
`47.
`Other: Cattificate of Maili0g. oc. c ccc tee cere
`
`
`
`18. if a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below andin the first sentence of the
`specification following thetitle, or in an Application Data Sheet under 37 CFR 1.76:
`
`
`
`of prior application No... oo... cect ene eee eee
`im Continuation
`EI Divisional
`CI Continuation-in-part (CIP)
`
` Prior application information: Examiner Art Unit:
`
`
`For CONTINUATION ORDIVISIONAL APPS only; The entire disclosure of the prior application, from which an oath or declaration is supplied under Box
`
`
`5b, is considered a part of the disclosure of the accompanying continuation or divisional application and is hereby incorporated by reference.
`
`
`The incorporation can only be relied upon when a portion has been inadvertently omitted from the submitted application parts.
`19. CORRESPONDENCE ADDRESS
`
`
`
`
`o
`
`
`peepee|e
`
`| Registration No. (Attorney/Agent)
`154,163
`Name(Print/Type)
`|Joseph T. Helmsen
`
`
`
`
`a c
` |
`
`

`

`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 3 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 3 of 45
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`PTOISBIN17 (10-03)
`Approvedfor use through 07/31/2006. OMB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`Effective 10/01/2003. Patent fees are subject to annual revision.
`
`Applicant claims small entity status. See 37 CFR 1.27
`
`() 985.00
`
`
`
`NotYet Assigned
`27072 11
`
`Fee Paid
`
`ee 1501 1,330|2501 665 Utility issue fee (or reissue)
`
`
`Extra Claims
`id]
`1502
`480]
`2502
`240 Design issue fee
`Total Claims
`
`
`
`-20"* = {0]1503 640|2503 320 Plantissue fee
`independent
`Claims
`1460
`130]
`1460
`130 Petitions to the Commissioner
`Multiple Dependent
`
`Check [7] Credit ard [_] Money [7] other [_]none|3. ADDITIONAL FEES
`Large Entity,Smail Enti
`Deposit Account:
`Fee
`Fee Fee
`Fee
`«nti
`Deposit
`Code ($)
`|Code
`($)
`Fee Description
`Account
`Number
`1051
`130
`{2051
`65 Surcharge - latefiling fee or oath
`
`Deposit 25 Surcharge-late provisionalfiling fee or1052 50 12052
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`Account
`cover sheet
`an
`The Director is authorized to: (check all that apply)
`130 71053130 Non-English specification
`1053
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`Credit any overpayments
`1812 2,520 11812 2,520 Forfiling a request for ex parte reexamination
`[7] charge any additional fee(s) or any underpayment of fee(s)
`1804
`920")
`1804
`820 Requestingpublication of SIRprior to
`["] charge fee(s) indicated below, exceptfor the filing fee
`1805 1,840°} 1805 1,840" Requesting publication of SIR after
`tg the above-identified deposit account.
`Examineraction
`FEE CALCULATION
`1251
`11012251
`§5 Paension i reply win first month .
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`1252
`42
`225,
`210
`ension for reply winin secona mon
`
`1, BASIC FILING FEE 0|22822
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`Large Entity Small Entity
`1253
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`2253
`475 Extension for reply within third month
`
`
`Fee Description 1254 1,480|2254Fee Paid
`740 Extension for reply within fourth month
`
`
`Utility filing fee 1255 2,010|2255 1,005 Extension for reply within fifth month38500
`Designfiling fee
`*
`1401
`330}
`2401
`165 Notice of Appeal
`
`
`
`Plantfiling fee 330|24021402 165 Filing a brief in support of an appeal
`Reissuefiling fee
`1403
`290]
`2403
`145 Request for oral hearing
`:
`
`
`Provisionalfiling fee 1451 1,510|1451 1,510 Petition to institute a public use proceeding
`SUBTOTAL(1)
`($) 385.00
`1482
`170}
`2452
`55 Petition to revive - unavoidable
`
`1463 1,330|2453 665 Petition to revive - unintentional
`
`
`
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`Fee Description
`
`1807
`1806
`8021
`1809
`
`50}
`180{
`40}
`770)
`
`1807
`1806
`8021
`2809
`
`50 Processing fee under 37 CFR 1.17(q)
`180 Submission of Information Disclosure Stmt
`.
`.
`Fee Fee
`Fee Fee
`40 Recordingeach patent assignment per
`Code ($)
`Code ($)
`property (times numberof properties)
`9 Claims in excess of 20
`2202
`120218
`385 Filing a submission after final rejection
`oo,
`(37 CFR 1.129(a))
`43
`Independentclaims in excess of 3
`2201
`1201
`86
`
`
`
`1204
`86
`2204
`43
`** Reissue independentclaims
`examined (37 CFR 1.129(b))
`
`
`overoriginal patent 770|28014801 385 Request for Continued Examination (RCE)
`
`** Reissue claims in excess of 20
`1205
`18
`2205
`4802
`900]
`1802
`900 Request for expedited examination
`and overoriginal patent
`of a design application
`SUBTOTAL(2)
`(3) 0
`**or numberpreviously paid, if greater: For Reissues, see above
`SUBMITTED BY
`
`1203 290 2203 145 Multiple dependentclaim,if not paid|1810 770} 2810 385 For each additionalinvention to be
`
`
`
`f
`.
`Otherfee (specify)
`Reducedby Basic Filing Fee Paid
`
`SUBTOTAL(3)
`{Complete(if applicabie})
`
`Name(Print/Type)
`Signature
`
`Telephone 412.454.5000
`Joseph T. Helmsen
`April 7, 2004
`fart
`“i
`WARNING:
`Information on this form may becomepublic. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038.
`This collection of information is required by 37 CFR 1.17 and 1.27. The information is required to obtain or retain a benefit by the public whichis to file (and by the
`USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to compiete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS.
`SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
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`54,163
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`10Tales0000360
`
`

`

`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 4 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 4 of 45
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`CERTIFICATE OF MAILING UNDER37 C.F.R. § 1.10
`
`APPLICANT:
`
`DAVID J. RUSSEK
`
`TITLE:
`
`METHOD, SYSTEM AND SOFTWARE FOR ASSOCIATING
`ATTRIBUTES WITHIN DIGITAL MEDIA PRESENTATIONS
`
`SERIAL NO.::
`
`Not Yet Assigned
`
`ATTORNEYREF:
`
`127072.111
`
`DATE OF DEPOSIT:
`
`April 7, 2004
`
`EXPRESS MAIL NO.
`
`EV309119601US
`
`I HEREBY CERTIFY THAT THIS PATENT APPLICATION IS BEING DEPOSITED WITH
`THE UNITED STATES POSTAL SERVICE VIA UNITED STATES POST OFFICE
`EXPRESS MAIL UNDER 37 C.F.R. § 1.10 ON THE DATE INDICATED ABOVE AND IS
`ADDRESSED TO THE COMMISSIONER OF PATENTS, MAIL STOP PATENT
`- APPLICATION,P.O. BOX 1450, ALEXANDRIA, VA 22313-1450.
`
`i
`Kathleen Pujol
`
`(Typed or printed
`name of person mailing paperor fee)
`
`(un WA
`
`
`(Signature of person mailing paper orfee)
`
`Documents Sent:
`Application (43 pages)
`J Formal Drawings (25 sheets)
`(_] Petition to Accept Color Drawings
`J Utility Application Transmittal
`J Declaration and Power of Attorney
`
`C Assignment with Cover Sheetin duplicate
`i] Fee Transmittal and check in the amountof $385.00
`C] Applicant Data Sheet
`& Certificate of Mailing
`L] SequenceListing (CD and Paper) and Statement
`Information Disclosure Statement (IDS)/PTO-1449
`
`PT: #179414 v1 (3%FQOI!.DOC)
`
`10Tales0000361
`
`

`

`\
`Ss
`
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 5 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 5 of 45
`
`APR. 8.2005
`
`8:39AM
`
`NO.858
`
`PL
`
`RECEIVED
`.
`CENTRAL FAX GENTEA
`Pepper Hamilton Lup
`APR O § 2095
`fmnenwien
` 50th Floor FAX INFORMATION SHEET
`
`500 Grant Street
`Pitsburgh, PA 15219-2502
`412.454.5000
`Fax 412.281.0717
`www.pepperlaw.com
`
`Date;
`ID Number:
`Identifier:
`
`April 8, 2005
`62626
`127072.00111
`
`Recipient’s NameNumberFax NumberCompany General
`
`
`Commissioner for Patents
`USPTO
`703.872.9306
`
`
`
`Sender:
`Sender’s Direct Line:
`Sender’s Email Address:
`
`James M. Singer
`412.454.5023
`singerj@pepperlaw.com
`
`Total Pages Including Cover;
`
`2
`
`Comments: Please see the attached Status Check for Serial No. 10/819,514.
`
`
`An original ora copy has [J or has act { “] been sent to you by mail [
`
`] or by overnight service {
`
`J or by email[
`
`].
`
`+ + Iftotal pages are not received, or an error occurred during this transmission,
`please call the sender at the direct line listed above. ¢ #
`
`+ # CONFIDENTIALITY NOTE # +
`
`The documents aceormpanying this facsimile transmission contain information from the law firm of Pepper Hamilton LLP which is confidential and/or
`tegally privileged. The information is intended only for the use of the individual er entity named on this transmission sheet. If you are not the intended
`recipient, you are hereby notified that any disclosure, copymg, distributian or the taking of amy action in reliance an the contents ofthis faxed information is
`strictly prohibited, and that the documents should be returned to this Firm immediatly. In this regard, if you have reccived this facsimile im exer,please
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`Operator's Use Only |
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`PT: #213966 vi (€0N008 DOC)
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`Coversheet Page 1 of 1
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`PAGE 1/2° ROVD AT 4/8/2005 9:38:00 AM [Eastern Daylight Time] * SYR:USPTO-EFXRF-1/0* DNIS:8729306 * CSID: * DURATION (mm-ss}:01-42
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`10Tales0000362
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 6 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 6 of 45
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`APR, 8.2005
`
`8:40AM
`
`NO. 858
`
`P.
`
`2
`
`Attomey Docket No. 127072.00111
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`In re Application of
`;
`David J. Russel
`Application No.
`:
`—:10/819,514
`Title
`:
`METHOD, SYSTEM AND SOFTWARE FOR
`ASSOCIATING ATTRIBUTES WITHIN DIGITAL
`MEDIA PRESENTATIONS
`
`RECEIVED
`CENTRAL Fax CENTER
`APR @ 8 2005
`
`Filed
`
`Group Art Unit
`
`Exaxuiner
`
`:
`
`:
`
`i
`
`April 7, 2004
`
`2127
`
`Not yet assigned
`
`
`
`STATUSREQUEST
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`The above-identified application was filed in the U.S. Patent and Trademark
`
`Office on April 7, 2004, and to date, no further action has been received. Applicant respectfully
`
`requests the status ofthis application.
`
`Respectfully submitted,
`
`PEPPER HAMILTON LLP
`a
`
`James M. Singer
`Registration No. 45,111
`
`Date: April 8, 2005
`Pepper Hamilton LLP
`500 Grant Street
`One Mellon Center, 50" Floor
`Pittsburgh, PA 15219
`(412) 454-5000
`(412) 281-0717 - facsimile
`
`PT: #215965 vi (4MNIOILDOC)
`
`PAGE 2/2* RCVD AT 4/8/2005 9:38:00 AM Eastern Daylight Time]* SVR:USPTO-EFXRF-10* DNIS:8729306 * CSID: * DURATION (mm-ss}:01-02
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 7 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 7 of 45
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`
`
`Date:
`ID Number:
`Identifier:
`
`April 20, 2005
`62609
`127072.111
`
`General Number
`
`Fax Number
`703-746-9195
`
`APR. 29. 2005 °2:50FM
`
`PepperHamiltonip
`
`50th Floor
`500 Grant Street
`Pitsburgh, PA 15219-2502
`412.454.5000
`Fax, 412.281.0717
`www.pepperlaw.com
`
`Recipient’s Name
`Office of Initial Patent
`Examination’s Filing Receipt
`Corrections
`
`Company
`USPTO
`
`Sender:
`Sender’s Direct Line:
`Sender’s Email Address:
`
`Joseph T. Helmsen
`412-454-5304
`helmsenj@pepperlaw.com
`
`Total Pages Including Cover:
`
`6
`
`Comments:
`
`An original or a copy has[ ] or has not [ “] been seat to you by mail[ Jor by overnight service [ Jor by email[
`
`}-
`
`+ Iftotal pages are not received, or an error occurred during this transmission,
`please call the sender at the direct line listed above. # @
`
`+ @ CONFIDENTIALITY NOTE + +
`
`The documens accompanying this facsimile wansmission contain information from the law fion of Pepper Hamilton LLP which is confidential and/or
`legally privileged. The information is intended only fer the use of the individual or entity named on this transmission sheet. ff you are not the mtended
`recipient, you are hereby notified that any disclosure, copying, disuibudon or the taking of any action in reliance on the contents of this faxed information is
`strictly prohibited, and that the doovments should be retumed to this Fiem immediavely. In this regard, if you have received this facsimile im error, please
`noufy us by telephone immnediately so diat we can arrange for the returnof the original documentsto us at ne cost to you.
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`Operator's Use Only
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`Coversheet Page 1 of 1
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 8 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 8 of 45
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`APR. 20. 2005 (2:5 1FM
`
`\0.946
`
`PL
`
`2
`
`PATENT APPLICATION
`Paper Dated: April 20, 2005
`Application No. 10/819,514
`Attorney Docket No. 127072.111
`CERTIFICATE OF FACSIMILE UNDER 37 C.F.R. § 1.10
`
`
`APR 9 9 9588
`
`In re Application of
`
`Application No.
`
`Group Art Unit:
`
`Filed
`
`Examiner
`
`TITLE:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`David J. Russek
`
`10/819,514
`
`2127
`
`April 7, 2004
`
`Not yet assigned
`
`Method, System and Software for Associating Attributes Within
`Digital Media Presentations
`
`I HEREBY CERTIFY THAT THIS REQUEST FOR CORRECTION OF FILING RECEIPTIS
`BEING SENT VIA FACSIMILE TO NUMBER703-746-9195 UNDER 37 C.F.R. § 1.111 ON
`THE DATE INDICATED AND IS ADDRESSED TO OFFICE OF INITIAL PATENT
`EXAMINATION’S FILING RECEIPT CORRECTIONS.
`
`Date of Facsimile: April 20, 2005
`
`Maria N. Dupain
`(Typed or printed name ofperson mailing paper or fee)
`
`.
`
`a
`
`(Signature ofperson mailing paper or fee)
`
`PT: 8217402 v) (4NQYO!DOC
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`PAGE 2/6* RCVD AT 4/20/2005 1:49:20 PM (Eastern Dayfight Time] * SVR'USPTO-EFXRP-2/2 * DNIS:7460195 * CSID: * DURATION (mm-ss):01.30
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 9 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 9 of 45
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`APR. 20. 2005 12:51PM
`
`’ PATENT APPLICATION
`Application No, 10/819,514
`Paper Dated: April 20, 2005
`Attomey Docket No. 127072.111
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inre Application of:
`
`David J. Russek
`
`April 7, 2004
`
`10/819,514
`
`Method, System and Software for Associating Attributes Within
`Digital Media Presentations
`
`2127
`
`Not yet assigned
`
`Filed
`
`Application No.
`
`Title
`
`Group Art Unit
`
`Examiner
`
`:
`
`:
`
`:
`
`;
`
`:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REQUEST FOR CORRECTION OF FILING RECEPT
`
`Sir
`
`Applicants are in receipt of the Filing Receipt dated June 22, 2004 for the above-
`
`identified application. The title of the application is incorrectly spelled on the Filing Receipt.
`
`Applicants respectfully request correction of the Filing Receiptto reflect the title as follows.
`
`--Method, System and Software for Associating Atributes Within
`Digital Media Presentations—
`
`should read:
`
`Method, System and Software for Associating Attributes Within
`Digital Media Presentations--
`
`PT: 8216623 v1 (@NSB01!.BOC)
`
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 10 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 10 of 45
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`APR. 20. 2005 12:51 Fm
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`\0.946
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`P.O
`
`PATENT APPLICATION
`Application No. 10/819,514
`Paper Dated: April 20, 2005
`Attorney Docket No. 127072.111
`
`A copy of the marked-up onginal Filing Receipt is enclosed, showing the changes
`
`as requested.
`
`Respectfully submitted,
`PEPPER HAMILTON LIP
`
`JL ° 7
`
`Joseph T. Helmsen
`Registration No. 54,163
`
`Pepper Hamilton LLP
`500 Grant Street
`One Mellon Center, 50° Floor
`Pittsburgh, PA 15219
`Telephone: (412) 454-5023
`Facsimile: (412) 281-0717
`Date: April 20, 2005
`
`PT: #216623 vi (4NSB01°.DOC)
`
`De
`
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 11 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 11 of 45
`APR. 20. 2005 12:51FM
`(
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`0.946
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`10/819,514
`
`04/07/2004
`
`2127
`
`385
`
`OEPPER HAMILTON LLP
`ONEMELLONGENTER, 50TH FLOOR
`
`PITTSBURGH, PA 15219
`
`UNTTED STATES DEPARTMENT OF COMMIENCE
`United States Patess and Traduoark ODico
`5G, ox1436
`Address: SOMMIESTONER FOR PATENTS
`f
`Stamatis, VETO 32313-1450
`poneroreonoo
`25
`7
`2
`
`soos
`127072.111
`
`CONFIRMATION NO. 5822
`
`Ee IABHITER
`ADGAARaro
`
`!
`
`nal
`
`Date Mailed: 06/22/2004
`
`It will be considered in its order and you will be
`Receipt is acknowledged of this regular Patent Application.
`natified as to the results of the examination. Be sure to provide the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION when inquiring about this application. Fees transmitted by
`check or draft are subject to collection. Please verify the accuracy of the data presented on this receipt Hf an
`error is noted on this Filing Receipt, please write to the Office of initial Patent Examination's Filing
`Receipt Corrections, facsimile number 703-746-9195. Please provide a copy of this Filing Receipt with the
`changes noted thereon.If you received a “Notice to File Missing Parts"for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the rote the USPTO will generate another Filing Receipt incorporating the requested corrections(if
`
`appropriate).
`
`Applicant(s)
`
`David J. Russek, Maple Glen, PA;
`
`Domestic Priority data as claimed by applicant
`This appin claims benefit of 60/460,998 04/07/2003
`Foreign Applications
`
`DOCKETED
`|JUN 24 2004
`
`if Required, Foreign Filing License Granted; 06/22/2004
`
`Projected Publication Date: 10/07/2004
`
`Non-Publication Request: No
`
`Early Publication Request: No
`
`“™ SMALL ENTITY **
`
`Titie
`
`Method, system and software for associating attibutee within digital media presentations
`RITRIRUTES
`
`Preliminary Class
`
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 12 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 12 of 45
`APR 20. 2005 12:52PM
`(
`fc
`0.946
`oP. 62 of2
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`e*
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`719
`
`
`
`LICENSE FOR FOREIGN FILING UNDER
`Title 35, United States Code, Section 184
`Title 37, Code of Federal Regulations, §.11 & 5.15
`
`
`aoe
`vel
`ABR »
`dats
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184,if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardiess of whetheror not a license may be required as
`set forth in 37 CFR §.15. The scope andlimitations of this license are set forth in 37 CFR §.15(a) unless an earlier
`license has been issued under 37 CFR §.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted
`under 37 CFR 5.13 or 5.14,
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof
`unless it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR
`1.53(d)}. This license Is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject
`matter as imposed by any Government contract or the provisions of existing laws relating to espionage and the
`national security or the export of technical data. Licensees should apprise themselves of current regulations
`especially with respect to cerlain countries, of other agencies, particularly the Office of Defense Trade Controls,
`Department of State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Office of
`Export Administration, Department of Commerce (15 CFR 370.10 (j)); the Office of Foreign Assets Control,
`Department of Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOTGRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED” DOES NOT appearonthis form, Applicant may still petition for a license under 37 CFR
`§.12, if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months
`has lapsed from the filing date of this application and the licensee has not received any indication of a secrecy
`order under 35 U.S.C. 181, the licensee mayforeign file the application pursuant to 37 CFR 5.18(b).
`
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 13 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 13 of 45
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWW.USHO.gO¥
`
`PEPPER HAMILTON LLP
`ONE MELLON CENTER, 50TH FLOOR
`$00 GRANT STREET
`PITTSBURGH, PA 15219
`
`To: Applicant of Serial Number 10819514
`Filed on 07-APR-2004
`(Art Unit 3622)
`
`DATE: 06/20/2006
`
`It is estimated that this application will receive an Office action in approximately 49 months. Thisis an
`estimate that is based on the current inventory level of applications filed in this art area and the current
`staffing levels in this Art Unit. The USPTOis dedicated to minimizing first action and total pendency,
`and we are targeting resources to help address backlogs in art areas with high new application filings.
`Thank you for your inquiry.
`
`CustomerService Office in Technology Center: 3600
`
`Phone Number:
`Central Fax Number:
`
`§71-272-3600
`§71-273-8300
`
`Applicant/Attorney Contact Information:
`Phone Number:
`781-319-0530
`Fax Number:
`
`PTOLFAI (Rev. 07/05)
`
`10Tales0000370
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`

`

`
`
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 14 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 14 of 45
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWw.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMEDINVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`10/819,514
`
`04/07/2004
`
`David J. Russek
`
`127072.111
`
`09/30/2008
`
`7590
`21269
`PEPPER HAMILTON LLP
`ONE MELLON CENTER, 50TH FLOOR
`500 GRANT STREET
`PITTSBURGH,PA 15219
`
`on
`
`CHAMPAGNE, DONALD
`
`3688
`
`MAIL DATE
`
`09/30/2008
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`10Tales0000371
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`

`

`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 15 of 45
`
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 15 of 45
`Application No.
`Applicant(s)
`
`Office Action Summary
`
`10/819,514
`Examiner
`
`Donald L. Champagne
`
`RUSSEK, DAVID J.
`Art Unit
`
`3688 |
`
`~ The MAILING DATE of this communication appears on the cover sheet with the correspondence address--
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLYIS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available underthe provisions of 37 CFR 1.136(a).
`In no event, however, maya reply be timely filed
`after SIX (6) MONTHSfrom the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHSfrom the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Anyreply received by the Office later than three monthsafter the mailing date of this communication, even if timely filed, may reduce any
`eamed patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1)] Responsive to communication(s) filed on 20 April 2005.
`2a)_] This action is FINAL.
`2b)This action is non-final.
`3)L] Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`6) cr] Other: U.S. Patent and TrademarkOffice
`
`Disposition of Claims
`
`4)X] Claim(s) 1-7 is/are pending in the application.
`4a) Of the above claim(s)
`is/are withdrawn from consideration.
`5)C] Claim(s)
`is/are allowed.
`6)X] Claim(s) 1-7 is/are rejected.
`7)L] Claim(s)___ is/are objected to.
`8)L] Claim(s)__ are subjectto restriction and/or election requirement.
`
`Application Papers
`
`9)L_] The specification is objected to by the Examiner.
`10)X] The drawing(s)filed on 07 April 2004 is/are: a)X] accepted or b)[_] objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121(d).
`11)[-] The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`12)_] Acknowledgmentis made ofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or(f).
`a)L] Al
`b)[_] Some * c)] Noneof:
`1.-] Certified copies of the priority documents have been received.
`2.[-] Certified copies of the priority documents have been received in Application No.
`3.L.] Copiesof the certified copies of the priority documents have been receivedin this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment(s)
`1) XK Notice of References Cited (PTO-892)
`2) EJ Notice of Draftsperson’s Patent Drawing Review (PTO-948)
`3) EX] information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mail Date 7 Apr 2004.
`
`4) C] Interview Summary (PTO-413)
`Paper No(s)/Mail Date.
`5) [_] Noticeof informal Patent Application
`
`PTOL-326 (Rev. 08-06)
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20080925
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`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 16 of 45
`Case 6:20-cv-00810-ADA Document 62-5 Filed 04/02/21 Page 16 of 45
`
`Application/Control Number: 10/819,514
`
`Art Unit: 3688
`
`Page 2
`
`DETAILED ACTION
`
`Claim Rejections - 35 USC § 107
`
`1. 35 U.S.C. 101 reads as follows:
`
`Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter,
`or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and
`requirements ofthis title.
`
`2. Claims 1-4 are rejected under 35 U.S.C. 101 because the claimed invention is directed to
`
`nonstatutory subject matter. Based on Supreme Court precedent, a method/process claim
`
`must (1) be tied to another statutory class of invention (such as a particular apparatus) (see
`
`at least Diamond v. Diehr, 450 U.S. 175, 184 (1981); Parker v. Flook, 437 U.S. 584, 588 n.9
`
`(1978); Gottschalk v. Benson, 409 U.S. 63, 70 (1972); Cochrane v. Deener, 94 U.S. 780,
`
`787-88 (1876)) or (2) transform underlying subject matter (such as an article or materials) to
`
`a different state or thing (see at least Gottschalk v. Benson, 409 U.S. 63, 71 (1972)). A
`
`method/process claim that fails to meet one of the above requirements is not in compliance
`
`with the statutory requirements of 35 U.S.C. 101 for patent eligible subject matter. Here
`
`claims 1-4 fail to meet the above requirements because the claims fail to tie in another
`
`statutory class of invention.
`
`3. Claims 1-7 are rejected under 35 U.S.C. 101 because the claimed invention lacks
`
`patentable utility. The invention product is “storing the association” of a digital media asset
`
`with its attribute. This provides neither specific nor substantial utility (MPEP § 2107.01).
`
`Claim Rejections - 35 USC § 102
`
`4. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the
`
`basis for the rejections under this