Filed Sept. 19, 2026

Serial No. 50118015

Examining Attorney null

Class Downloadable computer software for monitoring securities trades and transactions for regulatory compliance; trade surveillance; securities market surveillance; electronic communications surveillance; monitoring employee trading activity and employee conduct for regulatory compliance; and detecting market abuse, insider trading, market manipulation, conflicts of interest, fraud, and suspicious activity; Downloadable computer software for anti-money-laundering transaction monitoring; sanctions screening; know-your-customer and customer-due-diligence compliance monitoring; monitoring best execution, investment suitability, and investment recommendations for regulatory compliance; and managing regulatory examination readiness; Downloadable computer software for financial risk analysis; operational risk analysis; enterprise risk analysis; conduct risk analysis; quantitative financial analysis; statistical analysis; predictive analytics; financial and risk modeling; scenario analysis; stress testing; backtesting; simulation; time-series analysis; pattern recognition; anomaly detection; risk scoring; and alert generation; Downloadable computer software for analyzing structured and unstructured data using artificial intelligence and machine learning; natural-language processing; semantic search; information retrieval; generating and analyzing text and data using generative artificial intelligence; orchestrating artificial-intelligence agents; and automating compliance, surveillance, risk-management, and investigation workflows; Downloadable computer software for entity resolution; relationship mapping; link analysis; graph analytics; network analysis; creating, managing, and analyzing knowledge graphs; mapping corporate ownership, beneficial ownership, business relationships, and affiliations; and visualizing entity, relationship, risk, and financial data; Downloadable computer software for data ingestion; data extraction; data aggregation; data integration; data fusion; data normalization; data enrichment; data validation; data transformation; data provenance and lineage tracking; database management; creating searchable databases; and application programming interface integration; Downloadable computer software for electronic recordkeeping and records retention; reconstructing securities orders and trades; case management; investigation management; audit management; assessment management; internal-controls management; policy management; evidence management; issue tracking and remediation; regulatory-change management; and regulatory reporting; Downloadable computer software for complaints management; third-party and vendor risk management; cybersecurity compliance and risk management; data-privacy compliance management; artificial-intelligence governance; model-risk management; supervisory-controls management; compliance monitoring; workflow automation; and data visualization; Downloadable databases in the field of financial markets, securities, trading activity, market data, financial risk, and regulatory requirements; Downloadable databases in the field of corporate ownership, beneficial ownership, business entities and affiliations, sanctions, financial-crime risk, market conduct, and regulatory information; 021; 023; 026; 036; 038; 100; 101; 102; 100; 101; 102; 100; 101; 107; 100; 101; 100; 101

Case Type Trademark Service mark