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50206449 | Trademark citeCite Docket

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Filed Nov. 8, 2026
Serial No. 50206449
Examining Attorney null
Class Software as a service (SAAS) services featuring software for compliance monitoring, record-keeping, evidence retention and workflow governance for investment advisers and financial services firms; Software as a service (SAAS) services featuring software using artificial intelligence (AI) for analysis, review and approval of financial advisory work product with human-in-the-loop controls in the field of investment advisory compliance; Platform as a service (PAAS) featuring computer software platforms for generating, hash-chaining, sealing and verifying tamper-evident compliance records for investment advisers and financial services firms; Providing temporary use of on-line non-downloadable software for tax-lot, suitability and household financial-health analytics in the field of investment advisory services; 100; 101
BAFAOS
Case Type Service mark
Status New application awaiting assignment to an examining attorney. <a href="https://www.uspto.gov/dashboard/trademarks/application-timeline.html">See current trademark processing wait times </a> for more information.
Last Updated: 5 hours ago
Filing Date # Docket Text
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