Filed Nov. 9, 2026

Serial No. 50206947

Class Providing temporary use of online non-downloadable computer software for financial and regulatory compliance; Design, maintenance, development and updating of computer software; Providing on-line non-downloadable software using artificial intelligence (AI) for financial and regulatory compliance; Providing temporary use of on-line non-downloadable software and applications using artificial intelligence (AI) for financial and regulatory compliance; Providing online non-downloadable software using machine learning for financial and regulatory compliance; Software as a service (SAAS) services featuring software for financial market surveillance, trade surveillance, regulatory compliance, risk management, transaction monitoring, detection of suspicious activities, market abuse detection, fraud detection, communications surveillance, employee conduct monitoring, compliance monitoring, data analysis and generation of compliance reports; Platform as a service (PAAS) featuring computer software platforms for financial market surveillance, regulatory compliance, risk monitoring, transaction analysis, investigation management, communications surveillance and employee conduct monitoring; 100; 101

Case Type Service mark