Filed Dec. 7, 2005

Serial No. 78768433

Registered Dec. 5, 2006

Registration No. 3,180,413

Class Financial services provided in-person, by telephone, and electronically over the Internet, namely, broker-dealer services, namely, purchase and sale of stocks, bonds, fixed income investments, exchange traded mutual funds, open ended mutual funds, and other securities products; investment advice; investment management services; financial analysis and consultation; mutual fund distribution services; asset management services; money management services; mutual fund investment services; retail brokerage account services for individual, joint, custodial, trust, retirement, and other accounts; 100; 101; 102

Case Type Service mark