Filed April 24, 2014

Serial No. 86260959

Registered July 21, 2015

Registration No. 4,778,449

Class [ Financial services namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; ] financial services * for low-and mid-net work clients, * namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial services * for low-and mid-net work clients, * namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; financial services * for low-and mid-net work clients, * namely, investment fund transfer and transaction services; financial services * for low-and mid-net work clients, * namely, the trading of financial instruments, securities, shares, options and other derivative products; financial services * for low-and mid-net work clients, * namely, wealth management services; providing financial services * for low-and mid-net work clients * with respect to securities and other financial instruments and products, namely, money management services; providing financial services * for low-and mid-net work clients, * with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; 100; 101; 102

Case Type Service mark