Filed Aug. 21, 2014

Serial No. 86373395

Registered April 21, 2015

Registration No. 4,723,056

Interlocutory Attorney REBECCA J STEMPIEN_COYLE

Class Investment of funds for others; management of investment of funds for others; investment management services; [ Business Development Company funding services to small and mid-sized businesses; Business Development Company services, namely, providing financing to small and mid-sized businesses; ] Business Development Company fund management; [ Business Development Company financing; ] mutual fund brokerage, distribution, investment; investment administration, distribution, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; stock brokerage services; fund investment consultation; funds investment; asset allocation services * ; all of the aforementioned services expressly excluding those primarily directed to agricultural commodity derivatives *; 100; 101; 102

Case Type Service mark