Filed Sept. 2, 2014

Serial No. 86382908

Registered April 28, 2015

Registration No. 4,727,074

Class Investment advisory and mutual fund services, namely, mutual fund advisory and investment management services, mutual fund underwriting and administration services, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds and bonds and other investments for institutions and the general public; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; 100; 101; 102

Case Type Service mark