Filed Oct. 17, 2016

Serial No. 87205253

Registered Dec. 5, 2017

Registration No. 5,351,793

Class Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses; business development company services, namely, providing financing to small and mid-sized businesses; business development company fund management; business development company financing; mutual fund brokerage, distribution, investment; investment administration, distribution, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; stock brokerage services; fund investment consultation; funds investment; asset allocation services; 100; 101; 102

Case Type Service mark