Filed April 23, 2018

Serial No. 87889598

Registered Nov. 20, 2018

Registration No. 5,611,946

Class Advice relating to investments; Financial advisory and consultancy services; Financial analysis and consultation; Financial portfolio analysis services; Financial portfolio management; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial information and advisory services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Funds investment; Investment advisory services; Investment consultation; Investment management; Investment of funds for others; Management of portfolios comprising securities; Management of portfolios of transferable securities; Mutual fund advisory services; Mutual fund analysis services; Transfer agency services rendered to issuers of investment securities; 100; 101; 102

Case Type Service mark