Filed Sept. 5, 2019

Serial No. 88606526

Examining Attorney JENNIFER MCGAR MARTIN

Class Capital investment; Electronic financial trading services; Financial advice and consultancy services; Financial information provided by electronic means; Financial investment brokerage services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Fund investment consultation; Investment services, namely, asset acquisition, consultation, development and management services; Investment of funds; Investment of funds for others in the fields of municipal bonds, securities, private and public equity; Management of private equity funds; Management of a capital investment fund; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information in the field of finance; Providing investors with financial information; Consultancy of capital investment; 100; 101; 102; 100; 101; 102